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Self-Directed Support
Background & International Learning
SKILLS
There is 50 years of experience of doing self-directed support - all
around the world - good progress mixed with common challenges
• The intellectual case for
self-directed support is
strong and it is emerging
as the new norm
everywhere.

• Increasingly people are
recognising that it is an
issue of basic human
rights - not an option.

• The challenge is to build
systems that make it an
easy and natural way of
doing things.
1. What is SDS?
Article 1 of the UN Declaration of Human Rights states:

All human beings are born free and equal in dignity and
rights. They are endowed with reason and conscience and
should act towards one another in a spirit of brotherhood.
The first principle defined by the UN Convention on the
Rights of Persons with Disabilities (UNCRPD) is:

Respect for inherent dignity, individual autonomy including
the freedom to make one’s own choices, and independence
of persons.
Old model of Professional Gift Model of service delivery:
1. Community funds the state

2. State funds professionals

3. Professionals decide what people need 

4. Person receives support as a gift, not a right
Self-Directed Support is based on the Citizenship Model:
1. Citizens are in control of their own lives

2. Citizens live as part of a community

3. Citizen have entitlements to support

4. Citizen shape the support they need
• Independent Living Movement - Ed Roberts in Berkely
California in 1960s

• Family Movement - Canadian brokerage movement in
1970s

• Deinstitutionalisation - social role valorisation and the
movement for inclusion in 1980s

• Human Rights - UN Convention on Rights of Disabled
People - 2006

• AND - Public service reform - BUT competing goals
2. How does it work?
1. People find out if they are entitled to support and if they
are entitled to a budget - Rights

2. People make plans, with help from family, friends and
sometimes professionals to decide what they want to
do, using their real wealth (which includes, but is not
limited to their budget) - Freedom

3. People live their life, getting the mixture of paid and
unpaid support that works for them - Participation

4. People meet their needs, but in a way that is consistent
with their goals, and they share what they’ve learned
with the community - Citizenship
But it is not easy…
1. People lack knowledge of what they are entitled to

2. People are not free to plan and set their own goals

3. People are not allowed to use resources creatively

4. People are not seen as equal citizens
3. What’s the impact?
• Good News I - Research shows self-directed support
helps people lead better lives

• Good News II - Research sometimes shows people can
lead better lives and it doesn’t cost more

• Bad News I - Research rarely helps us understand what
elements of SDS help the most

• Bad News II - Research is rarely focused on citizenship,
rights or inclusion - i.e. studying the wrong thing
4. Why does it work?
What the research suggests is that Self-Directed Support
works because:

1. People can focus on things they really want to do 

2. People can stop doing things they don’t value

3. People can select professional support they really value

4. People can use budget to enhance their community life

5. It is NOT about markets or competition
5. Why is it different?
1. People would be told their personal budget as early as possible so that they
knew whether they were entitled to support and if so, how much.

2. People could make their own plans, with the people they wanted to.

3. People would finalise and agree their plan with the social worker who worked
for the local authority.

4. People could take this budget as cash or ask for it to be managed for them by
the local authority or by a third party.

5. People can use their budget flexibly and either organise their own support or
pay someone else to organise their support for them.

6. The objective is to enable the person to get on to live their own life as a full
citizen, actively involved in their community. 

7. The review process should be human and should focus on whether the
person is safe, living well and able to follow their own goals.
6. How is it going?
• People with physical disabilities may need much less help
around decision-making and may want to employ their own
personal assistants. Hence Self-Directed Support or independent
living often focuses on employment of your own staff team.

• People with intellectual disabilities may need more help with
decision-making and this has led to a greater focus on advocacy
or brokerage systems.

• Older people may be much less likely to employ staff and may
be more willing to purchase services from existing community
organisations.

• People with mental health problems may be focused on
solutions that include counselling and peer support to provide
support while making decisions.
Hand over to Keith from
In Control Scotland…
Self-Directed Support
How to make it happen - implementation
SKILLS
Understanding the
design principles
of self-directed support
1. Independent living - we have the right to be a citizen with full access to ordinary lives - I
have a right to live my life in a way that makes sense to me.

2. Entitlement - we are each entitled to enough support to achieve citizenship - I have a right
to enough support and also the right not to be over-supported.

3. Freedom - we should be in control of our own lives - I have a right to make decisions
about how I live my life and, if needed, I have a right to be supported by people who know
me and love me to make those decisions with me.

4. Openness - we should be clear about any rules or systems - I have a right to be told
clearly and simply how the system of entitlement works and how the rules affect me;
including how much money I am entitled to for my support.

5. Flexibility - we should be free to use our own entitlements as we see fit - I have a right to
use my money in any way that helps me to live my life; including the freedom to take risks,
make mistakes and learn from them.

6. Learning - we should share what we are learning to help everyone - I have a responsibility
to share with others what I have learnt, what works for me and what doesn’t work for me.

7. Contribution - we have a responsibility to contribute and to build stronger communities - I
have a right and a responsibility to use my skills, talents and knowledge to play a full part
as a citizen in my community.
What speeds things up
• Permissive legislation and guidance

• Positive national policy

• Examples of creative innovation

• Examples of good leadership
• Learning from each other
What slows things down
• Low level of public knowledge, people only experience
these problems when disability or illness affects their own
family

• Fears and resistance from many professionals

• Unequal access to Self-Directed Support, where some
groups are seen as lacking capacity or as too difficult to
be able to achieve greater control

• Administrative complexity at a local level
Good strategies…
1. Support pioneers - Encourage practical change in the real world or identify existing
innovations and help people seem them as part of the new wave of change. Unless change
seems real most people will not be persuaded.

2. Build understanding - Share stories, research and accessible materials that make the new
ideas seem exciting and positive.

3. Keep innovating - Develop a pro-innovation approach to change, instead of fixating on
one model encourage people to share good examples and learn from each other. Welcome
new ideas and help people to see how different ideas can fit together.

4. Work from the inside - Build alliances with frontline workers and managers who want to
make changes and ensure that solutions also help solve problems within existing systems.
Create legitimacy for making these changes within the systems that need to change.

5. Go public - Develop a social movement for change which encourages people to see these
ideas as relevant to their lives. The Australian campaign Every Australian Counts is a good
example of creating an inclusive campaign for change with a positive message.
A bad strategy…
In 2008 the Government in England decided
to spend €700,000,000 (£0.5 billion) on
implementing self-directed support. 

This money was almost entirely wasted on
management consultancy, new
management jobs, IT projects. When the
money stopped in 2011 no significant
systemic progress had been achieved.

Worse, this process undermined the real
innovation and reduced the capacity of
systems to innovate in the future.

It is like pouring gasoline on your fields.
Give a man a fish and he
eats for a day

Teach a man to fish and
he will eat for ever

Pay a consultant to
provide a new system for
fishing…

…he will drain the river
and sell you plastic fish
Who to trust, instead
1. People with disabilities

2. Families

3. Frontline workers & social workers

4. People who’ve done it already
Hanne-Maria Leppäranta, who is a social
worker and a mother has developed a good
approach to setting budgets which is:

• Simple

• Ethical

• Cost control
for example…
https://www.tampere.fi/tiedostot/h/FciG4436j/raportti_laskentamalli.pdf
https://www.tampere.fi/sosiaali-ja-terveyspalvelut/valinnanvapauskokeilu/
henkilokohtainen-budjetti.html
expand capacity…
…connect with each other
SKILLS
Looking to the future
Self-directed support is spreading…
Now and Next recasts
the relationship between
the professional and the
parent through
combining the spirit of
person-centred
planning, peer support
and enabling
professionals and
families to work
together as true equals -
respecting the ultimate
authority of the family.
Katrina’s son Jonathan has complex
health needs. He has a tracheostomy
and needs to take a breathing unit with
him at all times. He suffers from severe
epilepsy, which requires rectal
medication for treatment. He has severe
curvature of the spine, is double-jointed
and has hypotonia. His health
assessment described him as having
severe learning disabilities, severe
behavioural problems, global
development delays and no speech. He
also has bilateral deafness and eczema.
In the last 3 years before leaving school
Jonathan spent 150 days in hospital
with breathing problems. After leaving
school Jonathan had support that was
recruited and controlled by his mum,
and funded by an integrated personal
budget. There were no more stays in
hospital; he had a job where he was
valued and earned several
qualifications; his life changed for the
better.
1. Ensuring people always have peer support available

2. Encouraging the development of cooperatives to provide support

3. Putting in place systems to monitor and protect funding levels

4. Creating systems of advocacy in partnership with trade unions

5. Enabling businesses the ability to develop transformation plans to
change their models of support in a planned way

6. Ensure people can use personalised support and systems like Individual
Service Funds rather than being forced to take on all responsibilities

7. Ensure systems are accountable to people with disabilities and families
and that they are innovating working to develop higher standards
What I wish I had done
Finally
1. Just do it - learn - repeat

2. Keep it simple - build
systems everyone
understand

3. Use your talents - don’t look
for salvation from outside

4. Don’t waste money on
consultants: keep change
cheap

5. Trust those who have
proved trustworthy

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The Development of Self-Directed Support in Finland

  • 1. Self-Directed Support Background & International Learning SKILLS
  • 2.
  • 3. There is 50 years of experience of doing self-directed support - all around the world - good progress mixed with common challenges
  • 4. • The intellectual case for self-directed support is strong and it is emerging as the new norm everywhere. • Increasingly people are recognising that it is an issue of basic human rights - not an option. • The challenge is to build systems that make it an easy and natural way of doing things.
  • 5. 1. What is SDS?
  • 6. Article 1 of the UN Declaration of Human Rights states: All human beings are born free and equal in dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood. The first principle defined by the UN Convention on the Rights of Persons with Disabilities (UNCRPD) is: Respect for inherent dignity, individual autonomy including the freedom to make one’s own choices, and independence of persons.
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  • 9. Old model of Professional Gift Model of service delivery: 1. Community funds the state 2. State funds professionals 3. Professionals decide what people need 4. Person receives support as a gift, not a right
  • 10. Self-Directed Support is based on the Citizenship Model: 1. Citizens are in control of their own lives 2. Citizens live as part of a community 3. Citizen have entitlements to support 4. Citizen shape the support they need
  • 11. • Independent Living Movement - Ed Roberts in Berkely California in 1960s • Family Movement - Canadian brokerage movement in 1970s • Deinstitutionalisation - social role valorisation and the movement for inclusion in 1980s • Human Rights - UN Convention on Rights of Disabled People - 2006 • AND - Public service reform - BUT competing goals
  • 12. 2. How does it work?
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  • 14. 1. People find out if they are entitled to support and if they are entitled to a budget - Rights 2. People make plans, with help from family, friends and sometimes professionals to decide what they want to do, using their real wealth (which includes, but is not limited to their budget) - Freedom 3. People live their life, getting the mixture of paid and unpaid support that works for them - Participation 4. People meet their needs, but in a way that is consistent with their goals, and they share what they’ve learned with the community - Citizenship
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  • 17. But it is not easy… 1. People lack knowledge of what they are entitled to 2. People are not free to plan and set their own goals 3. People are not allowed to use resources creatively 4. People are not seen as equal citizens
  • 18. 3. What’s the impact?
  • 19. • Good News I - Research shows self-directed support helps people lead better lives • Good News II - Research sometimes shows people can lead better lives and it doesn’t cost more • Bad News I - Research rarely helps us understand what elements of SDS help the most • Bad News II - Research is rarely focused on citizenship, rights or inclusion - i.e. studying the wrong thing
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  • 29. 4. Why does it work?
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  • 35. What the research suggests is that Self-Directed Support works because: 1. People can focus on things they really want to do 2. People can stop doing things they don’t value 3. People can select professional support they really value 4. People can use budget to enhance their community life 5. It is NOT about markets or competition
  • 36. 5. Why is it different?
  • 37. 1. People would be told their personal budget as early as possible so that they knew whether they were entitled to support and if so, how much. 2. People could make their own plans, with the people they wanted to. 3. People would finalise and agree their plan with the social worker who worked for the local authority. 4. People could take this budget as cash or ask for it to be managed for them by the local authority or by a third party. 5. People can use their budget flexibly and either organise their own support or pay someone else to organise their support for them. 6. The objective is to enable the person to get on to live their own life as a full citizen, actively involved in their community. 7. The review process should be human and should focus on whether the person is safe, living well and able to follow their own goals.
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  • 41. 6. How is it going?
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  • 43. • People with physical disabilities may need much less help around decision-making and may want to employ their own personal assistants. Hence Self-Directed Support or independent living often focuses on employment of your own staff team. • People with intellectual disabilities may need more help with decision-making and this has led to a greater focus on advocacy or brokerage systems. • Older people may be much less likely to employ staff and may be more willing to purchase services from existing community organisations. • People with mental health problems may be focused on solutions that include counselling and peer support to provide support while making decisions.
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  • 46. Hand over to Keith from In Control Scotland…
  • 47. Self-Directed Support How to make it happen - implementation SKILLS
  • 48. Understanding the design principles of self-directed support
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  • 50. 1. Independent living - we have the right to be a citizen with full access to ordinary lives - I have a right to live my life in a way that makes sense to me. 2. Entitlement - we are each entitled to enough support to achieve citizenship - I have a right to enough support and also the right not to be over-supported. 3. Freedom - we should be in control of our own lives - I have a right to make decisions about how I live my life and, if needed, I have a right to be supported by people who know me and love me to make those decisions with me. 4. Openness - we should be clear about any rules or systems - I have a right to be told clearly and simply how the system of entitlement works and how the rules affect me; including how much money I am entitled to for my support. 5. Flexibility - we should be free to use our own entitlements as we see fit - I have a right to use my money in any way that helps me to live my life; including the freedom to take risks, make mistakes and learn from them. 6. Learning - we should share what we are learning to help everyone - I have a responsibility to share with others what I have learnt, what works for me and what doesn’t work for me. 7. Contribution - we have a responsibility to contribute and to build stronger communities - I have a right and a responsibility to use my skills, talents and knowledge to play a full part as a citizen in my community.
  • 51. What speeds things up • Permissive legislation and guidance • Positive national policy • Examples of creative innovation • Examples of good leadership • Learning from each other
  • 52. What slows things down • Low level of public knowledge, people only experience these problems when disability or illness affects their own family • Fears and resistance from many professionals • Unequal access to Self-Directed Support, where some groups are seen as lacking capacity or as too difficult to be able to achieve greater control • Administrative complexity at a local level
  • 53. Good strategies… 1. Support pioneers - Encourage practical change in the real world or identify existing innovations and help people seem them as part of the new wave of change. Unless change seems real most people will not be persuaded. 2. Build understanding - Share stories, research and accessible materials that make the new ideas seem exciting and positive. 3. Keep innovating - Develop a pro-innovation approach to change, instead of fixating on one model encourage people to share good examples and learn from each other. Welcome new ideas and help people to see how different ideas can fit together. 4. Work from the inside - Build alliances with frontline workers and managers who want to make changes and ensure that solutions also help solve problems within existing systems. Create legitimacy for making these changes within the systems that need to change. 5. Go public - Develop a social movement for change which encourages people to see these ideas as relevant to their lives. The Australian campaign Every Australian Counts is a good example of creating an inclusive campaign for change with a positive message.
  • 54. A bad strategy… In 2008 the Government in England decided to spend €700,000,000 (£0.5 billion) on implementing self-directed support. This money was almost entirely wasted on management consultancy, new management jobs, IT projects. When the money stopped in 2011 no significant systemic progress had been achieved. Worse, this process undermined the real innovation and reduced the capacity of systems to innovate in the future. It is like pouring gasoline on your fields.
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  • 56. Give a man a fish and he eats for a day Teach a man to fish and he will eat for ever Pay a consultant to provide a new system for fishing… …he will drain the river and sell you plastic fish
  • 57. Who to trust, instead 1. People with disabilities 2. Families 3. Frontline workers & social workers 4. People who’ve done it already
  • 58. Hanne-Maria Leppäranta, who is a social worker and a mother has developed a good approach to setting budgets which is: • Simple • Ethical • Cost control for example… https://www.tampere.fi/tiedostot/h/FciG4436j/raportti_laskentamalli.pdf https://www.tampere.fi/sosiaali-ja-terveyspalvelut/valinnanvapauskokeilu/ henkilokohtainen-budjetti.html
  • 60. …connect with each other SKILLS
  • 61. Looking to the future
  • 62. Self-directed support is spreading…
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  • 64. Now and Next recasts the relationship between the professional and the parent through combining the spirit of person-centred planning, peer support and enabling professionals and families to work together as true equals - respecting the ultimate authority of the family.
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  • 66. Katrina’s son Jonathan has complex health needs. He has a tracheostomy and needs to take a breathing unit with him at all times. He suffers from severe epilepsy, which requires rectal medication for treatment. He has severe curvature of the spine, is double-jointed and has hypotonia. His health assessment described him as having severe learning disabilities, severe behavioural problems, global development delays and no speech. He also has bilateral deafness and eczema. In the last 3 years before leaving school Jonathan spent 150 days in hospital with breathing problems. After leaving school Jonathan had support that was recruited and controlled by his mum, and funded by an integrated personal budget. There were no more stays in hospital; he had a job where he was valued and earned several qualifications; his life changed for the better.
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  • 69. 1. Ensuring people always have peer support available 2. Encouraging the development of cooperatives to provide support 3. Putting in place systems to monitor and protect funding levels 4. Creating systems of advocacy in partnership with trade unions 5. Enabling businesses the ability to develop transformation plans to change their models of support in a planned way 6. Ensure people can use personalised support and systems like Individual Service Funds rather than being forced to take on all responsibilities 7. Ensure systems are accountable to people with disabilities and families and that they are innovating working to develop higher standards What I wish I had done
  • 70. Finally 1. Just do it - learn - repeat 2. Keep it simple - build systems everyone understand 3. Use your talents - don’t look for salvation from outside 4. Don’t waste money on consultants: keep change cheap 5. Trust those who have proved trustworthy