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IT-Centric Business Continuity:
Aligning IT with Business Needs

Steve Susina
March 11, 2010
IT / Business Balance - GAP


               IT Leadership                       LOB Leadership

             Knowledge of IT Systems   Understanding The Business




 Laurus Technologies Confidential
Business Continuity:
More than Simply an IT Initiative, Why?
             Executive Responsibility
                • Organizational leaders are being held increasingly legally responsible
                     for the well being of their organizations
             Regulation & Compliance
                • The Board of Directors and enterprise executives, not just IT
                     executives, are responsible for compliance (SOX, GLBA, Patriot Act,
                     OSHA, EPA, HIPPA, etc.)
             Data Center is Only a Piece of the Puzzle
                • There are separate risks that need to be considered other than loss of
                     the data center
             What Do We Do While IT is Not Operational?
                • Technology recovery does not address or prioritize the business
                     requirements needed to sustain an organization’s continuing
                     operational issues after or during a disaster

                                       Enterprises are realizing that each operational unit
                                       needs to take ownership and participate in the planning.
3   Laurus Technologies Confidential
Contingency Planning:
    Why Plan for an Incident?



                  To STAY IN BUSINESS
                  To ensure that your business continues to serve its
                  stakeholders
                  To ensure that your business meets its business
                  objectives
                  To ensure your enterprise is not critically impacted
                  by an incident (or disaster)




4   Laurus Technologies Confidential
Business Continuity vs.
    Disaster Recovery

                                                                   Business Continuity
                                                                   Planning (BCP):
                                                                   Focus is on planning for
                                                                   recovery strategies that address
                                                                   continuity of the greater
                                                                   business under a variety of risk
                                                                   scenarios, inclusive of the loss
                                                                   of data center services

                                                                   Disaster Recovery
                                                                   Planning (DRP):
                                                                   Focus is on planning for the
                                                                   restoration of data center
                                                                   services (technology recovery)



                                 Disaster Recovery focuses on data center restoration.
                                 Business Continuity centers on maintaining business process.
5   Laurus Technologies Confidential
Why are IT Leaders Spearheading these
    Efforts?

                       > Their role is often central to all business
                             processes
                       > They have more exposure to contingency
                             planning than many other departments
                             because of their natural thought processes
                             toward data and systems recovery/
                             redundancy




6   Laurus Technologies Confidential
What Happens When Contingency
    Planning is Thrown to IT Leadership?

                > IT Leadership can determine a strategy in a
                     vacuum and take a Disaster Recovery (DR)
                     approach without much analysis of the business
                     needs
                                          OR
                > IT Leadership can involve the business to
                     determine a comprehensive Business Continuity
                     (BC) plan and strategy


                                       There is a role for IT Leaders in BCP.
                                       We call this IT-Centric Business Continuity.
7   Laurus Technologies Confidential
IT-Centric Business Continuity:
The Middle Ground

      Addresses
      restoration of
      Mission Critical IT
      Infrastructure,
      LINKED TO …

      The Continuation
      of Mission
      Critical
      Processes when
      a data center is
      lost




8   Laurus Technologies Confidential
The Planning Continuum




9   Laurus Technologies Confidential
Step 1: Business Objectives


             Start with Business Discussions
                > Each business is different; identify the stakeholders
                         (internal business units, customers, shareholders, etc.)
                    > Are there any overlying principles/regulations in the
                         organization?
                    > Meet with business departments; determine what their
                         needs and objectives are
                    > What are their mission critical functions?
                    > RPO/RTO basis for successful solution


                                             IT Leader Role: Provide Systems Lists as a
                                             Basis for Discussion
10 Laurus Technologies Confidential
Step 2:
   Inventories & Process Mapping
         Involve all critical parts of the organization
            > Start with systems lists and equipment inventories as a basis of
                      discussion
                 > Determine/map key processes for critical business functions
                      and determine their reliance upon data center services
                 > Revenue generating processes, those that support revenue
                      generation, or those that involve compliance initiatives typically
                      receive priority
                         > IT, Finance, other primary business units
                         > Legal - regulatory and contractual obligations
                         > Help Desk - use patterns, customer expectations
                 > Each business unit/department uses data differently
                                             IT Leader Role: Facilitate business process
                                             discussions
11 Laurus Technologies Confidential
Step 3:
  Business Risk & Impact Analysis

                What is the impact of critical risks?
                  > Determine impact in terms of business interruption (number
                            of days) and in financial terms
                       > Some analyses are Qualitative (general estimate of loss)
                            and others Quantitative (analytical measurement of loss)
                       > The key is getting to consensus around priority of systems,
                            and realistic recovery requirements so that a contingency
                            planning strategy can be developed in terms of RTO and
                            RPO.




                                               IT Leader Role: Facilitate impact analysis
12 Laurus Technologies Confidential
Step 4:
   Strategy Development

          Overall - Avoid Complexity
            > Strategy must meet the business criteria
            > Business owners often uninterested in technology
            > Transparency and clarity for intended audience; speak in terms
                      of business (restoration of business processes to serve
                      stakeholder needs)
                 > At the end of the day, …. this is really about a risk trade-off
                      between the cost of implementing a mitigation/contingency
                      strategy vs. the cost of business losses
                 > Money spent <= potential loss
                 > What is the right strategy in terms of RTO, RPO, ?
                                       IT Leader Role: Use business requirements to
                                       develop a strategy for IT service restoration.
13 Laurus Technologies Confidential
Strategy Development:
    (Tends to be biggest Contributor to the Gap)

                Know your data
                  > Don’t replicate too much
                  > What is actually useful after restoration?
                  > Don’t miss critical data
                     > Including supporting data
                  > Business owns data
                     > Business owners know the data they need
                     > Business owners know when they need the data
                     > Business justifies cost.



14 Laurus Technologies Confidential
Strategy Development:
    Cost Justification
          TCO < cost of downtime/data loss
                 > Typical solution tens of thousands to millions of dollars
                 > As RPO & RTO approaches zero, costs grow
                      exponentially




                                             Figure 2:                 Disaster Recovery Strategy


                                             Relationship of Time, Risk & Cost
15 Laurus Technologies Confidential
Step 5:
   Continuity / Recovery Plan Development
             The Plan is a living, dynamic process designed to
             guide the organization through its recovery and
             contingency efforts

             This must address:
               > Strategy
               > People
               > Communications
               > Policies & Processes
               > Data
               > Systems, Equipment & Facilities
                                      IT Leader Role: Sponsor the development of the plan;
                                      develop the details of the IT portion of the plan.
16 Laurus Technologies Confidential
Step 5:
    Continuity / Recovery Plan Development
         Communication is key
                > Disaster declaration
                > Communications with employees, press, customers, vendors,
                     etc.
                > Status updates, milestones, etc.

         Standards & Procedural Documentation
                > Process owners are required for each business function
                > Exercising BC Plan is high stress; increased likelihood of
                     success if processes are documented & understood
                > Develop standards for acceptable restoration
                > What are the interim business procedures for operations awaiting
                     the restoration of their IT services?
                                 Note that Business leaders need to develop their own
                                 procedures.
17 Laurus Technologies Confidential
Step 6:
   Testing, Audit and Maintenance
         Exercise the Strategy & Plan
           > Validation is key
           > If you haven’t tried it, it won’t work
           > If you can’t try it, it’s not a good solution

         Account for Changes
           > Are the critical business processes, workflows or systems
                      changing?
                > Are the people changing?
                > Are the risks and impacts the same?
                > Is the strategy out of date?; (capacity for growth; data never
                      shrinks)
                > Is the plan reflective of these dynamics and is it maintained in an
                      area that itself is safe from a disaster?
18 Laurus Technologies Confidential
Result of IT-Centric DR/BC




                                        Disasters     Keeping The
                    IT Infrastructure   Averted!    Business Running




Laurus Technologies Confidential
The Laurus Advantage:
  Our Technical & Engineering Team
                                                                      Consultants & Engineers
                 Steady and Substantial                                    fill our ranks
                    Revenue Growth
                                                          Technical
                                                           Experts

                                                                                                  Support
                                                                                                   Staff




              20   2   2   2   2   2   2   2   2   2
                00 001 002 003 004 005 006 007 008 009                                  Account
                                                                                         Teams


                                      Laurus Technologies invests to build and retain the best
                                        team of consultants and engineers in the industry.
20 Laurus Technologies Confidential
Laurus Technologies:




                                                                                                    Ta
                                                                                                      len
Aligned to meet your needs
                        IT




                                                                                                         tS
                                                                                                           olu
                     Consulting




                                                                                                              t
                                                                                                            ion
                                                                                                               s-
                                                                                Business




                                                                                                                  ( IT
                                                                               Applications




                                                                                                                    Re
                                                                               - ERP Optimization




                                                                                                                       cru
                                                                               - Master Data Services




                                                                                                                          itin
                                                                               - SAP & Oracle Consulting




                                                                                                                              g,
                                                                                                                             Sta
                                                                                                                                 f fA
                                                                        Managed Services




                                                                                                                                     ug
                                                                                                                                     me
                                                            - e-Mail Hosting          - Data Center Outsourcing




                                                                                                                                        nta
                                                            - Managed Backup          - Managed Security Services




                                                                                                                                           t
                                                                                                                                          ion
                                                            - Managed Storage         - Remote Infrastructure Management




                                                                                                                                             ,C
                                                                                                                                               on
                                                                                                                                                  tra
                                                                        Systems Integration




                                                                                                                                                     ct
                                               - Assessment Services                   - Applications Services




                                                                                                                                                        fo
                                                                                                                                                       rH
                                               - Integration Services                  - Datacenter TCO




                                                                                                                                                         ire
                                               - Archiving / Data Deduplication        - Consolidation & Capacity Planning




                                                                                                                                                            )
                                               - Support Services                      - Virtualization (Server, Desktop & Storage)
                                               - System Architecture & Design          - Business Continuity/Disaster Recovery
                                               - PMO Services                          - Performance Tuning

    Laurus Technologies Confidential
  Laurus Technologies - Proprietary & Confidential                                                                                                              12/17/2009
Questions and Answers



                              Thank You!
              For further information contact:
              Steve Susina
              ssusina@laurustech.com
              1.877.LAURUS.1 (1.877.528.7871)




22 Laurus Technologies Confidential
23 Laurus Technologies Confidential

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IT-Centric Disaster Recovery & Business Continuity

  • 1. IT-Centric Business Continuity: Aligning IT with Business Needs Steve Susina March 11, 2010
  • 2. IT / Business Balance - GAP IT Leadership LOB Leadership Knowledge of IT Systems Understanding The Business Laurus Technologies Confidential
  • 3. Business Continuity: More than Simply an IT Initiative, Why? Executive Responsibility • Organizational leaders are being held increasingly legally responsible for the well being of their organizations Regulation & Compliance • The Board of Directors and enterprise executives, not just IT executives, are responsible for compliance (SOX, GLBA, Patriot Act, OSHA, EPA, HIPPA, etc.) Data Center is Only a Piece of the Puzzle • There are separate risks that need to be considered other than loss of the data center What Do We Do While IT is Not Operational? • Technology recovery does not address or prioritize the business requirements needed to sustain an organization’s continuing operational issues after or during a disaster Enterprises are realizing that each operational unit needs to take ownership and participate in the planning. 3 Laurus Technologies Confidential
  • 4. Contingency Planning: Why Plan for an Incident? To STAY IN BUSINESS To ensure that your business continues to serve its stakeholders To ensure that your business meets its business objectives To ensure your enterprise is not critically impacted by an incident (or disaster) 4 Laurus Technologies Confidential
  • 5. Business Continuity vs. Disaster Recovery Business Continuity Planning (BCP): Focus is on planning for recovery strategies that address continuity of the greater business under a variety of risk scenarios, inclusive of the loss of data center services Disaster Recovery Planning (DRP): Focus is on planning for the restoration of data center services (technology recovery) Disaster Recovery focuses on data center restoration. Business Continuity centers on maintaining business process. 5 Laurus Technologies Confidential
  • 6. Why are IT Leaders Spearheading these Efforts? > Their role is often central to all business processes > They have more exposure to contingency planning than many other departments because of their natural thought processes toward data and systems recovery/ redundancy 6 Laurus Technologies Confidential
  • 7. What Happens When Contingency Planning is Thrown to IT Leadership? > IT Leadership can determine a strategy in a vacuum and take a Disaster Recovery (DR) approach without much analysis of the business needs OR > IT Leadership can involve the business to determine a comprehensive Business Continuity (BC) plan and strategy There is a role for IT Leaders in BCP. We call this IT-Centric Business Continuity. 7 Laurus Technologies Confidential
  • 8. IT-Centric Business Continuity: The Middle Ground Addresses restoration of Mission Critical IT Infrastructure, LINKED TO … The Continuation of Mission Critical Processes when a data center is lost 8 Laurus Technologies Confidential
  • 9. The Planning Continuum 9 Laurus Technologies Confidential
  • 10. Step 1: Business Objectives Start with Business Discussions > Each business is different; identify the stakeholders (internal business units, customers, shareholders, etc.) > Are there any overlying principles/regulations in the organization? > Meet with business departments; determine what their needs and objectives are > What are their mission critical functions? > RPO/RTO basis for successful solution IT Leader Role: Provide Systems Lists as a Basis for Discussion 10 Laurus Technologies Confidential
  • 11. Step 2: Inventories & Process Mapping Involve all critical parts of the organization > Start with systems lists and equipment inventories as a basis of discussion > Determine/map key processes for critical business functions and determine their reliance upon data center services > Revenue generating processes, those that support revenue generation, or those that involve compliance initiatives typically receive priority > IT, Finance, other primary business units > Legal - regulatory and contractual obligations > Help Desk - use patterns, customer expectations > Each business unit/department uses data differently IT Leader Role: Facilitate business process discussions 11 Laurus Technologies Confidential
  • 12. Step 3: Business Risk & Impact Analysis What is the impact of critical risks? > Determine impact in terms of business interruption (number of days) and in financial terms > Some analyses are Qualitative (general estimate of loss) and others Quantitative (analytical measurement of loss) > The key is getting to consensus around priority of systems, and realistic recovery requirements so that a contingency planning strategy can be developed in terms of RTO and RPO. IT Leader Role: Facilitate impact analysis 12 Laurus Technologies Confidential
  • 13. Step 4: Strategy Development Overall - Avoid Complexity > Strategy must meet the business criteria > Business owners often uninterested in technology > Transparency and clarity for intended audience; speak in terms of business (restoration of business processes to serve stakeholder needs) > At the end of the day, …. this is really about a risk trade-off between the cost of implementing a mitigation/contingency strategy vs. the cost of business losses > Money spent <= potential loss > What is the right strategy in terms of RTO, RPO, ? IT Leader Role: Use business requirements to develop a strategy for IT service restoration. 13 Laurus Technologies Confidential
  • 14. Strategy Development: (Tends to be biggest Contributor to the Gap) Know your data > Don’t replicate too much > What is actually useful after restoration? > Don’t miss critical data > Including supporting data > Business owns data > Business owners know the data they need > Business owners know when they need the data > Business justifies cost. 14 Laurus Technologies Confidential
  • 15. Strategy Development: Cost Justification TCO < cost of downtime/data loss > Typical solution tens of thousands to millions of dollars > As RPO & RTO approaches zero, costs grow exponentially Figure 2: Disaster Recovery Strategy Relationship of Time, Risk & Cost 15 Laurus Technologies Confidential
  • 16. Step 5: Continuity / Recovery Plan Development The Plan is a living, dynamic process designed to guide the organization through its recovery and contingency efforts This must address: > Strategy > People > Communications > Policies & Processes > Data > Systems, Equipment & Facilities IT Leader Role: Sponsor the development of the plan; develop the details of the IT portion of the plan. 16 Laurus Technologies Confidential
  • 17. Step 5: Continuity / Recovery Plan Development Communication is key > Disaster declaration > Communications with employees, press, customers, vendors, etc. > Status updates, milestones, etc. Standards & Procedural Documentation > Process owners are required for each business function > Exercising BC Plan is high stress; increased likelihood of success if processes are documented & understood > Develop standards for acceptable restoration > What are the interim business procedures for operations awaiting the restoration of their IT services? Note that Business leaders need to develop their own procedures. 17 Laurus Technologies Confidential
  • 18. Step 6: Testing, Audit and Maintenance Exercise the Strategy & Plan > Validation is key > If you haven’t tried it, it won’t work > If you can’t try it, it’s not a good solution Account for Changes > Are the critical business processes, workflows or systems changing? > Are the people changing? > Are the risks and impacts the same? > Is the strategy out of date?; (capacity for growth; data never shrinks) > Is the plan reflective of these dynamics and is it maintained in an area that itself is safe from a disaster? 18 Laurus Technologies Confidential
  • 19. Result of IT-Centric DR/BC Disasters Keeping The IT Infrastructure Averted! Business Running Laurus Technologies Confidential
  • 20. The Laurus Advantage: Our Technical & Engineering Team Consultants & Engineers Steady and Substantial fill our ranks Revenue Growth Technical Experts Support Staff 20 2 2 2 2 2 2 2 2 2 00 001 002 003 004 005 006 007 008 009 Account Teams Laurus Technologies invests to build and retain the best team of consultants and engineers in the industry. 20 Laurus Technologies Confidential
  • 21. Laurus Technologies: Ta len Aligned to meet your needs IT tS olu Consulting t ion s- Business ( IT Applications Re - ERP Optimization cru - Master Data Services itin - SAP & Oracle Consulting g, Sta f fA Managed Services ug me - e-Mail Hosting - Data Center Outsourcing nta - Managed Backup - Managed Security Services t ion - Managed Storage - Remote Infrastructure Management ,C on tra Systems Integration ct - Assessment Services - Applications Services fo rH - Integration Services - Datacenter TCO ire - Archiving / Data Deduplication - Consolidation & Capacity Planning ) - Support Services - Virtualization (Server, Desktop & Storage) - System Architecture & Design - Business Continuity/Disaster Recovery - PMO Services - Performance Tuning Laurus Technologies Confidential Laurus Technologies - Proprietary & Confidential 12/17/2009
  • 22. Questions and Answers Thank You! For further information contact: Steve Susina ssusina@laurustech.com 1.877.LAURUS.1 (1.877.528.7871) 22 Laurus Technologies Confidential
  • 23. 23 Laurus Technologies Confidential