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Rack Safety
& Compliance
Tony Mulholland
&
Brian Rusciolelli
Kim Chanel Vallée-Séguin
Communications Manager, Nimonik
Brian Rusciolelli
Lead Rack Inspector, Rack-Net-Works
Tony Mulholland P.Eng.
Principle Engineer, Rack-Net-Works
• Terminology and introduction to storage racking
• Briefly introduce the various types of racking and
their vulnerabilities
• Understand the Standards and how often racks
need to be inspected (frequency)
• Describing the process of inspection and how to
respond
• Capacity and ensuring racks are not overloaded
Rack Safety & Compliance Agenda
Rack Safety & Compliance:
Components of Racking
Row Spacer
Beam
Bracket
Beam
Section
Post
Protector
Diagonal
Brace
Horizontal
Brace
Post/Column
Post/Column
Rack Safety & Compliance:
Components of Racking
Baseplate/Shims
Post
Protector
Diagonal
Brace
Horizontal
Brace
Post/upright/
column
Anchor
• Most common type of pallet rack
• Rack is arranged in a single or a
series of rows such that every
pallet loaded on the rack faces
an aisle
• Common damage: front post in
the lower 5’
• Collapse: rare, except for single
rows (10 times as likely than a
connected row)
Rack Safety & Compliance:
Vulnerabilities of Selective Rack
• Tunnel use for passage of lift truck to
place pallets on rails
• Rails run the length of the tunnel on both
sides and support pallets on their edge
• Damage: rear frames and lower 8’ of all
uprights
• Collapse: prone, especially if no transverse
bracing
Rack Safety & Compliance
Vulnerabilities of Drive In Racks
• Similar to selective rack except
beam levels support a system of
tracks and carts that allow the
pallets to be moved to the rear.
• Damage: typically lower front post –
carts can get hung up if not
maintained
• Collapse: rare
Rack Safety & Compliance
Vulnerabilities of Push Back Racks
• Rack usually consists of column
with perpendicular arms used to
support long items
• Damage: arms by dropping loads
• Collapse: rare, unless constructed in-
house
Rack Safety & Compliance
Vulnerabilities of Drive In Racks
• ANSI MH16.1 – Racking Manufacturers
Institute (RMI)
• European EN15635 – European Committee
for Standardization
• CSA – A344 Canadian Standards
Association
• prime reference in Canada
• Meets or exceed most of the
requirements of RMI & EN
• Today we will refer to A344 – 2016 even
though it is not formally approved yet
Rack Safety & Compliance
Regulations & Requirements
• CSA A344 – clause 8.1.9 calls for
routine inspections (typically
monthly) as well as ‘expert
inspections’.
• “Expert inspections are typically
done under the supervision of a
professional engineer, with the
engineer taking responsibility for
the damage inspection process
and reporting.
CSA A344 - clause 8.1.5
addresses frequency inspections.
The expert establishes the
frequency of inspections based on
a risk analysis.
Rack Safety & Compliance
Regulations & Requirements
• Damage comes in many forms and each situation can be
unique – not easy to evaluate severity
• We use a method based on the CSA and European Rack
Standard – and call it the RAG method (Red Amber
Green)
• When doing expert inspections we also use engineering
judgment to set the limit of structural imperfection
Rack Safety & Compliance
Inspection Methods – RAG
• Damaged is measured over
500mm or 20” (not 1000mm
as in the EN standard)
• Items in the chart are not all
in the EN guideline and can
vary from site to site
• Example of recognizing
structural vulnerability is :
• 4 mm on diagonal brace of
single row is more conservative
than 5 mm on connected row
Rack Safety & Compliance
Damage Severity
• CSA A344 requires the expert to establish the damage limits for a
particular site or structure
• Additional parameters can come into play that are specific to site,
such as out of plumb, twisted posts, beam damage, etc.
• The charts below illustrate how these limits can be established for a
site
Rack Safety & Compliance
Damage Severity
• Each damage requires a response, using the RAG Method this chart illustratesappropriate responses:
• Classifyingand Tagging items as Red Amber Green sets up Immediate Action
• Immediate Action – unloading/locking out of service, avoid loading if possible, monitor for further
damage
• Corrective Action is a secondary decision that deals with the repair or other remedial action
Rack Safety & Compliance
Responding to Damages
FIND ITEM
CLASSIFY & TAG
RED
AMBER
GREEN
UNLOAD
AVOID LOADING IF POSSIBLE
REVISE PRACTICES OR
TRAIN
ONLY REQUIRES FUTURE
MONITORING
HAZARD RESOLVED
REPAIR OR REPLACE
FIND | CLASSIFY | DETERMINE IMMEDIATE ACTION | SPECIFY CORRECTIVE ACTION | CLOSE OUT
• RAG Method requires inspection items be treated with a multi-stage RESPONSE:
• Categorize & Tag items as Red Amber Green thereby setting up Immediate Action
• Immediate Action – specify immediately put out of service, corrective action required,
may require corrective action – monitor
• Corrective Action - a secondary decision that deals with remediation and prevention
Rack Safety & Compliance
Responding to Damages
FIND
ITEM
CATAGORIZE &
TAG
RED
AMBER
GREEN
immediate danger
immediately put out of service
seek guidance as per clause 8.2.1.3.
remediation required
may remain in service
corrective action is required
REVISE PRACTICES OR
TRAIN
minor deficiencies
may require repair, column
protection, and/or modified
operating practice
& monitor to ensure the condition does not worsen
CLOSE OUT
HAZARD
RESOLVED
REPAIR OR REPLACE
FIND CLASSIFY IMPLEMENT IMMEDIATE ACTION SPECIFY CORRECTIVE ACTION CLOSE OUT
bad operating practice
instruct the operators
• We recommend severity be represented by numbers 1 to 9
as it allows what is in effects “shades” of each color
1-3 GREEN 4-6 AMBER 7-9 RED
• The numbers are essentially a RISK index - a relationship
between probability and consequence
Rack Safety & Compliance
Assessing Damages
high 4-­6 7-­8 9 9
moderate 4-­6 4-­6 7-­8 9
low 2-­3 4-­6 4-­6 7-­8
minimal 1 2-­3 4-­6 4-­6
minor significant critical catastrophic
Probability	
  or	
  Likelihood
Consequence
• CSA A344, clause 8.2 - The engineer supervising the expert
inspections should establish time guidelines for corrective
action
• The chart below is how severity can be assessed a response
time
Rack Safety & Compliance
Assessing Damages
Total Unloading Partial or Center-to-center off loading
Rack Safety & Compliance
Unloading Types
• CSA and EN both require unloading if RED
• EN standard has special requirements on AMBER – do not reload
• There are two types of unloading (total and partial)
• CSA A344.1 clause 8.2.2 calls for method to clearly identify
rack that is unsafe by “marking or tagging”
• Below is one way to tag out a level or bay
Rack Safety & Compliance
Marking Damaged Racks
Rack Safety & Compliance
Case Study – Training and Monitoring
• Racks  inspected,  plus employees  
were  trained  on  Rack  Awareness  and  
Inspection
• Damage  immediately  was  reduced  -­
inspections  continued
• Damage  began  to  increase
• Additional  training  was  provided  and  
again  damage  incidents  decreased
• Big  gains  -­ Increase  in  safety,  and  
decrease  in  maintenance
• Inspection  and  training  is  a  cost  saver  
206
85
34
87
102
29
0
50
100
150
200
250
2010 2011 2012 2013 2014 2015
number of recorded deficiencies
• CSA clause 7.3 - the weight of loads placed in the racks must not
exceed the load capacity of the rack structure
Rack Safety & Compliance
Capacity Signage
• Clause 7.3.1.2 - Load plaque need to include a reference to documents
that establish the maximum permissible loading
• The method used should be selected based on the
nature of the facility, and achieved by:
• use of warehouse management software (WMS)
• load plaques & awareness of the weight of the
pallets
• trained operators using approved storage
procedures
• insuring the capacity of the rack can support the
heaviest pallet in the facility
PLANNING  YOUR  NEXT  STEPS
1. Arrange to have an inspection done by an expert third party
2.
Ensure the capacity of racks is formally established by an engineer &
review documents to ensure they are up to date
3.
Set up a program to have staff conduct monthly inspections and
ensure they are trained to do so
4.
Make arrangements for having the damaged racks repaired or
replaced. If repaired, ensure repairs are formally approved
5.
Implement the recommendations of the Expert inspection (frequency
of inspection, documentation, response time, damage limits)
For more information
www.nimonik.com
1-888-608-7511
info@nimonik.com

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Nimonik Expert EHS Series: Rack Safety and Compliance

  • 1. Rack Safety & Compliance Tony Mulholland & Brian Rusciolelli
  • 2. Kim Chanel Vallée-Séguin Communications Manager, Nimonik Brian Rusciolelli Lead Rack Inspector, Rack-Net-Works Tony Mulholland P.Eng. Principle Engineer, Rack-Net-Works
  • 3. • Terminology and introduction to storage racking • Briefly introduce the various types of racking and their vulnerabilities • Understand the Standards and how often racks need to be inspected (frequency) • Describing the process of inspection and how to respond • Capacity and ensuring racks are not overloaded Rack Safety & Compliance Agenda
  • 4. Rack Safety & Compliance: Components of Racking Row Spacer Beam Bracket Beam Section Post Protector Diagonal Brace Horizontal Brace Post/Column Post/Column
  • 5. Rack Safety & Compliance: Components of Racking Baseplate/Shims Post Protector Diagonal Brace Horizontal Brace Post/upright/ column Anchor
  • 6. • Most common type of pallet rack • Rack is arranged in a single or a series of rows such that every pallet loaded on the rack faces an aisle • Common damage: front post in the lower 5’ • Collapse: rare, except for single rows (10 times as likely than a connected row) Rack Safety & Compliance: Vulnerabilities of Selective Rack
  • 7. • Tunnel use for passage of lift truck to place pallets on rails • Rails run the length of the tunnel on both sides and support pallets on their edge • Damage: rear frames and lower 8’ of all uprights • Collapse: prone, especially if no transverse bracing Rack Safety & Compliance Vulnerabilities of Drive In Racks
  • 8. • Similar to selective rack except beam levels support a system of tracks and carts that allow the pallets to be moved to the rear. • Damage: typically lower front post – carts can get hung up if not maintained • Collapse: rare Rack Safety & Compliance Vulnerabilities of Push Back Racks
  • 9. • Rack usually consists of column with perpendicular arms used to support long items • Damage: arms by dropping loads • Collapse: rare, unless constructed in- house Rack Safety & Compliance Vulnerabilities of Drive In Racks
  • 10. • ANSI MH16.1 – Racking Manufacturers Institute (RMI) • European EN15635 – European Committee for Standardization • CSA – A344 Canadian Standards Association • prime reference in Canada • Meets or exceed most of the requirements of RMI & EN • Today we will refer to A344 – 2016 even though it is not formally approved yet Rack Safety & Compliance Regulations & Requirements
  • 11. • CSA A344 – clause 8.1.9 calls for routine inspections (typically monthly) as well as ‘expert inspections’. • “Expert inspections are typically done under the supervision of a professional engineer, with the engineer taking responsibility for the damage inspection process and reporting. CSA A344 - clause 8.1.5 addresses frequency inspections. The expert establishes the frequency of inspections based on a risk analysis. Rack Safety & Compliance Regulations & Requirements
  • 12. • Damage comes in many forms and each situation can be unique – not easy to evaluate severity • We use a method based on the CSA and European Rack Standard – and call it the RAG method (Red Amber Green) • When doing expert inspections we also use engineering judgment to set the limit of structural imperfection Rack Safety & Compliance Inspection Methods – RAG
  • 13. • Damaged is measured over 500mm or 20” (not 1000mm as in the EN standard) • Items in the chart are not all in the EN guideline and can vary from site to site • Example of recognizing structural vulnerability is : • 4 mm on diagonal brace of single row is more conservative than 5 mm on connected row Rack Safety & Compliance Damage Severity
  • 14. • CSA A344 requires the expert to establish the damage limits for a particular site or structure • Additional parameters can come into play that are specific to site, such as out of plumb, twisted posts, beam damage, etc. • The charts below illustrate how these limits can be established for a site Rack Safety & Compliance Damage Severity
  • 15. • Each damage requires a response, using the RAG Method this chart illustratesappropriate responses: • Classifyingand Tagging items as Red Amber Green sets up Immediate Action • Immediate Action – unloading/locking out of service, avoid loading if possible, monitor for further damage • Corrective Action is a secondary decision that deals with the repair or other remedial action Rack Safety & Compliance Responding to Damages FIND ITEM CLASSIFY & TAG RED AMBER GREEN UNLOAD AVOID LOADING IF POSSIBLE REVISE PRACTICES OR TRAIN ONLY REQUIRES FUTURE MONITORING HAZARD RESOLVED REPAIR OR REPLACE FIND | CLASSIFY | DETERMINE IMMEDIATE ACTION | SPECIFY CORRECTIVE ACTION | CLOSE OUT
  • 16. • RAG Method requires inspection items be treated with a multi-stage RESPONSE: • Categorize & Tag items as Red Amber Green thereby setting up Immediate Action • Immediate Action – specify immediately put out of service, corrective action required, may require corrective action – monitor • Corrective Action - a secondary decision that deals with remediation and prevention Rack Safety & Compliance Responding to Damages FIND ITEM CATAGORIZE & TAG RED AMBER GREEN immediate danger immediately put out of service seek guidance as per clause 8.2.1.3. remediation required may remain in service corrective action is required REVISE PRACTICES OR TRAIN minor deficiencies may require repair, column protection, and/or modified operating practice & monitor to ensure the condition does not worsen CLOSE OUT HAZARD RESOLVED REPAIR OR REPLACE FIND CLASSIFY IMPLEMENT IMMEDIATE ACTION SPECIFY CORRECTIVE ACTION CLOSE OUT bad operating practice instruct the operators
  • 17. • We recommend severity be represented by numbers 1 to 9 as it allows what is in effects “shades” of each color 1-3 GREEN 4-6 AMBER 7-9 RED • The numbers are essentially a RISK index - a relationship between probability and consequence Rack Safety & Compliance Assessing Damages high 4-­6 7-­8 9 9 moderate 4-­6 4-­6 7-­8 9 low 2-­3 4-­6 4-­6 7-­8 minimal 1 2-­3 4-­6 4-­6 minor significant critical catastrophic Probability  or  Likelihood Consequence
  • 18. • CSA A344, clause 8.2 - The engineer supervising the expert inspections should establish time guidelines for corrective action • The chart below is how severity can be assessed a response time Rack Safety & Compliance Assessing Damages
  • 19. Total Unloading Partial or Center-to-center off loading Rack Safety & Compliance Unloading Types • CSA and EN both require unloading if RED • EN standard has special requirements on AMBER – do not reload • There are two types of unloading (total and partial)
  • 20. • CSA A344.1 clause 8.2.2 calls for method to clearly identify rack that is unsafe by “marking or tagging” • Below is one way to tag out a level or bay Rack Safety & Compliance Marking Damaged Racks
  • 21. Rack Safety & Compliance Case Study – Training and Monitoring • Racks  inspected,  plus employees   were  trained  on  Rack  Awareness  and   Inspection • Damage  immediately  was  reduced  -­ inspections  continued • Damage  began  to  increase • Additional  training  was  provided  and   again  damage  incidents  decreased • Big  gains  -­ Increase  in  safety,  and   decrease  in  maintenance • Inspection  and  training  is  a  cost  saver   206 85 34 87 102 29 0 50 100 150 200 250 2010 2011 2012 2013 2014 2015 number of recorded deficiencies
  • 22. • CSA clause 7.3 - the weight of loads placed in the racks must not exceed the load capacity of the rack structure Rack Safety & Compliance Capacity Signage • Clause 7.3.1.2 - Load plaque need to include a reference to documents that establish the maximum permissible loading • The method used should be selected based on the nature of the facility, and achieved by: • use of warehouse management software (WMS) • load plaques & awareness of the weight of the pallets • trained operators using approved storage procedures • insuring the capacity of the rack can support the heaviest pallet in the facility
  • 23. PLANNING  YOUR  NEXT  STEPS 1. Arrange to have an inspection done by an expert third party 2. Ensure the capacity of racks is formally established by an engineer & review documents to ensure they are up to date 3. Set up a program to have staff conduct monthly inspections and ensure they are trained to do so 4. Make arrangements for having the damaged racks repaired or replaced. If repaired, ensure repairs are formally approved 5. Implement the recommendations of the Expert inspection (frequency of inspection, documentation, response time, damage limits)