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Digital Sustainability
in the Knowledge Society 



      Software and the international »IP« Architecture




                       Dr. Marcus M. Dapp
     Board OKF Germany / IT Strategist, City Government Munich

                            17.10.2011
Key questions

    •   How is software protected?
        •   Software crucial in digital world
        •   Interesting legal history
        •   Complex situation today
    •   How are copyright and patents 
        regulated generally?
        •   By whom? (institutions)
        •   How? (treaties)
                                 
Institutions and interest groups (selection)

    •   Supranational, governmental
        •   UN, WIPO, UNEduScCultO, ITU
    •   Business Organizations
        •   WTO
        •   (US) RIAA, MPAA, (EU) EICTA, ESOMA
    •   Civil Society
             •   EFF, FSF, OKFN, DigiGes, IP Justice, ...


                                   
                                                Wikipedia is your friend. :­)
»International IP Architecture«


                     UN                          WTO

                                               153


     WIPO          UNESCO         ITU
                                                                EU
    183




     WIPO
                                                 TRIPS         EPC
    Treaties




               Member countries             Member countries   EU27
                                         
Art. 3 WIPO Convention

    •   Objectives of the Organization
        •   (i) to promote the protection of intellectual 
            property throughout the world through 
            cooperation among States and, where 
            appropriate, in collaboration with any 
            other international organization,
        •   (ii) to ensure administrative cooperation 
            among the Unions.
    •   »And when it comes to reforming WIPO, among 
        other things let's call for changing its name.« 
 
        (Richard Stallman)            
WIPO Treaties
Performer & Producer                            Copyright                             Patents

        Rome C                                  Berne C                               Paris C
         1961                                    1886                                  1883


        WPPT                                      WCT                                  PCT
                      “Internet Treaties”
        1996                                      1996                                 2000


                                            Member countries

                                    (EU) Database Directive 1996


     (US) DMCA 1998                 (US) Copyright Term Extension Act 1998
                                    (EU) Copyright Directive 2001

                                    (EU) IPR Enforcement Dir. (civil) 2004


                                    [(EU) IPRED2 (criminal)]    [(EU) Dir. Patentability of CII]
Mission of WTO

    •   The WTO shall provide the common 
        institutional framework for the conduct 
        of trade relations among its Members in 
        matters related to the agreements and 
        associated legal instruments included 
        in the Annexes to this Agreement. 




                           
                               Article 2, Marrakesh Agreement 1994
WTO Treaty

             Annex                        Annex
              1C                            2




                                         Dispute
             TRIPS
                                        Settlement



                     Member countries




                     Uruguay Round,
                     Doha Round...



                              
Interaction

    •   How ­is­ software treated/protected 
        internationally?
        •   WTO and TRIPS?
        •   UN and WIPO?
        •   EU and EPC?




                                      Handout !
                                    Groups of three
                              
WIPO WCT

    •   Art. 4: “Computer programs are 
        protected as literary works within the 
        meaning of Article 2 of the Berne 
        Convention. Such protection applies to 
        computer programs, whatever may be 
        the mode or form of their expression.”




                           
WTO TRIPS

    •   Art. 10: “Computer programs, whether in 
        source or object code, shall be protected 
        as literary works under the Berne 
        Convention (1971).” 
    •   Art. 27: “(...) patents shall be available for 
        any inventions, whether products or 
        processes, in all fields of technology, 
        provided that they are new, involve an 
        inventive step and are capable of 
        industrial application.”

                              
EU EPC




          
Legal treatment of software is a complex issue

    •   Is software protected by patents?
        (a) Yes
        (b) No
        (c) It depends (… on what?)
        (d) I don’t know.
    •   Is software protected by copyright?
        •   Since when?
             •   OpenExpo talk »History Repeating«
                                
Observable trends? Statistics from the US ...




                           
Duration of copyright term in the US




                           
Number of software patents in the US




                          
Summary

    •   International IP is quite complex
    •   Protection of software is debated
        •   Largest consensus on copyright
        •   Software patents hotly debated




                              
Next session: Free/Open Source Software, 
        example of a different approach




                         

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Lecture 2011.04B: IP Architecture (Digital Sustainability)

  • 1. Digital Sustainability in the Knowledge Society  Software and the international »IP« Architecture Dr. Marcus M. Dapp Board OKF Germany / IT Strategist, City Government Munich 17.10.2011
  • 2. Key questions • How is software protected? • Software crucial in digital world • Interesting legal history • Complex situation today • How are copyright and patents  regulated generally? • By whom? (institutions) • How? (treaties)    
  • 3. Institutions and interest groups (selection) • Supranational, governmental • UN, WIPO, UNEduScCultO, ITU • Business Organizations • WTO • (US) RIAA, MPAA, (EU) EICTA, ESOMA • Civil Society • EFF, FSF, OKFN, DigiGes, IP Justice, ...     Wikipedia is your friend. :­)
  • 4. »International IP Architecture« UN WTO 153 WIPO UNESCO ITU EU 183 WIPO TRIPS EPC Treaties Member countries Member countries EU27    
  • 5. Art. 3 WIPO Convention • Objectives of the Organization • (i) to promote the protection of intellectual  property throughout the world through  cooperation among States and, where  appropriate, in collaboration with any  other international organization, • (ii) to ensure administrative cooperation  among the Unions. • »And when it comes to reforming WIPO, among  other things let's call for changing its name.«    (Richard Stallman)  
  • 6. WIPO Treaties Performer & Producer Copyright Patents Rome C Berne C Paris C 1961 1886 1883 WPPT WCT PCT “Internet Treaties” 1996 1996 2000 Member countries (EU) Database Directive 1996 (US) DMCA 1998 (US) Copyright Term Extension Act 1998 (EU) Copyright Directive 2001 (EU) IPR Enforcement Dir. (civil) 2004   [(EU) IPRED2 (criminal)] [(EU) Dir. Patentability of CII]
  • 7. Mission of WTO • The WTO shall provide the common  institutional framework for the conduct  of trade relations among its Members in  matters related to the agreements and  associated legal instruments included  in the Annexes to this Agreement.      Article 2, Marrakesh Agreement 1994
  • 8. WTO Treaty Annex Annex 1C 2 Dispute TRIPS Settlement Member countries Uruguay Round, Doha Round...    
  • 9. Interaction • How ­is­ software treated/protected  internationally? • WTO and TRIPS? • UN and WIPO? • EU and EPC? Handout ! Groups of three    
  • 10. WIPO WCT • Art. 4: “Computer programs are  protected as literary works within the  meaning of Article 2 of the Berne  Convention. Such protection applies to  computer programs, whatever may be  the mode or form of their expression.”    
  • 11. WTO TRIPS • Art. 10: “Computer programs, whether in  source or object code, shall be protected  as literary works under the Berne  Convention (1971).”  • Art. 27: “(...) patents shall be available for  any inventions, whether products or  processes, in all fields of technology,  provided that they are new, involve an  inventive step and are capable of  industrial application.”    
  • 13. Legal treatment of software is a complex issue • Is software protected by patents? (a) Yes (b) No (c) It depends (… on what?) (d) I don’t know. • Is software protected by copyright? • Since when? • OpenExpo talk »History Repeating«    
  • 17. Summary • International IP is quite complex • Protection of software is debated • Largest consensus on copyright • Software patents hotly debated    
  • 18. Next session: Free/Open Source Software,  example of a different approach