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Adaptation planning support
LEG RegionalTrainingWorkshop
Pacific
Nadi, Fiji
10 July 2017
Country strategies& plans
Adaptation Plans,
NDCs, other climate
change strategies&
plans
Led by climate
change focal points
CountryGCF programmes
Defines country’sGCF
programming priorities
Led by GCF NDA/ focal
point
EntityGCF work programmes
Identifies initiatives to
respond to country
priorities
Led by GCF accredited
entities
Pipelines
Develop projects/
programmes for
funding
Led by GCF accredited
entities
Planning-programming continuum
As of22 May 2017
LATIN AMERICA &
the CARIBBEAN
27 approved
(USD 6.7M, 20 countries)
13 approved and disbursed
(USD 1.3M, 9 countries)
AFRICA
39 approved
(USD 12 M, 31 countries)
22 approved and disbursed
(USD 2.6 M, 21 countries)
ASIA-PACIFIC
30 approved
(USD 9.2 M, 19 countries)
17 approved and disbursed
(USD 1.6 M, 12 countries)
EASTERN EUROPE
5 approved
(USD 1.5 M, 5 countries)
1 approved and disbursed
(USD 82K, 1 country)
GCF Readiness support
provided to date
$29.5M for 75 countries
COP21(Dec2015)
Expedite support
to formulate &
implement
national
adaptation plans
GCFB13(Jun2016)
Countries are
invited to submit
requests for NAPs
and/or other
adaptation
planning processes
June2017
19 countries have
formally submitted
proposals, 2
(Liberia, Nepal)
have approved, 10+
in advanced stages
of approval.
Improved proposal
guidance and
template
Adaptation Planning support COP21
to present
Readiness Programme Country Cap
1. Up to USD 1 million per country per year.
• Of this, up to USD 300,000 for NDA strengthening and
country programming
2. Up to USD 3 million per country for adaptation planning
(no restrictions on number of proposals, time to use the funds,
number of implementing partners)
Adaptation planning
Scope
• National adaptation
planning (NAPs)
• Other adaptation
planning processes
Modalities
• Readiness
Programme up to
$3M/country
• Funding proposals
under Adaptation
window
Governing
instrument
Paris
agreement
Board
Adaptation
planning
processes
Adaptation Planning Support
Progress in 2017
(as of 4 July 2017)
Antigua & Barbuda
DRC
Madagascar
Liberia
Pakistan
Nepal
Mongolia
20 draft proposals submitted:
3 approved and 17 under review
Tanzania
Colombia
Uruguay
Argentina
Ecuador
Armenia
NigerDominican Republic
Bosnia & Herzegovina
Kenya
Mauritania
Malawi
Zimbabwe
1. Submission
• Proposed by NDA
• Implementation
partner defined
by NDA
(Accreditedor
non-Accredited)
• Multiple
proposals with
different
implementation
partnersOK
• Jan 31,Apr 30,
July 31,Oct 31
2.Technical
review & ED
decision
• Secretariat
reviews
• ED or designate
decides
3. Legal
arrangements,
disbursements,
reporting
• Grant agreement
• Legal opinion,
disbursement
request &
authorization
• Payments
• Reporting
Adaptation Planning proposal,
review and disbursement process
1. Adaptation governance and coordination established
2. Impact and investment information, and
capacity to analyse it
3. Knowledge, information & communication
4. Policy & strategy development/integration
5. Financing action plan
6. Monitoring & learning
Indicative
adaptation planning outcome areas
Indicative adaptation planning outcomes
(Annex iv in Readiness Guidance)
1. Effective adaptation governance and coordination established
1.1 National mandateand strategy for adaptation planningprocessesdeveloped
1.2 Institutional arrangementsto support adaptation planningprocessesin place
1.3 Stakeholder engagement process(es) to ensurestakeholdersengaged (governments, private sector, associations, civil society, academia)
1.4 Mechanism for regularlyreviewingand updatingadaptation plan in place
2. Climate impact and adaptation investment information and capacityto analyse it strengthened
2.1 Available information on climate change impacts, vulnerability and adaptation investments(stocktaking) identified, increased and/or shared
2.2 Climate change impacts, vulnerabilities, and adaptationsoptionsidentified and prioritised at sector, sub-national,and/or national levels
2.3 Current and future climate change risks identified and prioritized
2.4 Analytical framework and inter-institutional processfor identifyingand/or prioritisingadaptation actionsdesigned
2.5 Capacity gapsand needsfor design and implementation of adaptation actionsassessed
3.0 Adaptationknowledge management, information sharing, and communication
3.1 System (or coordinated systems) developed for gathering, organisingand updatingrelevant dataand information on adaptation
3.2 Relevance, progressand outputsof adaptation planningcommunicated to stakeholdersbased on a developed adaptation strategy
3.3 Mechanism(s) for sharingclimate information at appropriate scalesand timeframe and in accessible formatsestablished
4. Alignment of country’soverall development policyand strategy
4.1 Adaptation actions/measuresintegrated into national, sectoral or subnational development strategies, plansandbudgets
4.2 National, sectoral or subnational adaptation strategiesand/or plansproduced, validated and/or published
4.3 Implementation strategiesfor adaptation developed at national, sectoral and/or subnational levels
4.4 Transparent mechanism to help create an enablingenvironment for sectoral or sub-national actorsto accessadaptation finance established
5. Enhanced adaptationfinance action plan
5.1 Financingplansfor prioritised adaptation actionsdeveloped (includingpublic/private, domestic/international)
5.2 GCFcountryprogramme linked to adaptation finance action plan
5.3 Concept notesdeveloped for priority interventionsdeveloped
5.4 Roadshow with potential financiersfor priority interventionsundertaken
6. Monitoring, evaluation, and learningcapacityand system developed
6.1 Monitoringand evaluation frameworkor system for theadaptation planningprocessand itseffectivenessestablished
6.2 Metrics/ indicators and methodsfor monitoringthe adaptation planningprocessand/or adaptation outcomesdefined
6.3 Optionsfor systematically gatheringlessonsand integratingthem into future iterationsof theadaptation planningprocessidentified
Examples of activities supported
Outcome: Governance and
Coordination
Effective support for strengthening existing
CC coordination mechanism
Coordinated strategy and action plan
developed to support the planning process
Monitoring framework across sectors to be
put in place
Examples of outcomes supported
Outcome 1: Knowledge, information
and communication
Risk assessments and economic impact studies in
climate sensitive sectors conducted and
incorporated in official data systems
Effective knowledge sharing platform as a
resource for climate relevant planning established
Climate Change induced, natural disasters related
database developed
Examples of outcomes supported
(Liberia and Nepal)
Outcome: Financing action plan
Sector and area based costed investment plans
prepared for scaling up adaptation in agriculture
and coastal areas that take into account climate
change risks and opportunities
Policy options for scaling up financing for
adaptation investments identified and
recommended
Foster Public Private Partnerships (PPPs) to
support adaptation investments.
Additional information requested
(Section 3 in Readiness Guidance)
How the proposed adaptation planning activities will:
A. Address vulnerability and anticipated impacts of climate change, over time
B. Complement and integrate with other adaptation planning activities:
 NAPAs, NAPs and/or other national adaptation plans
 relevant sub-national adaptation plans
 relevant sector-specific adaptation plans
C. Enable inclusive gender responsive stakeholder engagement mechanisms and
inter-institutional arrangements
D. Contribute to:
 reduce vulnerability to impacts of climate change
 integration of climate change adaptation, in a coherent manner, into relevant
new and existing policies, programmes and activities
Thank you

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6.3.1 CLIMADA model demo
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6.2 Marine fisheries focus on tuna
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6.1.4 Methodologies for climate rational for adaptation - GCF
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6.1.3 Methodologies for climate rational for adaptation
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7.5.2 Regional TEM-A Part 1
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7.3.5 A system approach to the integration of the agriculture sector in the NAP
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7.3.4 A system approach to the integration of the agriculture sector in the NAP
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7.3.3 A system approach to the integration of the agriculture sector in the NAP
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GCF Adaptation Planning support

  • 1. Adaptation planning support LEG RegionalTrainingWorkshop Pacific Nadi, Fiji 10 July 2017
  • 2. Country strategies& plans Adaptation Plans, NDCs, other climate change strategies& plans Led by climate change focal points CountryGCF programmes Defines country’sGCF programming priorities Led by GCF NDA/ focal point EntityGCF work programmes Identifies initiatives to respond to country priorities Led by GCF accredited entities Pipelines Develop projects/ programmes for funding Led by GCF accredited entities Planning-programming continuum
  • 3. As of22 May 2017 LATIN AMERICA & the CARIBBEAN 27 approved (USD 6.7M, 20 countries) 13 approved and disbursed (USD 1.3M, 9 countries) AFRICA 39 approved (USD 12 M, 31 countries) 22 approved and disbursed (USD 2.6 M, 21 countries) ASIA-PACIFIC 30 approved (USD 9.2 M, 19 countries) 17 approved and disbursed (USD 1.6 M, 12 countries) EASTERN EUROPE 5 approved (USD 1.5 M, 5 countries) 1 approved and disbursed (USD 82K, 1 country) GCF Readiness support provided to date $29.5M for 75 countries
  • 4. COP21(Dec2015) Expedite support to formulate & implement national adaptation plans GCFB13(Jun2016) Countries are invited to submit requests for NAPs and/or other adaptation planning processes June2017 19 countries have formally submitted proposals, 2 (Liberia, Nepal) have approved, 10+ in advanced stages of approval. Improved proposal guidance and template Adaptation Planning support COP21 to present
  • 5. Readiness Programme Country Cap 1. Up to USD 1 million per country per year. • Of this, up to USD 300,000 for NDA strengthening and country programming 2. Up to USD 3 million per country for adaptation planning (no restrictions on number of proposals, time to use the funds, number of implementing partners)
  • 6. Adaptation planning Scope • National adaptation planning (NAPs) • Other adaptation planning processes Modalities • Readiness Programme up to $3M/country • Funding proposals under Adaptation window Governing instrument Paris agreement Board Adaptation planning processes
  • 7. Adaptation Planning Support Progress in 2017 (as of 4 July 2017) Antigua & Barbuda DRC Madagascar Liberia Pakistan Nepal Mongolia 20 draft proposals submitted: 3 approved and 17 under review Tanzania Colombia Uruguay Argentina Ecuador Armenia NigerDominican Republic Bosnia & Herzegovina Kenya Mauritania Malawi Zimbabwe
  • 8. 1. Submission • Proposed by NDA • Implementation partner defined by NDA (Accreditedor non-Accredited) • Multiple proposals with different implementation partnersOK • Jan 31,Apr 30, July 31,Oct 31 2.Technical review & ED decision • Secretariat reviews • ED or designate decides 3. Legal arrangements, disbursements, reporting • Grant agreement • Legal opinion, disbursement request & authorization • Payments • Reporting Adaptation Planning proposal, review and disbursement process
  • 9. 1. Adaptation governance and coordination established 2. Impact and investment information, and capacity to analyse it 3. Knowledge, information & communication 4. Policy & strategy development/integration 5. Financing action plan 6. Monitoring & learning Indicative adaptation planning outcome areas
  • 10. Indicative adaptation planning outcomes (Annex iv in Readiness Guidance) 1. Effective adaptation governance and coordination established 1.1 National mandateand strategy for adaptation planningprocessesdeveloped 1.2 Institutional arrangementsto support adaptation planningprocessesin place 1.3 Stakeholder engagement process(es) to ensurestakeholdersengaged (governments, private sector, associations, civil society, academia) 1.4 Mechanism for regularlyreviewingand updatingadaptation plan in place 2. Climate impact and adaptation investment information and capacityto analyse it strengthened 2.1 Available information on climate change impacts, vulnerability and adaptation investments(stocktaking) identified, increased and/or shared 2.2 Climate change impacts, vulnerabilities, and adaptationsoptionsidentified and prioritised at sector, sub-national,and/or national levels 2.3 Current and future climate change risks identified and prioritized 2.4 Analytical framework and inter-institutional processfor identifyingand/or prioritisingadaptation actionsdesigned 2.5 Capacity gapsand needsfor design and implementation of adaptation actionsassessed 3.0 Adaptationknowledge management, information sharing, and communication 3.1 System (or coordinated systems) developed for gathering, organisingand updatingrelevant dataand information on adaptation 3.2 Relevance, progressand outputsof adaptation planningcommunicated to stakeholdersbased on a developed adaptation strategy 3.3 Mechanism(s) for sharingclimate information at appropriate scalesand timeframe and in accessible formatsestablished 4. Alignment of country’soverall development policyand strategy 4.1 Adaptation actions/measuresintegrated into national, sectoral or subnational development strategies, plansandbudgets 4.2 National, sectoral or subnational adaptation strategiesand/or plansproduced, validated and/or published 4.3 Implementation strategiesfor adaptation developed at national, sectoral and/or subnational levels 4.4 Transparent mechanism to help create an enablingenvironment for sectoral or sub-national actorsto accessadaptation finance established 5. Enhanced adaptationfinance action plan 5.1 Financingplansfor prioritised adaptation actionsdeveloped (includingpublic/private, domestic/international) 5.2 GCFcountryprogramme linked to adaptation finance action plan 5.3 Concept notesdeveloped for priority interventionsdeveloped 5.4 Roadshow with potential financiersfor priority interventionsundertaken 6. Monitoring, evaluation, and learningcapacityand system developed 6.1 Monitoringand evaluation frameworkor system for theadaptation planningprocessand itseffectivenessestablished 6.2 Metrics/ indicators and methodsfor monitoringthe adaptation planningprocessand/or adaptation outcomesdefined 6.3 Optionsfor systematically gatheringlessonsand integratingthem into future iterationsof theadaptation planningprocessidentified
  • 11. Examples of activities supported Outcome: Governance and Coordination Effective support for strengthening existing CC coordination mechanism Coordinated strategy and action plan developed to support the planning process Monitoring framework across sectors to be put in place
  • 12. Examples of outcomes supported Outcome 1: Knowledge, information and communication Risk assessments and economic impact studies in climate sensitive sectors conducted and incorporated in official data systems Effective knowledge sharing platform as a resource for climate relevant planning established Climate Change induced, natural disasters related database developed
  • 13. Examples of outcomes supported (Liberia and Nepal) Outcome: Financing action plan Sector and area based costed investment plans prepared for scaling up adaptation in agriculture and coastal areas that take into account climate change risks and opportunities Policy options for scaling up financing for adaptation investments identified and recommended Foster Public Private Partnerships (PPPs) to support adaptation investments.
  • 14. Additional information requested (Section 3 in Readiness Guidance) How the proposed adaptation planning activities will: A. Address vulnerability and anticipated impacts of climate change, over time B. Complement and integrate with other adaptation planning activities:  NAPAs, NAPs and/or other national adaptation plans  relevant sub-national adaptation plans  relevant sector-specific adaptation plans C. Enable inclusive gender responsive stakeholder engagement mechanisms and inter-institutional arrangements D. Contribute to:  reduce vulnerability to impacts of climate change  integration of climate change adaptation, in a coherent manner, into relevant new and existing policies, programmes and activities