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Long term socio ecological research
 sites for CRP6
-opportunities & challenges




            Forests, Trees and
            Agroforestry
          Anja Gassner, a.gassner@cgiar.org
Crosscutting     Sentinel landscape
theme

                    Follows key recommendation from the 2009 Stripe social
Component Lead       science review commissioned by the CGIAR Science Council
Center:             Builds on the CGIAR’s comparative advantage to conduct
CIFOR/ICRAF          long-term, comparative research
Component           Generates data about the drivers and impacts of land use
Coordinator:         change, as well as approaches to threats and benefits for
Anja                 environmental resilience and the poor
Gassner/Manuel      Integrates research and impact pathways to exploit potential
Guariguata           synergies across all CRP6 components
Issue bound
geographically
bound
Issue bound    Sentinel landscape


    Oil palm value chain: volumes of traded CPO and anticipated
     growth in production in both Indonesia and Malaysia (and other
     countries emerging in SSA – Cameroon, Nigeria, Liberia etc)
    Shea nuts/cacao - recent restructuring of local and regional trade
     patterns associated with new technological opportunities of
     substituting cocoa butter with cocoa butter equivalents in the
     world’s chocolate industry
    Migration patterns/population pressure Andes –West Amazon?
Main Purpose
• Cross regional comparison
• Integrating Biophysical & Social data
• Long-term presence
• Opportunity to test landscape hypothesis based
  on good understanding of landscape variation
• Co-locating research activities (share resources)
    – Between Components
    – With Partners
    – With other CRP’s
Why should you be interested?
60% of ICRAF’s work
- 6.5 month of your working time
Will be related to research questions framed
under the CGIAR Research Program 6
Forests, Trees and Agroforestry
Why should you be interested?
A budget of 3.7 Million to be spend on:
 Baseline data
 Partnership connections
 Overall coordination
 Access to datasets
 Intelligent data management and data mining
Cross regional Comparison
    “Greening” and “browning” in the Sahel




                                             Vagen T, unpublished data 2012
    1982:2006
The opportunity for your work
Design projects based on an prior information
about spatial and temporal variance within a
landscape
• Which communities have improved their
  livelihood more than others?
• What are degradation hotspots in the
  landscapes?
• Can I compare my community to communities
  in other regions?
Opportunity for ICRAF/CRP6
• Opportunity to test our hypothesis about the
  reciprocal relationship between tree cover
  and livelihoods across 6 landscapes
• Opportunity to develop and test practical
  methods to integrate socioeconomic and
  biophysical data
Moving from exploratory to confirmatory
                       methods!
                   Theoretical Content of Model
High                                                            Low

Confirmatory Analysis                             Exploratory Analysis

       Structural Equation Modeling

               Agent based Modeling

                                                  Causal search Methods
                                                     Discriminant Analysis
            CRP6
          Baseline’s
                                                   Regression Trees
                                                     PCA, CCA, NMS
                                                           Multiple
                                                          Regression
The challenge for ICRAF/CRP6
• Selection of a set of comparable landscapes
  for cross- regional comparisons
• Integrating Biophysical & Social data
• Long-term presence/ creating a panel data set
• Integrating action research with long term
  monitoring
Cross regional Comparison
Step 1: The monitoring framework is to be constructed from
         environmental problems that are formulated as hypotheses or
         assumptions
Step 2 To verify these hypotheses and assumptions, relatively simple
         indicators or the more complex landscape functions are
         selected
Step 3: The data set to be analysed depends on the assessment
         methods applied.
Step 4: The choice of adequate areas and representative test sites is
         essential for optimised monitoring programmes
Step 5: The results are interpreted to verify hypotheses, to construct
         metadata and to propose measures supporting a sustainable
         landscape development.


A Conceptual Framework for Integrated Functional
Landscape Monitoring, Syrbe, Hierold, Bastian, Röder 2010
What are CRP6 ingredients?
Objective: Enhancing the management and use
of forests, agroforestry and tree genetic
resources across the landscape from forests to
farms.
Conceptual framework: forest and land use
transition curve
Conceptual framework
SL1      SL2        SL3         SL4    SL5       SL6

 Tenure, rights and access regimes
 Regulatory frameworks affecting women participation
 Ethnic diversity and social equity
 Types of management approaches and land-uses
 Level of market development and schemes
 Functional diversity
 Drivers of change
 Multiple actors at different scales
• Existing data for baseline and historical; e.g. long-
     term human welfare, demographic and human
     health data, as well as time series biophysical data
   • Scientists from "X" CRP6 components interested co-
     locating research in this site.
   • Potential for optimized outcomes for livelihood and
     environmental benefits within the landscape and
     transferability beyond the landscape.
   • Existence of a network of reliable partners on the
     ground that we can add value too.
   • Relative political stability and accessibility
Where all other criteria are equal preference will be given to
  sites that coincide with research areas of other CRPs !
5 sites in Latin America




5 sites in South East Asia




1 site in Central Asia




6 sites in Africa




2 issue bound landscapes
Landscape ecology research design
             principles
a) Variations across landscapes
     If too many factors differ it is not possible to
      attribute any cause and effect relationships
     PSEUDOREPLICATION
b) Variation within landscapes
     Geopolitical boundaries across the same agro-
      ecosystem
     Institutional boundaries (in/outside protected areas
     Before and after studies (before after logging
      moratorium)
Challenge 2
Integrating Biophysical & Social data
Research Design
SL1         SL2         SL3          SL4          SL5          SL6
               Meta goals – driven by overall
                CRP6 research hypothesis



   SL1         SL2         SL3         SL4         SL5         SL6
 Local &     Local &     Local &     Local &     Local &     Local &
 regional    regional    regional    regional    regional    regional
Relevant    Relevant    Relevant    Relevant    Relevant    Relevant
questions   questions   questions   questions   questions   questions
Integrating Biophysical & Social data
Conceptual Frameworks developed for
integrating social science into the long-term
ecological research (LTER) sites:

“Mitigation of pressures on biodiversity through
modification of their underlying socioeconomic
drivers is thought to be the most effective and
durable option to reduce the rate of biodiversity
loss”
Drivers-pressures-states-impacts-responses (DPSIR) approach
New tech-                       F. Support for technological innovation
          G  nology
                     A1. Land use policies, spatial development planning, roads

                                             A2. LU rights (e.g. community forest mngmnt)
                                                         Livelihoods, provisioning &
                                                                 profitability                                                                   G
                                              G
                                                                   Land                                 Conse- G                                Response/
                                Actors/
G      Drivers                                                   use/cover                             quences &                                 feedback
                                agents
                                                                  changes                              functions                                  options
                                                                         Biodiversity, Watershed                                                       G
                          G
                                                                             functions, GHG
                 Institutions,                      C. Suasion and institutional support
                                                                          emissions, Landscape
                identity, prid                                                   beauty
                       e                          B2. PES and conditional ES incentives

                  B1. Incentive structure through policy change (tax, subsidy etc)
    G = Potential gender specificity of analysis & targeting of interventions
               Modified from: Van Noordwijk, M., B. Lusiana, G. Villamor, H. Purnomo, and S. Dewi. 2011. Feedback loops added to four conceptual models linking land change
               with driving forces and actors. Ecology and Society 16(1): r1. [online] URL: http://www.ecologyandsociety.org/vol16/iss1/resp1/
Integrative Science for Society and the
Environment (ISSE)




An integrated conceptual framework for long-term social–ecological
research, Collins et al., 2011
Separating the drivers into press and pulse events




An integrated conceptual framework for long-term social–ecological
research, Collins et al., 2011
Socioeconomic biodiversity pressures and drivers




Human appropriation of net
primary production” (HANPP) is a measure of socioecological
material flows. (Haberl et al., 2001, Haberl et al., 2007a)
Boserup revisited in four comparative case studies
Marina Fischer-Kowalski et al., 2011
Research in Human Ecology




                                                     • Social metabolism can be quantified in terms of
                                                       energetic and material flows per time period, usually a
                                                       year.
                                                     • Different sociometabolic regimes have substantially
                                                       different metabolic profiles
                                                     • The higher the metabolic rate the higher the impact
                                                       upon the environment.
Challenge 3
Integrating action research with long
          term monitoring
Lantapan watershed : The strong presence
of ICRAF in this site is an advantage—it can
facilitate both formal and informal
knowledge-sharing sessions and or advocacy
work to reach out to policy.
                                Sumbaja watershed : RUPES Project
                                provides support to local communities to
                                gain access to the Indonesian Government’s
                                Community Forestry Program
Lake Victoria Basin:
PRESA, therefore, directed its efforts into
already ongoing processes by initiating the
formation of a stakeholders’ consortium
with the objective of making a case for
publicly-funded payments for environmental
services.
SE TOU –landscape: Participatory
modeling to influence stakeholders
take on Integrated conservation and
development project (ICDP) strategies




Tri-National de la Sangha –Historical   Lower Mekong: …. The intended
trend analysis and scenario visioning   outcome is to foster learning amongst
to achiev the best outcomes for both    conservation organisations and
conservation and development.           government departments, to better
                                        recognise and critically appraise the
                                        trade-offs that exist between
                                        conservation and development in
                                        forested landscapes, *…+ to learn from
                                        the current intervention experiences
AfricaSoils Sentinel
    Site based on the Land
    Degradation Surveillance
          Framework
             a spatially
stratified, hierarchical, randomized
       sampling framework




                                       Sentinel site (100 km2)

                                       16 Clusters (1 km2)

                                       10 Plots (1000 m2)

                                       4 Sub-Plots (100 m2)
Characterize local variation in
Step 1          conditions of tree cover, forest
                quality, livelihood options and
                environmental consequences
                  Test the empirical value of

Step 2   ?            a ‘forest transition’
                     conceptualization as
                    spatial representation
             Interpret (model) the temporal trajectory
              of components of the sentinel landscape
Step 3              and their aggregate effects
We have a model of
                    the drivers and
                    pressures

…..
      What to do with the model?

        Step 4B                          Step 4A
       Allow scenario                    After 5-7 years revisit
       testing in                        the sites and test the
       Small “action                     model predictions 
       sites” , minimising               validate, refute or
       the spill over to                 improve model
       the larger                        (repeat steps 3 & 4)
       landscape
Purpose of June Workshop
 To remind the component teams of the
  advantage of co-locating research and to get a
  consensus on candidate landscapes and types
  of baseline data to be collected.
 To invite potential Partners to present CRP6 as
  the new CGIAR program that is willing to
  collocate research and funding to existing
  initiatives.
Outcome of June Workshop
 Selection of Sentinel Landscapes for CRP6
 Identification of potential partnerships
After the June Workshop
 Selection of a few Sentinel Landscapes as pilots
 Identification of sites teams that will be
  responsible for data compilation (with support
  from ICRAF-RMG, ICRAF-GIU) and data collection
 Development of a set of research hypothesis
  “meta goal” that will guide the sampling frame
  for the baselines
 Decide on a minimum set of baseline data to be
  taken at each site
 Decide on methodological harmonization for data
  collection
Long term socio ecological research sites for crp6

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Long term socio ecological research sites for crp6

  • 1. Long term socio ecological research sites for CRP6 -opportunities & challenges Forests, Trees and Agroforestry Anja Gassner, a.gassner@cgiar.org
  • 2. Crosscutting Sentinel landscape theme  Follows key recommendation from the 2009 Stripe social Component Lead science review commissioned by the CGIAR Science Council Center:  Builds on the CGIAR’s comparative advantage to conduct CIFOR/ICRAF long-term, comparative research Component  Generates data about the drivers and impacts of land use Coordinator: change, as well as approaches to threats and benefits for Anja environmental resilience and the poor Gassner/Manuel  Integrates research and impact pathways to exploit potential Guariguata synergies across all CRP6 components
  • 5. Issue bound Sentinel landscape  Oil palm value chain: volumes of traded CPO and anticipated growth in production in both Indonesia and Malaysia (and other countries emerging in SSA – Cameroon, Nigeria, Liberia etc)  Shea nuts/cacao - recent restructuring of local and regional trade patterns associated with new technological opportunities of substituting cocoa butter with cocoa butter equivalents in the world’s chocolate industry  Migration patterns/population pressure Andes –West Amazon?
  • 6. Main Purpose • Cross regional comparison • Integrating Biophysical & Social data • Long-term presence • Opportunity to test landscape hypothesis based on good understanding of landscape variation • Co-locating research activities (share resources) – Between Components – With Partners – With other CRP’s
  • 7. Why should you be interested? 60% of ICRAF’s work - 6.5 month of your working time Will be related to research questions framed under the CGIAR Research Program 6 Forests, Trees and Agroforestry
  • 8. Why should you be interested? A budget of 3.7 Million to be spend on:  Baseline data  Partnership connections  Overall coordination  Access to datasets  Intelligent data management and data mining
  • 9. Cross regional Comparison “Greening” and “browning” in the Sahel Vagen T, unpublished data 2012 1982:2006
  • 10. The opportunity for your work Design projects based on an prior information about spatial and temporal variance within a landscape • Which communities have improved their livelihood more than others? • What are degradation hotspots in the landscapes? • Can I compare my community to communities in other regions?
  • 11. Opportunity for ICRAF/CRP6 • Opportunity to test our hypothesis about the reciprocal relationship between tree cover and livelihoods across 6 landscapes • Opportunity to develop and test practical methods to integrate socioeconomic and biophysical data
  • 12. Moving from exploratory to confirmatory methods! Theoretical Content of Model High Low Confirmatory Analysis Exploratory Analysis Structural Equation Modeling Agent based Modeling Causal search Methods Discriminant Analysis CRP6 Baseline’s Regression Trees PCA, CCA, NMS Multiple Regression
  • 13. The challenge for ICRAF/CRP6 • Selection of a set of comparable landscapes for cross- regional comparisons • Integrating Biophysical & Social data • Long-term presence/ creating a panel data set • Integrating action research with long term monitoring
  • 14. Cross regional Comparison Step 1: The monitoring framework is to be constructed from environmental problems that are formulated as hypotheses or assumptions Step 2 To verify these hypotheses and assumptions, relatively simple indicators or the more complex landscape functions are selected Step 3: The data set to be analysed depends on the assessment methods applied. Step 4: The choice of adequate areas and representative test sites is essential for optimised monitoring programmes Step 5: The results are interpreted to verify hypotheses, to construct metadata and to propose measures supporting a sustainable landscape development. A Conceptual Framework for Integrated Functional Landscape Monitoring, Syrbe, Hierold, Bastian, Röder 2010
  • 15. What are CRP6 ingredients? Objective: Enhancing the management and use of forests, agroforestry and tree genetic resources across the landscape from forests to farms. Conceptual framework: forest and land use transition curve
  • 17. SL1 SL2 SL3 SL4 SL5 SL6 Tenure, rights and access regimes Regulatory frameworks affecting women participation Ethnic diversity and social equity Types of management approaches and land-uses Level of market development and schemes Functional diversity Drivers of change Multiple actors at different scales
  • 18. • Existing data for baseline and historical; e.g. long- term human welfare, demographic and human health data, as well as time series biophysical data • Scientists from "X" CRP6 components interested co- locating research in this site. • Potential for optimized outcomes for livelihood and environmental benefits within the landscape and transferability beyond the landscape. • Existence of a network of reliable partners on the ground that we can add value too. • Relative political stability and accessibility Where all other criteria are equal preference will be given to sites that coincide with research areas of other CRPs !
  • 19. 5 sites in Latin America 5 sites in South East Asia 1 site in Central Asia 6 sites in Africa 2 issue bound landscapes
  • 20. Landscape ecology research design principles a) Variations across landscapes  If too many factors differ it is not possible to attribute any cause and effect relationships  PSEUDOREPLICATION b) Variation within landscapes  Geopolitical boundaries across the same agro- ecosystem  Institutional boundaries (in/outside protected areas  Before and after studies (before after logging moratorium)
  • 22. Research Design SL1 SL2 SL3 SL4 SL5 SL6 Meta goals – driven by overall CRP6 research hypothesis SL1 SL2 SL3 SL4 SL5 SL6 Local & Local & Local & Local & Local & Local & regional regional regional regional regional regional Relevant Relevant Relevant Relevant Relevant Relevant questions questions questions questions questions questions
  • 23. Integrating Biophysical & Social data Conceptual Frameworks developed for integrating social science into the long-term ecological research (LTER) sites: “Mitigation of pressures on biodiversity through modification of their underlying socioeconomic drivers is thought to be the most effective and durable option to reduce the rate of biodiversity loss”
  • 25. New tech- F. Support for technological innovation G nology A1. Land use policies, spatial development planning, roads A2. LU rights (e.g. community forest mngmnt) Livelihoods, provisioning & profitability G G Land Conse- G Response/ Actors/ G Drivers use/cover quences & feedback agents changes functions options Biodiversity, Watershed G G functions, GHG Institutions, C. Suasion and institutional support emissions, Landscape identity, prid beauty e B2. PES and conditional ES incentives B1. Incentive structure through policy change (tax, subsidy etc) G = Potential gender specificity of analysis & targeting of interventions Modified from: Van Noordwijk, M., B. Lusiana, G. Villamor, H. Purnomo, and S. Dewi. 2011. Feedback loops added to four conceptual models linking land change with driving forces and actors. Ecology and Society 16(1): r1. [online] URL: http://www.ecologyandsociety.org/vol16/iss1/resp1/
  • 26. Integrative Science for Society and the Environment (ISSE) An integrated conceptual framework for long-term social–ecological research, Collins et al., 2011
  • 27. Separating the drivers into press and pulse events An integrated conceptual framework for long-term social–ecological research, Collins et al., 2011
  • 28. Socioeconomic biodiversity pressures and drivers Human appropriation of net primary production” (HANPP) is a measure of socioecological material flows. (Haberl et al., 2001, Haberl et al., 2007a)
  • 29. Boserup revisited in four comparative case studies Marina Fischer-Kowalski et al., 2011 Research in Human Ecology • Social metabolism can be quantified in terms of energetic and material flows per time period, usually a year. • Different sociometabolic regimes have substantially different metabolic profiles • The higher the metabolic rate the higher the impact upon the environment.
  • 30. Challenge 3 Integrating action research with long term monitoring
  • 31. Lantapan watershed : The strong presence of ICRAF in this site is an advantage—it can facilitate both formal and informal knowledge-sharing sessions and or advocacy work to reach out to policy. Sumbaja watershed : RUPES Project provides support to local communities to gain access to the Indonesian Government’s Community Forestry Program Lake Victoria Basin: PRESA, therefore, directed its efforts into already ongoing processes by initiating the formation of a stakeholders’ consortium with the objective of making a case for publicly-funded payments for environmental services.
  • 32. SE TOU –landscape: Participatory modeling to influence stakeholders take on Integrated conservation and development project (ICDP) strategies Tri-National de la Sangha –Historical Lower Mekong: …. The intended trend analysis and scenario visioning outcome is to foster learning amongst to achiev the best outcomes for both conservation organisations and conservation and development. government departments, to better recognise and critically appraise the trade-offs that exist between conservation and development in forested landscapes, *…+ to learn from the current intervention experiences
  • 33. AfricaSoils Sentinel Site based on the Land Degradation Surveillance Framework a spatially stratified, hierarchical, randomized sampling framework Sentinel site (100 km2) 16 Clusters (1 km2) 10 Plots (1000 m2) 4 Sub-Plots (100 m2)
  • 34. Characterize local variation in Step 1 conditions of tree cover, forest quality, livelihood options and environmental consequences Test the empirical value of Step 2 ? a ‘forest transition’ conceptualization as spatial representation Interpret (model) the temporal trajectory of components of the sentinel landscape Step 3 and their aggregate effects
  • 35. We have a model of the drivers and pressures ….. What to do with the model? Step 4B Step 4A Allow scenario After 5-7 years revisit testing in the sites and test the Small “action model predictions  sites” , minimising validate, refute or the spill over to improve model the larger (repeat steps 3 & 4) landscape
  • 36. Purpose of June Workshop  To remind the component teams of the advantage of co-locating research and to get a consensus on candidate landscapes and types of baseline data to be collected.  To invite potential Partners to present CRP6 as the new CGIAR program that is willing to collocate research and funding to existing initiatives.
  • 37. Outcome of June Workshop  Selection of Sentinel Landscapes for CRP6  Identification of potential partnerships
  • 38. After the June Workshop  Selection of a few Sentinel Landscapes as pilots  Identification of sites teams that will be responsible for data compilation (with support from ICRAF-RMG, ICRAF-GIU) and data collection  Development of a set of research hypothesis “meta goal” that will guide the sampling frame for the baselines  Decide on a minimum set of baseline data to be taken at each site  Decide on methodological harmonization for data collection