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Revitalising Information
and Facilitation Counters


     Linking IFCs with
       E-government
                         1
Indian Institute of Public
  Administration, New Delhi
             Workshop on
Effective Functioning of Information and
          Facilitation Counters




      Monday, February 18, 2008 (12 p.m.)
              IFCs and E-government
                                            2
               © Dr D.C.Misra 2008
Revitalising Information and
     Facilitation Counters (IFCs)
                      A presentation by
                             by
                    Dr D.C.Misra
               E-government Consultant At Large
                       New Delhi, India

   Email: dc_misra@hotmail.com
   Web: http://in.geocities.com/drdcmisra
   Think Tank: http://tech.groups.yahoo.com/group/cyber_quiz
   Tel: 91-11- 2245 2431
   Fax: 91-11- 4244 5183


                       IFCs and E-government
                                                            3
                        © Dr D.C.Misra 2008
What is proposed to be covered?
1.   Double Loop Learning
2.   Citizen Expectation
3.   Reasons for Low Capacity
4.   State-Citizen Eco-system
5.   Understanding Citizens
6.   Five Roles of Citizen
7.   Functions of IFCs
               IFCs and E-government
                                       4
                © Dr D.C.Misra 2008
What is proposed to be covered?
1.   Problems of IFCs (IIPA)
2.   Problems of Call Centres
3.   Linking IFCs with E-government
4.   IFC & E-government: Example 1
5.   IFC & E-government: Example 2
6.   IFC Problems and their Solution
7.   IFCs in Era of E-government
8.   Conclusion: Strategy for Revitalising
     IFCs

                  IFCs and E-government
                                             5
                   © Dr D.C.Misra 2008
I. Double Loop Learning
   Single loop learning is linear, in the same
    direction and incremental
   Double loop learning questions the
    fundamental assumptions
   There has been a sea-change in state-
    citizen relationship during last decade
   The old service models are no longer valid
   There is thus urgent need to revitalise
    Information and Facilitation Counters
    (IFCs)
                   IFCs and E-government
                                                  6
                    © Dr D.C.Misra 2008
II Citizen Expectation
   New technologies like mobile phone and
    the Internet have fuelled this expectation
   Ciizens’ faith in new technologies has
    been re-enforced by successes in
    banking, railway reservation, etc.
   This has been further re-enforced by new
    legislation like Right to Information Act
    (RTI)
   Citizen expectation from government has
    risen sky-high while government’s
    capacity to meet it has plummeted
                   IFCs and E-government
                                                 7
                    © Dr D.C.Misra 2008
Citizen Expectation and
                       Government Capacity
                      Expectation-Capacity Graph
Government Capacity




                             Citizen Expectation
                              IFCs and E-government
                                                      8
                               © Dr D.C.Misra 2008
III Reasons for Low Capacity
 Introduction of information and
  communication technologies (ICTs)
 Rise in Citizen Expectation
 Financial Constraints (Budget)
 Physical Constraints (Infrastructure)
 Manpower Constraints (Untrained
  Staff)
 Back Office Support (Inadequate)
               IFCs and E-government
                                          9
                © Dr D.C.Misra 2008
IV State-Citizen Eco-System
   A complex grievance redressal eco-
    system has developed
   Despite this, citizens continue to be
    aggrieved both from public sector as well
    as private sector
   A typical solution is to have yet another
    channel to redress grievance rather than
    have a close look at grievance redress
    eco-system
                  IFCs and E-government
                                                10
                   © Dr D.C.Misra 2008
Grievance Redressal Eco-System
E-Complaints/Email/Discussion Groups/Blogs/E-petition               E-GOVERNMENT
                                                                                                      Court of
      Cabinet Secretariat              ISO Standard                                                     Law


                       Central Vigilance                                                          Call Centres
                                                                        Right to
                         Commission            Consumer             Information Act
                                                Forum
                                                                                                     Public
                                                                                                    Interest
                    Administrative                                                                  Litigation
                      Reforms                 Citizen
                     Commission               Charters          States
                                                                                                    Newspaper
                    Public Grievance                                                              (Grievance Page)
                      Commission           Special                                    Districts
                                           Adalats
                                                             Citizen
                                                            Advisory
                        Anti-Corruption                     Bureaus
                        Bureau                                                 Municipalitie       Panchayats
                                                                                      s
        Ministry/Department
                                            IFCs and E-government
Department of Administrative                                                                          11
                                             © Dr D.C.Misra 2008
Reforms and Public Grievances                                              CITIZENS
E-Government Channels for
    Redressal of Citizen Grievances
 Interactive Voice Response System
 Complaints Online (Portal)
 Email
 Discussion Group
 Blog
 Wiki
 E-petition

               IFCs and E-government
                                       12
                © Dr D.C.Misra 2008
V. Understanding Citizens
   There is no proper term for the person being
    served by government
   Citizen, a term of convenience, hides a wide
    variety like non-citizens (e.g. tourists,
    immigrants, children, etc.) and other stakeholders
    like businesses
   One-size-fits-all approach will not work in serving
    the citizens
   To serve him requires understanding him
   A citizen interacts with state in following five
    ways as:

                     IFCs and E-government
                                                     13
                      © Dr D.C.Misra 2008
VI Citizen-State Interaction
(a) Information Seekers (of government
     programmes and projects)
(b) Service Users (of public services like
    education, health, etc.)
(c) Beneficiaries (of public programmes
     like NREGP, pensions, etc.)
(d) Compliers (with laws, rules and
     regulations like payment of taxes) and
(e) Stakeholders (in public policies and
    programmes which affect their life and
    living)
                 IFCs and E-government
                                              14
                  © Dr D.C.Misra 2008
Citizen-State Interaction
   Citizen needs in                      We want service
    these capacities
    have to be
    identified and met
    by Information and
    Facilitation
    Centres (FCs)



                  IFCs and E-government
                                                            15
                   © Dr D.C.Misra 2008
VII. Functions of IFCs
 Provide  information regarding
  services, schemes and
  procedure through brochures,
  booklets, reports etc.
 Provide information regarding
  position of waiting lists and
  applications through computer
  screens updated every day and
  through computerized query to
  Departmental database.
            IFCs and E-government
                                    16
             © Dr D.C.Misra 2008
IFCs
 Provide information regarding
  matters such as bill payment,
  registrations, land/house allotment,
  payments etc. on phone or
  personally to the public.
 Provide forms which are to be
  utilized for various procedures even
  if the processing is to be done
  elsewhere.           (Source: DARPG)
              IFCs and E-government
                                      17
               © Dr D.C.Misra 2008
VIII Problems of IFCs
(i) Excessive burden and harassment
(ii) Difficulty in obtaining information,
      which is sought
(iii) Lack of required facilities
(iv) Lack of authority to act proactively
      to render desired level of assistance
(v) Role ambiguity
                  (Source: IIPA)
                  IFCs and E-government
                                              18
                   © Dr D.C.Misra 2008
IX. Problems of Call Centres
 There is ring but no one picks up
  phone (receiver off hook?)
 Phone is constantly engaged
  (despite 3 and more calls)
 Phone gets snapped (without any
  rhyme or reason)
 Interactive Voice Response System
  (IVRS) is time-consuming
              IFCs and E-government
                                      19
               © Dr D.C.Misra 2008
Call Centres
 IVRS offers solution to limited
  problems
 On different occasions, you are
  given different solution to same
  problem
 Responding executive says that the
  problem is beyond him and he will
  refer it to higher ups
 Responding executive often lies to
  cover up organisational deficiencies
                 IFCs and E-government
                                         20
               © Dr D.C.Misra 2008
X Linking IFCs with E-government
   E-government offers a practical strategy
    for revitalisation of IFCs
   The essence of IFCs is provision of
    information, status of case and forms
   E-government (government online) is
    ideally suited to meet these requirements
   However, IFCs should be linked with e-
    government in proper manner and not the
    way these two examples show

                  IFCs and E-government
                                            21
                   © Dr D.C.Misra 2008
XI IFC and E-government:
     Example 1: Delhi Call Centre
   Government of NCT of Delhi has launched a Call
    Centre Aap ki Sunwai at Tel No. 155345
   Simultaneously it also launched its website at
    www.155345.com
   When I accessed the site, it displayed “Site is
    under construction.” (What was the hurry in
    launching the website without preparation?)
   Also, why the site has been registered under
    .com domain and not under .gov domain? Can’t
    we have a standardisation here?


                     IFCs and E-government
                                                      22
                      © Dr D.C.Misra 2008
XII IFC and E-government: Example 2:
     National Do Not Call Registry
    At long last, a National Do Not Call (DNC)
     Registry has been set up at
     www.ndncregistry.gov.in
    You register your landline as well as your
     mobile phone in the registry
    Despite registration and expiry of notice
     period, you continue to receive calls from
     tele-marketers
    What can you, as an aggrieved party, do in
     the matter?

                   IFCs and E-government
                                              23
                    © Dr D.C.Misra 2008
XIII IFC Problems and Their
               Solution
SN       Problem                               Solution
1    Excessive               Migrate Citizens to
     burden and              Government On Line
     harassment
2    Difficulty in           (a) Improve management
     obtaining               information system (MIS)
     information,            (b) Link IFCs with
     which is sought         departmental websites
                       IFCs and E-government
                                                          24
                        © Dr D.C.Misra 2008
IFC Problems and Their Solution
3   Lack of required           Provide required
    facilities                 facilities
4   Lack of authority          Empower the Officer-in-
    to act proactively         Charge of Information
    to render desired          and Facilitation Centres
                               (IFCs)
    level of
    assistance
5   Role ambiguity             Define the role clearly
    (Source: IIPA)             and in writing
                     IFCs and E-government
                                                         25
                      © Dr D.C.Misra 2008
XIV IFCs in the Era of E-government
 E-government has been an
  outstanding success in first round,
  namely, in provision of information
 Since IFCs have the same objectives,
  namely provision of information,
  IFCs can and should mesh with e-
  government

              IFCs and E-government
                                      26
               © Dr D.C.Misra 2008
XV. Conclusion:
    Strategy for Revitalisation of IFCs
   First, understand the problem of the
    citizen (Time taken in understanding
    problem-70%, in delivering answers-30%)
   Mesh IFCs with E-government
   Lay emphasis on online self-service by
    citizens
   Create structured knowledge (Heyman
    2005) in Ministry/ Department and it to
    IFCs

                  IFCs and E-government
                                              27
                   © Dr D.C.Misra 2008
Strategy for Revitalisation of IFCs
 Base structured knowledge on IFC’s
  past experience (queries asked)
 Standardise answers by accuracy
  and same response to same
  question
 Use IFC metrics to monitor
  functioning of IFCs
 Reduce average handle time
                IFCs and E-government
                                          28
                 © Dr D.C.Misra 2008
Strategy for Revitalisation of IFCs
   Attempt to resolve problem in first
    call/visit (first call resolution-FCR)
   Reduce escalation rate (so that a citizen
    does not have to make repeated visits to
    IFC) by providing complete service
   Display prominently the existence of IFC
    on departmental website
   Obtain citizen rating of performance of IFC

                   IFCs and E-government
                                              29
                    © Dr D.C.Misra 2008
End of Presentation


Thank You.
   -- Dr D.C.Misra


     IFCs and E-government
                             30
      © Dr D.C.Misra 2008

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Misra, D.C.(2008) IFCs&Egov_ IIPA_ 28.2.08

  • 1. Revitalising Information and Facilitation Counters Linking IFCs with E-government 1
  • 2. Indian Institute of Public Administration, New Delhi Workshop on Effective Functioning of Information and Facilitation Counters Monday, February 18, 2008 (12 p.m.) IFCs and E-government 2 © Dr D.C.Misra 2008
  • 3. Revitalising Information and Facilitation Counters (IFCs) A presentation by by Dr D.C.Misra E-government Consultant At Large New Delhi, India  Email: dc_misra@hotmail.com  Web: http://in.geocities.com/drdcmisra  Think Tank: http://tech.groups.yahoo.com/group/cyber_quiz  Tel: 91-11- 2245 2431  Fax: 91-11- 4244 5183 IFCs and E-government 3 © Dr D.C.Misra 2008
  • 4. What is proposed to be covered? 1. Double Loop Learning 2. Citizen Expectation 3. Reasons for Low Capacity 4. State-Citizen Eco-system 5. Understanding Citizens 6. Five Roles of Citizen 7. Functions of IFCs IFCs and E-government 4 © Dr D.C.Misra 2008
  • 5. What is proposed to be covered? 1. Problems of IFCs (IIPA) 2. Problems of Call Centres 3. Linking IFCs with E-government 4. IFC & E-government: Example 1 5. IFC & E-government: Example 2 6. IFC Problems and their Solution 7. IFCs in Era of E-government 8. Conclusion: Strategy for Revitalising IFCs IFCs and E-government 5 © Dr D.C.Misra 2008
  • 6. I. Double Loop Learning  Single loop learning is linear, in the same direction and incremental  Double loop learning questions the fundamental assumptions  There has been a sea-change in state- citizen relationship during last decade  The old service models are no longer valid  There is thus urgent need to revitalise Information and Facilitation Counters (IFCs) IFCs and E-government 6 © Dr D.C.Misra 2008
  • 7. II Citizen Expectation  New technologies like mobile phone and the Internet have fuelled this expectation  Ciizens’ faith in new technologies has been re-enforced by successes in banking, railway reservation, etc.  This has been further re-enforced by new legislation like Right to Information Act (RTI)  Citizen expectation from government has risen sky-high while government’s capacity to meet it has plummeted IFCs and E-government 7 © Dr D.C.Misra 2008
  • 8. Citizen Expectation and Government Capacity Expectation-Capacity Graph Government Capacity Citizen Expectation IFCs and E-government 8 © Dr D.C.Misra 2008
  • 9. III Reasons for Low Capacity  Introduction of information and communication technologies (ICTs)  Rise in Citizen Expectation  Financial Constraints (Budget)  Physical Constraints (Infrastructure)  Manpower Constraints (Untrained Staff)  Back Office Support (Inadequate) IFCs and E-government 9 © Dr D.C.Misra 2008
  • 10. IV State-Citizen Eco-System  A complex grievance redressal eco- system has developed  Despite this, citizens continue to be aggrieved both from public sector as well as private sector  A typical solution is to have yet another channel to redress grievance rather than have a close look at grievance redress eco-system IFCs and E-government 10 © Dr D.C.Misra 2008
  • 11. Grievance Redressal Eco-System E-Complaints/Email/Discussion Groups/Blogs/E-petition E-GOVERNMENT Court of Cabinet Secretariat ISO Standard Law Central Vigilance Call Centres Right to Commission Consumer Information Act Forum Public Interest Administrative Litigation Reforms Citizen Commission Charters States Newspaper Public Grievance (Grievance Page) Commission Special Districts Adalats Citizen Advisory Anti-Corruption Bureaus Bureau Municipalitie Panchayats s Ministry/Department IFCs and E-government Department of Administrative 11 © Dr D.C.Misra 2008 Reforms and Public Grievances CITIZENS
  • 12. E-Government Channels for Redressal of Citizen Grievances  Interactive Voice Response System  Complaints Online (Portal)  Email  Discussion Group  Blog  Wiki  E-petition IFCs and E-government 12 © Dr D.C.Misra 2008
  • 13. V. Understanding Citizens  There is no proper term for the person being served by government  Citizen, a term of convenience, hides a wide variety like non-citizens (e.g. tourists, immigrants, children, etc.) and other stakeholders like businesses  One-size-fits-all approach will not work in serving the citizens  To serve him requires understanding him  A citizen interacts with state in following five ways as: IFCs and E-government 13 © Dr D.C.Misra 2008
  • 14. VI Citizen-State Interaction (a) Information Seekers (of government programmes and projects) (b) Service Users (of public services like education, health, etc.) (c) Beneficiaries (of public programmes like NREGP, pensions, etc.) (d) Compliers (with laws, rules and regulations like payment of taxes) and (e) Stakeholders (in public policies and programmes which affect their life and living) IFCs and E-government 14 © Dr D.C.Misra 2008
  • 15. Citizen-State Interaction  Citizen needs in We want service these capacities have to be identified and met by Information and Facilitation Centres (FCs) IFCs and E-government 15 © Dr D.C.Misra 2008
  • 16. VII. Functions of IFCs  Provide information regarding services, schemes and procedure through brochures, booklets, reports etc.  Provide information regarding position of waiting lists and applications through computer screens updated every day and through computerized query to Departmental database. IFCs and E-government 16 © Dr D.C.Misra 2008
  • 17. IFCs  Provide information regarding matters such as bill payment, registrations, land/house allotment, payments etc. on phone or personally to the public.  Provide forms which are to be utilized for various procedures even if the processing is to be done elsewhere. (Source: DARPG) IFCs and E-government 17 © Dr D.C.Misra 2008
  • 18. VIII Problems of IFCs (i) Excessive burden and harassment (ii) Difficulty in obtaining information, which is sought (iii) Lack of required facilities (iv) Lack of authority to act proactively to render desired level of assistance (v) Role ambiguity (Source: IIPA) IFCs and E-government 18 © Dr D.C.Misra 2008
  • 19. IX. Problems of Call Centres  There is ring but no one picks up phone (receiver off hook?)  Phone is constantly engaged (despite 3 and more calls)  Phone gets snapped (without any rhyme or reason)  Interactive Voice Response System (IVRS) is time-consuming IFCs and E-government 19 © Dr D.C.Misra 2008
  • 20. Call Centres  IVRS offers solution to limited problems  On different occasions, you are given different solution to same problem  Responding executive says that the problem is beyond him and he will refer it to higher ups  Responding executive often lies to cover up organisational deficiencies IFCs and E-government 20 © Dr D.C.Misra 2008
  • 21. X Linking IFCs with E-government  E-government offers a practical strategy for revitalisation of IFCs  The essence of IFCs is provision of information, status of case and forms  E-government (government online) is ideally suited to meet these requirements  However, IFCs should be linked with e- government in proper manner and not the way these two examples show IFCs and E-government 21 © Dr D.C.Misra 2008
  • 22. XI IFC and E-government: Example 1: Delhi Call Centre  Government of NCT of Delhi has launched a Call Centre Aap ki Sunwai at Tel No. 155345  Simultaneously it also launched its website at www.155345.com  When I accessed the site, it displayed “Site is under construction.” (What was the hurry in launching the website without preparation?)  Also, why the site has been registered under .com domain and not under .gov domain? Can’t we have a standardisation here? IFCs and E-government 22 © Dr D.C.Misra 2008
  • 23. XII IFC and E-government: Example 2: National Do Not Call Registry  At long last, a National Do Not Call (DNC) Registry has been set up at www.ndncregistry.gov.in  You register your landline as well as your mobile phone in the registry  Despite registration and expiry of notice period, you continue to receive calls from tele-marketers  What can you, as an aggrieved party, do in the matter? IFCs and E-government 23 © Dr D.C.Misra 2008
  • 24. XIII IFC Problems and Their Solution SN Problem Solution 1 Excessive Migrate Citizens to burden and Government On Line harassment 2 Difficulty in (a) Improve management obtaining information system (MIS) information, (b) Link IFCs with which is sought departmental websites IFCs and E-government 24 © Dr D.C.Misra 2008
  • 25. IFC Problems and Their Solution 3 Lack of required Provide required facilities facilities 4 Lack of authority Empower the Officer-in- to act proactively Charge of Information to render desired and Facilitation Centres (IFCs) level of assistance 5 Role ambiguity Define the role clearly (Source: IIPA) and in writing IFCs and E-government 25 © Dr D.C.Misra 2008
  • 26. XIV IFCs in the Era of E-government  E-government has been an outstanding success in first round, namely, in provision of information  Since IFCs have the same objectives, namely provision of information, IFCs can and should mesh with e- government IFCs and E-government 26 © Dr D.C.Misra 2008
  • 27. XV. Conclusion: Strategy for Revitalisation of IFCs  First, understand the problem of the citizen (Time taken in understanding problem-70%, in delivering answers-30%)  Mesh IFCs with E-government  Lay emphasis on online self-service by citizens  Create structured knowledge (Heyman 2005) in Ministry/ Department and it to IFCs IFCs and E-government 27 © Dr D.C.Misra 2008
  • 28. Strategy for Revitalisation of IFCs  Base structured knowledge on IFC’s past experience (queries asked)  Standardise answers by accuracy and same response to same question  Use IFC metrics to monitor functioning of IFCs  Reduce average handle time IFCs and E-government 28 © Dr D.C.Misra 2008
  • 29. Strategy for Revitalisation of IFCs  Attempt to resolve problem in first call/visit (first call resolution-FCR)  Reduce escalation rate (so that a citizen does not have to make repeated visits to IFC) by providing complete service  Display prominently the existence of IFC on departmental website  Obtain citizen rating of performance of IFC IFCs and E-government 29 © Dr D.C.Misra 2008
  • 30. End of Presentation Thank You. -- Dr D.C.Misra IFCs and E-government 30 © Dr D.C.Misra 2008