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http://jama.ama-assn.org/cgi/content/full/302/12/1284
. 2009;302(12):1284-1293 (doi:10.1001/jama.2009.1384)JAMA
Michael S. Krasner; Ronald M. Epstein; Howard Beckman; et al.
Among Primary Care Physicians
Communication With Burnout, Empathy, and Attitudes
Association of an Educational Program in Mindful
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Promoting Patient-Centered Care
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CLINICIAN’S CORNERORIGINAL CONTRIBUTION
Association of an Educational Program
in Mindful Communication With Burnout,
Empathy, and Attitudes Among
Primary Care Physicians
Michael S. Krasner, MD
Ronald M. Epstein, MD
Howard Beckman, MD
Anthony L. Suchman, MD, MA
Benjamin Chapman, PhD
Christopher J. Mooney, MA
Timothy E. Quill, MD
P
RIMARY CARE PHYSICIANS RE-
port alarming levels of profes-
sional and personal distress. Up
to 60% of practicing physi-
cians report symptoms of burnout,1-4
de-
fined as emotional exhaustion, deper-
sonalization (treating patients as
objects), and low sense of accomplish-
ment. Physician burnout has been
linked to poorer quality of care, includ-
ing patient dissatisfaction, increased
medical errors, and lawsuits and de-
creased ability to express empathy.2,5-7
Substance abuse, automobile acci-
dents, stress-related health problems,
and marital and family discord are
among the personal consequences re-
ported.4,8-10
Burnout can occur early in
the medical educational process. Nearly
half of all third-year medical students
report burnout2,11
and there are strong
associations between medical student
burnout and suicidal ideation.12
The consequences of burnout among
practicing physicians include not only
poorer quality of life and lower qual-
ity of care but also a decline in the sta-
For editorial comment see p 1338.
CME available online at
www.jamaarchivescme.com
and questions on p 1374.
Context Primary care physicians report high levels of distress, which is linked to burn-
out, attrition, and poorer quality of care. Programs to reduce burnout before it results
in impairment are rare; data on these programs are scarce.
Objective To determine whether an intensive educational program in mindfulness, com-
munication, and self-awareness is associated with improvement in primary care physi-
cians’ well-being, psychological distress, burnout, and capacity for relating to patients.
Design, Setting, and Participants Before-and-after study of 70 primary care phy-
sicians in Rochester, New York, in a continuing medical education (CME) course in
2007-2008. The course included mindfulness meditation, self-awareness exercises, nar-
ratives about meaningful clinical experiences, appreciative interviews, didactic mate-
rial, and discussion. An 8-week intensive phase (2.5 h/wk, 7-hour retreat) was fol-
lowed by a 10-month maintenance phase (2.5 h/mo).
Main Outcome Measures Mindfulness (2 subscales), burnout (3 subscales), em-
pathy (3 subscales), psychosocial orientation, personality (5 factors), and mood (6 sub-
scales) measured at baseline and at 2, 12, and 15 months.
Results Over the course of the program and follow-up, participants demonstrated
improvements in mindfulness (raw score, 45.2 to 54.1; raw score change [⌬], 8.9; 95%
confidence interval [CI], 7.0 to 10.8); burnout (emotional exhaustion, 26.8 to 20.0;
⌬=−6.8; 95% CI, −4.8 to −8.8; depersonalization, 8.4 to 5.9; ⌬=−2.5; 95% CI, −1.4
to −3.6; and personal accomplishment, 40.2 to 42.6; ⌬=2.4; 95% CI, 1.2 to 3.6); em-
pathy (116.6 to 121.2; ⌬=4.6; 95% CI, 2.2 to 7.0); physician belief scale (76.7 to
72.6; ⌬=−4.1; 95% CI, −1.8 to −6.4); total mood disturbance (33.2 to 16.1; ⌬=−17.1;
95% CI, −11 to −23.2), and personality (conscientiousness, 6.5 to 6.8; ⌬=0.3; 95%
CI, 0.1 to 5 and emotional stability, 6.1 to 6.6; ⌬=0.5; 95% CI, 0.3 to 0.7). Improve-
ments in mindfulness were correlated with improvements in total mood disturbance
(r=−0.39, PϽ.001), perspective taking subscale of physician empathy (r=0.31, PϽ.001),
burnout (emotional exhaustion and personal accomplishment subscales, r=−0.32 and
0.33, respectively; PϽ.001), and personality factors (conscientiousness and emo-
tional stability, r=0.29 and 0.25, respectively; PϽ.001).
Conclusions Participation in a mindful communication program was associated with
short-termandsustainedimprovementsinwell-beingandattitudesassociatedwithpatient-
centeredcare.Becausebefore-and-afterdesignslimitinferencesaboutinterventioneffects,
these findings warrant randomized trials involving a variety of practicing physicians.
JAMA. 2009;302(12):1284-1293 www.jama.com
Author Affiliations are listed at the end of this article.
Corresponding Author: Michael S. Krasner, MD, De-
partment of Medicine, University of Rochester School
of Medicine and Dentistry, Olsan Medical Group, 2400
S Clinton Ave, Bldg H, #230, Rochester, NY 14618
(michael_krasner@urmc.rochester.edu).
1284 JAMA, September 23/30, 2009—Vol 302, No. 12 (Reprinted) ©2009 American Medical Association. All rights reserved.
at Harvard University on September 23, 2009www.jama.comDownloaded from
bility of the physician workforce.13
There has been a major decrease in the
percentage of graduates entering ca-
reers in primary care in the last 20 years,
with reasons related to burnout and
poor quality of life.14-16
This trend,
coupled with attrition among cur-
rently practicing physicians, have al-
ready had a significant effect on pa-
tient access to primary care services.17,18
Replacing physicians who leave prac-
tice is expensive: estimates are $250 000
or more per physician.13,19
Even though
the problem of burnout in physicians
has been recognized for years, there
have been few programs targeting burn-
out before it leads to personal or pro-
fessional impairment and very little data
exist about their effectiveness.20
Burnout may be related to lack of
a sense of control and loss of mean-
ing.20
In an investigation of internists,
the capacity of “being present” with
their patients21
correlated more strongly
with finding meaning in their work than
diagnostic and therapeutic triumphs.
This quality of being present for the
physicians included an understanding
of their patients as not merely objects
of care but as unique and fellow hu-
mans and an awareness of the pa-
tients’ (and their own) emotions, of-
ten brought out during challenging
clinical encounters.
One proposed approach to address-
ing loss of meaning and lack of con-
trol in practice life is developing greater
mindfulness4
—the quality of being fully
present and attentive in the moment
during everyday activities.22-24
To test
this hypothesis we designed a continu-
ing medical education (CME) course to
improve physician well-being. The pro-
gram aims to enhance the physician-
patient relationship through reflective
practices that help the practitioner ex-
plore the domains of control and mean-
ing in the clinical encounter. The course
is based on 3 techniques: mindfulness
meditation, narrative medicine, and ap-
preciative inquiry.25,26
Mindfulness
meditation is a secular contemplative
practice focusing on cultivating an in-
dividual’s attention and awareness
skills. Both narrative medicine and ap-
preciative inquiry involve focusing at-
tention and awareness through telling
of, listening to, and reflecting on per-
sonal stories. We hypothesized that in-
tensive training in attention, aware-
ness, and communication skills would
increase physician well-being, reduce
psychological distress and burnout, and
promote positive changes in physi-
cians’ capacity to relate to patients as
indicated by increased empathy and pa-
tient-centered orientation to care.
METHODS
Study Population
AllprimarycarephysiciansintheGreater
Rochester, New York, community
(N=871) were invited to participate in
the program through a series of mailed
andelectroniccommunicationsfromthe
Monroe County Medical Society to in-
dividual physicians and local health care
organizations, with follow-up tele-
phone calls from the investigators. Phy-
sicians with current active practices of
family medicine, general internal medi-
cine, pediatrics, or combined internal
medicine and pediatrics with revenues
through the community-wide Roches-
ter Individual Practice Association
(RIPA) of more than $20 000 were eli-
gible for consideration as study partici-
pants (n=642). The study proposal was
reviewed by the University of Roches-
ter Research Subjects Review Board and
determined that it met Federal and Uni-
versity criteria for exemption. Physi-
cians who participated received an
information sheet describing their vol-
untary participation in the study, per the
requirement for exempt studies. Partici-
pants were offered the course at no
chargeandreceivedCMEcreditsforpar-
ticipating and $250 for the completion
of 5 surveys.
Intervention
The intervention consisted of an inten-
sive phase (8 weekly 2.5-hour ses-
sions, plus an all-day [7-hour] session
between the sixth and seventh weekly
session) and a maintenance phase (10
monthly 2.5-hour sessions following
the eighth weekly session). The all-
day session was structured as a silent
retreat in which participants were asked
to engage in guided silent mindful-
ness practices for an entire day at a re-
treat center. The full curriculum is avail-
able from the authors. During each
weekly session, participants engaged in
the following 4 training components:
Didactic Material. Each session be-
gan with a 15-minute didactic presenta-
tion of that week’s theme. Topics in-
cluded awareness of thoughts and
feelings, perceptual biases and filters,
dealing with pleasant and unpleasant
events, managing conflict, preventing
burnout, reflecting on meaningful expe-
riences in practice, setting boundaries,
examining attraction to patients, explor-
ing self-care, being with suffering, and
examiningend-of-lifecare.Thesethemes
framedandprovidedtherationaleforthe
experientialexercisesthatcomprisedthe
majority of the session time.
Formal Mindfulness Meditation.
The term mindfulness refers to a qual-
ity of awareness that includes the abil-
ity to pay attention in a particular way:
on purpose, in the present moment, and
nonjudgmentally.27
Mindfulness in-
cludes the capacity for lowering one’s
own reactivity to challenging experi-
ences; the ability to notice, observe, and
experience bodily sensations, thoughts,
and feelings even though they may be
unpleasant; acting with awareness and
attention (not being on autopilot); and
focusing on experience, not on the la-
bels or judgments applied to them.
Through guided experiential medita-
tion exercises, participants practiced 4
methods for cultivating intrapersonal
self-awareness23
: (1) the body scan: guid-
ing the participant in noticing bodily
sensations and the cognitive and emo-
tional reactions to the sensations with-
out attempting to change the sensa-
tions themselves; (2) sitting meditation:
guided silent meditation bringing
awareness to the thoughts, feelings, and
sensations experienced; (3) walking
meditation: slow, deliberate, and atten-
tive walking while bringing awareness
to the experience; and (4) mindful move-
ment: including yoga-type exercises
guided in a manner that allows the par-
ticipant to slowly and methodically ex-
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
©2009 American Medical Association. All rights reserved. (Reprinted) JAMA, September 23/30, 2009—Vol 302, No. 12 1285
at Harvard University on September 23, 2009www.jama.comDownloaded from
plore the sensory, emotional, and cog-
nitive realms of the experience.
Narrative and Appreciative In-
quiry Exercises. Methods from narra-
tive medicine28
and appreciative in-
quiry25,29
wereusedtofosterinterpersonal
self-awareness:awarenessofrelationships
andcommunication.Ineachsessionpar-
ticipantswereaskedtowritebriefstories
about personal experiences in medical
practice focusing on that week’s theme
(TABLE1).Inadditiontodiscussingchal-
lenges they experience in clinical prac-
tice,participantsusedappreciativeinquiry
techniquestoexplorewaysinwhichthey
successfully worked through difficult
clinicalsituationsandtoidentifypersonal
qualities that promoted their successes.
Appreciativeinquiryproposesthatanaly-
sis and reinforcement of positive expe-
riences are more likely to change be-
havior in desired directions than an
exploration of negative experiences or
deficiencies.Theparticipantssharedtheir
narratives in pairs and small groups.
Equally important as telling stories was
listeningtoothers’stories.Listenerswere
instructedtolistenwiththeintentionof
understanding the other’s experience,
avoid interruptions, focus questions to
deepenunderstandingofthestoryteller’s
experience, resist comparing their own
experiencewiththatofthestoryteller,and
refrain from interpreting or judging the
reported experiences.
Discussion.Inlargergroupdiscussion
participants shared their experiences of
theformalmindfulnessmeditationprac-
ticesandthenarrative-appreciativeinquiry
exchanges.Theydiscussedtheeffectsof
the mindfulness practices, the narrative
writing,andtheappreciativeinquirycon-
versations on their sense of meaning in
thepracticeofmedicineaswellasinother
aspects of their lives.
Outcome Measures
Participants completed 5 sets of self-
administered surveys. The first survey
was completed at the time of registra-
tion (a mean of 37 days before the start
of the program); the second survey, at
the beginning of the first session; the
third survey, at the conclusion of the
eighth weekly session (8-week sur-
vey); the fourth survey, at the conclu-
sion of the last (10th) monthly ses-
sion (12-month survey); and the fifth
survey, 3 months after the program
ended (15-month survey). The survey
set included the following measures:
The2-FactorMindfulnessScale,30,31
in
which mindfulness is conceptualized as
a multifaceted attribute relating to one’s
inner experience (thoughts, percep-
tions, sensations, and feelings). In or-
der to reduce respondent burden and in
discussion with the scale’s developer, we
used the 2 factors that were validated at
the time of the study (observe and non-
react) and that appeared most relevant
to clinical practice, showed change with
mindfulness practice, discriminated be-
tweenmediatorsandnonmeditators,and
correlated with personality variables
(openness) and psychological well-
being.30,31
The 2-factor scale contains 15
items that are rated on a 5-level Likert
scale with anchors from “never or rarely
true” to “very often or always true”
(range, 15-75). The Observe subscale is
an8-iteminstrumentthatmeasures“Ob-
serving/noticing/attending to percep-
tions/thoughts/feelings” (range, 8-40).
The Nonreact subscale is a 7-item in-
strument that measures the ability to
“step back,” “pause,” and “recover” and
“let go” when facing “distressing
thoughts or images” (range, 7-35).
The Maslach Burnout Inventory32
is
a 22-item instrument widely used and
validated in samples of health care
personnel, including primary care phy-
sicians,32,33
that is rated on a 7-level
Likert scale with anchors from “never,”
“a few times a year,” “once a month,”
“a few times a month,” “once a week,”
“a few times a week,” to “every day.”
There are 3 subscales: the emotional ex-
haustion subscale has 9 items (range,
0-54), the depersonalization (treating
people as objects) subscale has 5 items
(range 0 – 30), and the (sense of) per-
sonal accomplishment subscale has 8
items (range 0 – 48). There is no total
burnout score calculated; rather, the au-
thors of the scale define any score more
than 26 on the emotional exhaustion
subscale, more than 9 on the deper-
sonalization subscale, or less than 34
on the personal accomplishment sub-
scale as representing burnout.10
The Jefferson Scale of Physician Em-
pathy,34-36
isa20-iteminstrumentwidely
used and validated among health pro-
fessionals and trainees that uses a 7-level
Likert scale with anchors from “strongly
disagree” to “strongly agree” (range, 20-
140). It measures 3 dimensions of em-
pathy: perspective-taking (10 items,
range, 10-70), compassionate care (8
Table 1. Didactic and Narrative and Appreciative Inquiry Themes
Didactic Topic Write or Tell a Brief Story About. . .
Awareness of pleasant or unpleasant
sensations, feelings, or thoughts
A pleasant or an unpleasant experience during clinical
work and its effect on the patient-physician
relationship
Perceptual biases and filters A surprising clinical experience (an experience that
differed significantly from what you expected)
Burnout An experience of noticing and responding to your own
emotional exhaustion, depersonalization, and low
sense of personal accomplishment
Meaning in medicine A clinical encounter that was meaningful to you; what
made it meaningful, what personal capacities did you
have that contributed to the meaning
Boundaries or conflict management A time when you effectively said, “No!” or set a clear
boundary in clinical practice and still maintained a
healing relationship
Attraction in the clinical encounter A time when you were aware of attraction toward a pa-
tient and its influence on the dynamics of the
physician-patient relationship
Self-care A time when you faced choices about caring for yourself
as opposed to caring for others
Being with suffering or end-of-life care A clinical encounter involving being present to suffering:
sadness, pain, uncertainty, end-of-life, and the aware-
ness of your role as physician
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
1286 JAMA, September 23/30, 2009—Vol 302, No. 12 (Reprinted) ©2009 American Medical Association. All rights reserved.
at Harvard University on September 23, 2009www.jama.comDownloaded from
items, range, 8-56), and standing in the
patient’sshoes(eg,understandingthepa-
tient’s experience, 2 items, range, 2-14).
The Physician Belief Scale,37
is a 32-
item validated measure of physicians’
beliefs about psychosocial aspects of pa-
tient care that uses a 5-level Likert scale
with anchors that range from “dis-
agree strongly” to “agree strongly.”
Scores range from 32 (maximum psy-
chosocial orientation) to 160 (mini-
mum psychosocial orientation, reflect-
ing the belief that psychosocial issues
are not part of a physician’s role).
The Mini-markers of the Big Five
Factor Structure38
personality scale con-
sists of a validated set of 40 adjective
markers of the 5 major personality di-
mensions: extraversion (energy, activ-
ity, sociability, and positive mood),
agreeableness (trust, warmth, caring,
and cooperation), conscientiousness
(diligence, reliability, and organiza-
tion), emotional stability (reflecting
emotional equanimity), and openness
(interest in aesthetic and novel expe-
riences). Each adjective is rated on a
9-level Likert with anchors that range
from “extremely inaccurate” to “ex-
tremely accurate.” There are 8 adjec-
tives for each dimension; the range for
each dimension is from 1 to72. The
Cronbach ␣ internal consistency reli-
ability estimate for each dimension
ranges from 0.76 to 0.90, averaging
0.83.
The Profile of Mood States (POMS)39
is a 65-item widely used instrument to
assess 6 mood states, each rated on a
5-level Likert scale with anchors that
range from “not at all” to “extremely”:
tension-anxiety (9 items; range, 0-36),
anger-hostility (12 items; range, 0-48),
confusion-bewilderment (7 items;
range, 0-28), depression-dejection (15
items; range, 0-60), fatigue-inertia (7
items; range, 0-28), and vigor-activity
(8 items; range, 0-32, reverse-scored).
There are 7 nonscored items on the
scale. The POMS also assesses a global
affective state, yielding a total mood dis-
turbance score by summing the scores
on the 6 mood states (with vigor-
activity negatively weighted; range,
0-232). The adult normative mean (SD)
scores for men are total, 14.8 (32.7);
tension, 7.1 (5.8); depression, 7.5 (9.2);
anger, 7.1 (7.3); vigor, 19.8 (6.8); fa-
tigue, 7.3 (5.7); and confusion, 5.6
(4.1). For women, mean (SD) scores are
total, 20.3 (33.1); tension, 8.2 (6.0); de-
pression, 8.5 (9.4); anger, 8.0 (7.5);
vigor, 18.9 (6.5); fatigue, 8.7 (6.1); and
confusion, 5.8 (4.6).40
The POMS has
been validated in numerous adult popu-
lations and has been used in studies of
other mindfulness-based interven-
tions,41
empathy,42
and burnout43
in
educational settings.
Statistical Analysis
Linearmixed-effectsmodels44
wereused
to model change in outcomes while ac-
counting for the nesting of repeated
measures within individuals. Mixed-
effects models incorporate all avail-
able information across all measure-
ment points to increase efficiency. They
provide consistent estimates even when
missing data are tied to observed fac-
tors. Levels of each factor at measure-
ment 1 (baseline, at enrollment) were
contrasted with measurements 2 (im-
mediately before the intervention), 3 (at
the end of the 8-week intensive phase),
4 (at the end of the 10-month mainte-
nance phase), and 5 (3 months after
completion of the intervention). This
permitted examining whether the con-
structs showed stability in the absence
of intervention during a within-
individual control period,45
then track
both the extent to which they changed
after the intervention and the extent to
which these changes persisted.
The critical P value for considering
change significant was determined
using the false discovery rate, a mul-
tiple test correction accounting for cor-
related tests that is more powerful and
that balances type I and II error better
than Bonferoni or other family-wise er-
ror rate corrections.46
The false discov-
ery rate represents the proportion of in-
correctly rejected null hypotheses out
of all rejected null hypotheses. The sig-
nificance level identified set by a false
discovery rate for the primary out-
comes analysis was 0.0053. For the
analysis of correlations between change
in mindfulness and change in other out-
comes the false discovery rate was
0.0013. The magnitude of changes for
all variables was computed to standard-
ized mean differences (Cohen d mea-
sure of effect size), which express
change in standard deviation units. Val-
ues of 0.2 have been suggested as being
small; 0.5, medium; and 0.8, large dif-
ferences.47,48
Power analysis indicated
that under assumptions of 20% attri-
tion, an ␣ of .05, and moderately strong
correlations (0.8) within assessments
during preintervention period and later
within the postintervention period, the
study enrollment of 70 resulted in an
80% power to detect a standardized
mean difference of 0.35.
Change scores were computed for
each measure and the association of
change in mindfulness with change in
burnout, empathy, and other out-
comes was examined using Pearson cor-
relations. Although not definitive evi-
dence that mindfulness changes are a
mechanism for changes in other mea-
sures, correlated changes are neces-
sary (but not sufficient) evidence for
such a mechanism. Sensitivity analy-
ses used cluster bootstrapped stan-
dard errors.49
Stata SE 10 (StataCorp LP,
College Station, Texas), and SAS sta-
tistical software version 9.1 (SAS Insti-
tute Inc, Cary, North Carolina) for all
analyses.
RESULTS
Of the 70 persons enrolled, 60 (86%) in-
dividuals completed survey 1; 68 (97%),
survey 2; 59 (84%), survey 3; 56 (80%),
survey 4; and 51 (73%), survey 5.
Participant demographics are shown
in TABLE 2. Of 70 physicians who
agreed to participate, 60 completed
baseline measures and 68 participated
in at least 1 session. The mean (SD)
number of hours attended for all 70 par-
ticipants was 33.6 (10.5) out of a total
of 52 hours. The participants differed
from nonparticipants in sex and spe-
cialty distribution, location of prac-
tice, and years in practice.
TABLE 3 shows the outcomes scores
at each assessment point compared with
baseline. At 15 months, mindfulness
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
©2009 American Medical Association. All rights reserved. (Reprinted) JAMA, September 23/30, 2009—Vol 302, No. 12 1287
at Harvard University on September 23, 2009www.jama.comDownloaded from
scores showed the largest effect sizes
(1.12 for the total; 95% CI, 0.86-1.38;
1.03 for observe; 95% CI, 0.77-1.28; and
0.88 for nonreact; 95% CI, 0.63-1.13;
P value for each Ͻ.001). The Maslach
Burnout Inventory showed improve-
ments across all 3 subscales, with
medium effect sizes for emotional ex-
haustion (0.62; 95% CI, 0.42-0.82) de-
personalization (0.45; 95% CI, 0.24-
0.66), and personal accomplishment
(0.44; 95% CI, 0.19-0.68; PϽ.001).
Total empathy improved (effect size,
0.45; 95% CI, 0.24-0.66; PϽ.001), with
standing in the patient’s shoes (effect
size, 0.36; 95% CI, 0.11-0.60; P=.003),
and perspective taking (effect size, 0.38;
95% CI, 0.16-0.60, P=.001) demon-
strating significant positive changes.
The physician belief scale improved sig-
nificantly (effect size, 0.37; 95% CI,
0.14-0.59; P=.001) suggesting a shift
toward greater value placed on under-
standing the patient’s emotional and so-
cial life in addition to disease-related
factors. The Profile of Mood States
showed moderate effect sizes in the total
score (0.69; 95% CI, 0.43-0.95) and the
depression (0.55; 95% CI, 0.29-0.81),
anger (0.76; 95% CI, 0.48-1.05), and fa-
tigue subscales (0.81; 95% CI, 0.51-
1.11; all at PϽ.001), and a smaller effect
size with vigor (0.42; 95% CI, 0.17-
0.66, PϽ.001). The effect size for per-
sonality traits of conscientiousness
(0.29; 95% CI, 0.13-0.45) and emo-
tional stability (0.45, 95% CI, 0.25-
0.66, PϽ.001) showed small to mod-
erate improvements.
Improvements in mindfulness were
moderately correlated with decreases in
total mood disturbance (r=−0.39,
PϽ.001), especially decreases on the
tension, depression, vigor, and fatigue
subscales. They were also moderately
correlated with decreases in the emo-
tional exhaustion subscale of burnout
(r = −0.32, P Ͻ .001), and with in-
creases in the burnout subscale of per-
sonal accomplishment (r = 0.33,
PϽ.001) and the personality dimen-
sions of conscientiousness (r=0.29,
P Ͻ .001) and emotional stability
(r=0.25, PϽ.001). Improvements in
mindfulness were correlated with in-
creases in the perspective taking sub-
scale of physician empathy (r=0.31,
PϽ.001). TABLE 4 shows the correla-
tions between changes in mindfulness
and changes in other outcomes.
Cluster bootstrapped analyses re-
vealed an identical pattern of results,
with the exception that personal ac-
complishments at survey 3 (P=.025)
and total empathy at survey 4 (P=.012)
did not achieve significance based on
the false discovery rate. The findings
were unchanged when the analyses
were repeated using the pre-interven-
tion survey as the baseline measure.
COMMENT
Our study demonstrated that primary
care physicians participating in a
CME program that focused on self-
awareness experienced improved per-
sonal well-being, including burnout
(emotional exhaustion, depersonaliza-
tion, and personal accomplishment)
and improved mood (total and depres-
sion, vigor, tension, anger, and fa-
tigue). They also experienced positive
changes in empathy and psychosocial
beliefs, both indicators of a patient-
centeredorientationtomedicalcarethat
has been associated with patient-
centered behaviors such as attending to
the patient’s experience of illness and
its psychosocial context and promot-
ing patient participation in care.50,51
Fur-
thermore, these patient-centered be-
haviors have been associated with
improved patient trust,52
appropriate
prescribing,53
reduction in health care
disparities,54
and lower heath care
costs.55
For most measures, similar degrees
of improvement were seen after the
8-week intensive intervention, at the
conclusion of the monthly mainte-
nance phase, and 3 months beyond
completion of the program. Several
short-term improvements did not per-
sist (physician empathy: compassion-
ate care; profile of mood states: ten-
sion and confusion; and personality
factors: extraversion, agreeableness, and
openness) although 5 improvements
developed over the long term that were
not apparent at 8 weeks (burnout: de-
personalization; profile of mood states:
depression and fatigue; and personal-
ity: conscientiousness and emotional
stability).
Mindfulness-based interventions are
increasingly frequent in health profes-
sions education24,28,41,56-59,61-65
and have
demonstrated improvements in anxi-
ety and mood disturbances in medical
and premedical students,65
as well as re-
ductions in burnout among a selected
group of family medicine residents.66
One randomized controlled study of
health professionals demonstrated that
an 8-week mindfulness-based stress re-
duction program may be effective for
Table 2. Characteristics of Participating vs Nonparticipating Primary Care Physiciansa
Participants
(n = 70)
Nonparticipants
(n = 572)
P
Valueb
Sexc
Male 38 (54) 352 (62)
.05
Female 32 (46) 179 (31)
Specialty
Internal medicine 34 (49) 293 (51)
Family medicine 29 (41) 134 (23) .001
Pediatrics 7 (10) 145 (25)
Care aread
Rural 3 (4) 163 (29)
Suburban 48 (71) 389 (68) Ͻ.001
Urban 17 (25) 20 (3)
Experience
Years in practice, mean (SD) 15.9 (8.0) 18.7 (10.8) .04
aData are presented as No. (%) except as noted. Percentages may not sum to 100 due to rounding.
bComparisons for sex, specialty, and care area are based on ␹2
tests; for years in practice, independent samples
t tests.
cInformation not available for 41 nonparticipants.
dInformation not available for 2 participants.
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
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Table 3. Outcomes Scores at Each Assessment Point With Comparisons to Baselinea
Subscale
Mean Score (95% CI)
Standardized
Mean Difference
of Change From
Baseline to 15 mo
(95% CI)Baseline Preintervention 8 Week 12 Month 15 Month
Maslach Burnout Scaleb
Emotional exhaustion 26.8 (24.1 to 29.6) 27.8 (25.1 to 30.5) 23.7 (21.0 to 26.5)c 20.0 (17.2 to 22.8)c 20.0 (17.2 to 22.9)c 0.62 (0.42 to 0.82)
P value .34 .003c Ͻ.001c Ͻ.001c
Depersonalization 8.4 (7.1 to 9.7) 8.6 (7.3 to 9.9) 7.6 (6.3 to 8.9) 5.9 (4.5 to 7.2)c 5.9 (4.5 to 7.2)c 0.45 (0.24 to 0.66)
P value .68 .15 Ͻ.001c Ͻ.001c
Personal accomplishment 40.2 (38.9 to 41.6) 41.2 (39.8 to 42.5) 42.0 (40.6 to 43.4)c,d 42.7 (41.3 to 44.1)b 42.6 (41.2 to 44.1)c 0.44 (0.19 to 0.68)
P value .14 .006c Ͻ.001c Ͻ.001c
Jefferson Scale of Physician
Empathy
Total empathy 116.6 (114.2 to 118.9) 117.2 (114.9 to 119.5) 120.6 (118.2 to 123.0)c 121.4 (119.0 to 123.8)c,d 121.2 (118.7 to 123.8)c 0.45 (0.24 to 0.66)
P value .54 Ͻ.001c Ͻ.001c Ͻ.001c
Compassionate care 48.6 (47.5 to 49.7) 49.2 (48.2 to 50.3) 49.8 (48.7 to 50.9) 50.4 (49.3 to 51.5)c 50.0 (48.8 to 51.1) 0.30 (0.04 to 0.57)
P value .3 .03 .003c .02
Perspective taking 57.1 (55.6 to 58.6) 57.1 (55.7 to 58.6) 59.1 (57.6 to 60.6)c 59.7 (58.2 to 61.2)c 59.5 (58.0 to 61.1)c 0.38 (0.16 to 0.60)
P value .99 .003c Ͻ.002c .001c
Standing in patient’s
shoes
10.9 (10.4 to 11.5) 10.8 (10.3 to 11.3) 11.7 (11.1 to 12.2)c 11.4 (10.9 to 11.9) 11.7 (11.2 to 12.3)c 0.36 (0.11 to 0.60)
P value .66 .005c .07 .003c
Physician Belief Scale 76.7 (74.0 to 79.0) 77.9 (75.2 to 80.6) 72.7 (70.0 to 75.5)c 69.9 (67.1 to 72.7)c 72.6 (69.7 to 75.4)c 0.37 (0.14 to 0.59)
P value .31 .001c Ͻ.001c .001c
Baer mindfulness scale
Total mindfulness 45.2 (43.3 to 47.1) 46.3 (44.5 to 48.2) 52.9 (51.0 to 54.8)c 55.0 (53.0 to 56.9)c 54.1 (52.0 to 56.1)c 1.12 (0.86 to 1.38)
P value .27 Ͻ.001c Ͻ.001c Ͻ.001c
Observe 25.6 (24.4 to 26.8) 26.7 (25.5 to 27.8) 30.6 (29.4 to 31.8)c 31.1 (29.8 to 32.3)c 30.7 (29.4 to 32.0)c 1.03 (0.77 to 1.28)
P value .07 Ͻ.001c Ͻ.001c Ͻ.001c
Nonreact 19.7 (18.7 to 20.7) 20.1 (19.1 to 21.1) 22.9 (21.8 to 23.9)c 23.9 (22.9 to 24.9)c 23.4 (22.3 to 24.4)c 0.88 (0.63 to 1.13)
P value .45 Ͻ.001c Ͻ.001c Ͻ.001c
Profile of Mood States
Total mood disturbance 33.2 (26.8 to 39.5) 32.6 (26.5 to 38.6) 20.9 (14.5 to 27.2)c 11.0 (4.5 to 17.4)c 16.1 (9.5 to 22.7)c 0.69 (0.43 to 0.95)
P value .84 Ͻ.001c Ͻ.001c Ͻ.001c
Tension 15.1 (13.4 to 16.8) 15.9 (14.3 to 17.5) 12.4 (10.7 to 14.1) 9.9 (8.1 to 11.5)c 12.4 (10.6 to 14.2) 0.41 (0.10 to 0.72)
P value .42 .009 Ͻ.001c .01
Depression 9.1 (7.3 to 10.9) 8.3 (6.5 to 10.0) 7.5 (5.7 to 9.3) 5.0 (3.2 to 6.9)c 5.4 (3.5 to 7.3)c 0.55 (0.29 to 0.81)
P value .30 .06 Ͻ.001c Ͻ.001c
Anger 6.6 (5.4 to 7.8) 5.0 (3.9 to 6.2) 3.6 (2.4 to 4.9)c 2.9 (1.7 to 4.2)c 3.0 (1.7 to 4.3)c 0.76 (0.48 to 1.05)
P value .01 Ͻ.001c Ͻ.001c Ͻ.001c
Vigor 14.6 (13.0 to 16.3) 13.5 (12.0 to 15.1) 16.9 (15.4 to 18.6)c 18.4 (16.8 to 20.0)c 17.5 (15.8 to 19.1)c 0.42 (0.17 to 0.66)
P value .13 .003c Ͻ.001c Ͻ.001c
Fatigue 8.4 (7.2 to 9.5) 7.9 (6.8 to 9.0) 6.2 (5.0 to 7.3) 4.6 (3.4 to 5.8)c 4.6 (3.4 to 5.8)c 0.81 (0.51 to 1.11)
P value .46 .001 Ͻ.001c Ͻ.001c
Confusion 8.7 (7.6 to 9.8) 9.0 (8.0 to 10.1) 8.2 (7.1 to 9.3) 6.7 (5.8 to 8.0)c 8.2 (7.0 to 9.3) 0.12 (−0.18 to 0.41)
P value .53 .49 .004c .44
Big 5 personality Mini-markers
Extraversion 5.7 (5.4 to 6.0) 5.7 (5.4 to 6.0) 5.9 (5.6 to 6.2) 6.0 (5.7 to 6.4)c 5.9 (5.6 to 6.2) 0.14 (0.00 to 0.29)
P value 0.83 .07 Ͻ.001c .04
Agreeableness 7.3 (7.1 to 7.6) 7.4 (7.1 to 7.6) 7.5 (7.3 to 7.7) 7.7 (7.4 to 7.9)c 7.5 (7.3 to 7.7) 0.18 (−0.01 to 0.37)
P value .83 .02 Ͻ.001c .05
Conscientiousness 6.5 (6.2 to 6.7) 6.4 (6.1 to 6.6) 6.6 (6.3 to 6.8) 6.7 (6.5 to 7.0)c 6.8 (6.5 to 7.0)c 0.29 (0.13 to 0.45)
P value .34 .21 .002c Ͻ.001c
Emotional stability 6.1 (5.8 to 6.3) 6.0 (5.8 to 6.3) 6.3 (6.1 to 6.6) 6.5 (6.3 to 6.8)c 6.6 (6.3 to 6.9)c 0.45 (0.25 to 0.66)
P value .67 .03 Ͻ.001c Ͻ.001c
Openness 6.8 (6.6 to 7.1) 7.0 (6.7 to 7.2) 7.1 (6.8 to 7.3) 7.1 (6.8 to 7.4)c 7.0 (6.7 to 7.3) 0.12 (−0.03 to 0.28)
P value .25 .02 .004c .14
Abbreviation: CI, confidence interval.
aSee the “Methods” section for definitions of anchors and ranges for each scale. P values compare mean at each time point to the baseline values.
bAccording to convention, a score of more than 26 on the emotional exhaustion subscale, a score of more than 9 on the depersonalization subscale, or a score of less than 34 on the
personal accomplishment subscale is considered an indicator of professional burnout for medical professionals.
cMeans are significantly different from baseline value by false discovery rate of .0053.
dIn sensitivity analyses bootstrapping standard errors, nonsignificant by false discovery rate (P=.025 for personal accomplishments and .012 for empathy).
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
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at Harvard University on September 23, 2009www.jama.comDownloaded from
reducing stress and improving quality
of life and self-compassion.67
To our
knowledge, this is the first study of a
mindfulness-based intervention for
practicing primary care practitioners
and the first to demonstrate effects
not only on well-being but also on in-
dicators of high-quality interpersonal
care.
Atheoryofmindfulpracticeformsthe
basis of this educational program.24
It
holds that enhancing intrapersonal and
interpersonal self-awareness can im-
prove well-being and effectiveness in
clinical practice. Self-awareness can as-
sist practitioners in becoming more at-
tentive to the presence of stress, to their
relationship with the sources of stress,
and to their own personal capacity to
attenuate the effects of stress. The skills
cultivated in the mindful communica-
tion program appeared to lower partici-
pants’ reactivity to stressful events and
help them adopt greater resilience in the
face of adversity.
In this group of physicians, we
were able to demonstrate that in-
creases in mindfulness correlated
with reductions in burnout and total
mood disturbance. The intervention
was also associated with increased
trait emotional stability (ie, greater
resilience). The fact that improve-
ments in temporary negative emo-
tional states were associated with
more stable personality traits is
consistent with the findings from
studies of the efficacy of mindfulness
interventions in preventing relapse in
patients with recurrent depression.68
Likewise, improvements in patient-
centered qualities (eg, the per-
spective-taking quality of empathy)
were also correlated with increases in
mindfulness. These relationships
between increased mindfulness and
greater resiliency, the capacity to
handle challenges, and patient-
centeredness provide preliminary
evidence that mindfulness may be an
active component in promoting such
changes, thereby supporting the
theory of mindful practice.
Ideally, institutional approaches to
reducing burnout should comple-
ment person-centered approaches such
as this type of intervention.69
For ex-
ample, with the support of institu-
tional leadership, one health care or-
ganization enacted systems-level
changes that provided physicians
greater control over hours and proce-
dures, improved efficiency and team-
work in practices, and provided mean-
ing by integrating improvements in
patients’ experience of care into admin-
istrative meetings.20
This program
showed improvements in their practi-
tioners’ emotional exhaustion sub-
Table 4. Correlation of Change in Mindfulness With Change in Other Outcomes Across Postintervention Perioda
8-Week
Postintervention,
Correlation
P
Valuec
12-Month
Follow-up,
Correlation
P
Valuec
15-Month
Follow-up,
Correlation
P
Valuec
Overall
Postintervention
Measurements,
Correlationb
P
Valuec
Maslach Burnout Inventory
Emotional exhaustion −.35 .008 −.03 .87 −.07 .63 −.32 Ͻ.001
Depersonalization −.09 .52 .11 .45 .18 .23 −.19 .02
Personal accomplishments .31 .021 .22 .12 .29 .05 .33 Ͻ.001
Jefferson Scale of Physician Empathy
Perspective taking .35 .007 .47 Ͻ.001 .22 .14 .31 Ͻ.001
Compassion .26 .05 .34 .01 .14 .33 .01 .93
Patient’s shoes .27 .04 .29 .03 .07 .62 .12 .19
Total .35 .007 .56 Ͻ.001 .26 .08 .20 .008
Physician Beliefs Scale
Total −.43 Ͻ.001 −.06 .67 −.02 .89 −.27 .001
Personality Mini-markers
Extraversion .35 .008 .28 .04 .21 .15 .18 .009
Agreeableness .39 .003 .26 .06 .09 .53 .12 .13
Conscientiousness .36 .007 .09 .51 .00 .98 .29 Ͻ.001
Emotional stability .32 .01 .15 .30 .29 .05 .25 Ͻ.001
Openness .26 .05 .16 .26 −.0713 .63 .02 .74
Profile of Mood States
Tension −.23 .09 −.31 .02 −.06 .72 −.31 Ͻ.001
Depression −.33 .01 −.33 .01 −.25 .09 −.34 Ͻ.001
Anger −.20 .14 −.24 .08 .17 .27 −.22 .01
Vigor .34 .01 .14 .19 .22 .15 .26 .002
Fatigue −.24 .07 −.28 .04 −.07 .62 −.32 Ͻ.001
Confusion −.33 .01 −.28 .04 −.08 .60 −.24 .007
Total mood disturbance −.37 .006 −.37 .007 −.14 .35 −.39 Ͻ.001
aPearson correlation coefficients. Change scores computed as follow-up measurement score – baseline score.
bLinear mixed-effects model incorporating all change scores across postintervention measurements.
cCritical P value by false discovery rate=.0013.
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
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at Harvard University on September 23, 2009www.jama.comDownloaded from
scale of the Maslach Burnout Inven-
tory. Although our findings are
preliminary, they do suggest that it is
possible to change attitudes toward care
and improve several key aspects of
burnout, well-being, and empathy even
in the absence of systems changes.
This study has several limitations.
First, it was not a randomized con-
trolled trial, and participants were
self-selected; we expected that this in-
tervention would appeal to some phy-
sicians and not others. This is a novel
intervention, and the goal was to dem-
onstrate effectiveness of one model of
a potential family of interventions to
increase physician well-being and re-
duce psychological distress and burn-
out. Accordingly, we tested the inter-
vention in a sample representative of
those who would ultimately partici-
pate. Randomized controlled trials are
not the only standard of research prac-
tice for educational and community-
based research,70-73
and before-and-
after designs are often considered
adequate for purposes of educational or
policy decision making.
Compared with nonparticipants, par-
ticipants were more likely to be family
physicians and less likely to practice in
rural areas. The degree to which this
program would benefit reluctant phy-
sicians, physicians in other special-
ties, or those with little or no interest
in the program curriculum needs to be
evaluated. Nevertheless, the baseline
characteristics of even this self-
selected group (such as burnout scale
scores) suggest that it would warrant
attention. This group is at high risk for
the consequences of burnout and mood
disturbance. Accordingly, this pro-
gram might be considered as one of a
menu of options available to practic-
ing primary care physicians to address
the quality of work life and therefore
should be subjected to further evalua-
tion.
Second, we were unable to track how
changes in self-report measures af-
fected actual clinical care. Future stud-
ies might examine the effects of mind-
fulness programs through the analysis
of recorded patient visits before and
after participation, patient reports,
claims data, and outcomes measures.
An example of such an investigation is
demonstrated in a randomized con-
trolled study of psychotherapists in
training, which showed that promot-
ing mindfulness among the trainees
could positively influence the thera-
peutic course and treatment results of
their patients.74
Third, the results do not defini-
tively establish that the improvements
measured were due to any or all of the
components within the intervention.
The stability of the 2 preintervention
measurements argues against regres-
sion to the mean as an explanation of
our results, but it is possible that the
observed changes resulted primarily
from our participants’ spending time to-
gether with their colleagues. How-
ever, the correlation of changes in well-
being and attitudes toward care with
improvements in mindfulness sug-
gests a mediating influence of mind-
fulness and mindfulness training on the
outcomes. This hypothesis could be ex-
plored in future investigations. Addi-
tionally, qualitative interviews exam-
ining participants’ attributions of the
changes in their attitudes might pro-
vide insight into the course and its cur-
riculum. Future studies might also ex-
amine proposed psychological and
neurocognitive mechanisms for the
effect of mindfulness on burnout and
empathy.75
Fourth, we conducted the course in
a single location, with experienced
course facilitators. Even though this
might appear to limit generalizability,
instructors of mindfulness-based
courses are becoming more available;
fees for 8-week programs may range
from $450 to $600.76
Training courses
for instructors are regularly offered,
and we could identify no factors
unique to the Rochester environment
that appear to limit the deployment of
this course in other settings. Based on
these initial findings, it would seem
appropriate to test a carefully con-
structed, well-facilitated mindfulness
program for other groups of health
professionals.
CONCLUSIONS
Physicians who participated in a CME
program on mindful communication
showed improvements in measures of
well-being and demonstrated an en-
hancement in personal characteristics
associated with a more patient-
centered orientation to clinical care.
Further study will be necessary to in-
vestigate the effects on practice effi-
ciency, patients’ experience of care, and
clinical outcomes. Longer-term fol-
low up of this cohort may provide in-
formation about the sustainability of the
changes beyond 15 months and the po-
tential effects of mindful communica-
tion training on outcomes that have
been considered consequences of phy-
sician burnout: quality of care, physi-
cians’ quality of life, suicidal ideation,
the expression of empathy in clinical
encounters, medical errors, and attri-
tion from practice. Other investiga-
tions may help determine whether
mindful communication training re-
sults in long-term changes in physi-
cians’ attitudes toward clinical care and
toward their profession, the effect of
similar programs on other groups of
medical practitioners, and the degree
to which reinforcement courses are
needed to sustain the benefits. This pro-
gram represents a model of CME that
may help provide growth and suste-
nance to physicians in the service of
promoting excellence in clinical care
and professional satisfaction and well-
being.
Author Affiliations: Departments of Internal Medi-
cine (Drs Krasner, Beckman, Suchman, and Quill), Fam-
ily Medicine (Drs Epstein and Beckman), Psychiatry (Drs
Epstein, Chapman, and Quill), and Oncology (Drs Ep-
stein and Quill); the Offices for Medical Education (Mr
Mooney), Center to Improve Communication in Health
Care and Center for Ethics, Humanities, and Pallia-
tive Care (Drs Epstein and Quill), University of Roch-
ester Medical Center, Rochester, New York; Roches-
ter Individual Practice Association, Rochester, New York
(Dr Beckman); and Relationship Centered Health Care,
Rochester, New York (Dr Suchman).
Author Contributions: Dr Krasner had full access to
all of the data in the study and takes responsibility for
the integrity of the data and the accuracy of the data
analysis.
Study concept and design: Krasner, Epstein, Beckman,
Suchman, Quill.
Acquisition of data: Krasner, Epstein, Mooney, Quill.
Analysis and interpretation of data: Krasner, Epstein,
Beckman, Suchman, Chapman, Mooney, Quill.
Drafting of the manuscript: Krasner, Epstein, Suchman,
Chapman, Mooney, Quill.
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
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Critical revision of the manuscript for important in-
tellectual content: Krasner, Epstein, Beckman,
Suchman, Chapman, Mooney, Quill.
Statistical analysis: Epstein, Suchman, Chapman,
Mooney.
Obtained funding: Krasner, Epstein, Quill.
Administrative, technical, or material support: Krasner,
Epstein, Beckman, Suchman, Mooney.
Study supervision: Krasner, Epstein.
Financial Disclosures: Dr Epstein reported deliver-
ing 2 lectures on patient-physician communication
sponsored by Merck. No other disclosures were
reported.
Funding/Support: The study was funded by the Phy-
sicians’ Foundation for Health Systems Excellence
and sponsored by the New York Chapter of the Ameri-
can College of Physicians. Work done on this project
by Dr Chapman was facilitated by grant K08AG31328
from the National Institutes of Health.
Role of the Sponsor: The funding organization and
sponsor were not involved in the design and conduct
of the study; collection, management, analysis, and
interpretation of the data; or in the preparation, re-
view, or approval of the manuscript.
Disclaimers: The views expressed in this article are
those of the authors and do not necessarily represent
the views of the Physicians’ Foundation for Health Sys-
tems Excellence or the New York Chapter of the Ameri-
can College of Physicians.
Additional Contributions: Saki F. Santorelli, EdD, MA,
and Jon Kabat-Zinn, PhD, University of Massachu-
setts Medical School, provided input into the design
of the educational program. David S. Monsour, MD,
Specialty Center of Central New York, provided in-
valuable facilitation skill for the 8-week phase of the
intervention. Melissa Wendland, BS, Rochester Indi-
vidual Practice Association, Mary Jane Milano, MHSA,
Monroe County Medical Society, Nancy Adams, MSM,
Monroe County Medical Society and the Rochester
Individual Practice Association, provided logistical and
administrative support. Dr Monsour, the Rochester
Individual Practice Association and the Monroe County
Medical Society, received compensation for their roles
in this study.
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Words—so innocent and powerless as they are, as
standing in a dictionary, how potent for good and evil
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combine them!
—Nathaniel Hawthorne (1804-1864)
EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION
©2009 American Medical Association. All rights reserved. (Reprinted) JAMA, September 23/30, 2009—Vol 302, No. 12 1293
at Harvard University on September 23, 2009www.jama.comDownloaded from

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Association of an Educational Program in Mindful Communication With Burnout, Empathy, and Attitudes Among Primary Care Physicians

  • 1. current as of September 23, 2009. Online article and related content http://jama.ama-assn.org/cgi/content/full/302/12/1284 . 2009;302(12):1284-1293 (doi:10.1001/jama.2009.1384)JAMA Michael S. Krasner; Ronald M. Epstein; Howard Beckman; et al. Among Primary Care Physicians Communication With Burnout, Empathy, and Attitudes Association of an Educational Program in Mindful Supplementary material http://jama.ama-assn.org/cgi/content/full/302/12/1284/DC1 Report VideoJAMA Correction Contact me if this article is corrected. Citations Contact me when this article is cited. This article has been cited 1 time. Topic collections Contact me when new articles are published in these topic areas. Stress Patient-Physician Communication; Primary Care/ Family Medicine; Psychiatry; Medical Practice; Medical Education; Patient-Physician Relationship/ Care; CME course Online CME course available. CME course Online CME course available. the same issue Related Articles published in . 2009;302(12):1338.JAMATait D. Shanafelt. Promoting Patient-Centered Care Enhancing Meaning in Work: A Prescription for Preventing Physician Burnout and http://pubs.ama-assn.org/misc/permissions.dtl permissions@ama-assn.org Permissions http://jama.com/subscribe Subscribe reprints@ama-assn.org Reprints/E-prints http://jamaarchives.com/alerts Email Alerts at Harvard University on September 23, 2009www.jama.comDownloaded from
  • 2. CLINICIAN’S CORNERORIGINAL CONTRIBUTION Association of an Educational Program in Mindful Communication With Burnout, Empathy, and Attitudes Among Primary Care Physicians Michael S. Krasner, MD Ronald M. Epstein, MD Howard Beckman, MD Anthony L. Suchman, MD, MA Benjamin Chapman, PhD Christopher J. Mooney, MA Timothy E. Quill, MD P RIMARY CARE PHYSICIANS RE- port alarming levels of profes- sional and personal distress. Up to 60% of practicing physi- cians report symptoms of burnout,1-4 de- fined as emotional exhaustion, deper- sonalization (treating patients as objects), and low sense of accomplish- ment. Physician burnout has been linked to poorer quality of care, includ- ing patient dissatisfaction, increased medical errors, and lawsuits and de- creased ability to express empathy.2,5-7 Substance abuse, automobile acci- dents, stress-related health problems, and marital and family discord are among the personal consequences re- ported.4,8-10 Burnout can occur early in the medical educational process. Nearly half of all third-year medical students report burnout2,11 and there are strong associations between medical student burnout and suicidal ideation.12 The consequences of burnout among practicing physicians include not only poorer quality of life and lower qual- ity of care but also a decline in the sta- For editorial comment see p 1338. CME available online at www.jamaarchivescme.com and questions on p 1374. Context Primary care physicians report high levels of distress, which is linked to burn- out, attrition, and poorer quality of care. Programs to reduce burnout before it results in impairment are rare; data on these programs are scarce. Objective To determine whether an intensive educational program in mindfulness, com- munication, and self-awareness is associated with improvement in primary care physi- cians’ well-being, psychological distress, burnout, and capacity for relating to patients. Design, Setting, and Participants Before-and-after study of 70 primary care phy- sicians in Rochester, New York, in a continuing medical education (CME) course in 2007-2008. The course included mindfulness meditation, self-awareness exercises, nar- ratives about meaningful clinical experiences, appreciative interviews, didactic mate- rial, and discussion. An 8-week intensive phase (2.5 h/wk, 7-hour retreat) was fol- lowed by a 10-month maintenance phase (2.5 h/mo). Main Outcome Measures Mindfulness (2 subscales), burnout (3 subscales), em- pathy (3 subscales), psychosocial orientation, personality (5 factors), and mood (6 sub- scales) measured at baseline and at 2, 12, and 15 months. Results Over the course of the program and follow-up, participants demonstrated improvements in mindfulness (raw score, 45.2 to 54.1; raw score change [⌬], 8.9; 95% confidence interval [CI], 7.0 to 10.8); burnout (emotional exhaustion, 26.8 to 20.0; ⌬=−6.8; 95% CI, −4.8 to −8.8; depersonalization, 8.4 to 5.9; ⌬=−2.5; 95% CI, −1.4 to −3.6; and personal accomplishment, 40.2 to 42.6; ⌬=2.4; 95% CI, 1.2 to 3.6); em- pathy (116.6 to 121.2; ⌬=4.6; 95% CI, 2.2 to 7.0); physician belief scale (76.7 to 72.6; ⌬=−4.1; 95% CI, −1.8 to −6.4); total mood disturbance (33.2 to 16.1; ⌬=−17.1; 95% CI, −11 to −23.2), and personality (conscientiousness, 6.5 to 6.8; ⌬=0.3; 95% CI, 0.1 to 5 and emotional stability, 6.1 to 6.6; ⌬=0.5; 95% CI, 0.3 to 0.7). Improve- ments in mindfulness were correlated with improvements in total mood disturbance (r=−0.39, PϽ.001), perspective taking subscale of physician empathy (r=0.31, PϽ.001), burnout (emotional exhaustion and personal accomplishment subscales, r=−0.32 and 0.33, respectively; PϽ.001), and personality factors (conscientiousness and emo- tional stability, r=0.29 and 0.25, respectively; PϽ.001). Conclusions Participation in a mindful communication program was associated with short-termandsustainedimprovementsinwell-beingandattitudesassociatedwithpatient- centeredcare.Becausebefore-and-afterdesignslimitinferencesaboutinterventioneffects, these findings warrant randomized trials involving a variety of practicing physicians. JAMA. 2009;302(12):1284-1293 www.jama.com Author Affiliations are listed at the end of this article. Corresponding Author: Michael S. Krasner, MD, De- partment of Medicine, University of Rochester School of Medicine and Dentistry, Olsan Medical Group, 2400 S Clinton Ave, Bldg H, #230, Rochester, NY 14618 (michael_krasner@urmc.rochester.edu). 1284 JAMA, September 23/30, 2009—Vol 302, No. 12 (Reprinted) ©2009 American Medical Association. All rights reserved. at Harvard University on September 23, 2009www.jama.comDownloaded from
  • 3. bility of the physician workforce.13 There has been a major decrease in the percentage of graduates entering ca- reers in primary care in the last 20 years, with reasons related to burnout and poor quality of life.14-16 This trend, coupled with attrition among cur- rently practicing physicians, have al- ready had a significant effect on pa- tient access to primary care services.17,18 Replacing physicians who leave prac- tice is expensive: estimates are $250 000 or more per physician.13,19 Even though the problem of burnout in physicians has been recognized for years, there have been few programs targeting burn- out before it leads to personal or pro- fessional impairment and very little data exist about their effectiveness.20 Burnout may be related to lack of a sense of control and loss of mean- ing.20 In an investigation of internists, the capacity of “being present” with their patients21 correlated more strongly with finding meaning in their work than diagnostic and therapeutic triumphs. This quality of being present for the physicians included an understanding of their patients as not merely objects of care but as unique and fellow hu- mans and an awareness of the pa- tients’ (and their own) emotions, of- ten brought out during challenging clinical encounters. One proposed approach to address- ing loss of meaning and lack of con- trol in practice life is developing greater mindfulness4 —the quality of being fully present and attentive in the moment during everyday activities.22-24 To test this hypothesis we designed a continu- ing medical education (CME) course to improve physician well-being. The pro- gram aims to enhance the physician- patient relationship through reflective practices that help the practitioner ex- plore the domains of control and mean- ing in the clinical encounter. The course is based on 3 techniques: mindfulness meditation, narrative medicine, and ap- preciative inquiry.25,26 Mindfulness meditation is a secular contemplative practice focusing on cultivating an in- dividual’s attention and awareness skills. Both narrative medicine and ap- preciative inquiry involve focusing at- tention and awareness through telling of, listening to, and reflecting on per- sonal stories. We hypothesized that in- tensive training in attention, aware- ness, and communication skills would increase physician well-being, reduce psychological distress and burnout, and promote positive changes in physi- cians’ capacity to relate to patients as indicated by increased empathy and pa- tient-centered orientation to care. METHODS Study Population AllprimarycarephysiciansintheGreater Rochester, New York, community (N=871) were invited to participate in the program through a series of mailed andelectroniccommunicationsfromthe Monroe County Medical Society to in- dividual physicians and local health care organizations, with follow-up tele- phone calls from the investigators. Phy- sicians with current active practices of family medicine, general internal medi- cine, pediatrics, or combined internal medicine and pediatrics with revenues through the community-wide Roches- ter Individual Practice Association (RIPA) of more than $20 000 were eli- gible for consideration as study partici- pants (n=642). The study proposal was reviewed by the University of Roches- ter Research Subjects Review Board and determined that it met Federal and Uni- versity criteria for exemption. Physi- cians who participated received an information sheet describing their vol- untary participation in the study, per the requirement for exempt studies. Partici- pants were offered the course at no chargeandreceivedCMEcreditsforpar- ticipating and $250 for the completion of 5 surveys. Intervention The intervention consisted of an inten- sive phase (8 weekly 2.5-hour ses- sions, plus an all-day [7-hour] session between the sixth and seventh weekly session) and a maintenance phase (10 monthly 2.5-hour sessions following the eighth weekly session). The all- day session was structured as a silent retreat in which participants were asked to engage in guided silent mindful- ness practices for an entire day at a re- treat center. The full curriculum is avail- able from the authors. During each weekly session, participants engaged in the following 4 training components: Didactic Material. Each session be- gan with a 15-minute didactic presenta- tion of that week’s theme. Topics in- cluded awareness of thoughts and feelings, perceptual biases and filters, dealing with pleasant and unpleasant events, managing conflict, preventing burnout, reflecting on meaningful expe- riences in practice, setting boundaries, examining attraction to patients, explor- ing self-care, being with suffering, and examiningend-of-lifecare.Thesethemes framedandprovidedtherationaleforthe experientialexercisesthatcomprisedthe majority of the session time. Formal Mindfulness Meditation. The term mindfulness refers to a qual- ity of awareness that includes the abil- ity to pay attention in a particular way: on purpose, in the present moment, and nonjudgmentally.27 Mindfulness in- cludes the capacity for lowering one’s own reactivity to challenging experi- ences; the ability to notice, observe, and experience bodily sensations, thoughts, and feelings even though they may be unpleasant; acting with awareness and attention (not being on autopilot); and focusing on experience, not on the la- bels or judgments applied to them. Through guided experiential medita- tion exercises, participants practiced 4 methods for cultivating intrapersonal self-awareness23 : (1) the body scan: guid- ing the participant in noticing bodily sensations and the cognitive and emo- tional reactions to the sensations with- out attempting to change the sensa- tions themselves; (2) sitting meditation: guided silent meditation bringing awareness to the thoughts, feelings, and sensations experienced; (3) walking meditation: slow, deliberate, and atten- tive walking while bringing awareness to the experience; and (4) mindful move- ment: including yoga-type exercises guided in a manner that allows the par- ticipant to slowly and methodically ex- EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION ©2009 American Medical Association. All rights reserved. (Reprinted) JAMA, September 23/30, 2009—Vol 302, No. 12 1285 at Harvard University on September 23, 2009www.jama.comDownloaded from
  • 4. plore the sensory, emotional, and cog- nitive realms of the experience. Narrative and Appreciative In- quiry Exercises. Methods from narra- tive medicine28 and appreciative in- quiry25,29 wereusedtofosterinterpersonal self-awareness:awarenessofrelationships andcommunication.Ineachsessionpar- ticipantswereaskedtowritebriefstories about personal experiences in medical practice focusing on that week’s theme (TABLE1).Inadditiontodiscussingchal- lenges they experience in clinical prac- tice,participantsusedappreciativeinquiry techniquestoexplorewaysinwhichthey successfully worked through difficult clinicalsituationsandtoidentifypersonal qualities that promoted their successes. Appreciativeinquiryproposesthatanaly- sis and reinforcement of positive expe- riences are more likely to change be- havior in desired directions than an exploration of negative experiences or deficiencies.Theparticipantssharedtheir narratives in pairs and small groups. Equally important as telling stories was listeningtoothers’stories.Listenerswere instructedtolistenwiththeintentionof understanding the other’s experience, avoid interruptions, focus questions to deepenunderstandingofthestoryteller’s experience, resist comparing their own experiencewiththatofthestoryteller,and refrain from interpreting or judging the reported experiences. Discussion.Inlargergroupdiscussion participants shared their experiences of theformalmindfulnessmeditationprac- ticesandthenarrative-appreciativeinquiry exchanges.Theydiscussedtheeffectsof the mindfulness practices, the narrative writing,andtheappreciativeinquirycon- versations on their sense of meaning in thepracticeofmedicineaswellasinother aspects of their lives. Outcome Measures Participants completed 5 sets of self- administered surveys. The first survey was completed at the time of registra- tion (a mean of 37 days before the start of the program); the second survey, at the beginning of the first session; the third survey, at the conclusion of the eighth weekly session (8-week sur- vey); the fourth survey, at the conclu- sion of the last (10th) monthly ses- sion (12-month survey); and the fifth survey, 3 months after the program ended (15-month survey). The survey set included the following measures: The2-FactorMindfulnessScale,30,31 in which mindfulness is conceptualized as a multifaceted attribute relating to one’s inner experience (thoughts, percep- tions, sensations, and feelings). In or- der to reduce respondent burden and in discussion with the scale’s developer, we used the 2 factors that were validated at the time of the study (observe and non- react) and that appeared most relevant to clinical practice, showed change with mindfulness practice, discriminated be- tweenmediatorsandnonmeditators,and correlated with personality variables (openness) and psychological well- being.30,31 The 2-factor scale contains 15 items that are rated on a 5-level Likert scale with anchors from “never or rarely true” to “very often or always true” (range, 15-75). The Observe subscale is an8-iteminstrumentthatmeasures“Ob- serving/noticing/attending to percep- tions/thoughts/feelings” (range, 8-40). The Nonreact subscale is a 7-item in- strument that measures the ability to “step back,” “pause,” and “recover” and “let go” when facing “distressing thoughts or images” (range, 7-35). The Maslach Burnout Inventory32 is a 22-item instrument widely used and validated in samples of health care personnel, including primary care phy- sicians,32,33 that is rated on a 7-level Likert scale with anchors from “never,” “a few times a year,” “once a month,” “a few times a month,” “once a week,” “a few times a week,” to “every day.” There are 3 subscales: the emotional ex- haustion subscale has 9 items (range, 0-54), the depersonalization (treating people as objects) subscale has 5 items (range 0 – 30), and the (sense of) per- sonal accomplishment subscale has 8 items (range 0 – 48). There is no total burnout score calculated; rather, the au- thors of the scale define any score more than 26 on the emotional exhaustion subscale, more than 9 on the deper- sonalization subscale, or less than 34 on the personal accomplishment sub- scale as representing burnout.10 The Jefferson Scale of Physician Em- pathy,34-36 isa20-iteminstrumentwidely used and validated among health pro- fessionals and trainees that uses a 7-level Likert scale with anchors from “strongly disagree” to “strongly agree” (range, 20- 140). It measures 3 dimensions of em- pathy: perspective-taking (10 items, range, 10-70), compassionate care (8 Table 1. Didactic and Narrative and Appreciative Inquiry Themes Didactic Topic Write or Tell a Brief Story About. . . Awareness of pleasant or unpleasant sensations, feelings, or thoughts A pleasant or an unpleasant experience during clinical work and its effect on the patient-physician relationship Perceptual biases and filters A surprising clinical experience (an experience that differed significantly from what you expected) Burnout An experience of noticing and responding to your own emotional exhaustion, depersonalization, and low sense of personal accomplishment Meaning in medicine A clinical encounter that was meaningful to you; what made it meaningful, what personal capacities did you have that contributed to the meaning Boundaries or conflict management A time when you effectively said, “No!” or set a clear boundary in clinical practice and still maintained a healing relationship Attraction in the clinical encounter A time when you were aware of attraction toward a pa- tient and its influence on the dynamics of the physician-patient relationship Self-care A time when you faced choices about caring for yourself as opposed to caring for others Being with suffering or end-of-life care A clinical encounter involving being present to suffering: sadness, pain, uncertainty, end-of-life, and the aware- ness of your role as physician EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION 1286 JAMA, September 23/30, 2009—Vol 302, No. 12 (Reprinted) ©2009 American Medical Association. 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  • 5. items, range, 8-56), and standing in the patient’sshoes(eg,understandingthepa- tient’s experience, 2 items, range, 2-14). The Physician Belief Scale,37 is a 32- item validated measure of physicians’ beliefs about psychosocial aspects of pa- tient care that uses a 5-level Likert scale with anchors that range from “dis- agree strongly” to “agree strongly.” Scores range from 32 (maximum psy- chosocial orientation) to 160 (mini- mum psychosocial orientation, reflect- ing the belief that psychosocial issues are not part of a physician’s role). The Mini-markers of the Big Five Factor Structure38 personality scale con- sists of a validated set of 40 adjective markers of the 5 major personality di- mensions: extraversion (energy, activ- ity, sociability, and positive mood), agreeableness (trust, warmth, caring, and cooperation), conscientiousness (diligence, reliability, and organiza- tion), emotional stability (reflecting emotional equanimity), and openness (interest in aesthetic and novel expe- riences). Each adjective is rated on a 9-level Likert with anchors that range from “extremely inaccurate” to “ex- tremely accurate.” There are 8 adjec- tives for each dimension; the range for each dimension is from 1 to72. The Cronbach ␣ internal consistency reli- ability estimate for each dimension ranges from 0.76 to 0.90, averaging 0.83. The Profile of Mood States (POMS)39 is a 65-item widely used instrument to assess 6 mood states, each rated on a 5-level Likert scale with anchors that range from “not at all” to “extremely”: tension-anxiety (9 items; range, 0-36), anger-hostility (12 items; range, 0-48), confusion-bewilderment (7 items; range, 0-28), depression-dejection (15 items; range, 0-60), fatigue-inertia (7 items; range, 0-28), and vigor-activity (8 items; range, 0-32, reverse-scored). There are 7 nonscored items on the scale. The POMS also assesses a global affective state, yielding a total mood dis- turbance score by summing the scores on the 6 mood states (with vigor- activity negatively weighted; range, 0-232). The adult normative mean (SD) scores for men are total, 14.8 (32.7); tension, 7.1 (5.8); depression, 7.5 (9.2); anger, 7.1 (7.3); vigor, 19.8 (6.8); fa- tigue, 7.3 (5.7); and confusion, 5.6 (4.1). For women, mean (SD) scores are total, 20.3 (33.1); tension, 8.2 (6.0); de- pression, 8.5 (9.4); anger, 8.0 (7.5); vigor, 18.9 (6.5); fatigue, 8.7 (6.1); and confusion, 5.8 (4.6).40 The POMS has been validated in numerous adult popu- lations and has been used in studies of other mindfulness-based interven- tions,41 empathy,42 and burnout43 in educational settings. Statistical Analysis Linearmixed-effectsmodels44 wereused to model change in outcomes while ac- counting for the nesting of repeated measures within individuals. Mixed- effects models incorporate all avail- able information across all measure- ment points to increase efficiency. They provide consistent estimates even when missing data are tied to observed fac- tors. Levels of each factor at measure- ment 1 (baseline, at enrollment) were contrasted with measurements 2 (im- mediately before the intervention), 3 (at the end of the 8-week intensive phase), 4 (at the end of the 10-month mainte- nance phase), and 5 (3 months after completion of the intervention). This permitted examining whether the con- structs showed stability in the absence of intervention during a within- individual control period,45 then track both the extent to which they changed after the intervention and the extent to which these changes persisted. The critical P value for considering change significant was determined using the false discovery rate, a mul- tiple test correction accounting for cor- related tests that is more powerful and that balances type I and II error better than Bonferoni or other family-wise er- ror rate corrections.46 The false discov- ery rate represents the proportion of in- correctly rejected null hypotheses out of all rejected null hypotheses. The sig- nificance level identified set by a false discovery rate for the primary out- comes analysis was 0.0053. For the analysis of correlations between change in mindfulness and change in other out- comes the false discovery rate was 0.0013. The magnitude of changes for all variables was computed to standard- ized mean differences (Cohen d mea- sure of effect size), which express change in standard deviation units. Val- ues of 0.2 have been suggested as being small; 0.5, medium; and 0.8, large dif- ferences.47,48 Power analysis indicated that under assumptions of 20% attri- tion, an ␣ of .05, and moderately strong correlations (0.8) within assessments during preintervention period and later within the postintervention period, the study enrollment of 70 resulted in an 80% power to detect a standardized mean difference of 0.35. Change scores were computed for each measure and the association of change in mindfulness with change in burnout, empathy, and other out- comes was examined using Pearson cor- relations. Although not definitive evi- dence that mindfulness changes are a mechanism for changes in other mea- sures, correlated changes are neces- sary (but not sufficient) evidence for such a mechanism. Sensitivity analy- ses used cluster bootstrapped stan- dard errors.49 Stata SE 10 (StataCorp LP, College Station, Texas), and SAS sta- tistical software version 9.1 (SAS Insti- tute Inc, Cary, North Carolina) for all analyses. RESULTS Of the 70 persons enrolled, 60 (86%) in- dividuals completed survey 1; 68 (97%), survey 2; 59 (84%), survey 3; 56 (80%), survey 4; and 51 (73%), survey 5. Participant demographics are shown in TABLE 2. Of 70 physicians who agreed to participate, 60 completed baseline measures and 68 participated in at least 1 session. The mean (SD) number of hours attended for all 70 par- ticipants was 33.6 (10.5) out of a total of 52 hours. The participants differed from nonparticipants in sex and spe- cialty distribution, location of prac- tice, and years in practice. TABLE 3 shows the outcomes scores at each assessment point compared with baseline. At 15 months, mindfulness EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION ©2009 American Medical Association. All rights reserved. (Reprinted) JAMA, September 23/30, 2009—Vol 302, No. 12 1287 at Harvard University on September 23, 2009www.jama.comDownloaded from
  • 6. scores showed the largest effect sizes (1.12 for the total; 95% CI, 0.86-1.38; 1.03 for observe; 95% CI, 0.77-1.28; and 0.88 for nonreact; 95% CI, 0.63-1.13; P value for each Ͻ.001). The Maslach Burnout Inventory showed improve- ments across all 3 subscales, with medium effect sizes for emotional ex- haustion (0.62; 95% CI, 0.42-0.82) de- personalization (0.45; 95% CI, 0.24- 0.66), and personal accomplishment (0.44; 95% CI, 0.19-0.68; PϽ.001). Total empathy improved (effect size, 0.45; 95% CI, 0.24-0.66; PϽ.001), with standing in the patient’s shoes (effect size, 0.36; 95% CI, 0.11-0.60; P=.003), and perspective taking (effect size, 0.38; 95% CI, 0.16-0.60, P=.001) demon- strating significant positive changes. The physician belief scale improved sig- nificantly (effect size, 0.37; 95% CI, 0.14-0.59; P=.001) suggesting a shift toward greater value placed on under- standing the patient’s emotional and so- cial life in addition to disease-related factors. The Profile of Mood States showed moderate effect sizes in the total score (0.69; 95% CI, 0.43-0.95) and the depression (0.55; 95% CI, 0.29-0.81), anger (0.76; 95% CI, 0.48-1.05), and fa- tigue subscales (0.81; 95% CI, 0.51- 1.11; all at PϽ.001), and a smaller effect size with vigor (0.42; 95% CI, 0.17- 0.66, PϽ.001). The effect size for per- sonality traits of conscientiousness (0.29; 95% CI, 0.13-0.45) and emo- tional stability (0.45, 95% CI, 0.25- 0.66, PϽ.001) showed small to mod- erate improvements. Improvements in mindfulness were moderately correlated with decreases in total mood disturbance (r=−0.39, PϽ.001), especially decreases on the tension, depression, vigor, and fatigue subscales. They were also moderately correlated with decreases in the emo- tional exhaustion subscale of burnout (r = −0.32, P Ͻ .001), and with in- creases in the burnout subscale of per- sonal accomplishment (r = 0.33, PϽ.001) and the personality dimen- sions of conscientiousness (r=0.29, P Ͻ .001) and emotional stability (r=0.25, PϽ.001). Improvements in mindfulness were correlated with in- creases in the perspective taking sub- scale of physician empathy (r=0.31, PϽ.001). TABLE 4 shows the correla- tions between changes in mindfulness and changes in other outcomes. Cluster bootstrapped analyses re- vealed an identical pattern of results, with the exception that personal ac- complishments at survey 3 (P=.025) and total empathy at survey 4 (P=.012) did not achieve significance based on the false discovery rate. The findings were unchanged when the analyses were repeated using the pre-interven- tion survey as the baseline measure. COMMENT Our study demonstrated that primary care physicians participating in a CME program that focused on self- awareness experienced improved per- sonal well-being, including burnout (emotional exhaustion, depersonaliza- tion, and personal accomplishment) and improved mood (total and depres- sion, vigor, tension, anger, and fa- tigue). They also experienced positive changes in empathy and psychosocial beliefs, both indicators of a patient- centeredorientationtomedicalcarethat has been associated with patient- centered behaviors such as attending to the patient’s experience of illness and its psychosocial context and promot- ing patient participation in care.50,51 Fur- thermore, these patient-centered be- haviors have been associated with improved patient trust,52 appropriate prescribing,53 reduction in health care disparities,54 and lower heath care costs.55 For most measures, similar degrees of improvement were seen after the 8-week intensive intervention, at the conclusion of the monthly mainte- nance phase, and 3 months beyond completion of the program. Several short-term improvements did not per- sist (physician empathy: compassion- ate care; profile of mood states: ten- sion and confusion; and personality factors: extraversion, agreeableness, and openness) although 5 improvements developed over the long term that were not apparent at 8 weeks (burnout: de- personalization; profile of mood states: depression and fatigue; and personal- ity: conscientiousness and emotional stability). Mindfulness-based interventions are increasingly frequent in health profes- sions education24,28,41,56-59,61-65 and have demonstrated improvements in anxi- ety and mood disturbances in medical and premedical students,65 as well as re- ductions in burnout among a selected group of family medicine residents.66 One randomized controlled study of health professionals demonstrated that an 8-week mindfulness-based stress re- duction program may be effective for Table 2. Characteristics of Participating vs Nonparticipating Primary Care Physiciansa Participants (n = 70) Nonparticipants (n = 572) P Valueb Sexc Male 38 (54) 352 (62) .05 Female 32 (46) 179 (31) Specialty Internal medicine 34 (49) 293 (51) Family medicine 29 (41) 134 (23) .001 Pediatrics 7 (10) 145 (25) Care aread Rural 3 (4) 163 (29) Suburban 48 (71) 389 (68) Ͻ.001 Urban 17 (25) 20 (3) Experience Years in practice, mean (SD) 15.9 (8.0) 18.7 (10.8) .04 aData are presented as No. (%) except as noted. Percentages may not sum to 100 due to rounding. bComparisons for sex, specialty, and care area are based on ␹2 tests; for years in practice, independent samples t tests. cInformation not available for 41 nonparticipants. dInformation not available for 2 participants. EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION 1288 JAMA, September 23/30, 2009—Vol 302, No. 12 (Reprinted) ©2009 American Medical Association. 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  • 7. Table 3. Outcomes Scores at Each Assessment Point With Comparisons to Baselinea Subscale Mean Score (95% CI) Standardized Mean Difference of Change From Baseline to 15 mo (95% CI)Baseline Preintervention 8 Week 12 Month 15 Month Maslach Burnout Scaleb Emotional exhaustion 26.8 (24.1 to 29.6) 27.8 (25.1 to 30.5) 23.7 (21.0 to 26.5)c 20.0 (17.2 to 22.8)c 20.0 (17.2 to 22.9)c 0.62 (0.42 to 0.82) P value .34 .003c Ͻ.001c Ͻ.001c Depersonalization 8.4 (7.1 to 9.7) 8.6 (7.3 to 9.9) 7.6 (6.3 to 8.9) 5.9 (4.5 to 7.2)c 5.9 (4.5 to 7.2)c 0.45 (0.24 to 0.66) P value .68 .15 Ͻ.001c Ͻ.001c Personal accomplishment 40.2 (38.9 to 41.6) 41.2 (39.8 to 42.5) 42.0 (40.6 to 43.4)c,d 42.7 (41.3 to 44.1)b 42.6 (41.2 to 44.1)c 0.44 (0.19 to 0.68) P value .14 .006c Ͻ.001c Ͻ.001c Jefferson Scale of Physician Empathy Total empathy 116.6 (114.2 to 118.9) 117.2 (114.9 to 119.5) 120.6 (118.2 to 123.0)c 121.4 (119.0 to 123.8)c,d 121.2 (118.7 to 123.8)c 0.45 (0.24 to 0.66) P value .54 Ͻ.001c Ͻ.001c Ͻ.001c Compassionate care 48.6 (47.5 to 49.7) 49.2 (48.2 to 50.3) 49.8 (48.7 to 50.9) 50.4 (49.3 to 51.5)c 50.0 (48.8 to 51.1) 0.30 (0.04 to 0.57) P value .3 .03 .003c .02 Perspective taking 57.1 (55.6 to 58.6) 57.1 (55.7 to 58.6) 59.1 (57.6 to 60.6)c 59.7 (58.2 to 61.2)c 59.5 (58.0 to 61.1)c 0.38 (0.16 to 0.60) P value .99 .003c Ͻ.002c .001c Standing in patient’s shoes 10.9 (10.4 to 11.5) 10.8 (10.3 to 11.3) 11.7 (11.1 to 12.2)c 11.4 (10.9 to 11.9) 11.7 (11.2 to 12.3)c 0.36 (0.11 to 0.60) P value .66 .005c .07 .003c Physician Belief Scale 76.7 (74.0 to 79.0) 77.9 (75.2 to 80.6) 72.7 (70.0 to 75.5)c 69.9 (67.1 to 72.7)c 72.6 (69.7 to 75.4)c 0.37 (0.14 to 0.59) P value .31 .001c Ͻ.001c .001c Baer mindfulness scale Total mindfulness 45.2 (43.3 to 47.1) 46.3 (44.5 to 48.2) 52.9 (51.0 to 54.8)c 55.0 (53.0 to 56.9)c 54.1 (52.0 to 56.1)c 1.12 (0.86 to 1.38) P value .27 Ͻ.001c Ͻ.001c Ͻ.001c Observe 25.6 (24.4 to 26.8) 26.7 (25.5 to 27.8) 30.6 (29.4 to 31.8)c 31.1 (29.8 to 32.3)c 30.7 (29.4 to 32.0)c 1.03 (0.77 to 1.28) P value .07 Ͻ.001c Ͻ.001c Ͻ.001c Nonreact 19.7 (18.7 to 20.7) 20.1 (19.1 to 21.1) 22.9 (21.8 to 23.9)c 23.9 (22.9 to 24.9)c 23.4 (22.3 to 24.4)c 0.88 (0.63 to 1.13) P value .45 Ͻ.001c Ͻ.001c Ͻ.001c Profile of Mood States Total mood disturbance 33.2 (26.8 to 39.5) 32.6 (26.5 to 38.6) 20.9 (14.5 to 27.2)c 11.0 (4.5 to 17.4)c 16.1 (9.5 to 22.7)c 0.69 (0.43 to 0.95) P value .84 Ͻ.001c Ͻ.001c Ͻ.001c Tension 15.1 (13.4 to 16.8) 15.9 (14.3 to 17.5) 12.4 (10.7 to 14.1) 9.9 (8.1 to 11.5)c 12.4 (10.6 to 14.2) 0.41 (0.10 to 0.72) P value .42 .009 Ͻ.001c .01 Depression 9.1 (7.3 to 10.9) 8.3 (6.5 to 10.0) 7.5 (5.7 to 9.3) 5.0 (3.2 to 6.9)c 5.4 (3.5 to 7.3)c 0.55 (0.29 to 0.81) P value .30 .06 Ͻ.001c Ͻ.001c Anger 6.6 (5.4 to 7.8) 5.0 (3.9 to 6.2) 3.6 (2.4 to 4.9)c 2.9 (1.7 to 4.2)c 3.0 (1.7 to 4.3)c 0.76 (0.48 to 1.05) P value .01 Ͻ.001c Ͻ.001c Ͻ.001c Vigor 14.6 (13.0 to 16.3) 13.5 (12.0 to 15.1) 16.9 (15.4 to 18.6)c 18.4 (16.8 to 20.0)c 17.5 (15.8 to 19.1)c 0.42 (0.17 to 0.66) P value .13 .003c Ͻ.001c Ͻ.001c Fatigue 8.4 (7.2 to 9.5) 7.9 (6.8 to 9.0) 6.2 (5.0 to 7.3) 4.6 (3.4 to 5.8)c 4.6 (3.4 to 5.8)c 0.81 (0.51 to 1.11) P value .46 .001 Ͻ.001c Ͻ.001c Confusion 8.7 (7.6 to 9.8) 9.0 (8.0 to 10.1) 8.2 (7.1 to 9.3) 6.7 (5.8 to 8.0)c 8.2 (7.0 to 9.3) 0.12 (−0.18 to 0.41) P value .53 .49 .004c .44 Big 5 personality Mini-markers Extraversion 5.7 (5.4 to 6.0) 5.7 (5.4 to 6.0) 5.9 (5.6 to 6.2) 6.0 (5.7 to 6.4)c 5.9 (5.6 to 6.2) 0.14 (0.00 to 0.29) P value 0.83 .07 Ͻ.001c .04 Agreeableness 7.3 (7.1 to 7.6) 7.4 (7.1 to 7.6) 7.5 (7.3 to 7.7) 7.7 (7.4 to 7.9)c 7.5 (7.3 to 7.7) 0.18 (−0.01 to 0.37) P value .83 .02 Ͻ.001c .05 Conscientiousness 6.5 (6.2 to 6.7) 6.4 (6.1 to 6.6) 6.6 (6.3 to 6.8) 6.7 (6.5 to 7.0)c 6.8 (6.5 to 7.0)c 0.29 (0.13 to 0.45) P value .34 .21 .002c Ͻ.001c Emotional stability 6.1 (5.8 to 6.3) 6.0 (5.8 to 6.3) 6.3 (6.1 to 6.6) 6.5 (6.3 to 6.8)c 6.6 (6.3 to 6.9)c 0.45 (0.25 to 0.66) P value .67 .03 Ͻ.001c Ͻ.001c Openness 6.8 (6.6 to 7.1) 7.0 (6.7 to 7.2) 7.1 (6.8 to 7.3) 7.1 (6.8 to 7.4)c 7.0 (6.7 to 7.3) 0.12 (−0.03 to 0.28) P value .25 .02 .004c .14 Abbreviation: CI, confidence interval. aSee the “Methods” section for definitions of anchors and ranges for each scale. P values compare mean at each time point to the baseline values. bAccording to convention, a score of more than 26 on the emotional exhaustion subscale, a score of more than 9 on the depersonalization subscale, or a score of less than 34 on the personal accomplishment subscale is considered an indicator of professional burnout for medical professionals. cMeans are significantly different from baseline value by false discovery rate of .0053. dIn sensitivity analyses bootstrapping standard errors, nonsignificant by false discovery rate (P=.025 for personal accomplishments and .012 for empathy). EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION ©2009 American Medical Association. All rights reserved. (Reprinted) JAMA, September 23/30, 2009—Vol 302, No. 12 1289 at Harvard University on September 23, 2009www.jama.comDownloaded from
  • 8. reducing stress and improving quality of life and self-compassion.67 To our knowledge, this is the first study of a mindfulness-based intervention for practicing primary care practitioners and the first to demonstrate effects not only on well-being but also on in- dicators of high-quality interpersonal care. Atheoryofmindfulpracticeformsthe basis of this educational program.24 It holds that enhancing intrapersonal and interpersonal self-awareness can im- prove well-being and effectiveness in clinical practice. Self-awareness can as- sist practitioners in becoming more at- tentive to the presence of stress, to their relationship with the sources of stress, and to their own personal capacity to attenuate the effects of stress. The skills cultivated in the mindful communica- tion program appeared to lower partici- pants’ reactivity to stressful events and help them adopt greater resilience in the face of adversity. In this group of physicians, we were able to demonstrate that in- creases in mindfulness correlated with reductions in burnout and total mood disturbance. The intervention was also associated with increased trait emotional stability (ie, greater resilience). The fact that improve- ments in temporary negative emo- tional states were associated with more stable personality traits is consistent with the findings from studies of the efficacy of mindfulness interventions in preventing relapse in patients with recurrent depression.68 Likewise, improvements in patient- centered qualities (eg, the per- spective-taking quality of empathy) were also correlated with increases in mindfulness. These relationships between increased mindfulness and greater resiliency, the capacity to handle challenges, and patient- centeredness provide preliminary evidence that mindfulness may be an active component in promoting such changes, thereby supporting the theory of mindful practice. Ideally, institutional approaches to reducing burnout should comple- ment person-centered approaches such as this type of intervention.69 For ex- ample, with the support of institu- tional leadership, one health care or- ganization enacted systems-level changes that provided physicians greater control over hours and proce- dures, improved efficiency and team- work in practices, and provided mean- ing by integrating improvements in patients’ experience of care into admin- istrative meetings.20 This program showed improvements in their practi- tioners’ emotional exhaustion sub- Table 4. Correlation of Change in Mindfulness With Change in Other Outcomes Across Postintervention Perioda 8-Week Postintervention, Correlation P Valuec 12-Month Follow-up, Correlation P Valuec 15-Month Follow-up, Correlation P Valuec Overall Postintervention Measurements, Correlationb P Valuec Maslach Burnout Inventory Emotional exhaustion −.35 .008 −.03 .87 −.07 .63 −.32 Ͻ.001 Depersonalization −.09 .52 .11 .45 .18 .23 −.19 .02 Personal accomplishments .31 .021 .22 .12 .29 .05 .33 Ͻ.001 Jefferson Scale of Physician Empathy Perspective taking .35 .007 .47 Ͻ.001 .22 .14 .31 Ͻ.001 Compassion .26 .05 .34 .01 .14 .33 .01 .93 Patient’s shoes .27 .04 .29 .03 .07 .62 .12 .19 Total .35 .007 .56 Ͻ.001 .26 .08 .20 .008 Physician Beliefs Scale Total −.43 Ͻ.001 −.06 .67 −.02 .89 −.27 .001 Personality Mini-markers Extraversion .35 .008 .28 .04 .21 .15 .18 .009 Agreeableness .39 .003 .26 .06 .09 .53 .12 .13 Conscientiousness .36 .007 .09 .51 .00 .98 .29 Ͻ.001 Emotional stability .32 .01 .15 .30 .29 .05 .25 Ͻ.001 Openness .26 .05 .16 .26 −.0713 .63 .02 .74 Profile of Mood States Tension −.23 .09 −.31 .02 −.06 .72 −.31 Ͻ.001 Depression −.33 .01 −.33 .01 −.25 .09 −.34 Ͻ.001 Anger −.20 .14 −.24 .08 .17 .27 −.22 .01 Vigor .34 .01 .14 .19 .22 .15 .26 .002 Fatigue −.24 .07 −.28 .04 −.07 .62 −.32 Ͻ.001 Confusion −.33 .01 −.28 .04 −.08 .60 −.24 .007 Total mood disturbance −.37 .006 −.37 .007 −.14 .35 −.39 Ͻ.001 aPearson correlation coefficients. Change scores computed as follow-up measurement score – baseline score. bLinear mixed-effects model incorporating all change scores across postintervention measurements. cCritical P value by false discovery rate=.0013. EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION 1290 JAMA, September 23/30, 2009—Vol 302, No. 12 (Reprinted) ©2009 American Medical Association. All rights reserved. at Harvard University on September 23, 2009www.jama.comDownloaded from
  • 9. scale of the Maslach Burnout Inven- tory. Although our findings are preliminary, they do suggest that it is possible to change attitudes toward care and improve several key aspects of burnout, well-being, and empathy even in the absence of systems changes. This study has several limitations. First, it was not a randomized con- trolled trial, and participants were self-selected; we expected that this in- tervention would appeal to some phy- sicians and not others. This is a novel intervention, and the goal was to dem- onstrate effectiveness of one model of a potential family of interventions to increase physician well-being and re- duce psychological distress and burn- out. Accordingly, we tested the inter- vention in a sample representative of those who would ultimately partici- pate. Randomized controlled trials are not the only standard of research prac- tice for educational and community- based research,70-73 and before-and- after designs are often considered adequate for purposes of educational or policy decision making. Compared with nonparticipants, par- ticipants were more likely to be family physicians and less likely to practice in rural areas. The degree to which this program would benefit reluctant phy- sicians, physicians in other special- ties, or those with little or no interest in the program curriculum needs to be evaluated. Nevertheless, the baseline characteristics of even this self- selected group (such as burnout scale scores) suggest that it would warrant attention. This group is at high risk for the consequences of burnout and mood disturbance. Accordingly, this pro- gram might be considered as one of a menu of options available to practic- ing primary care physicians to address the quality of work life and therefore should be subjected to further evalua- tion. Second, we were unable to track how changes in self-report measures af- fected actual clinical care. Future stud- ies might examine the effects of mind- fulness programs through the analysis of recorded patient visits before and after participation, patient reports, claims data, and outcomes measures. An example of such an investigation is demonstrated in a randomized con- trolled study of psychotherapists in training, which showed that promot- ing mindfulness among the trainees could positively influence the thera- peutic course and treatment results of their patients.74 Third, the results do not defini- tively establish that the improvements measured were due to any or all of the components within the intervention. The stability of the 2 preintervention measurements argues against regres- sion to the mean as an explanation of our results, but it is possible that the observed changes resulted primarily from our participants’ spending time to- gether with their colleagues. How- ever, the correlation of changes in well- being and attitudes toward care with improvements in mindfulness sug- gests a mediating influence of mind- fulness and mindfulness training on the outcomes. This hypothesis could be ex- plored in future investigations. Addi- tionally, qualitative interviews exam- ining participants’ attributions of the changes in their attitudes might pro- vide insight into the course and its cur- riculum. Future studies might also ex- amine proposed psychological and neurocognitive mechanisms for the effect of mindfulness on burnout and empathy.75 Fourth, we conducted the course in a single location, with experienced course facilitators. Even though this might appear to limit generalizability, instructors of mindfulness-based courses are becoming more available; fees for 8-week programs may range from $450 to $600.76 Training courses for instructors are regularly offered, and we could identify no factors unique to the Rochester environment that appear to limit the deployment of this course in other settings. Based on these initial findings, it would seem appropriate to test a carefully con- structed, well-facilitated mindfulness program for other groups of health professionals. CONCLUSIONS Physicians who participated in a CME program on mindful communication showed improvements in measures of well-being and demonstrated an en- hancement in personal characteristics associated with a more patient- centered orientation to clinical care. Further study will be necessary to in- vestigate the effects on practice effi- ciency, patients’ experience of care, and clinical outcomes. Longer-term fol- low up of this cohort may provide in- formation about the sustainability of the changes beyond 15 months and the po- tential effects of mindful communica- tion training on outcomes that have been considered consequences of phy- sician burnout: quality of care, physi- cians’ quality of life, suicidal ideation, the expression of empathy in clinical encounters, medical errors, and attri- tion from practice. Other investiga- tions may help determine whether mindful communication training re- sults in long-term changes in physi- cians’ attitudes toward clinical care and toward their profession, the effect of similar programs on other groups of medical practitioners, and the degree to which reinforcement courses are needed to sustain the benefits. This pro- gram represents a model of CME that may help provide growth and suste- nance to physicians in the service of promoting excellence in clinical care and professional satisfaction and well- being. Author Affiliations: Departments of Internal Medi- cine (Drs Krasner, Beckman, Suchman, and Quill), Fam- ily Medicine (Drs Epstein and Beckman), Psychiatry (Drs Epstein, Chapman, and Quill), and Oncology (Drs Ep- stein and Quill); the Offices for Medical Education (Mr Mooney), Center to Improve Communication in Health Care and Center for Ethics, Humanities, and Pallia- tive Care (Drs Epstein and Quill), University of Roch- ester Medical Center, Rochester, New York; Roches- ter Individual Practice Association, Rochester, New York (Dr Beckman); and Relationship Centered Health Care, Rochester, New York (Dr Suchman). Author Contributions: Dr Krasner had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis. Study concept and design: Krasner, Epstein, Beckman, Suchman, Quill. Acquisition of data: Krasner, Epstein, Mooney, Quill. Analysis and interpretation of data: Krasner, Epstein, Beckman, Suchman, Chapman, Mooney, Quill. Drafting of the manuscript: Krasner, Epstein, Suchman, Chapman, Mooney, Quill. EDUCATIONAL PROGRAM AND MINDFUL COMMUNICATION ©2009 American Medical Association. All rights reserved. (Reprinted) JAMA, September 23/30, 2009—Vol 302, No. 12 1291 at Harvard University on September 23, 2009www.jama.comDownloaded from
  • 10. Critical revision of the manuscript for important in- tellectual content: Krasner, Epstein, Beckman, Suchman, Chapman, Mooney, Quill. Statistical analysis: Epstein, Suchman, Chapman, Mooney. Obtained funding: Krasner, Epstein, Quill. Administrative, technical, or material support: Krasner, Epstein, Beckman, Suchman, Mooney. Study supervision: Krasner, Epstein. Financial Disclosures: Dr Epstein reported deliver- ing 2 lectures on patient-physician communication sponsored by Merck. No other disclosures were reported. Funding/Support: The study was funded by the Phy- sicians’ Foundation for Health Systems Excellence and sponsored by the New York Chapter of the Ameri- can College of Physicians. Work done on this project by Dr Chapman was facilitated by grant K08AG31328 from the National Institutes of Health. Role of the Sponsor: The funding organization and sponsor were not involved in the design and conduct of the study; collection, management, analysis, and interpretation of the data; or in the preparation, re- view, or approval of the manuscript. Disclaimers: The views expressed in this article are those of the authors and do not necessarily represent the views of the Physicians’ Foundation for Health Sys- tems Excellence or the New York Chapter of the Ameri- can College of Physicians. Additional Contributions: Saki F. Santorelli, EdD, MA, and Jon Kabat-Zinn, PhD, University of Massachu- setts Medical School, provided input into the design of the educational program. David S. Monsour, MD, Specialty Center of Central New York, provided in- valuable facilitation skill for the 8-week phase of the intervention. Melissa Wendland, BS, Rochester Indi- vidual Practice Association, Mary Jane Milano, MHSA, Monroe County Medical Society, Nancy Adams, MSM, Monroe County Medical Society and the Rochester Individual Practice Association, provided logistical and administrative support. Dr Monsour, the Rochester Individual Practice Association and the Monroe County Medical Society, received compensation for their roles in this study. REFERENCES 1. Shanafelt TD, Bradley KA, Wipf JE, Back AL. Burn- out and self-reported patient care in an internal medi- cine residency program. Ann Intern Med. 2002; 136(5):358-367. 2. Shanafelt TD, Sloan JA, Habermann TM. The well- being of physicians. Am J Med. 2003;114(6):513- 519. 3. Shanafelt TD, Novotny P, Johnson ME, et al. The well-being and personal wellness promotion strate- gies of medical oncologists in the North Central Can- cer Treatment Group. Oncology. 2005;68(1):23- 32. 4. Spickard A Jr, Gabbe SG, Christensen JF. 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