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Ethics and Values in Social Work Research 
Jacqueline Corcoran, Ph.D. 
Research in Clinical Social Work Practice 
School of Social Work, VCU
Background 
• The federal government mandates policies and 
procedures related to research through the U.S. 
Department of Health and Human Resources, Office for 
Human Research Protections 
– Establishment of IRB’s at universities and other 
organizations 
• National Association of Social Workers Code of Ethics 
– , ethical standard 5.01 under “Social Workers’ 
Ethical Responsibilities to the Social Work Profession 
• rights is for potential study participants to decide 
freely and without consequence to become 
involved with the study and to be so informed of 
this right.
Ethics and values section of 
project 
• Many student projects are based on data 
already collected. 
• No informed consent 
• Discuss how you will protect identity of 
participants no matter the project
Discuss Risks 
• What are the risks to participants? 
• Commonly, that they may become emotionally 
distressed due to participation 
• Include names and other resources in case this 
should happen 
• What steps will you take to reduce risks?
Discuss Benefits 
• What are the potential benefits to 
participants, the agency, and the field? 
• Can’t make statements that it will benefit the field 
if no IRB process
Informed Consent 
• Instructor name (Dr. Jacqueline Corcoran) and contact 
information (school address, 703.405.3254, jcorcora@vcu.edu 
• Explain that this research is part of a graduate research 
requirement in Research in Clinical Social Work Practice, 
School of Social Work, VCU
Children 
• Can’t give consent, only assent 
• Parents need to give consent 
• Especially for student projects, can do “opt out” option for 
parents. This also takes care of not having to keep documents 
with their names on them.
The process of doing Informed 
Consent 
• Where and when will consent be 
completed? 
• How have you attended to the special 
needs of clients? 
• Language 
• literacy 
• Mobility
IRB 
Exempt 
Expedited 
Full Review
Details 
• Instructor is the PI 
• Conflict of interest form 
• Can’t change anything from the protocol outlined 
• Social/Behavioral 
• No multiple sites 
• No research coordinator

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Ethics and values in social work research 11 21-14

  • 1. Ethics and Values in Social Work Research Jacqueline Corcoran, Ph.D. Research in Clinical Social Work Practice School of Social Work, VCU
  • 2. Background • The federal government mandates policies and procedures related to research through the U.S. Department of Health and Human Resources, Office for Human Research Protections – Establishment of IRB’s at universities and other organizations • National Association of Social Workers Code of Ethics – , ethical standard 5.01 under “Social Workers’ Ethical Responsibilities to the Social Work Profession • rights is for potential study participants to decide freely and without consequence to become involved with the study and to be so informed of this right.
  • 3. Ethics and values section of project • Many student projects are based on data already collected. • No informed consent • Discuss how you will protect identity of participants no matter the project
  • 4. Discuss Risks • What are the risks to participants? • Commonly, that they may become emotionally distressed due to participation • Include names and other resources in case this should happen • What steps will you take to reduce risks?
  • 5. Discuss Benefits • What are the potential benefits to participants, the agency, and the field? • Can’t make statements that it will benefit the field if no IRB process
  • 6. Informed Consent • Instructor name (Dr. Jacqueline Corcoran) and contact information (school address, 703.405.3254, jcorcora@vcu.edu • Explain that this research is part of a graduate research requirement in Research in Clinical Social Work Practice, School of Social Work, VCU
  • 7. Children • Can’t give consent, only assent • Parents need to give consent • Especially for student projects, can do “opt out” option for parents. This also takes care of not having to keep documents with their names on them.
  • 8. The process of doing Informed Consent • Where and when will consent be completed? • How have you attended to the special needs of clients? • Language • literacy • Mobility
  • 9. IRB Exempt Expedited Full Review
  • 10. Details • Instructor is the PI • Conflict of interest form • Can’t change anything from the protocol outlined • Social/Behavioral • No multiple sites • No research coordinator