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Scoping  Study  of  Land  Tenure  and  Land  Governance  Issues    
in  Latin  America  and  the  Caribbean    
  
Concept  Paper  
  
While  there  have  been  extensive  discussions,  research  papers,  and  development  of  land  policies,  and  
tools  to  target  the  needs  of  the  poor  and  the  most  vulnerable  in  the  Latin  America  region,  there  is  still  
insufficient  visibility,  and  attention  to  land  tools  that  are  affordable,  accessible,  and  responsive  to  the  
complexity  of  land  issues  and  the  diversity  of  social,  cultural  and  institutional  contexts  in  the  region.    
  
Consequently  this  Scoping  Study  has  the  following  objectives:  
1. To  further  the  understanding  of  land  governance  and  land  tenure  security  issues,  institutional  
dynamics,  polices,  land  tools,  and  actors  in  the  region  in  conjunction  with  identified  regional  and  
local  consultants  and  partners.    
2. To  highlight  the  major  land  issues,  challenges  and  opportunities  in  the  region  as  a  basis  for  future  
decisions  to  enhancing  partnerships  and  engagement  of  key  players  in  the  LAC  land  sector  at  
regional  and  country  levels.    
3. To  contribute  to  knowledge  sharing,  increase  awareness,  support  capacity  development  of  key  
stakeholders  in  understanding  land  governance  and  the  potential  impact  of  implementing  land-­‐
related  policies,  tools  and  approaches  that  are  pro-­‐poor,  gender  appropriate,  effective  and  
sustainable  for  securing  land  and  property  rights  for  all;    
  
Outputs:  
A  desk-­‐based  literature  review  and  analysis  on  land  for  the  LAC  region  to  inform  the  research  and  
scoping  methodology.  
Engagement  of  multi  stakeholders  in  the  land  policy  sector  to  define  the  scoping  s   
methodology,  analyze  findings,  and  subsequently  endorse  the  recommendations  identified  from  the  
scoping  study.    Key    events  for  multi-­‐stakeholder  engagement  are:  
o A  LAC  land  experts  meeting,    
o Key  international  events  (WB  Conference  on  Land  and  Poverty,  Washington  DC  March  2016;  
and  PrepCom3  Habitat  III  Surabaya  Indonesia,  July  2016).    
o Bi-­‐lateral  discussions  according  to  an  existing  plan  of  regional  events.  
A  set  of  recommendations  on  priority  areas,  and  key  entry  points  for  catalytic  change  in:  
o Latin  America  and  the  Caribbean  region.    
o Each  one  of  the  three  sub-­‐regions:  South  America,  Central  America  and  Mexico,  Caribbean  
including  the  Organization  of  East  Caribbean  (OEC)  countries.  
o Countries  with  collaboration  opportunities  and  potential  to  strengthening  land  
administration  and  management  for  tenure  security.    
  
Relevant  Policy  Implications  
The  GLTN,  hosted  under  the  Urban  Legislation,  Land  and  Governance  (ULLG)  Branch  of  UN-­‐HABITAT,  
has  the  mandate  to  undertake  research,  and  to  develop,  test  and  disseminate  pro-­‐poor  and  gender  
responsive  approaches  and  tools  in  regards  to  urban  land,  innovative  tenure  systems,  affordable  
land  management/administration  systems,  land  related  regulatory/legal  frameworks,  as  well  as  to  
         
  
provide  technical  advice  to  Member  States  and  backstop  the  regional  offices  and  other  sections  of  
UN-­‐Habitat.  
The  GLTN  and  Habitat  for  Humanity  Partnership  in  LAC    is  strategic  in  enhancing    synergies  with  
existing  country-­‐based  initiatives  that  have  the  potential  to  deliver  maximum  capacity  development  
and  implementation  impact.    The  partnership  also  seeks  to  engage  GLTN  members,  leverage  
knowledge  and  resources.    This  LAC  regional  study  follows  previous  studies  in  Asia  -­‐  Pacific  and  
African  regions  promoted  also  by  the  GLTN   Land  Tenure  in  Asia  and  the  Pacific:  Challenges,  
Opportunities  and  Ways  Forward ).    
  
This  study  is  not  
a  Global  Land  Advocacy  Campaign  led  by  HFHI;  the  Global  Housing  Research  Initiative1
;  the  Global  
Housing  Policy  indicators  -­‐  GHI;  and  the  Habitat  III  related  initiatives    where  HFHI  is  actively  engaged  at  
both  global  and  country  levels.  And,  build  on  previous  GLTN  efforts  supporting  the  Organization  of  
Eastern  Caribbean  States  (OECS)  to  improve  land  policies  and  land  management  in  OECS  Member  States,  
in  collaboration  with  international  agencies,  government,  CSOs,  and  the  academia.    
  
TARGET  PUBLIC    
This  study  is  aimed  at  public  officials,  government  officers,  and  politicians  involved  in  policy  and  
decision-­‐making  in  the  land  sector  at  national  and  local  levels,  as  well  as  the  broader  land  communities  
(CSOs,  academics,  social  leaders,  land  experts).    
  
GENERAL  CONTENTS/LAYOUT  OF  THE  REPORT  
1) Introduction  
A  general  overview  to  the  Latin  America  and  the  Caribbean  region  in  the  global  context  and  
within  the  new  panorama  of  the  Sustainable  Development  and  the  New  Urban  agendas,    and  
other  regional  frameworks;  
Highlighting  common  trends  as  well  as  in  depth  overview  of  sub-­‐regions  (South  America,  Central  
America  and  Mexico,  Caribbean  including  the  OEC  countries  contextualizing  the  existing  
problems  
Review,  analysis  of  existing  literature  
Study  approach  built  on  the  review  and  analysis  of  elements  that  arise  from  a  human  rights  
focus,    land  market  analysis,  and  a  gender  perspective  to  define  a  critical  route  (methodology)  
  
2) Patterns  and  tendencies  in  the  region  
Key  issues  
Key  actors  
Key  past  and  existing  land  policies,  projects/programmers,  and  tools  region-­‐wide  and  in  selected  
countries  
Key  impact  on  State  and  market  land  interventions  
  
3) Central  Areas  for  Recommendations  
Key  challenges  that  impact  tenure  security  
Urban-­‐
urban  growth,  land  and  the  most  vulnerable  groups,  climate  change  and  natural  disasters,  
                                                                                                                      
1
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different  systems  of  land  tenure  (customary  and  legal  in  the  same  territories),  social  and  cultural  
patriarchal  systems).  
Institutional  Barriers  and  limitation  to  improved  tenure  security  
Low  capacities  in  the  public  and  private  sectors,  lack  of  political  support,  interests  in  conflict  
andland  disputes.  Limitations  in  land  governance:  land  administration  and  management,  land  
legislation  and  policy,  information  systems,  land-­‐use  planning,  land-­‐based  financing  and  
valuation     
Opportunities  for  improved  tenure  security     
Existing  land  governance,  coordination  networks,  partnerships,  actors,  successful  policies,  
programs,  projects,  and  tools  in  the  region,  failures  to  learn  from.  Existing  global  and  regional  
frameworks  and  conventions;  the  New  Urban  Agenda/Habitat  III    
Priority  land  tenure  issues    and  entry  points  for  appropriate  interventions  
Building  up  transparent,  accountable,  and  responsive  land  tenure  governance  in  countries  
A  road  map  for  a  pro-­‐poor  and  gender-­‐responsive  land  tenure  initiatives  in  the  Latin  America  
and  Caribbean  region.  
  
Internal  and  External  Multi-­‐Stakeholders  Engagement  Process  
  
Research  team  
One  main  researcher,  and  3  research  assistants  for  each  sub-­‐region  (south,  central  and  Mexico,  and  the  
Caribbean  including  the  OECS  countries)  
  
Coordination  Team  
Maria  Luisa  Alvarado,  Susana  Rojas  Williams,  Jane  Katz  
  
Internal  advisors  
GLTN  Secretariat  and  Clusters    
o GLTN  experts  at  the  Secretariat    
o The  Academic  &  Capacity  Development  Cluster  led  by  Assoc  Prof  David  Mitchell  from  RMIT  
University,  Melbourne  Australia  &  Prof  Siraj  Sait  University  of  East  London,  UK;    
o The  CSO  Rural  Cluster  led  by  the  Huairou  Commission  
Habitat  for  Humanity    
Advice,  support  and  SME  contributions  are  expected  from  the  different  HFHI  departments  for  the  design  
and  implementation  of  the  Scoping  Study:    Global  Programs,  Government  Relations  and  Advocacy  Office  
(GRAO),  HFHI  Latin  America  and  the  Caribbean  regional  office    
  
External  Advisors  to  the  design  and  implementation  of  the  scoping  Study  
LAC  relevant  actors  
o Lincoln  Institute  of  Land  Policy  LILP  that  has  a  strong  network  of  researchers  and  research  
resources  
o Inter-­‐American  Development  Bank  -­‐  Urban  and  Housing  Team,    Robin  Robin  Rajack  Specialist  
o Social  Research  Centre  for  Latin  America  from  TECHO,    
o Shelter  Cluster  of  the  Americas/REDLAC  Housing  Group,    
o Right  to  the  City  Platform,    
o Habitat  International  Coalition.  
o Cities  Alliance  
o University  of  West  Indies    
         
  
  
Contributors  
NGOs  including  HFHI  LAC  NOs,  academics,  experts,  professionals  and  persons  involved  on  land  issues  to  
contribute  with  their  experiences  knowledges  and  information  to  feedback  the  deliverables  of  the  study.  
Consultations  
o General  Assembly  of  Ministers  and  High  Authorities  of  Housing  and  Urban  Development  in  the  
Latin  America  and  the  Caribbean  Region  -­‐  MINURVI    
o Key  government  representatives.  (Brazil,  Chile,  Dominican  Republic,  Mexico,  Honduras,  among  
others)  
o Latin  American  Federation  of  Cities,  Municipalities  and  Municipal  Associations  -­‐  FLACMA    
o Private  sector  leaders  interested  in  contribute  to  the  scoping  study  
  
Experts  &  Multi-­‐stakeholders  meetings     
Habitat  III,  Quito,  Ecuador  October  2016    

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Scoping Study of Land Tenure and Land Governance Issues in Latin America and the Caribbean - concept paper

  • 1.             Scoping  Study  of  Land  Tenure  and  Land  Governance  Issues     in  Latin  America  and  the  Caribbean       Concept  Paper     While  there  have  been  extensive  discussions,  research  papers,  and  development  of  land  policies,  and   tools  to  target  the  needs  of  the  poor  and  the  most  vulnerable  in  the  Latin  America  region,  there  is  still   insufficient  visibility,  and  attention  to  land  tools  that  are  affordable,  accessible,  and  responsive  to  the   complexity  of  land  issues  and  the  diversity  of  social,  cultural  and  institutional  contexts  in  the  region.       Consequently  this  Scoping  Study  has  the  following  objectives:   1. To  further  the  understanding  of  land  governance  and  land  tenure  security  issues,  institutional   dynamics,  polices,  land  tools,  and  actors  in  the  region  in  conjunction  with  identified  regional  and   local  consultants  and  partners.     2. To  highlight  the  major  land  issues,  challenges  and  opportunities  in  the  region  as  a  basis  for  future   decisions  to  enhancing  partnerships  and  engagement  of  key  players  in  the  LAC  land  sector  at   regional  and  country  levels.     3. To  contribute  to  knowledge  sharing,  increase  awareness,  support  capacity  development  of  key   stakeholders  in  understanding  land  governance  and  the  potential  impact  of  implementing  land-­‐ related  policies,  tools  and  approaches  that  are  pro-­‐poor,  gender  appropriate,  effective  and   sustainable  for  securing  land  and  property  rights  for  all;       Outputs:   A  desk-­‐based  literature  review  and  analysis  on  land  for  the  LAC  region  to  inform  the  research  and   scoping  methodology.   Engagement  of  multi  stakeholders  in  the  land  policy  sector  to  define  the  scoping  s   methodology,  analyze  findings,  and  subsequently  endorse  the  recommendations  identified  from  the   scoping  study.    Key    events  for  multi-­‐stakeholder  engagement  are:   o A  LAC  land  experts  meeting,     o Key  international  events  (WB  Conference  on  Land  and  Poverty,  Washington  DC  March  2016;   and  PrepCom3  Habitat  III  Surabaya  Indonesia,  July  2016).     o Bi-­‐lateral  discussions  according  to  an  existing  plan  of  regional  events.   A  set  of  recommendations  on  priority  areas,  and  key  entry  points  for  catalytic  change  in:   o Latin  America  and  the  Caribbean  region.     o Each  one  of  the  three  sub-­‐regions:  South  America,  Central  America  and  Mexico,  Caribbean   including  the  Organization  of  East  Caribbean  (OEC)  countries.   o Countries  with  collaboration  opportunities  and  potential  to  strengthening  land   administration  and  management  for  tenure  security.       Relevant  Policy  Implications   The  GLTN,  hosted  under  the  Urban  Legislation,  Land  and  Governance  (ULLG)  Branch  of  UN-­‐HABITAT,   has  the  mandate  to  undertake  research,  and  to  develop,  test  and  disseminate  pro-­‐poor  and  gender   responsive  approaches  and  tools  in  regards  to  urban  land,  innovative  tenure  systems,  affordable   land  management/administration  systems,  land  related  regulatory/legal  frameworks,  as  well  as  to  
  • 2.           provide  technical  advice  to  Member  States  and  backstop  the  regional  offices  and  other  sections  of   UN-­‐Habitat.   The  GLTN  and  Habitat  for  Humanity  Partnership  in  LAC    is  strategic  in  enhancing    synergies  with   existing  country-­‐based  initiatives  that  have  the  potential  to  deliver  maximum  capacity  development   and  implementation  impact.    The  partnership  also  seeks  to  engage  GLTN  members,  leverage   knowledge  and  resources.    This  LAC  regional  study  follows  previous  studies  in  Asia  -­‐  Pacific  and   African  regions  promoted  also  by  the  GLTN   Land  Tenure  in  Asia  and  the  Pacific:  Challenges,   Opportunities  and  Ways  Forward ).       This  study  is  not   a  Global  Land  Advocacy  Campaign  led  by  HFHI;  the  Global  Housing  Research  Initiative1 ;  the  Global   Housing  Policy  indicators  -­‐  GHI;  and  the  Habitat  III  related  initiatives    where  HFHI  is  actively  engaged  at   both  global  and  country  levels.  And,  build  on  previous  GLTN  efforts  supporting  the  Organization  of   Eastern  Caribbean  States  (OECS)  to  improve  land  policies  and  land  management  in  OECS  Member  States,   in  collaboration  with  international  agencies,  government,  CSOs,  and  the  academia.       TARGET  PUBLIC     This  study  is  aimed  at  public  officials,  government  officers,  and  politicians  involved  in  policy  and   decision-­‐making  in  the  land  sector  at  national  and  local  levels,  as  well  as  the  broader  land  communities   (CSOs,  academics,  social  leaders,  land  experts).       GENERAL  CONTENTS/LAYOUT  OF  THE  REPORT   1) Introduction   A  general  overview  to  the  Latin  America  and  the  Caribbean  region  in  the  global  context  and   within  the  new  panorama  of  the  Sustainable  Development  and  the  New  Urban  agendas,    and   other  regional  frameworks;   Highlighting  common  trends  as  well  as  in  depth  overview  of  sub-­‐regions  (South  America,  Central   America  and  Mexico,  Caribbean  including  the  OEC  countries  contextualizing  the  existing   problems   Review,  analysis  of  existing  literature   Study  approach  built  on  the  review  and  analysis  of  elements  that  arise  from  a  human  rights   focus,    land  market  analysis,  and  a  gender  perspective  to  define  a  critical  route  (methodology)     2) Patterns  and  tendencies  in  the  region   Key  issues   Key  actors   Key  past  and  existing  land  policies,  projects/programmers,  and  tools  region-­‐wide  and  in  selected   countries   Key  impact  on  State  and  market  land  interventions     3) Central  Areas  for  Recommendations   Key  challenges  that  impact  tenure  security   Urban-­‐ urban  growth,  land  and  the  most  vulnerable  groups,  climate  change  and  natural  disasters,                                                                                                                         1  Sponsored  by  Cities  Alliance    
  • 3.           different  systems  of  land  tenure  (customary  and  legal  in  the  same  territories),  social  and  cultural   patriarchal  systems).   Institutional  Barriers  and  limitation  to  improved  tenure  security   Low  capacities  in  the  public  and  private  sectors,  lack  of  political  support,  interests  in  conflict   andland  disputes.  Limitations  in  land  governance:  land  administration  and  management,  land   legislation  and  policy,  information  systems,  land-­‐use  planning,  land-­‐based  financing  and   valuation     Opportunities  for  improved  tenure  security     Existing  land  governance,  coordination  networks,  partnerships,  actors,  successful  policies,   programs,  projects,  and  tools  in  the  region,  failures  to  learn  from.  Existing  global  and  regional   frameworks  and  conventions;  the  New  Urban  Agenda/Habitat  III     Priority  land  tenure  issues    and  entry  points  for  appropriate  interventions   Building  up  transparent,  accountable,  and  responsive  land  tenure  governance  in  countries   A  road  map  for  a  pro-­‐poor  and  gender-­‐responsive  land  tenure  initiatives  in  the  Latin  America   and  Caribbean  region.     Internal  and  External  Multi-­‐Stakeholders  Engagement  Process     Research  team   One  main  researcher,  and  3  research  assistants  for  each  sub-­‐region  (south,  central  and  Mexico,  and  the   Caribbean  including  the  OECS  countries)     Coordination  Team   Maria  Luisa  Alvarado,  Susana  Rojas  Williams,  Jane  Katz     Internal  advisors   GLTN  Secretariat  and  Clusters     o GLTN  experts  at  the  Secretariat     o The  Academic  &  Capacity  Development  Cluster  led  by  Assoc  Prof  David  Mitchell  from  RMIT   University,  Melbourne  Australia  &  Prof  Siraj  Sait  University  of  East  London,  UK;     o The  CSO  Rural  Cluster  led  by  the  Huairou  Commission   Habitat  for  Humanity     Advice,  support  and  SME  contributions  are  expected  from  the  different  HFHI  departments  for  the  design   and  implementation  of  the  Scoping  Study:    Global  Programs,  Government  Relations  and  Advocacy  Office   (GRAO),  HFHI  Latin  America  and  the  Caribbean  regional  office       External  Advisors  to  the  design  and  implementation  of  the  scoping  Study   LAC  relevant  actors   o Lincoln  Institute  of  Land  Policy  LILP  that  has  a  strong  network  of  researchers  and  research   resources   o Inter-­‐American  Development  Bank  -­‐  Urban  and  Housing  Team,    Robin  Robin  Rajack  Specialist   o Social  Research  Centre  for  Latin  America  from  TECHO,     o Shelter  Cluster  of  the  Americas/REDLAC  Housing  Group,     o Right  to  the  City  Platform,     o Habitat  International  Coalition.   o Cities  Alliance   o University  of  West  Indies    
  • 4.             Contributors   NGOs  including  HFHI  LAC  NOs,  academics,  experts,  professionals  and  persons  involved  on  land  issues  to   contribute  with  their  experiences  knowledges  and  information  to  feedback  the  deliverables  of  the  study.   Consultations   o General  Assembly  of  Ministers  and  High  Authorities  of  Housing  and  Urban  Development  in  the   Latin  America  and  the  Caribbean  Region  -­‐  MINURVI     o Key  government  representatives.  (Brazil,  Chile,  Dominican  Republic,  Mexico,  Honduras,  among   others)   o Latin  American  Federation  of  Cities,  Municipalities  and  Municipal  Associations  -­‐  FLACMA     o Private  sector  leaders  interested  in  contribute  to  the  scoping  study     Experts  &  Multi-­‐stakeholders  meetings     Habitat  III,  Quito,  Ecuador  October  2016