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Regulatory Issues - Regulations in
India (ASUDTAB, ASU DCC),
Regulation of manufacture of
ASU drugs-Schedule Z of Drugs
& Cosmetics Act for ASU drugs
Prepared By:
MOHAMMAD KHALID
(Assistant Professor)
Krishna Pharmacy College, Bijnor (UP)
Introduction
Regulatory Requirements
Key function of regulatory agencies
Regulation in India
DRUG TECHNICAL ADVISORY BOARD
Drugs Consultative committee-DCC
Schedule Z of Drugs & Cosmetics Act for
ASU drugs.
6 April 2020 Krishna Pharmacy College, Bijnor 2
Drugs play an important role in the health of both people and the
economy of a country.
Pharmaceutical drugs are available from a large number of
sources.
People and Governments willing to spend money on drugs for
many reasons so, it must be safe, effective and good quality and
used appropriately.
This means, in turn, that development, production, importation,
exportation and subsequent distribution of drugs must be
regulated to ensure that they meet prescribed standards.
Therefore, effective drug regulation is required to ensure the
safety, efficacy and quality of drugs as well as accuracy and
appropriateness of the drug information available to the public
6 April 2020 Krishna Pharmacy College, Bijnor 3
In an ideal world, the need for analysis should be driven by the
desire to assure the quality of a drug product.
However, in the real world the need for pharmaceutical drug
analysis is driven largely by regulatory requirements.
A team consisting of R&D, QC, and QA unit members develops
these quality and compliance systems.
It should be one of the highest priorities of top management and QA
units to develop and monitor these systems to comply with the
cGMP and GLP expectations.
Compliance documents are needed, in addition to the regulatory and
research documents, to demonstrate the integrity of the data.
Compliance documents refer to those reports required by GMP
and/or utilized during the course of inspection by a health authority.
6 April 2020 Krishna Pharmacy College, Bijnor 4
Product registration (drug evaluation and authorization, and
monitoring of drug efficacy and safety);
Regulation of drug manufacturing, importation, and distribution;
Regulation & Control of drug promotion and information.
Adverse drug reaction (ADR) monitoring.
Licensing of premises, persons and practices.
Main goal of drug regulation is to guarantee the safety, efficacy
and quality of drugs available to public.
6 April 2020 Krishna Pharmacy College, Bijnor 5
Herbal drugs are regulated under the Drug and Cosmetic Act
(D&C) 1940 and Rules 1945 in India, where regulatory
provisions for Ayurveda, Unani, Sidha medicine are clealy laid
down.
Department of AYUSH is the regulatory authority and mandate
that any manufacture or marketing of herbal drugs have to be
done after obtaining manufacturing license, as applicable.
The D & C Act extends the control over licensing, formulation
composition, manufacture, labelling, packing, quality and
export.
Schedule “T” of the act lays down the good manufacturing
practice (GMP) requirements to be followed for the
manufacturing of herbal medicines.
6 April 2020 Krishna Pharmacy College, Bijnor 6
The official Pharmacopoeias and formularies are available
for the quality standards of the medicines. First schedule
of the D & C Act has listed authorized texts, which have to
be followed for licensing any herbal product under the two
categories: ASU drugs & Patent or proprietary medicines.
In India, traditional medicines are governed by the Drugs
and Cosmetics Act of 1940 and the Drugs and Cosmetics
Rules of 1945.
They regulate the import, manufacture, distribution and
sale of drugs and cosmetics.
6 April 2020 Krishna Pharmacy College, Bijnor 7
In 1959, the Government of India recognized the traditional Indian
system of medicine and amended the Drugs and Cosmetics Act to
include drugs which are derived from traditional Indian Medicine.
No products derived from traditional systems may be manufactured
without a licence from the State Drug Control Authorities.
Patent and proprietary medicines derived from the traditional
systems must contain ingredients which are mentioned in the
recognized books of the above systems, as specified in the Drugs
and Cosmetics Act.
The government in advised by a special committee and an advisory
board for Ayurvedic, Siddha and Unani drugs.
Pharmacopoeia committees have been constituted to prepare
Pharmacopieas for all these systems.
6 April 2020 Krishna Pharmacy College, Bijnor 8
The Central Government constitute a Board
(to be called the Drugs Technical Advisory
Board) to advise the Central Government
and the State Governments on technical
matters arising out of the administration of
D&C, Act 1940
The Board shall consist of the following
members,
6 April 2020 Krishna Pharmacy College, Bijnor 9
Director General of health
Drug Controller, India
Principle officer of ISM
Director of the Central drugs Laboratory
Government Analyst
Pharmacognocist
Phyto-chemist
4 person from ASU pharmacopeia committee
1 teacher in Dravaguna
1 teacher in Ilmul-advia
1 teacher in Gunapadam
3 person from ASU drugs industry
3 practitioner of ASU medicine
6 April 2020 Krishna Pharmacy College, Bijnor 10
It advices matter related to Drugs.
The nominated and elected members of the
Board shall hold office for three years, but
shall be eligible for re-nomination and re-
election. The Board may, subject to the
previous approval of the Central
Government, regulating its own procedure.
6 April 2020 Krishna Pharmacy College, Bijnor 11
It is also an Advisory Body consist of two representative
central government to be nominated by Government .
One representative of each state Government to be nominated
by the State Government.
Function
DCC to advise the Central Government, the State
Governments and the ASU-DTAB on any matter for the
purpose of securing uniformity throughout India in the
administration of this Act in so far as it relates to ASU drugs.
It shall meet when required.
It has power to regulate its own procedure.
6 April 2020 Krishna Pharmacy College, Bijnor 12
Misbranded Drugs:-
• If it is so coloured , coated, powdered or polished that damage is
concealed or if it is made to appear of better or greater
therapeutic valve.
• If it is not labelled in the prescribed manner.
• If its label or container or anything accompanying the drug bears
any statement, design or device which makes any false claim for
the drug or which is false or misleading in any particular
Adulterated Drugs:-
• If it consists, in whole or in part, of any filthy, putrid or
decomposed substance.
• If it has been prepared, packed or stored under insanitary
conditions whereby it may have been contaminated with filth or
whereby it may have been rendered injurious to health
6 April 2020 Krishna Pharmacy College, Bijnor 13
 Spurious Drugs:-
• If it is sold, or offered or exhibited for sale,
under a name which belongs to another drug.
• If it is an imitation of, or is an substitute for,
another drug or resembles another drug in a
manner likely to deceive, or bears upon it or
upon its label or container the name of another
drug, unless it is plainly and conspicuously
marked so as to reveal its true character and its
lack of identity with such other drug.
6 April 2020 Krishna Pharmacy College, Bijnor 14
6 April 2020 Krishna Pharmacy College, Bijnor 15
• Section33(EEC)Prohibition of manufacture and
sale of certain ASU drugs
• Section33(EED)Power of central government to
prohibit manufacture, etc., of ASU drugs in
public interest.
• Section33(F)Government analysts •
Section33(G)Inspectors •
Section33(H)Application of provision of
section 22,23,24,25.
• Section33(I)Penalty for manufacture, sale, et,.
Of ASU drugs in contravention of this chapter.
6 April 2020 Krishna Pharmacy College, Bijnor 16
• Section33(J) Penalties for subsequent offences
• Section33(K) Confiscation
• Section33(I) Application of provisions to
government departments
• Section33(M) Cognizance of offences
• Section33(N) Power of central government to
make rules
• Section33(O) Power to amend first schedule
Continue…..
6 April 2020 Krishna Pharmacy College, Bijnor 17
The Section 33(EEB) of the Drugs and Cosmetics
Act describes the regulations for the manufacture
and sale of ASU drugs.
The Act has set some standards related to the
hygienic conditions, factory premises, prohibition
of manufacture and sale of certain drugs and
penalties for contravention of this act.
The following requirements are taken into
account-
6 April 2020 Krishna Pharmacy College, Bijnor 18
A. Requirements of Factory
premises and hygienic conditions
As per the Act, it is mandatory to maintain proper hygienic
conditions in the factory premises along with the following
requirements.
Factory or industry involved in the manufacture of ASU drugs
should not be situated adjacent to open sewage, drain, public
laboratory or any other factory which produces obnoxious
odour, large quantities of waste, dust or smoke.
The premises of manufacturing unit shall be clean, hygienic
and free from insects, rodents and other contamination.
NOTE: All the sections fall under the schedule-Z of the Drugs &
Cosmetics Act.
6 April 2020 Krishna Pharmacy College, Bijnor 19
The walls and floor of manufacturing rooms should be
smooth, easily cleanable with water and should not
accumulate dust or waste products.
The water used in the manufacture shall be pure and
drinking quality. It should be free from pathogenic
organisms. Adequate facility should be provided to process
the containers and closures for washing, cleaning, drying,
etc. and it should be separated from the manufacturing unit.
Suitable arrangement shall be provided for disposing waste
water and other materials in a manner that it does not affect
the health of people in the surrounding area.
Personnel working in the factory should be free from
contagious diseases.
Continue…..
6 April 2020 Krishna Pharmacy College, Bijnor 20
Appropriate dress should be provided to the
workers based on the nature of their work.
Adequate facilities for personal cleanliness such as
soap, towel and antiseptics should be provided.
Facilities for drinking water, separate wash rooms
and change rooms should be provided for men and
women.
Continue…..
6 April 2020 Krishna Pharmacy College, Bijnor 21
B. Prohibition of manufacture
and sale of certain ASU drugs
The Act prescribes some criteria to prohibit the manufacture and
sale of certain ASU drugs which are not manufactured or sold in
accordance of the rules.
The following categories of ASU drugs can be prohibited from
manufacture and sale.
Any misbranded, adulterated or spurious ASU drugs.
Any proprietary or patented medicine which does not display the
list of all ingredients on the label of the container.
6 April 2020 Krishna Pharmacy College, Bijnor 22
The selling, stocking and distribution of any ASU drug which
has not been manufactured in contravention of the provisions
of this Act.
The manufacture, sale and distribution of any ASU drugs for
which license has not been issued by the prescribed authority.
The above rules do not apply to vaidyas and hakims who
prepared ASU drugs for the use of their own patients.
The above rules do not apply to ASU drugs which are
manufactured in small quantities for the purpose of
examination, test or analysis.
Continue…..
6 April 2020 Krishna Pharmacy College, Bijnor 23
C. Power of central government to prohibit
the manufacture, sale & distribution of
ASU drugs in Public interest
The section 33(EED) of the drugs and cosmetics Act prescribes
certain power of the central government based on which the
government can prohibit the manufacture, sale and distribution
of ASU drugs which involve any risk to humans or animals or
such drug does not have therapeutic value as claimed by the
manufacturer or any misbranded and spurious drugs.
Hence in such circumstance, the government may prohibit the
manufacture, sale & distribution of drugs in public interest.
6 April 2020 Krishna Pharmacy College, Bijnor 24
D. Penalty for the manufacture, sale and
distribution of prohibited ASU drugs
As prescribed under the section 33-1 of the Drugs and cosmetics
Act, any person himself, on his behalf is engaged in the
manufacture, sale and distribution of prohibited ASU drugs, penalty
has been fixed as per the following guidelines.
Any ASU drug which is deemed to be adulterated or manufactured
without a valid licence shall be punishable up to one year
imprisonment and with fine up to 2 thousand rupees.
Any ASU drug which is deemed to be spurious shall be punishable
with Imprisonment up to 1 to 3 years and with fine up to 5 thousand
rupees.
Any ASU drug which contravenes any other provision of the Act
shall be punishable with imprisonment up to 3 months and with fine
up to 500 rupees
6 April 2020 Krishna Pharmacy College, Bijnor 25
E. Manufacture on more than
one set of premises
If ASU drugs are manufactured on more
than one set of premises, a separate
application shall be made and a separate
license shall be obtained for each premises.
6 April 2020 Krishna Pharmacy College, Bijnor 26
References
https://www.slideshare.net/sampathramaswamy1/regulatory-
aspects-17409779
https://www.slideshare.net/priyankagoswami/herbal-drug-
regulations?qid=d598a453-3403-4417-a636-0c0f373b58c2
&v=&b=&from_search=4
IzharAhmad38/drugs-and-cosmetics-act-1940-rule-1945
Dr. Sufiyan Ahmad, “Regulatory Issues - Regulations in
India (ASUDTAB, ASU DCC), Regulation of manufacture
of ASU drugs-Schedule Z of Drugs & Cosmetics Act for
ASU drugs.” https://www.youtube.com/watch?v=HtLZfdQyaS8
6 April 2020 Krishna Pharmacy College, Bijnor 27
6 April 2020 Krishna Pharmacy College, Bijnor
28
6 April 2020 Krishna Pharmacy College, Bijnor 29

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Regulatory issues regulations in india asu

  • 1. Regulatory Issues - Regulations in India (ASUDTAB, ASU DCC), Regulation of manufacture of ASU drugs-Schedule Z of Drugs & Cosmetics Act for ASU drugs Prepared By: MOHAMMAD KHALID (Assistant Professor) Krishna Pharmacy College, Bijnor (UP)
  • 2. Introduction Regulatory Requirements Key function of regulatory agencies Regulation in India DRUG TECHNICAL ADVISORY BOARD Drugs Consultative committee-DCC Schedule Z of Drugs & Cosmetics Act for ASU drugs. 6 April 2020 Krishna Pharmacy College, Bijnor 2
  • 3. Drugs play an important role in the health of both people and the economy of a country. Pharmaceutical drugs are available from a large number of sources. People and Governments willing to spend money on drugs for many reasons so, it must be safe, effective and good quality and used appropriately. This means, in turn, that development, production, importation, exportation and subsequent distribution of drugs must be regulated to ensure that they meet prescribed standards. Therefore, effective drug regulation is required to ensure the safety, efficacy and quality of drugs as well as accuracy and appropriateness of the drug information available to the public 6 April 2020 Krishna Pharmacy College, Bijnor 3
  • 4. In an ideal world, the need for analysis should be driven by the desire to assure the quality of a drug product. However, in the real world the need for pharmaceutical drug analysis is driven largely by regulatory requirements. A team consisting of R&D, QC, and QA unit members develops these quality and compliance systems. It should be one of the highest priorities of top management and QA units to develop and monitor these systems to comply with the cGMP and GLP expectations. Compliance documents are needed, in addition to the regulatory and research documents, to demonstrate the integrity of the data. Compliance documents refer to those reports required by GMP and/or utilized during the course of inspection by a health authority. 6 April 2020 Krishna Pharmacy College, Bijnor 4
  • 5. Product registration (drug evaluation and authorization, and monitoring of drug efficacy and safety); Regulation of drug manufacturing, importation, and distribution; Regulation & Control of drug promotion and information. Adverse drug reaction (ADR) monitoring. Licensing of premises, persons and practices. Main goal of drug regulation is to guarantee the safety, efficacy and quality of drugs available to public. 6 April 2020 Krishna Pharmacy College, Bijnor 5
  • 6. Herbal drugs are regulated under the Drug and Cosmetic Act (D&C) 1940 and Rules 1945 in India, where regulatory provisions for Ayurveda, Unani, Sidha medicine are clealy laid down. Department of AYUSH is the regulatory authority and mandate that any manufacture or marketing of herbal drugs have to be done after obtaining manufacturing license, as applicable. The D & C Act extends the control over licensing, formulation composition, manufacture, labelling, packing, quality and export. Schedule “T” of the act lays down the good manufacturing practice (GMP) requirements to be followed for the manufacturing of herbal medicines. 6 April 2020 Krishna Pharmacy College, Bijnor 6
  • 7. The official Pharmacopoeias and formularies are available for the quality standards of the medicines. First schedule of the D & C Act has listed authorized texts, which have to be followed for licensing any herbal product under the two categories: ASU drugs & Patent or proprietary medicines. In India, traditional medicines are governed by the Drugs and Cosmetics Act of 1940 and the Drugs and Cosmetics Rules of 1945. They regulate the import, manufacture, distribution and sale of drugs and cosmetics. 6 April 2020 Krishna Pharmacy College, Bijnor 7
  • 8. In 1959, the Government of India recognized the traditional Indian system of medicine and amended the Drugs and Cosmetics Act to include drugs which are derived from traditional Indian Medicine. No products derived from traditional systems may be manufactured without a licence from the State Drug Control Authorities. Patent and proprietary medicines derived from the traditional systems must contain ingredients which are mentioned in the recognized books of the above systems, as specified in the Drugs and Cosmetics Act. The government in advised by a special committee and an advisory board for Ayurvedic, Siddha and Unani drugs. Pharmacopoeia committees have been constituted to prepare Pharmacopieas for all these systems. 6 April 2020 Krishna Pharmacy College, Bijnor 8
  • 9. The Central Government constitute a Board (to be called the Drugs Technical Advisory Board) to advise the Central Government and the State Governments on technical matters arising out of the administration of D&C, Act 1940 The Board shall consist of the following members, 6 April 2020 Krishna Pharmacy College, Bijnor 9
  • 10. Director General of health Drug Controller, India Principle officer of ISM Director of the Central drugs Laboratory Government Analyst Pharmacognocist Phyto-chemist 4 person from ASU pharmacopeia committee 1 teacher in Dravaguna 1 teacher in Ilmul-advia 1 teacher in Gunapadam 3 person from ASU drugs industry 3 practitioner of ASU medicine 6 April 2020 Krishna Pharmacy College, Bijnor 10
  • 11. It advices matter related to Drugs. The nominated and elected members of the Board shall hold office for three years, but shall be eligible for re-nomination and re- election. The Board may, subject to the previous approval of the Central Government, regulating its own procedure. 6 April 2020 Krishna Pharmacy College, Bijnor 11
  • 12. It is also an Advisory Body consist of two representative central government to be nominated by Government . One representative of each state Government to be nominated by the State Government. Function DCC to advise the Central Government, the State Governments and the ASU-DTAB on any matter for the purpose of securing uniformity throughout India in the administration of this Act in so far as it relates to ASU drugs. It shall meet when required. It has power to regulate its own procedure. 6 April 2020 Krishna Pharmacy College, Bijnor 12
  • 13. Misbranded Drugs:- • If it is so coloured , coated, powdered or polished that damage is concealed or if it is made to appear of better or greater therapeutic valve. • If it is not labelled in the prescribed manner. • If its label or container or anything accompanying the drug bears any statement, design or device which makes any false claim for the drug or which is false or misleading in any particular Adulterated Drugs:- • If it consists, in whole or in part, of any filthy, putrid or decomposed substance. • If it has been prepared, packed or stored under insanitary conditions whereby it may have been contaminated with filth or whereby it may have been rendered injurious to health 6 April 2020 Krishna Pharmacy College, Bijnor 13
  • 14.  Spurious Drugs:- • If it is sold, or offered or exhibited for sale, under a name which belongs to another drug. • If it is an imitation of, or is an substitute for, another drug or resembles another drug in a manner likely to deceive, or bears upon it or upon its label or container the name of another drug, unless it is plainly and conspicuously marked so as to reveal its true character and its lack of identity with such other drug. 6 April 2020 Krishna Pharmacy College, Bijnor 14
  • 15. 6 April 2020 Krishna Pharmacy College, Bijnor 15
  • 16. • Section33(EEC)Prohibition of manufacture and sale of certain ASU drugs • Section33(EED)Power of central government to prohibit manufacture, etc., of ASU drugs in public interest. • Section33(F)Government analysts • Section33(G)Inspectors • Section33(H)Application of provision of section 22,23,24,25. • Section33(I)Penalty for manufacture, sale, et,. Of ASU drugs in contravention of this chapter. 6 April 2020 Krishna Pharmacy College, Bijnor 16
  • 17. • Section33(J) Penalties for subsequent offences • Section33(K) Confiscation • Section33(I) Application of provisions to government departments • Section33(M) Cognizance of offences • Section33(N) Power of central government to make rules • Section33(O) Power to amend first schedule Continue….. 6 April 2020 Krishna Pharmacy College, Bijnor 17
  • 18. The Section 33(EEB) of the Drugs and Cosmetics Act describes the regulations for the manufacture and sale of ASU drugs. The Act has set some standards related to the hygienic conditions, factory premises, prohibition of manufacture and sale of certain drugs and penalties for contravention of this act. The following requirements are taken into account- 6 April 2020 Krishna Pharmacy College, Bijnor 18
  • 19. A. Requirements of Factory premises and hygienic conditions As per the Act, it is mandatory to maintain proper hygienic conditions in the factory premises along with the following requirements. Factory or industry involved in the manufacture of ASU drugs should not be situated adjacent to open sewage, drain, public laboratory or any other factory which produces obnoxious odour, large quantities of waste, dust or smoke. The premises of manufacturing unit shall be clean, hygienic and free from insects, rodents and other contamination. NOTE: All the sections fall under the schedule-Z of the Drugs & Cosmetics Act. 6 April 2020 Krishna Pharmacy College, Bijnor 19
  • 20. The walls and floor of manufacturing rooms should be smooth, easily cleanable with water and should not accumulate dust or waste products. The water used in the manufacture shall be pure and drinking quality. It should be free from pathogenic organisms. Adequate facility should be provided to process the containers and closures for washing, cleaning, drying, etc. and it should be separated from the manufacturing unit. Suitable arrangement shall be provided for disposing waste water and other materials in a manner that it does not affect the health of people in the surrounding area. Personnel working in the factory should be free from contagious diseases. Continue….. 6 April 2020 Krishna Pharmacy College, Bijnor 20
  • 21. Appropriate dress should be provided to the workers based on the nature of their work. Adequate facilities for personal cleanliness such as soap, towel and antiseptics should be provided. Facilities for drinking water, separate wash rooms and change rooms should be provided for men and women. Continue….. 6 April 2020 Krishna Pharmacy College, Bijnor 21
  • 22. B. Prohibition of manufacture and sale of certain ASU drugs The Act prescribes some criteria to prohibit the manufacture and sale of certain ASU drugs which are not manufactured or sold in accordance of the rules. The following categories of ASU drugs can be prohibited from manufacture and sale. Any misbranded, adulterated or spurious ASU drugs. Any proprietary or patented medicine which does not display the list of all ingredients on the label of the container. 6 April 2020 Krishna Pharmacy College, Bijnor 22
  • 23. The selling, stocking and distribution of any ASU drug which has not been manufactured in contravention of the provisions of this Act. The manufacture, sale and distribution of any ASU drugs for which license has not been issued by the prescribed authority. The above rules do not apply to vaidyas and hakims who prepared ASU drugs for the use of their own patients. The above rules do not apply to ASU drugs which are manufactured in small quantities for the purpose of examination, test or analysis. Continue….. 6 April 2020 Krishna Pharmacy College, Bijnor 23
  • 24. C. Power of central government to prohibit the manufacture, sale & distribution of ASU drugs in Public interest The section 33(EED) of the drugs and cosmetics Act prescribes certain power of the central government based on which the government can prohibit the manufacture, sale and distribution of ASU drugs which involve any risk to humans or animals or such drug does not have therapeutic value as claimed by the manufacturer or any misbranded and spurious drugs. Hence in such circumstance, the government may prohibit the manufacture, sale & distribution of drugs in public interest. 6 April 2020 Krishna Pharmacy College, Bijnor 24
  • 25. D. Penalty for the manufacture, sale and distribution of prohibited ASU drugs As prescribed under the section 33-1 of the Drugs and cosmetics Act, any person himself, on his behalf is engaged in the manufacture, sale and distribution of prohibited ASU drugs, penalty has been fixed as per the following guidelines. Any ASU drug which is deemed to be adulterated or manufactured without a valid licence shall be punishable up to one year imprisonment and with fine up to 2 thousand rupees. Any ASU drug which is deemed to be spurious shall be punishable with Imprisonment up to 1 to 3 years and with fine up to 5 thousand rupees. Any ASU drug which contravenes any other provision of the Act shall be punishable with imprisonment up to 3 months and with fine up to 500 rupees 6 April 2020 Krishna Pharmacy College, Bijnor 25
  • 26. E. Manufacture on more than one set of premises If ASU drugs are manufactured on more than one set of premises, a separate application shall be made and a separate license shall be obtained for each premises. 6 April 2020 Krishna Pharmacy College, Bijnor 26
  • 27. References https://www.slideshare.net/sampathramaswamy1/regulatory- aspects-17409779 https://www.slideshare.net/priyankagoswami/herbal-drug- regulations?qid=d598a453-3403-4417-a636-0c0f373b58c2 &v=&b=&from_search=4 IzharAhmad38/drugs-and-cosmetics-act-1940-rule-1945 Dr. Sufiyan Ahmad, “Regulatory Issues - Regulations in India (ASUDTAB, ASU DCC), Regulation of manufacture of ASU drugs-Schedule Z of Drugs & Cosmetics Act for ASU drugs.” https://www.youtube.com/watch?v=HtLZfdQyaS8 6 April 2020 Krishna Pharmacy College, Bijnor 27
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