SEC Opens Reg A to Reporting Companies All the advantages of Reg A offerings are now open to SEC reporting companies. Reg  A offerings are faster and cheaper for you than an S-1 or even an S-3. You  can  do virtually unlimited advertising and by-pass impossible state Blue  Sky regulations. You are not stuck with a dull “tombstone ad” as in other types of offerings. You can sell some of your own stock – up to $15 million. You cannot be stopped by restrictive, time consuming and costly state “Merit Review.” You can now issue up to $50 million of debt without a trustee or a trust indenture. Of 115  Reg  A offerings last year, we worked on 24. This heavy experience in  Reg  A gave us considerable Reg A expertise. We can  introduce you to investment firms that are willing to  fund your offering costs up front and buy stock in your offering as well as leading investor relations professionals with strong track records that can assist you in creating demand. You can also do a Reg D, Rule 506c offering (accredited investors only, advertising permitted) while you wait for SEC to qualify your deal. These advantages of a Reg A+ deal can help you get ahead of your competition If you can envision that a Reg A offering might assist in your rapid expansion, contact me now for more information. For a free consultation (not a sales pitch) on the structure and marketability of your offering, contact me, John E. Lux. I will give you the benefit of my experience in investment banking and IPO market making along with advice on securities law. The more you look at your deal, the more you can easily see that proper formulation of your investment proposition is key to your success. Want to know more? – email me at John.Lux@ Securities-Law.info or call (202) 780-1000. John E. Lux was in the top 5% of authors on Slideshare in 2014 and has been quoted by Bloomberg as an expert on reverse mergers. Disclaimer – This is not legal or investment advice of any kind. Some restrictions apply here, this is only a summary. Seek competent advice from qualified attorneys and investment bankers. Your situation may vary.

1. www.TheSecuritiesAttorneys.com
SEC Opens Reg A to
Reporting
Companies

2. Disclaimer

This is not legal or
investment advice of any
kind

Some restrictions apply
here, this is only a summary

Seek competent advice
from qualified attorneys
and investment bankers

Your situation may vary

3. www.TheSecuritiesAttorneys.com
All the advantages
of Reg A
offerings are now
open to SEC
reporting
companies

4. www.TheSecuritiesAttorneys.com
Reg A offerings
are faster and
cheaper for you
than an S-1 or
even an S-3,

5. www.TheSecuritiesAttorneys.com
You can do
virtually
unlimited
advertising and
by-pass
impossible state
Blue Sky
regulations.

6. www.TheSecuritiesAttorneys.com
You are not stuck
with a dull
“tombstone ad”
as in other types
of offerings

7. www.TheSecuritiesAttorneys.com
You can sell some
of your own stock
– up to $15
million

8. You cannot be
stopped by
restrictive, time
consuming and
costly state
“Merit Review”

9. You can now issue
up to $50 million
of debt without a
trustee or a trust
indenture

10. Of 115 Reg A
offerings last
year, we worked
on 24. This heavy
experience in
Reg A gave us
considerable Reg
A expertise

11. We can introduce
you to investment
firms that are
willing to fund
your offering
costs up front and
buy stock in your
offering

12. as well as leading
investor relations
professionals
with strong track
records that can
assist you in
creating demand.

13. You can also do a
Reg D, Rule 506c
offering
(accredited
investors only,
advertising
permitted) while
you wait for SEC
to qualify your
deal

14. These advantages
of a Reg A+ deal
can help you get
ahead of your
competition

15. If you can
envision that a Reg
A offering might
assist in your
rapid expansion,
contact me now
for more
information

16. For a free
consultation (not
a sales pitch) on
the structure and
marketability of
your offering,
contact me,
John E. Lux

17. I will give you the
benefit of my
experience in
investment
banking and IPO
market making
along with advice
on securities law

18. The more you look
at your deal, the
more you can
easily see that
proper
formulation of
your investment
proposition is key
to your success

19. www.TheSecuritiesAttorneys.com

Want to know
more? – email
me at John.Lux@
Securities-
Law.info

(202) 780-1000

20. John E. Lux was in
the top 5% of
authors on
Slideshare in
2014 and has
been quoted by
Bloomberg as an
expert on reverse
mergers