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 Introduction
 Raymond Firth’s view
 The importance of face (and FTAs)
 Risk/Routinization equivalent evolution
 Paul Grice’s Cooperative principle
 Grice’s 4 maxims vs Politeness and Face
 Ervin-Tripp’s flow chart
 Formulaic greeting and parting
 Conversational phases and routine choice
 Norm and deviation : conversational implicature
 Phatic communion
 Initial phase : Acknowledgment and Re-negotiation
 Final phase : Mitigation and consolidation
 Conclusion
 Permanent tension between
› Efficiency (Grice)
› Politeness (Brown and Levinson)
 Linguistic routines :
› Are polite behaviour tools
› Help reduce FTA
 Norm is key  any deviation = negotiation of
social relationship between participants (cf.
slides 9 & 10)
 Main function of routine linguistic material =
ceremonial / ritual function
« Sociological observations suggest [it] is
highly conventionalized (…) greeting and
parting behavior may be termed ritual since it
follows patterned routines (…) and it has
adaptative value in facilitating social
relationships. »
R.Firth 1972
 Face = key notion in routines
 Negative F : want of member that his actions be
unimpeded by others  negative politeness
 Positive F : want of member that his wants be
desirable to -at least some- others  positive
politeness
 Non-respect of Grice’s 4 maxims arises from
attention to Face and FTAs! (cf. slide 7 & 8)
 Maximum FTA risk uses maximum routinization
 conversely
 Maximum routinization reveals maximum FTA
risk
 Formality and politeness display equivalent
evolution to keep FTA at the same level
 Circumstance variation  existence of link
between formality / politeness / risk / face
 Grice’s 4 maxims
› Quantity : be as informative as necessary
› Quality : be truthful
› Relation : be relevant
› Manner : be clear, concise and unambiguous
 Assumption : purpose of conversation = maximally
effective exchange of information
 Notion of conversational implicature arises :
taking into account that the 4 maxims MUST be
fulfilled… what is S doing?
 « One powerful and pervasive motive for not
talking Maxim-wise is the desire to give some
attention to face (…) Politeness is then a major
deviation from such rational efficiency. »
Brown & Levinson 1978
 Need for maximum efficiency : Help! , Fire! , …
 Imperative for actions directly in H’s interest :
Take care , Enjoy , Be good …
 Follows Ervin-Tripp’s flow chart
 Address usage is reciprocal between equals
and non-reciprocal between unequals
 Adult / non-adult
 Setting  identity is official rather than personal
 Dispensation : higher rank accepting
‘closeness’
 Relatives & well-acquainted / inferiors / children
= formulaic phrase
 Initial (marginal) : politeness ++
 Medial (main conversational body): Grice’s
maxims + / politeness –
 Final (marginal) : politeness ++
 Social status of H
 Degree of acquaintance between S/H
 Situational factors : occasion/setting
 Characteristics os S/H : age, gender, social
class
 « When there is agreement about a normal address form
to alters of specific statuses, then any deviation is a
message. »
Ervin-Tripp 1969
 « How can (the S’) saying what he did say be reconciled
with the supposition that he is observing the overall
Cooperative Principle?»
Grice 1975
 Two movements :
› Social step : acquaintance , intimacy growth
› Social distancing
 Laver : S can signal his perception of formality /
acquaintance / social relationship
 Initial + Final phases
 Initial :
› Defuse the hostilty of silence when speech is expected
› Initiatory : cooperate, emotionally neutral, solidarity
(accepting interaction)
› Exploratory : interaction consensus , mutual
acknowledgment
 Final :
› Cooperative parting
› Consolidates relationship betwwen S/H
 Neutral category : factors known to S+H
(weather)
 Self-oriented : personal factors of S
 Other-oriented : factors of H
 Any 3 : well-acquainted
 Neutral : anyone (no FTA)
 Other-oriented : S>H (threat : H’s F- / treat H’s
F+)
 Self-oriented : S<H (threat : S’ F- / treat S’ F+)
 Reparatory acts for breaking the relationship
 Self and other –oriented (neutral very rare)
 Omission = implicature of rejection
 Mitigatory = F- : external compulsion to leave
/ needs of H & external compulsion to leave
 Consolidatory = F+ : esteem / arrangement
for continuation of relationship /
consolidation of network of acquaintances
 Importance of FTAs and Grice’s maxims
(their interplay)
 Norm & deviation  implicature
 Routines = strategies for negotiation and
control of social identity and relationships.

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Laver's linguistic routines : greeting & parting

  • 1.
  • 2.  Introduction  Raymond Firth’s view  The importance of face (and FTAs)  Risk/Routinization equivalent evolution  Paul Grice’s Cooperative principle  Grice’s 4 maxims vs Politeness and Face  Ervin-Tripp’s flow chart  Formulaic greeting and parting  Conversational phases and routine choice  Norm and deviation : conversational implicature  Phatic communion  Initial phase : Acknowledgment and Re-negotiation  Final phase : Mitigation and consolidation  Conclusion
  • 3.  Permanent tension between › Efficiency (Grice) › Politeness (Brown and Levinson)  Linguistic routines : › Are polite behaviour tools › Help reduce FTA  Norm is key  any deviation = negotiation of social relationship between participants (cf. slides 9 & 10)
  • 4.  Main function of routine linguistic material = ceremonial / ritual function « Sociological observations suggest [it] is highly conventionalized (…) greeting and parting behavior may be termed ritual since it follows patterned routines (…) and it has adaptative value in facilitating social relationships. » R.Firth 1972
  • 5.  Face = key notion in routines  Negative F : want of member that his actions be unimpeded by others  negative politeness  Positive F : want of member that his wants be desirable to -at least some- others  positive politeness  Non-respect of Grice’s 4 maxims arises from attention to Face and FTAs! (cf. slide 7 & 8)
  • 6.  Maximum FTA risk uses maximum routinization  conversely  Maximum routinization reveals maximum FTA risk  Formality and politeness display equivalent evolution to keep FTA at the same level  Circumstance variation  existence of link between formality / politeness / risk / face
  • 7.  Grice’s 4 maxims › Quantity : be as informative as necessary › Quality : be truthful › Relation : be relevant › Manner : be clear, concise and unambiguous  Assumption : purpose of conversation = maximally effective exchange of information  Notion of conversational implicature arises : taking into account that the 4 maxims MUST be fulfilled… what is S doing?
  • 8.  « One powerful and pervasive motive for not talking Maxim-wise is the desire to give some attention to face (…) Politeness is then a major deviation from such rational efficiency. » Brown & Levinson 1978  Need for maximum efficiency : Help! , Fire! , …  Imperative for actions directly in H’s interest : Take care , Enjoy , Be good …
  • 9.
  • 10.  Follows Ervin-Tripp’s flow chart  Address usage is reciprocal between equals and non-reciprocal between unequals  Adult / non-adult  Setting  identity is official rather than personal  Dispensation : higher rank accepting ‘closeness’  Relatives & well-acquainted / inferiors / children = formulaic phrase
  • 11.  Initial (marginal) : politeness ++  Medial (main conversational body): Grice’s maxims + / politeness –  Final (marginal) : politeness ++  Social status of H  Degree of acquaintance between S/H  Situational factors : occasion/setting  Characteristics os S/H : age, gender, social class
  • 12.  « When there is agreement about a normal address form to alters of specific statuses, then any deviation is a message. » Ervin-Tripp 1969  « How can (the S’) saying what he did say be reconciled with the supposition that he is observing the overall Cooperative Principle?» Grice 1975  Two movements : › Social step : acquaintance , intimacy growth › Social distancing
  • 13.  Laver : S can signal his perception of formality / acquaintance / social relationship  Initial + Final phases  Initial : › Defuse the hostilty of silence when speech is expected › Initiatory : cooperate, emotionally neutral, solidarity (accepting interaction) › Exploratory : interaction consensus , mutual acknowledgment  Final : › Cooperative parting › Consolidates relationship betwwen S/H
  • 14.  Neutral category : factors known to S+H (weather)  Self-oriented : personal factors of S  Other-oriented : factors of H  Any 3 : well-acquainted  Neutral : anyone (no FTA)  Other-oriented : S>H (threat : H’s F- / treat H’s F+)  Self-oriented : S<H (threat : S’ F- / treat S’ F+)
  • 15.  Reparatory acts for breaking the relationship  Self and other –oriented (neutral very rare)  Omission = implicature of rejection  Mitigatory = F- : external compulsion to leave / needs of H & external compulsion to leave  Consolidatory = F+ : esteem / arrangement for continuation of relationship / consolidation of network of acquaintances
  • 16.  Importance of FTAs and Grice’s maxims (their interplay)  Norm & deviation  implicature  Routines = strategies for negotiation and control of social identity and relationships.