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The	
  scope	
  for	
  using	
  habitat	
  banking	
  to	
  ensure	
  
NNL	
  of	
  ecosystems	
  and	
  their	
  services	
  –	
  from	
  
theory	
  to	
  prac:ce	
  
	
  
	
  
Leonardo	
  Mazza	
  
on	
  behalf	
  of	
  the	
  wider	
  study	
  team	
  
	
  
17	
  May	
  2013,	
  Brussels	
  Presenta<on	
  to	
  EEB’s	
  Biodiversity	
  working	
  group 	
  	
  
Structure	
  of	
  the	
  presenta:on	
  
I.  Background:	
   commitment	
   &	
  
support	
  to	
  NNL	
  at	
  EU	
  level	
  
II.  Achieving	
  NNL	
  in	
  prac:ce:	
  a	
  role	
  for	
  
offseHng	
   impacts	
   through	
   habitat	
  
banking?	
  
III.  Preliminary	
  results	
  of	
  in-­‐depth	
  case	
  
study:	
  Eco-­‐accounts	
  in	
  the	
  German	
  
region	
  of	
  Baden-­‐WurNemberg	
  
	
  
IV.  Summary	
  of	
  preliminary	
  findings	
  
	
  
V.  Suggested	
  ques:ons	
  for	
  discussion	
  
	
  
 
	
  
I.	
  Background:	
  commitments	
  &	
  support	
  to	
  NNL	
  
at	
  EU	
  level	
  
	
  
I.	
  1.	
  Ra:onale	
  for	
  commitment	
  to	
  NNL	
  
Pressures	
   on	
   biodiversity	
   have	
   con:nued	
   to	
   intensify:	
   land	
   use	
  
changes,	
  urban	
  sprawl,	
  fragmenta:on	
  &	
  loss	
  of	
  natural	
  habitats	
  
	
  
Consequences:	
  
•  EU’s	
  target	
  of	
  hal:ng	
  biodiversity	
  loss	
  in	
  Europe	
  by	
  2010	
  has	
  been	
  
missed	
  
•  overall	
  health	
  of	
  ecosystems	
  has	
  deteriorated,	
  as	
  has	
  their	
  ability	
  
to	
   provide	
   important	
   ecosystem	
   services	
   (e.g.	
   those	
   associated	
   with	
  
water	
  resources,	
  soils,	
  carbon,	
  flood	
  management,	
  recrea:on	
  and	
  tourism).	
  	
  
	
  
Key	
  lesson	
  from	
  the	
  failure	
  to	
  achieve	
  the	
  2010	
  biodiversity	
  target:	
  
•  it	
  will	
  not	
  be	
  possible	
  to	
  halt	
  the	
  loss	
  of	
  biodiversity	
  in	
  future	
  years	
  
without	
   adop:ng	
   policies	
   and	
   measures	
   that	
   can	
   offset	
  
unavoidable	
  residual	
  impacts.	
  	
  
	
  
I.2.	
  Actual	
  commitments	
  :	
  EU	
  BD	
  Strategy	
  to	
  2020	
  
•  EU	
   BD	
   Strategy’s	
   headline	
   target:	
   ‘halt	
   biodiversity	
   and	
   ecosystem	
  
service	
  loss	
  by	
  2020,	
  to	
  restore	
  ecosystems	
  in	
  so	
  far	
  as	
  is	
  feasible	
  (…)’	
  
	
  
•  Sub-­‐target	
  2:	
  “By	
  2020,	
  ecosystems	
  and	
  their	
  services	
  are	
  maintained	
  
and	
   enhanced	
   by	
   establishing	
   green	
   infrastructure	
   and	
   restoring	
   at	
  
least	
  15%	
  of	
  degraded	
  ecosystems.”	
  
	
  
•  Ac:ons	
   to	
   help	
   achieve	
   each	
   of	
   the	
   sub	
   targets:	
   Ac:on	
   7	
   aims	
   to	
  
“ensure	
  No	
  Net	
  Loss	
  (NNL)	
  of	
  biodiversity	
  and	
  ecosystem	
  services”	
  
	
  
»  Sub-­‐ac:on	
   7b,	
   “the	
   Commission	
   will	
   carry	
   out	
   further	
   work	
  
with	
  a	
  view	
  to	
  proposing	
  by	
  2015	
  an	
  ini:a:ve	
  to	
  ensure	
  there	
  
is	
   NNL	
   of	
   ecosystems	
   and	
   their	
   services	
   (e.g.	
   through	
  
compensa:on	
  or	
  offseHng	
  schemes).”	
  
I.3.	
  Support	
  to	
  EU	
  NNL	
  ini:a:ve:	
  EU	
  Council	
  conclusions	
  
Council	
  conclusions	
  of	
  21	
  June	
  2011:	
  
	
  	
  
•  stressed	
  the	
  importance	
  of	
  further	
  work	
  to	
  opera:onalise	
  the	
  NNL	
  objec:ve	
  (…)	
  &	
  
ensuring	
  no	
  further	
  loss	
  or	
  degrada:on	
  of	
  ecosystems	
  &	
  their	
  services.	
  
	
  	
  
•  provides	
  the	
  following	
  preliminary	
  defini:on	
  of	
  the	
  NNL	
  concept:	
  
	
  	
  
	
   'that	
   conservaCon/biodiversity	
   losses	
   in	
   one	
   geographically	
   or	
   otherwise	
  
defined	
   area	
   are	
   balanced	
   by	
   a	
   gain	
   elsewhere	
   provided	
   that	
   this	
   principle	
   does	
   not	
  
entail	
  any	
  impairment	
  of	
  exisCng	
  biodiversity	
  as	
  protected	
  by	
  EU	
  nature	
  legislaCon'.	
  
	
  
	
  
	
  
Council	
  Conclusions	
  of	
  19	
  December	
  2011:	
  
	
  
•  agreed	
  “that	
  a	
  common	
  approach	
  is	
  needed	
  for	
  the	
  implementa:on	
  in	
  the	
  EU	
  of	
  the	
  
NNL	
  principle	
  and	
  invited	
  the	
  Commission	
  to	
  address	
  this	
  as	
  part	
  of	
  the	
  prepara:on	
  
of	
  its	
  planned	
  ini:a:ve	
  on	
  NNL	
  by	
  2015…”	
  	
  
	
  
	
  (…”taking	
  into	
  account	
  exis<ng	
  experience	
  as	
  well	
  as	
  the	
  specifici<es	
  of	
  each	
  Member	
  State,	
  on	
  the	
  
basis	
  of	
  in-­‐depth	
  discussions	
  with	
  Member	
  States	
  and	
  stakeholders	
  regarding	
  the	
  clear	
  defini<on,	
  scope,	
  opera<ng	
  
principles	
  and	
  management	
  and	
  support	
  instruments	
  in	
  the	
  context	
  of	
  the	
  common	
  implementa<on	
  framework	
  of	
  
the	
  Strategy”).	
  	
  
I.4.	
  Support	
  to	
  EU	
  NNL	
  ini:a:ve:	
  EP	
  Resolu:on	
  
EP	
  resolu:on	
  of	
  20	
  April	
  2012:	
  	
  
	
  
•  urges	
   Commission	
   to	
   “develop	
   an	
   effec:ve	
   regulatory	
   framework	
  
based	
   on	
   the	
   ‘No	
   Net	
   Loss’	
   ini:a:ve,	
   taking	
   into	
   account	
   the	
   past	
  
experience	
  of	
  the	
  Member	
  States	
  while	
  also	
  u<lising	
  the	
  standards	
  applied	
  
by	
  the	
  Business	
  and	
  Biodiversity	
  Offsets	
  Programme”	
  
•  Report	
  also	
  refers	
  to	
  the	
  importance	
  of	
  applying	
  such	
  an	
  approach	
  to	
  
all	
  EU	
  habitats	
  and	
  species	
  not	
  covered	
  by	
  EU	
  legisla:on	
  
I.5.	
  Preparatory	
  work	
  for	
  2015	
  NNL	
  ini:a:ve	
  
•  To	
   obtain	
   views	
   of	
   stakeholders	
   on	
   this	
   issue	
   the	
   European	
  
Commission	
  established	
  a	
  Working	
  Group	
  on	
  NNL	
  of	
  Ecosystems	
  and	
  
their	
  Services	
  (NNL	
  Working	
  Group).	
  Its	
  objec:ve:	
  
	
  “collect	
  views	
  from	
  Member	
  State	
  representa5ves,	
  stakeholders	
  and	
  experts	
  on	
  the	
  way	
  
forward	
   for	
   the	
   NNL	
   ini5a5ve	
   announced	
   for	
   2015,	
   within	
   the	
   mandate	
   of	
   the	
   2011	
   December	
  
Council	
  conclusions,	
  taking	
  into	
  account	
  all	
  relevant	
  policies	
  and	
  instruments.	
  The	
  aim	
  is	
  to	
  support	
  
the	
  European	
  Commission	
  in	
  its	
  prepara5on	
  of	
  a	
  NNL	
  ini5a5ve.	
  The	
  Working	
  Group	
  is	
  expected	
  to	
  
develop	
  recommenda5ons	
  by	
  mid-­‐2013”.	
  	
  
	
  
•  EC	
  also	
  launched	
  study	
  on	
  “Policy	
  op:ons	
  for	
  an	
  EU	
  NNL	
  ini:a:ve”	
  to	
  
support	
  the	
  Commission	
  in	
  developing	
  the	
  NNL	
  ini:a:ve	
  foreseen	
  in	
  
the	
  EU	
  BD	
  Strategy	
  to	
  2020	
  by	
  developing	
  poten:al	
  alterna:ve	
  op:ons	
  
for	
  this	
  ini:a:ve	
  and	
  analysing	
  their	
  main	
  impacts	
  (–	
   ongoing	
  work,	
  
led	
  by	
  IEEP)	
  
 
	
  
II.	
  Achieving	
  NNL	
  in	
  prac:ce:	
  a	
  
role	
  for	
  offseHng	
  impacts	
  
though	
  habitat	
  banking?	
  
	
  
	
  
II.1.	
  What	
  are	
  offsets?	
  
Compensa:on	
  measures	
  for	
  biodiversity	
  loss	
  may	
  arguably	
  be	
  achieved	
  through	
  payment	
  for	
  
training,	
   capacity	
   building,	
   research	
   	
   etc.	
   -­‐	
   in	
   our	
   work	
   compensa:on	
   is	
   considered	
  
analogous	
  to	
  offseHng	
  
	
  
Offsets	
  can	
  be	
  defined	
  as:	
  
	
   “Measurable	
   conserva:on	
   outcomes	
   resul<ng	
   from	
   ac<ons	
   designed	
   to	
  
compensate	
   for	
   significant	
   residual	
   adverse	
   biodiversity	
   impacts	
   arising	
   from	
   project	
  
development	
  (aRer	
  appropriate	
  preven<on	
  and	
  mi<ga<on	
  measures	
  have	
  been	
  taken).”	
  
Business	
  and	
  Biodiversity	
  Offsets	
  Programme	
  (BBOP)	
  
	
  
⇒  Offsets	
  can	
  take	
  the	
  form	
  of	
  posi:ve	
  management	
  interven:ons	
  such	
  as	
  restora:on	
  of	
  
degraded	
  habitat,	
  arrested	
  degrada<on	
  or	
  averted	
  risk,	
  protec<ng	
  areas	
  where	
  there	
  is	
  
imminent	
  or	
  projected	
  loss	
  of	
  biodiversity	
  
	
  
⇒  Offsets	
  are	
  formalised	
  arrangements	
  for	
  delivering	
  compensa:on	
  and	
  are	
  designed	
  to	
  
achieve	
  NNL,	
  i.e.	
  impacts	
  on	
  biodiversity	
  caused	
  by	
  a	
  project	
  are	
  balanced	
  or	
  outweighed	
  
by	
  measures	
  to	
  offset	
  the	
  residual	
  impacts	
  so	
  that	
  no	
  loss	
  remains.	
  
	
  
⇒  Goal	
  should	
  be	
  to	
  achieve	
  no	
  net	
  loss	
  and	
  preferably	
  a	
  net	
  gain	
  of	
  biodiversity	
  on	
  the	
  
ground	
  (with	
  respect	
  to	
  species	
  composi<on,	
  habitat	
  structure,	
  ecosystem	
  func<on	
  and	
  people’s	
  use	
  and	
  
cultural	
  values	
  associated	
  with	
  biodiversity)	
  
	
  
	
  
II.1.	
  Offsets	
  in	
  the	
  mi:ga:on	
  hierarchy	
  
Compensa<on	
   must	
   be	
   considered	
   in	
   the	
   context	
   of	
   the	
   ‘mi<ga<on	
  
hierarchy’	
  (BBOP)	
  -­‐	
  appropriate	
  ac:ons	
  to	
  achieve	
  no	
  net	
  loss	
  should	
  be	
  
considered	
  in	
  the	
  following	
  order:	
  
	
  
a.  Avoidance:	
  measures	
  taken	
  to	
  avoid	
  crea<ng	
  impacts	
  from	
  the	
  outset	
  (e.g.	
  careful	
  spa<al	
  or	
  
temporal	
  placement	
  of	
  elements	
  of	
  infrastructure)	
  
b.  Minimisa:on:	
  measures	
  taken	
  to	
  reduce	
  the	
  dura<on,	
  intensity	
  and	
  /	
  or	
  extent	
  of	
  impacts	
  
that	
  cannot	
  be	
  completely	
  avoided.	
  
c.  Rehabilita:on/restora:on:	
  measures	
  taken	
  to	
  rehabilitate	
  degraded	
  ecosystems	
  or	
  restore	
  
cleared	
  ecosystems	
  following	
  exposure	
  to	
  impacts	
  that	
  cannot	
  be	
  completely	
  avoided	
  and/	
  or	
  
minimised.	
  	
  
d.  Offset	
  (including	
  habitat	
  banking):	
  to	
  compensate	
  for	
  any	
  residual	
  significant,	
  
adverse	
   impacts	
   that	
   cannot	
   be	
   avoided,	
   minimised	
   and	
   /	
   or	
   rehabilitated	
   or	
  
restored,	
  in	
  order	
  to	
  achieve	
  no	
  net	
  loss	
  or	
  a	
  net	
  gain	
  of	
  biodiversity.	
  	
  
	
  
	
  
II.1.	
  OffseHng	
  via	
  habitat	
  banking	
  
•  Habitat	
  banking	
  enables	
  ‘biodiversity	
  credits’	
  to	
  be	
  generated	
  by	
  landowners	
  
who	
  commit	
  to	
  enhance	
  and	
  protect	
  biodiversity	
  values	
  on	
  their	
  land	
  through	
  
a	
  habitat	
  banking	
  agreement.	
  
	
  
•  These	
  credits	
  can	
  then	
  be	
  sold,	
  genera:ng	
  funds	
  for	
  the	
  management	
  of	
  the	
  
site.	
  
	
  
•  Credits	
   can	
   be	
   bought	
   by	
   developers	
   to	
   counterbalance	
   (or	
   offset)	
   the	
  
impacts	
   on	
   biodiversity	
   values	
   that	
   are	
   likely	
   to	
   occur	
   as	
   a	
   result	
   of	
   their	
  
development	
  
	
  
Thus,	
  carefully	
  designed	
  habitat	
  banking	
  schemes	
  will	
  generally	
  include:	
  
a)  A	
  streamlined	
  biodiversity	
  assessment	
  process,	
  
b)  A	
  rigorous	
  and	
  credible	
  offseHng	
  scheme,	
  
c)  An	
  opportunity	
  for	
  rural	
  landowners	
  to	
  generate	
  income	
  by	
  managing	
  land	
  
for	
  conserva:on	
  
	
  
=>	
   The	
   Eco-­‐accounts	
   schemes	
   in	
   B-­‐W	
   share	
   some	
   of	
   the	
   features	
   described	
  
above	
  and	
  might	
  therefore	
  be	
  considered	
  habitat	
  banking	
  schemes	
  
	
  
 
	
  
III.	
  Preliminary	
  results	
  from	
  in-­‐depth	
  case	
  study	
  work:	
  	
  
Eco-­‐accounts	
  in	
  the	
  German	
  region	
  of	
  Baden-­‐WurNemberg	
  
	
  
	
  
Research	
  carried	
  out	
  in	
  the	
  context	
  of	
  the	
  Invaluable	
  project,	
  funded	
  through	
  BiodivERsa	
  network	
  
(na<onal	
  funding	
  +	
  FP7	
  ERA-­‐NET	
  scheme	
  	
  
III.1.	
  Policy	
  context	
  at	
  federal	
  level	
  (1)	
  
1976:	
  Adop:on	
  of	
  the	
  Impact	
  Mi:ga:on	
  Regula:on	
  (‘Eingriffsregelung’)	
  under	
  the	
  
Federal	
  Nature	
  Conserva:on	
  Act:	
  
•  requires	
   that	
   the	
   status	
   quo	
   be	
   preserved	
   as	
   regards	
   the	
   ecosystem	
   func:ons/
services	
  and	
  landscape	
  features;	
  
•  is	
   not	
   primarily	
   concerned	
   with	
   biodiversity	
   but	
   covers	
   habitats/species,	
   soil	
   &	
  
water	
  quality,	
  landscape	
  features,	
  etc.	
  
	
  
2002:	
  amendment	
  to	
  the	
  Federal	
  Nature	
  Conserva:on	
  Act	
  
•  Requires	
  developers	
  to	
  avoid	
  avoidable	
  impacts	
  on	
  nature	
  and	
  the	
  landscape;	
  
•  Requires	
   developers	
   to	
   off-­‐set	
   (“Ausgleichsmaßnahmen”)	
   or	
   to	
   compensate	
   for	
  
(“Ersatzmaßnahmen”)	
  all	
  unavoidable	
  impacts	
  from	
  developments	
  on	
  nature	
  and	
  the	
  
landscape.	
  
	
  
	
  
Challenges	
  in	
  mee:ng	
  above	
  requirements:	
  
•  Developers	
   could	
   not	
   find/didn’t	
   own	
   land	
   appropriate	
   for	
   adequate	
  
compensa:on	
  	
  
•  Land	
   on	
   which	
   compensa:on	
   measures	
   had	
   been	
   carried	
   out	
   got	
   converted	
   to	
  
other	
  uses	
  
	
  
⇒  Difficul:es	
   in	
   ensuring	
   legally	
   sa:sfactory	
   management,	
   control	
   and	
  
implementa:on	
  
	
  
III.1.	
  Policy	
  context	
  at	
  federal	
  level	
  (2)	
  
Measures	
  to	
  overcome	
  problems:	
  
	
  
1998:	
  amendment	
  of	
  Federal	
  Building	
  Code	
  (BauGB):	
  	
  
•  flexibility	
   for	
   compensa:on	
   from	
   a	
   temporal	
   and	
   spa:al	
   perspec:ve	
   is	
  
introduced,	
   allowing	
   compensa:on	
   measures	
   to	
   be	
   disconnected	
   from	
  
specific	
  developments	
  
	
  
⇒  triggered	
  municipali:es	
  to	
  introduce	
  Eco-­‐accounts	
  to	
  offset	
  impacts	
  from	
  own	
  
developments	
  
	
  
	
  
	
  
2002	
  +	
  2009	
  amendments	
  to	
  the	
  Federal	
  Nature	
  Conserva:on	
  Act:	
  
•  allows	
  to	
  offset	
  residual	
  impacts	
  in	
  a	
  more	
  flexible	
  way	
  –	
  introduc:on	
  of	
  the	
  
possibility	
  to	
  set	
  up	
  Eco-­‐accounts	
  ("naturschutzrechtliches	
  Ökokonto“)	
  (2002)	
  
•  crea:on	
  of	
  the	
  requirement	
  to	
  establish	
  a	
  “compensa:on	
  registry”	
  (2009)	
  
	
  
⇒  More	
   precise	
   elabora:on	
   of	
   procedures	
   and	
   assessment	
   rules	
   lew	
   to	
   the	
  
regions	
  (Laender)	
  
	
  
III.2.	
  Evolu:on	
  of	
  policy	
  framework	
  at	
  regional	
  (B-­‐W)	
  level	
  
Pilot	
   project	
   from	
   2002-­‐2005	
   to	
   help	
   municipali:es	
   set	
   up	
   ‘building	
   law	
   eco-­‐
accounts	
  (‘baurechtliches	
  Oekokonto’)	
  following	
  1998	
  amendment	
  of	
  Federal	
  Building	
  
Code	
  (BauGB)	
  	
  
–  Mul:ple	
  actors	
  involved,	
  about	
  100	
  par:cipa:ng	
  municipali:es.	
  	
  
–  Resulted	
  in	
  guidance	
  and	
  recommenda:ons	
  for	
  establishing	
  	
  such	
  Eco-­‐accounts.	
  
	
  
2006:	
  revision	
  of	
  regional	
  (B-­‐W)	
  nature	
  legisla:on	
  and	
  amendment	
  announcing	
  the	
  
development	
  of	
  two	
  necessary	
  regula:ons	
  for	
  implementa:on	
  
	
  
•  2006:	
  SeHng	
  up	
  of	
  two	
  working	
  groups,	
  dealing	
  in	
  par:cular	
  with:	
  	
  
1.  compensa:on	
  measures	
  assessment	
  methods	
  and	
  	
  
2.  development	
  and	
  trial	
  of	
  an	
  internet-­‐based	
  system	
  to	
  ensure	
  easy	
  to	
  manage	
  
applica:on,	
  approval	
  and	
  management	
  of	
  the	
  compensa:on	
  measures	
  
	
  
•  2010/2011:	
  Adop:on	
  of	
  two	
  regula:ons:	
  
1.  On	
  the	
  establishment	
  and	
  management	
  of	
  compensa:on	
  registries	
  at	
  district	
  level	
  
(KompVzVO	
  -­‐	
  adopted	
  end	
  of	
  2010)	
  
2.  Outlining	
   rules	
   governing	
   the	
   Eco-­‐accounts	
   and	
   more	
   specifically	
   condi:ons	
   for	
  
approval	
   and	
   lis:ng	
   of	
   an:cipated	
   compensa:on/Eco-­‐account	
   measures	
   in	
   the	
  
compensa:on	
  registries	
  (ÖKVO	
  -­‐	
  adopted	
  early	
  2011)	
  
III.3.	
  The	
  Eco-­‐accounts	
  established	
  under	
  the	
  Federal	
  
building	
  code	
  (1998)	
  
•  To	
  offset	
  impacts	
  within	
  the	
  same	
  municipality.	
  Municipality	
  carries	
  
out	
  the	
  compensa:on	
  measures	
  for	
  developers	
  to	
  use.	
  
	
  
•  Lots	
   appropriate	
   &	
   available	
   for	
   restora:on	
   measure	
   within	
   the	
  
municipality	
  are	
  transferred	
  to	
  a	
  pool	
  (Pool	
  of	
  Appropriate	
  Lots	
  -­‐	
  
PAL).	
  
	
  
•  As	
  soon	
  as	
  a	
  restora:on	
  measure	
  on	
  one	
  of	
  these	
  lots	
  is	
  realized,	
  it	
  
can	
  be	
  transferred	
  onto/credited	
  to	
  an	
  Eco-­‐account	
  and	
  be	
  used	
  as	
  
a	
   compensa:on	
   measure	
   for	
   any	
   residual	
   impacts	
   from	
   a	
  
development	
  that	
  is	
  carried	
  out	
  within	
  the	
  municipality	
  (owen	
  by	
  
the	
  municipal	
  authority).	
  	
  
	
  
•  Such	
  Eco-­‐accounts	
  are	
  usually	
  developed	
  out	
  of	
  a	
  landscape	
  plan	
  
which	
  covers	
  the	
  whole	
  surface	
  of	
  a	
  municipal	
  district.	
  	
  
	
  
	
  
III.4.	
  The	
  Eco-­‐accounts	
  established	
  under	
  the	
  nature	
  
legisla:on	
  (1)	
  
Responsibility	
   for	
   introducing	
   &	
   administering	
   compensa<on	
  
registries	
   lies	
   with	
   Lower	
   Nature	
   conserva<on	
   authori<es	
   (at	
   	
   district	
  
level)	
  (“untere	
  Naturschtzbehoerde”/(‘Stadt-­‐	
  /	
  Landkreis’))	
  
	
  
Registries	
  include	
  both:	
  
1.  compensa<on	
   measures	
   that	
   are	
   clearly	
   agributed	
   to	
   residual	
  
impacts	
  from	
  a	
  specific	
  development;	
  
2.  an<cipated	
  compensa<on/Eco-­‐account	
  measures	
  that	
  have	
  been	
  
approved	
   by	
   the	
   lower	
   nature	
   conserva<on	
   authori<es	
   but	
   not	
  
yet	
  agributed	
  (with	
  info	
  including	
  habitat	
  type	
  (“naturraum”),	
  the	
  original	
  state	
  of	
  the	
  area	
  
(+	
  associated	
  eco-­‐points)	
  as	
  well	
  as	
  the	
  descrip<on	
  of	
  state	
  aRer	
  implementa<on	
  of	
  compensa<on	
  
measure,(+	
  associated	
  eco-­‐points),	
  etc.	
  
	
  
“Compensa<on	
  agents”	
  (‘Massnahmetraeger‘)	
  submit	
  applica<ons	
  for	
  their	
  
compensa<on	
   measures	
   to	
   be	
   approved	
   &	
   listed	
   as	
   Eco-­‐account	
  
measures	
  in	
  the	
  compensa<on	
  registry	
  (‘Kompensa<onsverzeichnis’).	
  	
  
	
  
III.4.	
  The	
  Eco-­‐accounts	
  established	
  under	
  the	
  nature	
  
legisla:on	
  (2)	
  
Lower	
   Nature	
   Conserva<on	
   authori<es	
   can	
   only	
   approve	
   measures	
   for	
  
which	
  all	
  required	
  informa<on	
  is	
  provided	
  and	
  which:	
  
	
  
•  achieve	
  some	
  of	
  the	
  following	
  (long-­‐term)	
  results:	
  	
  
•  improve	
  the	
  quality	
  of	
  a	
  given	
  habitat,	
  	
  
•  create	
  high	
  value	
  habitats,	
  	
  
•  support	
  specific	
  species,	
  	
  
•  re-­‐create	
  natural	
  reten<on	
  areas,	
  	
  
•  re-­‐create	
  and	
  improve	
  the	
  func<ons	
  of	
  soils,	
  	
  
•  improve	
  groundwater	
  quality	
  
	
  
•  meet	
  certain	
  criteria,	
  e.g.:	
  
•  Eco-­‐account	
  measure	
  must	
  result	
  in	
  an	
  improvement	
  equivalent	
  or	
  above	
  
10000	
  Eco-­‐points	
  and	
  cover	
  area	
  of	
  at	
  least	
  2000	
  m2	
  (to	
  avoid	
  dispropor<onate	
  
admin	
  burden	
  –	
  with	
  excep<ons)	
  
•  No	
  financial	
  support	
  from	
  public	
  sources	
  was	
  received	
  (ensures	
  addi<onality)	
  
•  Measure	
   must	
   be	
   voluntary	
   –	
   not	
   be	
   carried	
   out	
   to	
   meet	
   legal	
  
requirements	
  
•  Measures	
   go	
   beyond	
   simply	
   ensure	
   preserva<on	
   of	
   the	
   status	
   quo	
  
(conserva<on	
  of	
  exis<ng	
  nature/landscape)	
  
III.4.	
  The	
  Eco-­‐accounts	
  established	
  under	
  the	
  nature	
  
legisla:on	
  (3)	
  
•  The	
  implementa<on	
  of	
  the	
  restora<on	
  measures	
  becomes	
  
binding	
  as	
  soon	
  as	
  the	
  impacts	
  of	
  a	
  development	
  have	
  been	
  
agributed	
  to	
  the	
  compensa<on	
  measure	
  (i.e.	
  once	
  a	
  developer	
  has	
  
selected	
  the	
  measure(s)	
  in	
  the	
  registry	
  to	
  compensate	
  the	
  residual	
  impacts	
  of	
  their	
  
development).	
  
	
  
•  Trading	
  Eco-­‐points:	
  a	
  developer	
  may	
  offset	
  impacts	
  via	
  the	
  
Eco-­‐account	
   but	
   must	
   buy	
   points	
   from	
   a	
   measure	
  
implemented	
   within	
   the	
   same	
   eco-­‐region/habitat	
  
(‘Naturraum’)	
  –	
  eco-­‐points	
  may	
  be	
  sold	
  together	
  with	
  the	
  land	
  or	
  separately	
  
	
  
•  temporal	
  disconnec<on	
  between	
  the	
  development	
  (‘Eingriff’)	
  
and	
   the	
   compensa<on	
   measure	
   (‘Ausgleich’)	
   means	
   that	
   in	
  
general,	
   the	
   compensa<on	
   measure	
   is	
   already	
   in	
   the	
  
implementa<on	
  phase	
  or	
  finished	
  by	
  the	
  <me	
  the	
  residual	
  
impacts	
  of	
  the	
  development	
  arise	
  
	
  
•  To	
   incen<vize	
   private	
   investment	
   in	
   compensa<on	
  
measures,	
  an	
  interest	
  payment	
  of	
  3%	
  a	
  year	
  in	
  eco-­‐points	
  is	
  
provided	
   once	
   a	
   compensa<on	
   measure	
   started	
   to	
   be	
  
implemented	
  (un<l	
  it	
  gets	
  agributed	
  to	
  an	
  impact,	
  and	
  only	
  up	
  to	
  ten	
  years)	
  	
  
	
  
III.5.	
  General	
  principles	
  governing	
  the	
  alloca:on	
  of	
  Eco-­‐
points	
  in	
  both	
  types	
  of	
  Eco-­‐accounts	
  
•  For	
   compensa<on	
   measures,	
   eco-­‐points	
   are	
   agributed	
   across	
   different	
   “impact	
  
categories”	
  (e.g.	
  water,	
  soil,	
  habitat/species	
  (‘Schutzgueter’).	
  	
  
•  Within	
  each	
  points	
  get	
  agributed	
  to	
  sub-­‐categories	
  (habitat	
  type,	
  specific	
  species)	
  
based	
   on	
   pre-­‐defined	
   method/scale	
   (e.g.	
   sealed	
   surface	
   =	
   0	
   points;	
   healthy	
   peatland:	
   64	
  
points)	
  
•  Agribu<on	
  of	
  points	
  per	
  square	
  meter,	
  gets	
  mul<plied	
  with	
  overall	
  surface	
  
	
  
	
  
•  Evalua<on	
  to	
  agribute	
  eco-­‐points	
  to	
  a	
  compensa<on	
  measure:	
  	
  
(a)  expected	
  eco-­‐point	
  value	
  of	
  land	
  aRer	
  measure	
  carried	
  out	
  (‘soll-­‐wert’)	
  	
  
(b)  Eco-­‐point	
  value	
  of	
  land	
  before	
  measure	
  is	
  carried	
  out	
  (‘ist-­‐wert’)	
  
	
  
⇒ (a)	
  –	
  (b)	
  =	
  value	
  of	
  the	
  compensa<on	
  measure	
  in	
  eco-­‐points	
  
	
  
	
  
•  In	
  principle,	
  eco-­‐points	
  should	
  be	
  “Schutzgutbezogen”,	
  i.e.	
  fungible	
  only	
  within	
  the	
  
same	
   “impact	
   category”.	
   i.e.	
   =>	
   compensate	
   soil/water	
   related	
   impacts	
   via	
   soil/water	
  
related	
  benefits	
  
•  In	
   prac<ce	
   there	
   is	
   flexibility	
   –	
   in	
   par<cular	
   when	
   the	
   available	
   land	
   to	
   carry	
   out	
   the	
  
compensa<on	
  measure	
  does	
  not	
  allow	
  a	
  one-­‐to-­‐one	
  compensa<on	
  within	
  the	
  same	
  impact	
  
category	
  (same	
  ‘Schutzgut’)	
  
	
  
III.6.	
  What	
  is	
  the	
  price	
  of	
  an	
  eco-­‐point	
  (Eco-­‐account	
  under	
  
the	
  nature	
  legisla:on)?	
  
	
  
•  It	
   is	
   not	
   possible	
   to	
   know	
   the	
   price	
   of	
   a	
   compensa:on	
   measure	
  
through	
   the	
   compensa:on	
   registry,	
   where	
   only	
   eco-­‐points	
   are	
  
indicated	
  
	
  
•  Number	
   of	
   eco-­‐points	
   aNributed	
   to	
   a	
   measure/impact	
   can’t	
   be	
  
nego:ated	
  but	
  developer	
  can	
  nego:ate	
  the	
  price	
  of	
  the	
  eco-­‐points	
  
–	
   the	
   trade	
   is	
   a	
   private	
   transac:on	
   and	
   to	
   a	
   certain	
   extent,	
   the	
  
price	
  depends	
  on	
  offer	
  of	
  &	
  demand	
  for	
  compensa:on	
  measures	
  
	
  
•  “Compensa:on	
  agents”	
  have	
  interest	
  in	
  selling	
  their	
  measure	
  at	
  a	
  
price	
  that	
  is	
  at	
  least	
  equivalent	
  to	
  its	
  cost	
  
	
  
•  One	
   excep:on	
   where	
   there	
   is	
   a	
   fixed	
   price	
   (4	
   eco-­‐points	
   =	
   €1):	
  
when	
  size	
  of	
  the	
  compensa:on	
  measure	
  area	
  is	
  too	
  small	
  to	
  reflect	
  
its	
  added	
  value	
  (owen	
  for	
  species	
  related	
  measures,	
  e.g.	
  in	
  a	
  river)	
  
III.7.	
  Eco-­‐accounts:	
  Advantages	
  and	
  challenges	
  –	
  
preliminary	
  qualita:ve	
  assessment	
  based	
  on	
  SH	
  interviews	
  
	
  
	
  	
  
	
  
Advantages/Strengths	
  
•  Temporal	
  and	
  geographical	
  decoupling	
  of	
  compensa<on	
  
measures	
  results	
  in	
  efficiency	
  	
  &	
  effec<veness	
  gains:	
  offsets	
  in	
  
compensa<on	
  of	
  residual	
  impacts	
  can	
  be	
  pooled	
  to	
  finance	
  larger	
  
restora<on	
  projects;	
  	
  
•  no	
  :mely	
  search	
  for	
  land	
  on	
  which	
  to	
  carry	
  out	
  compensa<on	
  =>	
  
accelera<on	
  of	
  administra<ve	
  procedures	
  
•  Possibility	
  to	
  create	
  wildlife	
  corridors/green	
  networks/
infrastructure	
  	
  
•  Scheme	
  takes	
  a	
  long-­‐term	
  perspec<ve	
  (increased	
  legal	
  certainty),	
  
opportuni:es	
  for	
  beNer	
  monitoring/surveillance	
  
•  Compensa<on	
  registry	
  and	
  clear	
  methodologies	
  increase	
  fairness	
  
&	
  transparency	
  &	
  accountability	
  (IT-­‐tool,	
  publicly	
  available	
  info),	
  	
  
•  Interest	
  payments:	
  provides	
  an	
  incen:ve	
  for	
  up-­‐front/
an:cipated/Eco-­‐account	
  compensa:on	
  measures	
  while	
  
reducing	
  financial	
  risk	
  
•  Compensa:on	
  measures	
  carried	
  out	
  by	
  professionals	
  with	
  due	
  
exper<se	
  (emergence	
  of	
  compensa<on	
  professionals)	
  
•  Development	
  of	
  scheme	
  opportunity	
  to	
  brining	
  together	
  SHs	
  
Challenges/Weaknesses	
  
•  Increasing	
  demand	
  for	
  land	
  makes	
  it	
  
difficult	
  to	
  find	
  land	
  on	
  which	
  to	
  
carry	
  out	
  compensa:on	
  measures	
  
•  Used	
  IT-­‐tools	
  can’t	
  adequately	
  
account	
  for	
  the	
  complexity	
  of	
  certain	
  
projects	
  
•  A	
  new	
  compensa:on	
  regula:on	
  
being	
  prepared	
  at	
  na:onal	
  level	
  
(‘Bundeskompenas<onsverordnung):	
  
slows	
  down	
  the	
  implementa<on	
  of	
  
the	
  new	
  Eco-­‐account	
  in	
  B-­‐W	
  
•  Complex	
  alloca:on	
  of	
  competencies	
  
due	
  to	
  Federal	
  structure,	
  might	
  make	
  
harmonising	
  procedures	
  more	
  
difficult	
  
•  Given	
  limited	
  number	
  of	
  actors	
  
involved	
  success/failure	
  might	
  
depend	
  on	
  individual	
  actor’s	
  
mo:va:on	
  
IV.	
  Summary	
  of	
  preliminary	
  findings	
  
•  The	
  Eco-­‐accounts	
  schemes	
  in	
  place	
  in	
  Baden-­‐WuerNemberg	
  are	
  means	
  to	
  facilitate	
  the	
  
offseHng	
  of	
  impacts	
  of	
  developments	
  on	
  the	
  environment	
  (&	
  biodiversity);	
  
	
  
•  They	
  can	
  be	
  considered	
  a	
  form	
  of	
  Habitat	
  banking	
  because	
  an:cipated	
  compensa:on	
  
measures	
  can	
  serve	
  to	
  offset	
  impacts	
  from	
  developments	
  that	
  are	
  not	
  temporarily	
  or	
  	
  
spa:ally	
  linked	
  to	
  the	
  residual	
  impacts	
  from	
  a	
  development	
  requiring	
  compensa:on;	
  
	
  
•  Compensatory	
  measures	
  may	
  be	
  implemented	
  in	
  advance	
  of	
  a	
  development,	
  enabling	
  
developers	
  to	
  ”buy”	
  already	
  planned/implemented	
  compensa:on	
  (“Eco-­‐account”)	
  
measures	
  to	
  offset	
  the	
  residual	
  impacts	
  arising	
  from	
  their	
  development;	
  
	
  
•  Eco-­‐points	
  are	
  aNributed	
  to	
  both	
  compensa:on	
  measures	
  and	
  residual	
  impacts	
  to	
  be	
  
compensated	
  -­‐	
  ensures	
  equivalence	
  between	
  the	
  posi:ve	
  impacts	
  (compensa:on	
  
measure)	
  and	
  residual	
  impacts	
  (development).	
  
	
  
•  Eco-­‐points	
  are	
  aNributed	
  to	
  different	
  “impact	
  categories”,	
  depending	
  on	
  whether	
  they	
  
affect	
  habitats/species,	
  soil,	
  water,	
  climate/air,	
  landscape	
  features.	
  In	
  principle,	
  eco-­‐
points	
  “traded”	
  need	
  to	
  be	
  linked	
  to	
  the	
  same	
  impact	
  categories	
  (in	
  prac:ce,	
  there	
  is	
  
flexibility).	
  
V.	
  Suggested	
  ques:ons	
  for	
  discussion	
  
1.  Could	
   such	
   a	
   system	
   be	
   put	
   in	
   place	
   in	
   other	
   countries?	
   If	
   not,	
   what	
  
barriers	
  do	
  you	
  see?	
  If	
  so,	
  what	
  role	
  could	
  ENGOs	
  play	
  in	
  the	
  process?	
  
2.  What	
  are	
  the	
  key	
  policies	
  that	
  contribute	
  to	
  NNL	
  in	
  your	
  country?	
  (e.g.	
  
market	
  mechanisms,	
  spa:al	
  planning,	
  offsets).	
  
3.  Do	
  you	
  believe	
  it	
  is	
  possible	
  to	
  have	
  safeguards	
  to	
  ensure	
  offseHng	
  via	
  
habitat	
   banking	
   schemes	
   do	
   not	
   result	
   in	
   weaker	
   protec:on	
   of	
  
biodiversity	
   (ie	
   leads	
   to	
   offsets	
   when	
   the	
   impact	
   could	
   have	
   been	
  
avoided	
  or	
  reduced)?	
  
 
	
  
	
  
Thank	
  you	
  for	
  your	
  aNen:on	
  
	
  
Leonardo	
  Mazza	
  –	
  lmazza@ieep.eu	
  	
  
Daniela	
  Russi	
  –	
  drussi@ieep.eu	
  
Julia	
  Schiller	
  –	
  jschiller@ieep.eu	
  	
  
	
  
	
  
	
  
	
  
IEEP	
  is	
  an	
  independent	
  not	
  for	
  profit	
  ins<tute	
  dedicated	
  to	
  advancing	
  an	
  environmentally	
  sustainable	
  
Europe	
  through	
  policy	
  analysis,	
  development	
  and	
  dissemina<on.	
  	
  
	
  
For	
  further	
  informa<on	
  see:	
  	
  hgp://www.ieep.eu	
  
Follow	
  us	
  on	
  twiger:	
  @IEEP_EU	
  
	
  
	
  
Annex:	
  Further	
  reading	
  
ERec	
  and	
  IEEP	
  (2010)	
  The	
  use	
  of	
  market-­‐based	
  instruments	
  for	
  biodiversity	
  protec<on	
  –	
  Habitat	
  
Banking	
  case	
  studies,	
  URL:	
  
www.enetjarnnatur.se/sta<c/sv/245/images/eRecieep2010cappcasestudies.pdf	
  	
  
	
  
GHK	
  et	
  al.	
  (2013)	
  Exploring	
  poten<al	
  demand	
  for	
  and	
  supply	
  of	
  habitat	
  banking	
  in	
  the	
  EU	
  and	
  
appropriate	
  design	
  element	
  for	
  a	
  habitat	
  banking	
  scheme,	
  A	
  study	
  for	
  DG	
  Environment,	
  European	
  
Commission,	
  URL:	
  
hgp://ec.europa.eu/environment/enveco/taxa<on/pdf/Habitat_banking_Report.pdf	
  
	
  
LUBW	
  (2012)	
  Das	
  Ökokonto	
  im	
  Naturschutzrecht	
  –	
  Regelung	
  un	
  Hintergruende,	
  Geeignete	
  
Massnahmen,	
  Kompensas<onsverzeichnis,	
  Natursschutzinfo	
  1/2012,	
  URL:	
  
www.lubw.baden-­‐wuergemberg.de/servlet/is/217864/naturschutz_info_2012_1.pdf?
command=downloadContent&filename=naturschutz_info_2012_1.pdf	
  
	
  
ÖKVO	
  (2010)	
  Verordnung	
  des	
  Ministeriums	
  für	
  Umwelt,	
  Naturschutz	
  und	
  Verkehr	
  über	
  die	
  
Anerkennung	
  und	
  Anrechnung	
  vorzei<g	
  durchgeführter	
  Maßnahmen	
  zur	
  Kompensa<on	
  von	
  
Eingriffsfolgen	
  (Ökokonto-­‐Verordnung	
  –	
  ÖKVO),	
  URL:	
  
hgp://drs.baden-­‐wuergemberg.de/TEMP/C24E3FBA/Temp/01/69F64784.pdf	
  
	
  
KompVzVO	
  (2011)	
  Verordnung	
  des	
  Ministeriums	
  für	
  Umwelt,	
  Naturschutz	
  und	
  Verkehr	
  über	
  die	
  
Führung	
  von	
  Kompensa<onsverzeichnissen	
  (Kompensa<onsverzeichnis-­‐Verordnung	
  –	
  KompVzVO),	
  
URL:	
  hgp://drs.baden-­‐wuergemberg.de/TEMP/C24E3FBA/Temp/00/48318D80.pdf	
  
	
  
	
  
	
  
III.4.	
  The	
  Eco-­‐accounts	
  established	
  under	
  nature	
  
legisla:on	
  -­‐	
  overview	
  
Eco-­‐accounts	
  under	
  the	
  nature	
  protec:on	
  legisla:on	
  (in	
  B-­‐W	
  since	
  2011)	
  
Spa:al	
  scope	
   Outside	
  urban	
  areas;	
  Offse}ng	
  within	
  the	
  same	
  habitat	
  (iden<fica<on	
  of	
  12	
  
different	
  “Naturraume”	
  across	
  the	
  region)	
  
Whose	
  an:cipated	
  compensa:on	
  
measures	
  may	
  enter	
  the	
  scheme	
  
Any	
  actor	
  whose	
  measure	
  fulfils	
  the	
  criteria	
  (farmers,	
  foresters,	
  other	
  
landowners,	
  municipali<es,	
  developers	
  (e.g.	
  mining	
  company)	
  –	
  to	
  compensate	
  
their	
  own	
  impacts	
  or	
  those	
  by	
  other	
  developers.	
  
Impact-­‐compensa:on	
  rela:on	
   No	
  fixed	
  rela<on	
  between	
  impact	
  and	
  compensa<on.	
  Compensa<on	
  agents	
  
have	
  incen<ve	
  to	
  carry	
  out	
  a	
  measure	
  before	
  its	
  agributed	
  because	
  of	
  a	
  3%	
  
interest	
  rate	
  (paid	
  out	
  in	
  points).	
  Also	
  when	
  the	
  compensa<on	
  agent	
  and	
  the	
  
developer	
  are	
  the	
  same	
  en<ty,	
  risk	
  is	
  lowered	
  and	
  an<cipated	
  implementa<on	
  
of	
  the	
  compensa<on	
  measure	
  more	
  likely.	
  
Who	
  may	
  offset	
  residual	
  impacts	
  
via	
  this	
  type	
  of	
  Eco-­‐account	
  
Wide	
  range	
  of	
  developers	
  –	
  in	
  prac<ce	
  oRen	
  farmers	
  but	
  also	
  mining	
  
companies	
  
Who	
  manages	
  Eco-­‐account	
   Lower	
  nature	
  conserva<on	
  authority	
  (at	
  district	
  level)	
  
Harmonised	
  approach	
  to	
  
aNribu:ng	
  eco-­‐points	
  (based	
  on	
  
evalua:on	
  model)	
  
Yes,	
  standardized	
  evalua<on	
  criteria	
  on	
  a	
  federal	
  state	
  level	
  via	
  the	
  Eco-­‐account	
  
Regula<on	
  
Main	
  actor(s)	
  in	
  charge	
  of	
  
ensuring	
  quality	
  of	
  compensa:on	
  
measures	
  and	
  adequate	
  	
  
aNribu:on	
  of	
  points	
  
Lower	
  nature	
  conserva<on	
  authority,	
  regional	
  Ministry	
  for	
  Environment	
  
(LUBW),	
  private	
  planning	
  offices	
  (‘Flaechenagentur,	
  Planungsbuero’)	
  that	
  may	
  
plan	
  and	
  carry	
  out	
  the	
  conserva<on	
  measures	
  on	
  behalf	
  of	
  the	
  “compensa<on	
  
agent”	
  (‘Massnahmentraeger’)	
  
III.3.	
  The	
  Eco-­‐accounts	
  established	
  under	
  the	
  Federal	
  
building	
  code	
  -­‐	
  overview	
  
	
  
	
  
Eco-­‐accounts	
  under	
  the	
  Federal	
  building	
  code	
  (1998)	
  
Spa:al	
  scope	
   Within	
  urban	
  areas/areas	
  covered	
  by	
  specific	
  types	
  of	
  land	
  use	
  plans	
  
(‘Bebauungsplan	
  &	
  Flaechennutzungsplan’),	
  Offse}ng	
  within	
  the	
  	
  same	
  
municipality	
  
Whose	
  an:cipated	
  compensa:on	
  
measures	
  may	
  enter	
  the	
  scheme	
  
Those	
  implemented	
  by	
  municipali<es	
  
Impact-­‐compensa:on	
  rela:on	
   A	
  binding	
  documenta<on	
  about	
  the	
  implementa<on	
  of	
  compensa<on	
  
measures	
  is	
  used	
  to	
  evaluate	
  their	
  func<on	
  for	
  the	
  building	
  planning.	
  An	
  
impact	
  does	
  not	
  need	
  to	
  be	
  agributed	
  to	
  a	
  compensa<on	
  measure	
  
before	
  its	
  implementa<on	
  
Who	
  may	
  offset	
  residual	
  impacts	
  
via	
  this	
  type	
  of	
  Eco-­‐account	
  
Primarily	
  municipali<es,	
  but	
  not	
  exclusively	
  
Who	
  manages	
  Eco-­‐account	
   Municipality	
  
Harmonised	
  approach	
  to	
  
aNribu:ng	
  eco-­‐points	
  (based	
  on	
  
evalua:on	
  model)	
  
No,	
  every	
  municipality	
  can	
  decide	
  on	
  an	
  own	
  evalua<on	
  model.	
  
However,	
  the	
  use	
  of	
  the	
  federal	
  standardized	
  evalua<on	
  model	
  is	
  a	
  
recommenda<on	
  
Main	
  actor(s)	
  in	
  charge	
  of	
  ensuring	
  
quality	
  of	
  compensa:on	
  measures	
  
and	
  adequate	
  aNribu:on	
  of	
  points	
  
Municipality,	
  within	
  municipality	
  either	
  departments	
  dealing	
  with	
  
building/construc<on	
  and	
  or/	
  person	
  in	
  charge	
  of	
  environmental	
  magers	
  
(e.g.	
  ‘naturschutzbeauRragter/FachkraR	
  fuer	
  Umwel•ragen’).	
  Could	
  also	
  
be	
  Compensa<on	
  Agency	
  (‘Planungsbuero).	
  

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The scope for using habitat banking to ensure NNL of ecosystems and their services - from theory to practice

  • 1.   The  scope  for  using  habitat  banking  to  ensure   NNL  of  ecosystems  and  their  services  –  from   theory  to  prac:ce       Leonardo  Mazza   on  behalf  of  the  wider  study  team     17  May  2013,  Brussels  Presenta<on  to  EEB’s  Biodiversity  working  group    
  • 2. Structure  of  the  presenta:on   I.  Background:   commitment   &   support  to  NNL  at  EU  level   II.  Achieving  NNL  in  prac:ce:  a  role  for   offseHng   impacts   through   habitat   banking?   III.  Preliminary  results  of  in-­‐depth  case   study:  Eco-­‐accounts  in  the  German   region  of  Baden-­‐WurNemberg     IV.  Summary  of  preliminary  findings     V.  Suggested  ques:ons  for  discussion    
  • 3.     I.  Background:  commitments  &  support  to  NNL   at  EU  level    
  • 4. I.  1.  Ra:onale  for  commitment  to  NNL   Pressures   on   biodiversity   have   con:nued   to   intensify:   land   use   changes,  urban  sprawl,  fragmenta:on  &  loss  of  natural  habitats     Consequences:   •  EU’s  target  of  hal:ng  biodiversity  loss  in  Europe  by  2010  has  been   missed   •  overall  health  of  ecosystems  has  deteriorated,  as  has  their  ability   to   provide   important   ecosystem   services   (e.g.   those   associated   with   water  resources,  soils,  carbon,  flood  management,  recrea:on  and  tourism).       Key  lesson  from  the  failure  to  achieve  the  2010  biodiversity  target:   •  it  will  not  be  possible  to  halt  the  loss  of  biodiversity  in  future  years   without   adop:ng   policies   and   measures   that   can   offset   unavoidable  residual  impacts.      
  • 5. I.2.  Actual  commitments  :  EU  BD  Strategy  to  2020   •  EU   BD   Strategy’s   headline   target:   ‘halt   biodiversity   and   ecosystem   service  loss  by  2020,  to  restore  ecosystems  in  so  far  as  is  feasible  (…)’     •  Sub-­‐target  2:  “By  2020,  ecosystems  and  their  services  are  maintained   and   enhanced   by   establishing   green   infrastructure   and   restoring   at   least  15%  of  degraded  ecosystems.”     •  Ac:ons   to   help   achieve   each   of   the   sub   targets:   Ac:on   7   aims   to   “ensure  No  Net  Loss  (NNL)  of  biodiversity  and  ecosystem  services”     »  Sub-­‐ac:on   7b,   “the   Commission   will   carry   out   further   work   with  a  view  to  proposing  by  2015  an  ini:a:ve  to  ensure  there   is   NNL   of   ecosystems   and   their   services   (e.g.   through   compensa:on  or  offseHng  schemes).”  
  • 6. I.3.  Support  to  EU  NNL  ini:a:ve:  EU  Council  conclusions   Council  conclusions  of  21  June  2011:       •  stressed  the  importance  of  further  work  to  opera:onalise  the  NNL  objec:ve  (…)  &   ensuring  no  further  loss  or  degrada:on  of  ecosystems  &  their  services.       •  provides  the  following  preliminary  defini:on  of  the  NNL  concept:         'that   conservaCon/biodiversity   losses   in   one   geographically   or   otherwise   defined   area   are   balanced   by   a   gain   elsewhere   provided   that   this   principle   does   not   entail  any  impairment  of  exisCng  biodiversity  as  protected  by  EU  nature  legislaCon'.         Council  Conclusions  of  19  December  2011:     •  agreed  “that  a  common  approach  is  needed  for  the  implementa:on  in  the  EU  of  the   NNL  principle  and  invited  the  Commission  to  address  this  as  part  of  the  prepara:on   of  its  planned  ini:a:ve  on  NNL  by  2015…”        (…”taking  into  account  exis<ng  experience  as  well  as  the  specifici<es  of  each  Member  State,  on  the   basis  of  in-­‐depth  discussions  with  Member  States  and  stakeholders  regarding  the  clear  defini<on,  scope,  opera<ng   principles  and  management  and  support  instruments  in  the  context  of  the  common  implementa<on  framework  of   the  Strategy”).    
  • 7. I.4.  Support  to  EU  NNL  ini:a:ve:  EP  Resolu:on   EP  resolu:on  of  20  April  2012:       •  urges   Commission   to   “develop   an   effec:ve   regulatory   framework   based   on   the   ‘No   Net   Loss’   ini:a:ve,   taking   into   account   the   past   experience  of  the  Member  States  while  also  u<lising  the  standards  applied   by  the  Business  and  Biodiversity  Offsets  Programme”   •  Report  also  refers  to  the  importance  of  applying  such  an  approach  to   all  EU  habitats  and  species  not  covered  by  EU  legisla:on  
  • 8. I.5.  Preparatory  work  for  2015  NNL  ini:a:ve   •  To   obtain   views   of   stakeholders   on   this   issue   the   European   Commission  established  a  Working  Group  on  NNL  of  Ecosystems  and   their  Services  (NNL  Working  Group).  Its  objec:ve:    “collect  views  from  Member  State  representa5ves,  stakeholders  and  experts  on  the  way   forward   for   the   NNL   ini5a5ve   announced   for   2015,   within   the   mandate   of   the   2011   December   Council  conclusions,  taking  into  account  all  relevant  policies  and  instruments.  The  aim  is  to  support   the  European  Commission  in  its  prepara5on  of  a  NNL  ini5a5ve.  The  Working  Group  is  expected  to   develop  recommenda5ons  by  mid-­‐2013”.       •  EC  also  launched  study  on  “Policy  op:ons  for  an  EU  NNL  ini:a:ve”  to   support  the  Commission  in  developing  the  NNL  ini:a:ve  foreseen  in   the  EU  BD  Strategy  to  2020  by  developing  poten:al  alterna:ve  op:ons   for  this  ini:a:ve  and  analysing  their  main  impacts  (–   ongoing  work,   led  by  IEEP)  
  • 9.     II.  Achieving  NNL  in  prac:ce:  a   role  for  offseHng  impacts   though  habitat  banking?      
  • 10. II.1.  What  are  offsets?   Compensa:on  measures  for  biodiversity  loss  may  arguably  be  achieved  through  payment  for   training,   capacity   building,   research     etc.   -­‐   in   our   work   compensa:on   is   considered   analogous  to  offseHng     Offsets  can  be  defined  as:     “Measurable   conserva:on   outcomes   resul<ng   from   ac<ons   designed   to   compensate   for   significant   residual   adverse   biodiversity   impacts   arising   from   project   development  (aRer  appropriate  preven<on  and  mi<ga<on  measures  have  been  taken).”   Business  and  Biodiversity  Offsets  Programme  (BBOP)     ⇒  Offsets  can  take  the  form  of  posi:ve  management  interven:ons  such  as  restora:on  of   degraded  habitat,  arrested  degrada<on  or  averted  risk,  protec<ng  areas  where  there  is   imminent  or  projected  loss  of  biodiversity     ⇒  Offsets  are  formalised  arrangements  for  delivering  compensa:on  and  are  designed  to   achieve  NNL,  i.e.  impacts  on  biodiversity  caused  by  a  project  are  balanced  or  outweighed   by  measures  to  offset  the  residual  impacts  so  that  no  loss  remains.     ⇒  Goal  should  be  to  achieve  no  net  loss  and  preferably  a  net  gain  of  biodiversity  on  the   ground  (with  respect  to  species  composi<on,  habitat  structure,  ecosystem  func<on  and  people’s  use  and   cultural  values  associated  with  biodiversity)      
  • 11. II.1.  Offsets  in  the  mi:ga:on  hierarchy   Compensa<on   must   be   considered   in   the   context   of   the   ‘mi<ga<on   hierarchy’  (BBOP)  -­‐  appropriate  ac:ons  to  achieve  no  net  loss  should  be   considered  in  the  following  order:     a.  Avoidance:  measures  taken  to  avoid  crea<ng  impacts  from  the  outset  (e.g.  careful  spa<al  or   temporal  placement  of  elements  of  infrastructure)   b.  Minimisa:on:  measures  taken  to  reduce  the  dura<on,  intensity  and  /  or  extent  of  impacts   that  cannot  be  completely  avoided.   c.  Rehabilita:on/restora:on:  measures  taken  to  rehabilitate  degraded  ecosystems  or  restore   cleared  ecosystems  following  exposure  to  impacts  that  cannot  be  completely  avoided  and/  or   minimised.     d.  Offset  (including  habitat  banking):  to  compensate  for  any  residual  significant,   adverse   impacts   that   cannot   be   avoided,   minimised   and   /   or   rehabilitated   or   restored,  in  order  to  achieve  no  net  loss  or  a  net  gain  of  biodiversity.        
  • 12. II.1.  OffseHng  via  habitat  banking   •  Habitat  banking  enables  ‘biodiversity  credits’  to  be  generated  by  landowners   who  commit  to  enhance  and  protect  biodiversity  values  on  their  land  through   a  habitat  banking  agreement.     •  These  credits  can  then  be  sold,  genera:ng  funds  for  the  management  of  the   site.     •  Credits   can   be   bought   by   developers   to   counterbalance   (or   offset)   the   impacts   on   biodiversity   values   that   are   likely   to   occur   as   a   result   of   their   development     Thus,  carefully  designed  habitat  banking  schemes  will  generally  include:   a)  A  streamlined  biodiversity  assessment  process,   b)  A  rigorous  and  credible  offseHng  scheme,   c)  An  opportunity  for  rural  landowners  to  generate  income  by  managing  land   for  conserva:on     =>   The   Eco-­‐accounts   schemes   in   B-­‐W   share   some   of   the   features   described   above  and  might  therefore  be  considered  habitat  banking  schemes    
  • 13.     III.  Preliminary  results  from  in-­‐depth  case  study  work:     Eco-­‐accounts  in  the  German  region  of  Baden-­‐WurNemberg       Research  carried  out  in  the  context  of  the  Invaluable  project,  funded  through  BiodivERsa  network   (na<onal  funding  +  FP7  ERA-­‐NET  scheme    
  • 14. III.1.  Policy  context  at  federal  level  (1)   1976:  Adop:on  of  the  Impact  Mi:ga:on  Regula:on  (‘Eingriffsregelung’)  under  the   Federal  Nature  Conserva:on  Act:   •  requires   that   the   status   quo   be   preserved   as   regards   the   ecosystem   func:ons/ services  and  landscape  features;   •  is   not   primarily   concerned   with   biodiversity   but   covers   habitats/species,   soil   &   water  quality,  landscape  features,  etc.     2002:  amendment  to  the  Federal  Nature  Conserva:on  Act   •  Requires  developers  to  avoid  avoidable  impacts  on  nature  and  the  landscape;   •  Requires   developers   to   off-­‐set   (“Ausgleichsmaßnahmen”)   or   to   compensate   for   (“Ersatzmaßnahmen”)  all  unavoidable  impacts  from  developments  on  nature  and  the   landscape.       Challenges  in  mee:ng  above  requirements:   •  Developers   could   not   find/didn’t   own   land   appropriate   for   adequate   compensa:on     •  Land   on   which   compensa:on   measures   had   been   carried   out   got   converted   to   other  uses     ⇒  Difficul:es   in   ensuring   legally   sa:sfactory   management,   control   and   implementa:on    
  • 15. III.1.  Policy  context  at  federal  level  (2)   Measures  to  overcome  problems:     1998:  amendment  of  Federal  Building  Code  (BauGB):     •  flexibility   for   compensa:on   from   a   temporal   and   spa:al   perspec:ve   is   introduced,   allowing   compensa:on   measures   to   be   disconnected   from   specific  developments     ⇒  triggered  municipali:es  to  introduce  Eco-­‐accounts  to  offset  impacts  from  own   developments         2002  +  2009  amendments  to  the  Federal  Nature  Conserva:on  Act:   •  allows  to  offset  residual  impacts  in  a  more  flexible  way  –  introduc:on  of  the   possibility  to  set  up  Eco-­‐accounts  ("naturschutzrechtliches  Ökokonto“)  (2002)   •  crea:on  of  the  requirement  to  establish  a  “compensa:on  registry”  (2009)     ⇒  More   precise   elabora:on   of   procedures   and   assessment   rules   lew   to   the   regions  (Laender)    
  • 16. III.2.  Evolu:on  of  policy  framework  at  regional  (B-­‐W)  level   Pilot   project   from   2002-­‐2005   to   help   municipali:es   set   up   ‘building   law   eco-­‐ accounts  (‘baurechtliches  Oekokonto’)  following  1998  amendment  of  Federal  Building   Code  (BauGB)     –  Mul:ple  actors  involved,  about  100  par:cipa:ng  municipali:es.     –  Resulted  in  guidance  and  recommenda:ons  for  establishing    such  Eco-­‐accounts.     2006:  revision  of  regional  (B-­‐W)  nature  legisla:on  and  amendment  announcing  the   development  of  two  necessary  regula:ons  for  implementa:on     •  2006:  SeHng  up  of  two  working  groups,  dealing  in  par:cular  with:     1.  compensa:on  measures  assessment  methods  and     2.  development  and  trial  of  an  internet-­‐based  system  to  ensure  easy  to  manage   applica:on,  approval  and  management  of  the  compensa:on  measures     •  2010/2011:  Adop:on  of  two  regula:ons:   1.  On  the  establishment  and  management  of  compensa:on  registries  at  district  level   (KompVzVO  -­‐  adopted  end  of  2010)   2.  Outlining   rules   governing   the   Eco-­‐accounts   and   more   specifically   condi:ons   for   approval   and   lis:ng   of   an:cipated   compensa:on/Eco-­‐account   measures   in   the   compensa:on  registries  (ÖKVO  -­‐  adopted  early  2011)  
  • 17. III.3.  The  Eco-­‐accounts  established  under  the  Federal   building  code  (1998)   •  To  offset  impacts  within  the  same  municipality.  Municipality  carries   out  the  compensa:on  measures  for  developers  to  use.     •  Lots   appropriate   &   available   for   restora:on   measure   within   the   municipality  are  transferred  to  a  pool  (Pool  of  Appropriate  Lots  -­‐   PAL).     •  As  soon  as  a  restora:on  measure  on  one  of  these  lots  is  realized,  it   can  be  transferred  onto/credited  to  an  Eco-­‐account  and  be  used  as   a   compensa:on   measure   for   any   residual   impacts   from   a   development  that  is  carried  out  within  the  municipality  (owen  by   the  municipal  authority).       •  Such  Eco-­‐accounts  are  usually  developed  out  of  a  landscape  plan   which  covers  the  whole  surface  of  a  municipal  district.        
  • 18. III.4.  The  Eco-­‐accounts  established  under  the  nature   legisla:on  (1)   Responsibility   for   introducing   &   administering   compensa<on   registries   lies   with   Lower   Nature   conserva<on   authori<es   (at     district   level)  (“untere  Naturschtzbehoerde”/(‘Stadt-­‐  /  Landkreis’))     Registries  include  both:   1.  compensa<on   measures   that   are   clearly   agributed   to   residual   impacts  from  a  specific  development;   2.  an<cipated  compensa<on/Eco-­‐account  measures  that  have  been   approved   by   the   lower   nature   conserva<on   authori<es   but   not   yet  agributed  (with  info  including  habitat  type  (“naturraum”),  the  original  state  of  the  area   (+  associated  eco-­‐points)  as  well  as  the  descrip<on  of  state  aRer  implementa<on  of  compensa<on   measure,(+  associated  eco-­‐points),  etc.     “Compensa<on  agents”  (‘Massnahmetraeger‘)  submit  applica<ons  for  their   compensa<on   measures   to   be   approved   &   listed   as   Eco-­‐account   measures  in  the  compensa<on  registry  (‘Kompensa<onsverzeichnis’).      
  • 19. III.4.  The  Eco-­‐accounts  established  under  the  nature   legisla:on  (2)   Lower   Nature   Conserva<on   authori<es   can   only   approve   measures   for   which  all  required  informa<on  is  provided  and  which:     •  achieve  some  of  the  following  (long-­‐term)  results:     •  improve  the  quality  of  a  given  habitat,     •  create  high  value  habitats,     •  support  specific  species,     •  re-­‐create  natural  reten<on  areas,     •  re-­‐create  and  improve  the  func<ons  of  soils,     •  improve  groundwater  quality     •  meet  certain  criteria,  e.g.:   •  Eco-­‐account  measure  must  result  in  an  improvement  equivalent  or  above   10000  Eco-­‐points  and  cover  area  of  at  least  2000  m2  (to  avoid  dispropor<onate   admin  burden  –  with  excep<ons)   •  No  financial  support  from  public  sources  was  received  (ensures  addi<onality)   •  Measure   must   be   voluntary   –   not   be   carried   out   to   meet   legal   requirements   •  Measures   go   beyond   simply   ensure   preserva<on   of   the   status   quo   (conserva<on  of  exis<ng  nature/landscape)  
  • 20. III.4.  The  Eco-­‐accounts  established  under  the  nature   legisla:on  (3)   •  The  implementa<on  of  the  restora<on  measures  becomes   binding  as  soon  as  the  impacts  of  a  development  have  been   agributed  to  the  compensa<on  measure  (i.e.  once  a  developer  has   selected  the  measure(s)  in  the  registry  to  compensate  the  residual  impacts  of  their   development).     •  Trading  Eco-­‐points:  a  developer  may  offset  impacts  via  the   Eco-­‐account   but   must   buy   points   from   a   measure   implemented   within   the   same   eco-­‐region/habitat   (‘Naturraum’)  –  eco-­‐points  may  be  sold  together  with  the  land  or  separately     •  temporal  disconnec<on  between  the  development  (‘Eingriff’)   and   the   compensa<on   measure   (‘Ausgleich’)   means   that   in   general,   the   compensa<on   measure   is   already   in   the   implementa<on  phase  or  finished  by  the  <me  the  residual   impacts  of  the  development  arise     •  To   incen<vize   private   investment   in   compensa<on   measures,  an  interest  payment  of  3%  a  year  in  eco-­‐points  is   provided   once   a   compensa<on   measure   started   to   be   implemented  (un<l  it  gets  agributed  to  an  impact,  and  only  up  to  ten  years)      
  • 21. III.5.  General  principles  governing  the  alloca:on  of  Eco-­‐ points  in  both  types  of  Eco-­‐accounts   •  For   compensa<on   measures,   eco-­‐points   are   agributed   across   different   “impact   categories”  (e.g.  water,  soil,  habitat/species  (‘Schutzgueter’).     •  Within  each  points  get  agributed  to  sub-­‐categories  (habitat  type,  specific  species)   based   on   pre-­‐defined   method/scale   (e.g.   sealed   surface   =   0   points;   healthy   peatland:   64   points)   •  Agribu<on  of  points  per  square  meter,  gets  mul<plied  with  overall  surface       •  Evalua<on  to  agribute  eco-­‐points  to  a  compensa<on  measure:     (a)  expected  eco-­‐point  value  of  land  aRer  measure  carried  out  (‘soll-­‐wert’)     (b)  Eco-­‐point  value  of  land  before  measure  is  carried  out  (‘ist-­‐wert’)     ⇒ (a)  –  (b)  =  value  of  the  compensa<on  measure  in  eco-­‐points       •  In  principle,  eco-­‐points  should  be  “Schutzgutbezogen”,  i.e.  fungible  only  within  the   same   “impact   category”.   i.e.   =>   compensate   soil/water   related   impacts   via   soil/water   related  benefits   •  In   prac<ce   there   is   flexibility   –   in   par<cular   when   the   available   land   to   carry   out   the   compensa<on  measure  does  not  allow  a  one-­‐to-­‐one  compensa<on  within  the  same  impact   category  (same  ‘Schutzgut’)    
  • 22. III.6.  What  is  the  price  of  an  eco-­‐point  (Eco-­‐account  under   the  nature  legisla:on)?     •  It   is   not   possible   to   know   the   price   of   a   compensa:on   measure   through   the   compensa:on   registry,   where   only   eco-­‐points   are   indicated     •  Number   of   eco-­‐points   aNributed   to   a   measure/impact   can’t   be   nego:ated  but  developer  can  nego:ate  the  price  of  the  eco-­‐points   –   the   trade   is   a   private   transac:on   and   to   a   certain   extent,   the   price  depends  on  offer  of  &  demand  for  compensa:on  measures     •  “Compensa:on  agents”  have  interest  in  selling  their  measure  at  a   price  that  is  at  least  equivalent  to  its  cost     •  One   excep:on   where   there   is   a   fixed   price   (4   eco-­‐points   =   €1):   when  size  of  the  compensa:on  measure  area  is  too  small  to  reflect   its  added  value  (owen  for  species  related  measures,  e.g.  in  a  river)  
  • 23. III.7.  Eco-­‐accounts:  Advantages  and  challenges  –   preliminary  qualita:ve  assessment  based  on  SH  interviews           Advantages/Strengths   •  Temporal  and  geographical  decoupling  of  compensa<on   measures  results  in  efficiency    &  effec<veness  gains:  offsets  in   compensa<on  of  residual  impacts  can  be  pooled  to  finance  larger   restora<on  projects;     •  no  :mely  search  for  land  on  which  to  carry  out  compensa<on  =>   accelera<on  of  administra<ve  procedures   •  Possibility  to  create  wildlife  corridors/green  networks/ infrastructure     •  Scheme  takes  a  long-­‐term  perspec<ve  (increased  legal  certainty),   opportuni:es  for  beNer  monitoring/surveillance   •  Compensa<on  registry  and  clear  methodologies  increase  fairness   &  transparency  &  accountability  (IT-­‐tool,  publicly  available  info),     •  Interest  payments:  provides  an  incen:ve  for  up-­‐front/ an:cipated/Eco-­‐account  compensa:on  measures  while   reducing  financial  risk   •  Compensa:on  measures  carried  out  by  professionals  with  due   exper<se  (emergence  of  compensa<on  professionals)   •  Development  of  scheme  opportunity  to  brining  together  SHs   Challenges/Weaknesses   •  Increasing  demand  for  land  makes  it   difficult  to  find  land  on  which  to   carry  out  compensa:on  measures   •  Used  IT-­‐tools  can’t  adequately   account  for  the  complexity  of  certain   projects   •  A  new  compensa:on  regula:on   being  prepared  at  na:onal  level   (‘Bundeskompenas<onsverordnung):   slows  down  the  implementa<on  of   the  new  Eco-­‐account  in  B-­‐W   •  Complex  alloca:on  of  competencies   due  to  Federal  structure,  might  make   harmonising  procedures  more   difficult   •  Given  limited  number  of  actors   involved  success/failure  might   depend  on  individual  actor’s   mo:va:on  
  • 24. IV.  Summary  of  preliminary  findings   •  The  Eco-­‐accounts  schemes  in  place  in  Baden-­‐WuerNemberg  are  means  to  facilitate  the   offseHng  of  impacts  of  developments  on  the  environment  (&  biodiversity);     •  They  can  be  considered  a  form  of  Habitat  banking  because  an:cipated  compensa:on   measures  can  serve  to  offset  impacts  from  developments  that  are  not  temporarily  or     spa:ally  linked  to  the  residual  impacts  from  a  development  requiring  compensa:on;     •  Compensatory  measures  may  be  implemented  in  advance  of  a  development,  enabling   developers  to  ”buy”  already  planned/implemented  compensa:on  (“Eco-­‐account”)   measures  to  offset  the  residual  impacts  arising  from  their  development;     •  Eco-­‐points  are  aNributed  to  both  compensa:on  measures  and  residual  impacts  to  be   compensated  -­‐  ensures  equivalence  between  the  posi:ve  impacts  (compensa:on   measure)  and  residual  impacts  (development).     •  Eco-­‐points  are  aNributed  to  different  “impact  categories”,  depending  on  whether  they   affect  habitats/species,  soil,  water,  climate/air,  landscape  features.  In  principle,  eco-­‐ points  “traded”  need  to  be  linked  to  the  same  impact  categories  (in  prac:ce,  there  is   flexibility).  
  • 25. V.  Suggested  ques:ons  for  discussion   1.  Could   such   a   system   be   put   in   place   in   other   countries?   If   not,   what   barriers  do  you  see?  If  so,  what  role  could  ENGOs  play  in  the  process?   2.  What  are  the  key  policies  that  contribute  to  NNL  in  your  country?  (e.g.   market  mechanisms,  spa:al  planning,  offsets).   3.  Do  you  believe  it  is  possible  to  have  safeguards  to  ensure  offseHng  via   habitat   banking   schemes   do   not   result   in   weaker   protec:on   of   biodiversity   (ie   leads   to   offsets   when   the   impact   could   have   been   avoided  or  reduced)?  
  • 26.       Thank  you  for  your  aNen:on     Leonardo  Mazza  –  lmazza@ieep.eu     Daniela  Russi  –  drussi@ieep.eu   Julia  Schiller  –  jschiller@ieep.eu             IEEP  is  an  independent  not  for  profit  ins<tute  dedicated  to  advancing  an  environmentally  sustainable   Europe  through  policy  analysis,  development  and  dissemina<on.       For  further  informa<on  see:    hgp://www.ieep.eu   Follow  us  on  twiger:  @IEEP_EU      
  • 27. Annex:  Further  reading   ERec  and  IEEP  (2010)  The  use  of  market-­‐based  instruments  for  biodiversity  protec<on  –  Habitat   Banking  case  studies,  URL:   www.enetjarnnatur.se/sta<c/sv/245/images/eRecieep2010cappcasestudies.pdf       GHK  et  al.  (2013)  Exploring  poten<al  demand  for  and  supply  of  habitat  banking  in  the  EU  and   appropriate  design  element  for  a  habitat  banking  scheme,  A  study  for  DG  Environment,  European   Commission,  URL:   hgp://ec.europa.eu/environment/enveco/taxa<on/pdf/Habitat_banking_Report.pdf     LUBW  (2012)  Das  Ökokonto  im  Naturschutzrecht  –  Regelung  un  Hintergruende,  Geeignete   Massnahmen,  Kompensas<onsverzeichnis,  Natursschutzinfo  1/2012,  URL:   www.lubw.baden-­‐wuergemberg.de/servlet/is/217864/naturschutz_info_2012_1.pdf? command=downloadContent&filename=naturschutz_info_2012_1.pdf     ÖKVO  (2010)  Verordnung  des  Ministeriums  für  Umwelt,  Naturschutz  und  Verkehr  über  die   Anerkennung  und  Anrechnung  vorzei<g  durchgeführter  Maßnahmen  zur  Kompensa<on  von   Eingriffsfolgen  (Ökokonto-­‐Verordnung  –  ÖKVO),  URL:   hgp://drs.baden-­‐wuergemberg.de/TEMP/C24E3FBA/Temp/01/69F64784.pdf     KompVzVO  (2011)  Verordnung  des  Ministeriums  für  Umwelt,  Naturschutz  und  Verkehr  über  die   Führung  von  Kompensa<onsverzeichnissen  (Kompensa<onsverzeichnis-­‐Verordnung  –  KompVzVO),   URL:  hgp://drs.baden-­‐wuergemberg.de/TEMP/C24E3FBA/Temp/00/48318D80.pdf        
  • 28. III.4.  The  Eco-­‐accounts  established  under  nature   legisla:on  -­‐  overview   Eco-­‐accounts  under  the  nature  protec:on  legisla:on  (in  B-­‐W  since  2011)   Spa:al  scope   Outside  urban  areas;  Offse}ng  within  the  same  habitat  (iden<fica<on  of  12   different  “Naturraume”  across  the  region)   Whose  an:cipated  compensa:on   measures  may  enter  the  scheme   Any  actor  whose  measure  fulfils  the  criteria  (farmers,  foresters,  other   landowners,  municipali<es,  developers  (e.g.  mining  company)  –  to  compensate   their  own  impacts  or  those  by  other  developers.   Impact-­‐compensa:on  rela:on   No  fixed  rela<on  between  impact  and  compensa<on.  Compensa<on  agents   have  incen<ve  to  carry  out  a  measure  before  its  agributed  because  of  a  3%   interest  rate  (paid  out  in  points).  Also  when  the  compensa<on  agent  and  the   developer  are  the  same  en<ty,  risk  is  lowered  and  an<cipated  implementa<on   of  the  compensa<on  measure  more  likely.   Who  may  offset  residual  impacts   via  this  type  of  Eco-­‐account   Wide  range  of  developers  –  in  prac<ce  oRen  farmers  but  also  mining   companies   Who  manages  Eco-­‐account   Lower  nature  conserva<on  authority  (at  district  level)   Harmonised  approach  to   aNribu:ng  eco-­‐points  (based  on   evalua:on  model)   Yes,  standardized  evalua<on  criteria  on  a  federal  state  level  via  the  Eco-­‐account   Regula<on   Main  actor(s)  in  charge  of   ensuring  quality  of  compensa:on   measures  and  adequate     aNribu:on  of  points   Lower  nature  conserva<on  authority,  regional  Ministry  for  Environment   (LUBW),  private  planning  offices  (‘Flaechenagentur,  Planungsbuero’)  that  may   plan  and  carry  out  the  conserva<on  measures  on  behalf  of  the  “compensa<on   agent”  (‘Massnahmentraeger’)  
  • 29. III.3.  The  Eco-­‐accounts  established  under  the  Federal   building  code  -­‐  overview       Eco-­‐accounts  under  the  Federal  building  code  (1998)   Spa:al  scope   Within  urban  areas/areas  covered  by  specific  types  of  land  use  plans   (‘Bebauungsplan  &  Flaechennutzungsplan’),  Offse}ng  within  the    same   municipality   Whose  an:cipated  compensa:on   measures  may  enter  the  scheme   Those  implemented  by  municipali<es   Impact-­‐compensa:on  rela:on   A  binding  documenta<on  about  the  implementa<on  of  compensa<on   measures  is  used  to  evaluate  their  func<on  for  the  building  planning.  An   impact  does  not  need  to  be  agributed  to  a  compensa<on  measure   before  its  implementa<on   Who  may  offset  residual  impacts   via  this  type  of  Eco-­‐account   Primarily  municipali<es,  but  not  exclusively   Who  manages  Eco-­‐account   Municipality   Harmonised  approach  to   aNribu:ng  eco-­‐points  (based  on   evalua:on  model)   No,  every  municipality  can  decide  on  an  own  evalua<on  model.   However,  the  use  of  the  federal  standardized  evalua<on  model  is  a   recommenda<on   Main  actor(s)  in  charge  of  ensuring   quality  of  compensa:on  measures   and  adequate  aNribu:on  of  points   Municipality,  within  municipality  either  departments  dealing  with   building/construc<on  and  or/  person  in  charge  of  environmental  magers   (e.g.  ‘naturschutzbeauRragter/FachkraR  fuer  Umwel•ragen’).  Could  also   be  Compensa<on  Agency  (‘Planungsbuero).