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DRAFT

Uzbekistan Vision 2030
GOVERNANCE

The views expressed in this publication are those of author and do not
necessarily represent those of the United Nations, including UNDP, or their
Member States

This draft was presented during workshop on Vision 2030 in Tashkent.
12 November 2013

“Vision 2030 - Governance”

1
Institutional Transformation to
Improve the Efficiency of Structural
Reforms
Effective Governance

12 November 2013

“Vision 2030 - Governance”

2
Part 1

Vision 2030

NATIONAL
CONTEXT
of Governance Reforms

12 November 2013

“Vision 2030 - Governance”

3
President’s Vision

Long Term Objective:

“ . . . To join the ranks of the modern developed and
democratic states, ensure our people the decent
living standards and worthy place in the world
community . . .”

12 November 2013

“Vision 2030 - Governance”

4
President’s Vision

The State by 2030:
• “ . . .an open democratic and law-governed state
with a stable developing economy and society
respected in the world, in which a man, his
interests, his rights and freedoms are the highest
value not in words, but in practice. . .”

12 November 2013

“Vision 2030 - Governance”

5
President’s Vision

The Model:
“ . . .radical changing and renewal of the state and
constitutional order; implementing political,
economic and social reforms based on such
principles as de-ideolization of economy and its
priority over politics, giving the state the role of a
major reformer. . . ensuring rule of law, providing
strong social policy, implementing the reforms on
a step-by-step and gradual basis . . .”
12 November 2013

“Vision 2030 - Governance”

6
Part 2

Vision 2030

VISION FOR
EFFECTIVE
GOVERNANCE

12 November 2013

“Vision 2030 - Governance”

7
Effective Governance – ensuring an enabling
environment for prosperity
Vision
•

By 2030, the role of the state plus its capacities and functions will be people-centered,
flexible and adaptive to meet the social, economic and environmental needs
addressed increasingly by the private sector and civil society.

•

Capable, transparent and accountable central and local governments will cooperate
with citizens and civil society institutions to achieve equal justice, sustainable local
development and quality public services.

•

By 2030, the state will have in place a modern, stable, service-oriented and
accountable civil service in the framework of good governance

•

A modernized and reformed public administration that utilizes public resources
effectively and efficiently for basic services delivery and revenue enhancement geared
to supporting the development of the private sector for national economic and social
development

12 November 2013

“Vision 2030 - Governance”

8
High Level Linkages
Political
Parties

STATE
SECTOR
CIVIL
SOCIETY

PRIVATE
SECTOR

LEGISLATIVE

Linkages

EXECUTIVE
(Government)
GOVERNANCE /
Public Administration
REFORM

JUDICIARY

Linkages

Linkages
12 November 2013

“Vision 2030 - Governance”

9
Selected Governance Indicators for Uzbekistan

• Worldwide Governance Indicators
• E-government Development Indicator

12 November 2013

“Vision 2030 - Governance”

10
Uzbekistan: World Governance Indicators
Government Effectiveness
0
-0.2

Regulatory Quality
0

2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

-0.5

2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

-0.4
-0.6

-1

-0.8

-1.5

-1
-2

-1.2
-1.4

-2.5

Rule of Law

Voice and Accountability

0
-0.2

-1.6
2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

-1.7

2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

-0.4
-0.6
-0.8
-1

-1.8
-1.9
-2

-1.2
-1.4
-1.6

12 November 2013

-2.1
-2.2

Source: World Bank Governance Indicators.
http://info.worldbank.org/governance/wgi/index.aspx#home

11
E-Government Development Indicator (EGDI)
EGDI

Country

World EGDI Dev. Ranking

2012

2010

2012

2010

0.6844

0.5578

38

46

0.5099

0.4498

91

87

Kyrgyzstan

0.4879

0.4417

99

91

Tajikistan

0.4069

0.3477

122

122

Turkmenistan

0.3813

0.3226

126

130

Sub-regional
average

0.4941

0.4239

of 193 member states

Worldwide
average

0.4882

0.4406

Kazakhstan

Uzbekistan

Highest score (Rep. Of Korea) 0.9283
Lowest score (Somalia)
0.0640

Source: UNDESA, “E-Government Survey, 2012”,
www.unpan.org/e-government, page 23

12 November 2013

“Vision 2030 - Governance”

12
Part 3

Vision 2030

CONCEPTUAL
FRAMEWORK
for Governance Reforms

12 November 2013

“Vision 2030 - Governance”

13
More effective governance can be achieved and
sustained through seven main areas or goals
1

Strengthened central executive management, policy and coordination
functions of the government

2

Reformed and streamlined rule-of-law, regulatory and judicial processes and
practices

3

Strengthened financial management at all levels

4

Reformed and modernized civil service

5

Strengthened local government functions

6

Streamlined and modernized service delivery through alternative services
delivery mechanisms, with an emphasis on e-governance

7

Increased transparency and accountability of government

12 November 2013

“Vision 2030 - Governance”

14
FRAMEWORK: inter-related and cross-cutting
HRD

CENTRAL /
EXECUTIVE,
POLICY &
COORDINATION

RULE-OF-LAW
JUDICIAL &
REGULATORY
REFORM

COORDINATION

FINANCIAL
MANAGEMENT
REFORM

Gov / PAR

CIVIL
SERVICE
REFORM

INTEGRATION

LOCAL
GOVERNANCE
REFORM
TRANSPARENCY &
ACCOUNTABILITY

STREAMLINED
SERVICE
DELIVERY

(oversight)
12 November 2013

HRD

15
Strengthening central government policy and
coordination

1

Goal:
To strengthen central institutions and capacities in order to integrate

evidence-based central policy, national strategy and planning systems
including the carrying out of regulatory, legislative needs and policy
impact assessments.

12 November 2013

“Vision 2030 - Governance”

16
Strengthening central government policy and
coordination

1

Indicative measures and reforms

1) Strengthen the national strategy and planning system

2) Strengthen central monitoring and evaluation systems and institutions
3) Develop implementation strategy for restructuring / strengthening of central
government organizations, institutions and agencies
4) Develop policy, methods and guidelines for legislative, policy and regulatory
impact assessments
5) Carry out functional reviews and capacity assessments of existing national
strategy, planning and policy coordination systems

6) . . . . .
12 November 2013

“Vision 2030 - Governance”

17
Strengthening rule-of-law, regulatory and judicial
processes and practices

2

Goal:
To strengthen the legislative drafting capacities in Parliament, Cabinet

of Ministers, ministries and local governments; and to enhance law
drafting techniques to conform to international good practices,
including the harmonizing of national laws and legal culture with
international norms.

12 November 2013

“Vision 2030 - Governance”

18
Strengthening rule-of-law, regulatory and judicial
processes and practices

2

Indicative measures and reforms
1) Develop regular, transparent codification of national legislation
2) Develop methodologies, standards and systems for citizen participation in the
law drafting process
3) Develop systems for assurance that harmonization will be carried out prior to
becoming a party to international treaties
4) Strengthen alternative dispute resolution mechanism to support private
business development
5) . . . .

12 November 2013

“Vision 2030 - Governance”

19
Strengthening financial management

3

Goal:
Introduce results-based annual and mid-term budgeting systems at the

central and local levels, strengthen other key financial management
functions at the central and local levels, and strengthen transparency,
accountability and participation in financial management

12 November 2013

“Vision 2030 - Governance”

20
Strengthening financial management

3

Indicative measures and reforms

1) Strengthen institutions and develop capacities for revenue administration,
macro-economic forecasting, debt management, treasury functions, public
investment, and expenditure management (national and sub-national)
2) Strengthen and modernize public procurement systems
3) Strengthen internal audit systems and institutions
4) . . . .

12 November 2013

“Vision 2030 - Governance”

21
Reforming and modernizing the civil service

4

Goal:
To institute a professional, stable, service-oriented and accountable

civil service in the framework of good governance. This will require the
reform of the civil service legal and regulatory environment, and
optimization of operational performance.

12 November 2013

“Vision 2030 - Governance”

22
Reforming and modernizing the civil service

4

Indicative measures and reforms
1) Develop and institute a modern system for human resources management based
on career development, training and individual performance
2) Implement a transparent, competitive and more accountable merit-based
recruitment, appointment and promotion process.
3) Optimize the participation of women in the civil service and to ensure gender
equity.
4) Develop and implement a fair system for performance incentives, as well as
measures for poor performance
5) . . .

12 November 2013

“Vision 2030 - Governance”

23
Strengthening local government functions

5

Goal:
To strengthen the capacities, institutions and functions of district and

regional administrations, and to ensure a reasonable balance of
interests (1) between the central and local levels of government, and (2)
between the state, the market/private sector and civil society

12 November 2013

“Vision 2030 - Governance”

24
Strengthening local government functions

5

Indicative measures and reforms

1) Develop and implement strategies and business plans and models
2) Develop and implement innovative models for revenue generation
3) Develop an accountability model based on delegation of authority and
decentralized decision-making
4) Develop and implement systems for the participatory monitoring, reporting and
evaluation
5) . . . .

12 November 2013

“Vision 2030 - Governance”

25
Modernizing service delivery through alternative
services delivery mechanisms

6

Goal:
Adopt an alternative service delivery policy and strategy applicable to
all agencies and ministries, integrated with the e-governance strategy

while ensuring civic participation in design, implementation and
monitoring

12 November 2013

“Vision 2030 - Governance”

26
Modernizing service delivery through alternative
services delivery mechanisms

6

Indicative measures and reforms
1) Develop & implement strategies and business plans for priority government
services that may be candidates for alternative means of service delivery
(institutional / capacity development)
2) Adopt a model whereby alternatively delivered services are accountable to state
agencies
3) Develop and implement ICT innovation strategies in partnership with the private
sector and other impacted organizations
4)

....

12 November 2013

“Vision 2030 - Governance”

27
Increasing transparency and accountability

7

Goal:
Strengthen parliamentary and public oversight of the implementation of

laws, and strengthen and promote standards and measures for public
integrity and public ethics in Uzbekistan

( accountability = sustainability )

12 November 2013

“Vision 2030 - Governance”

28
Increasing transparency and accountability

7

Indicative measures and reforms
1) Develop and promulgate an accountability policy and model for government
based on results based management principles
2) Strengthen government and public institutions that support monitoring &
reporting on implementation of laws
3) Strengthen systems and capacities for citizen / voter feedback and input to
parliamentary oversight, including systems for public hearings
4) Develop / revise , publish and communicate a policy on values, integrity and
ethics of public institutions and civil servants
5) . . . .

12 November 2013

“Vision 2030 - Governance”

29
Thank you !

12 November 2013

“Vision 2030 - Governance”

30

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Uzbekistan Vision 2030: Governance

  • 1. DRAFT Uzbekistan Vision 2030 GOVERNANCE The views expressed in this publication are those of author and do not necessarily represent those of the United Nations, including UNDP, or their Member States This draft was presented during workshop on Vision 2030 in Tashkent. 12 November 2013 “Vision 2030 - Governance” 1
  • 2. Institutional Transformation to Improve the Efficiency of Structural Reforms Effective Governance 12 November 2013 “Vision 2030 - Governance” 2
  • 3. Part 1 Vision 2030 NATIONAL CONTEXT of Governance Reforms 12 November 2013 “Vision 2030 - Governance” 3
  • 4. President’s Vision Long Term Objective: “ . . . To join the ranks of the modern developed and democratic states, ensure our people the decent living standards and worthy place in the world community . . .” 12 November 2013 “Vision 2030 - Governance” 4
  • 5. President’s Vision The State by 2030: • “ . . .an open democratic and law-governed state with a stable developing economy and society respected in the world, in which a man, his interests, his rights and freedoms are the highest value not in words, but in practice. . .” 12 November 2013 “Vision 2030 - Governance” 5
  • 6. President’s Vision The Model: “ . . .radical changing and renewal of the state and constitutional order; implementing political, economic and social reforms based on such principles as de-ideolization of economy and its priority over politics, giving the state the role of a major reformer. . . ensuring rule of law, providing strong social policy, implementing the reforms on a step-by-step and gradual basis . . .” 12 November 2013 “Vision 2030 - Governance” 6
  • 7. Part 2 Vision 2030 VISION FOR EFFECTIVE GOVERNANCE 12 November 2013 “Vision 2030 - Governance” 7
  • 8. Effective Governance – ensuring an enabling environment for prosperity Vision • By 2030, the role of the state plus its capacities and functions will be people-centered, flexible and adaptive to meet the social, economic and environmental needs addressed increasingly by the private sector and civil society. • Capable, transparent and accountable central and local governments will cooperate with citizens and civil society institutions to achieve equal justice, sustainable local development and quality public services. • By 2030, the state will have in place a modern, stable, service-oriented and accountable civil service in the framework of good governance • A modernized and reformed public administration that utilizes public resources effectively and efficiently for basic services delivery and revenue enhancement geared to supporting the development of the private sector for national economic and social development 12 November 2013 “Vision 2030 - Governance” 8
  • 9. High Level Linkages Political Parties STATE SECTOR CIVIL SOCIETY PRIVATE SECTOR LEGISLATIVE Linkages EXECUTIVE (Government) GOVERNANCE / Public Administration REFORM JUDICIARY Linkages Linkages 12 November 2013 “Vision 2030 - Governance” 9
  • 10. Selected Governance Indicators for Uzbekistan • Worldwide Governance Indicators • E-government Development Indicator 12 November 2013 “Vision 2030 - Governance” 10
  • 11. Uzbekistan: World Governance Indicators Government Effectiveness 0 -0.2 Regulatory Quality 0 2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 -0.5 2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 -0.4 -0.6 -1 -0.8 -1.5 -1 -2 -1.2 -1.4 -2.5 Rule of Law Voice and Accountability 0 -0.2 -1.6 2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 -1.7 2000 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 -0.4 -0.6 -0.8 -1 -1.8 -1.9 -2 -1.2 -1.4 -1.6 12 November 2013 -2.1 -2.2 Source: World Bank Governance Indicators. http://info.worldbank.org/governance/wgi/index.aspx#home 11
  • 12. E-Government Development Indicator (EGDI) EGDI Country World EGDI Dev. Ranking 2012 2010 2012 2010 0.6844 0.5578 38 46 0.5099 0.4498 91 87 Kyrgyzstan 0.4879 0.4417 99 91 Tajikistan 0.4069 0.3477 122 122 Turkmenistan 0.3813 0.3226 126 130 Sub-regional average 0.4941 0.4239 of 193 member states Worldwide average 0.4882 0.4406 Kazakhstan Uzbekistan Highest score (Rep. Of Korea) 0.9283 Lowest score (Somalia) 0.0640 Source: UNDESA, “E-Government Survey, 2012”, www.unpan.org/e-government, page 23 12 November 2013 “Vision 2030 - Governance” 12
  • 13. Part 3 Vision 2030 CONCEPTUAL FRAMEWORK for Governance Reforms 12 November 2013 “Vision 2030 - Governance” 13
  • 14. More effective governance can be achieved and sustained through seven main areas or goals 1 Strengthened central executive management, policy and coordination functions of the government 2 Reformed and streamlined rule-of-law, regulatory and judicial processes and practices 3 Strengthened financial management at all levels 4 Reformed and modernized civil service 5 Strengthened local government functions 6 Streamlined and modernized service delivery through alternative services delivery mechanisms, with an emphasis on e-governance 7 Increased transparency and accountability of government 12 November 2013 “Vision 2030 - Governance” 14
  • 15. FRAMEWORK: inter-related and cross-cutting HRD CENTRAL / EXECUTIVE, POLICY & COORDINATION RULE-OF-LAW JUDICIAL & REGULATORY REFORM COORDINATION FINANCIAL MANAGEMENT REFORM Gov / PAR CIVIL SERVICE REFORM INTEGRATION LOCAL GOVERNANCE REFORM TRANSPARENCY & ACCOUNTABILITY STREAMLINED SERVICE DELIVERY (oversight) 12 November 2013 HRD 15
  • 16. Strengthening central government policy and coordination 1 Goal: To strengthen central institutions and capacities in order to integrate evidence-based central policy, national strategy and planning systems including the carrying out of regulatory, legislative needs and policy impact assessments. 12 November 2013 “Vision 2030 - Governance” 16
  • 17. Strengthening central government policy and coordination 1 Indicative measures and reforms 1) Strengthen the national strategy and planning system 2) Strengthen central monitoring and evaluation systems and institutions 3) Develop implementation strategy for restructuring / strengthening of central government organizations, institutions and agencies 4) Develop policy, methods and guidelines for legislative, policy and regulatory impact assessments 5) Carry out functional reviews and capacity assessments of existing national strategy, planning and policy coordination systems 6) . . . . . 12 November 2013 “Vision 2030 - Governance” 17
  • 18. Strengthening rule-of-law, regulatory and judicial processes and practices 2 Goal: To strengthen the legislative drafting capacities in Parliament, Cabinet of Ministers, ministries and local governments; and to enhance law drafting techniques to conform to international good practices, including the harmonizing of national laws and legal culture with international norms. 12 November 2013 “Vision 2030 - Governance” 18
  • 19. Strengthening rule-of-law, regulatory and judicial processes and practices 2 Indicative measures and reforms 1) Develop regular, transparent codification of national legislation 2) Develop methodologies, standards and systems for citizen participation in the law drafting process 3) Develop systems for assurance that harmonization will be carried out prior to becoming a party to international treaties 4) Strengthen alternative dispute resolution mechanism to support private business development 5) . . . . 12 November 2013 “Vision 2030 - Governance” 19
  • 20. Strengthening financial management 3 Goal: Introduce results-based annual and mid-term budgeting systems at the central and local levels, strengthen other key financial management functions at the central and local levels, and strengthen transparency, accountability and participation in financial management 12 November 2013 “Vision 2030 - Governance” 20
  • 21. Strengthening financial management 3 Indicative measures and reforms 1) Strengthen institutions and develop capacities for revenue administration, macro-economic forecasting, debt management, treasury functions, public investment, and expenditure management (national and sub-national) 2) Strengthen and modernize public procurement systems 3) Strengthen internal audit systems and institutions 4) . . . . 12 November 2013 “Vision 2030 - Governance” 21
  • 22. Reforming and modernizing the civil service 4 Goal: To institute a professional, stable, service-oriented and accountable civil service in the framework of good governance. This will require the reform of the civil service legal and regulatory environment, and optimization of operational performance. 12 November 2013 “Vision 2030 - Governance” 22
  • 23. Reforming and modernizing the civil service 4 Indicative measures and reforms 1) Develop and institute a modern system for human resources management based on career development, training and individual performance 2) Implement a transparent, competitive and more accountable merit-based recruitment, appointment and promotion process. 3) Optimize the participation of women in the civil service and to ensure gender equity. 4) Develop and implement a fair system for performance incentives, as well as measures for poor performance 5) . . . 12 November 2013 “Vision 2030 - Governance” 23
  • 24. Strengthening local government functions 5 Goal: To strengthen the capacities, institutions and functions of district and regional administrations, and to ensure a reasonable balance of interests (1) between the central and local levels of government, and (2) between the state, the market/private sector and civil society 12 November 2013 “Vision 2030 - Governance” 24
  • 25. Strengthening local government functions 5 Indicative measures and reforms 1) Develop and implement strategies and business plans and models 2) Develop and implement innovative models for revenue generation 3) Develop an accountability model based on delegation of authority and decentralized decision-making 4) Develop and implement systems for the participatory monitoring, reporting and evaluation 5) . . . . 12 November 2013 “Vision 2030 - Governance” 25
  • 26. Modernizing service delivery through alternative services delivery mechanisms 6 Goal: Adopt an alternative service delivery policy and strategy applicable to all agencies and ministries, integrated with the e-governance strategy while ensuring civic participation in design, implementation and monitoring 12 November 2013 “Vision 2030 - Governance” 26
  • 27. Modernizing service delivery through alternative services delivery mechanisms 6 Indicative measures and reforms 1) Develop & implement strategies and business plans for priority government services that may be candidates for alternative means of service delivery (institutional / capacity development) 2) Adopt a model whereby alternatively delivered services are accountable to state agencies 3) Develop and implement ICT innovation strategies in partnership with the private sector and other impacted organizations 4) .... 12 November 2013 “Vision 2030 - Governance” 27
  • 28. Increasing transparency and accountability 7 Goal: Strengthen parliamentary and public oversight of the implementation of laws, and strengthen and promote standards and measures for public integrity and public ethics in Uzbekistan ( accountability = sustainability ) 12 November 2013 “Vision 2030 - Governance” 28
  • 29. Increasing transparency and accountability 7 Indicative measures and reforms 1) Develop and promulgate an accountability policy and model for government based on results based management principles 2) Strengthen government and public institutions that support monitoring & reporting on implementation of laws 3) Strengthen systems and capacities for citizen / voter feedback and input to parliamentary oversight, including systems for public hearings 4) Develop / revise , publish and communicate a policy on values, integrity and ethics of public institutions and civil servants 5) . . . . 12 November 2013 “Vision 2030 - Governance” 29
  • 30. Thank you ! 12 November 2013 “Vision 2030 - Governance” 30

Hinweis der Redaktion

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