1.
MICRO
ETL
FOUNDATION
Ideas and solutions for the
Data Warehouse and Business
Intelligence projects in Oracle
environment
Techniques to control the processing
units in the ETL process
In the loading of a Data Warehouse is important to have full control of the processing units that compose it.
Each processing unit must be carefully monitored both in the detection of errors that may occur,
both in the analysis of the execution times.
MASSIMO CENCI

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MICRO ETL FOUNDATION
Introduction
In the loading of a Data Warehouse is important to have full control of the processing units that compose it.
Each processing unit must be carefully monitored both in the detection of errors that may occur, both in the
analysis of the execution times. In this article, which uses the messaging techniques described in the
slideshare
[http://www.slideshare.net/jackbim/recipe-7-of-data-warehouse-a-messaging-system-for-oracle-dwh-1],I
enrich the Micro ETL Foundation, by building a control system of the PL/SQL elaboration units.
By using the MEF messaging system, we have seen how to activate messages that are then stored in a log
table. In the demonstration tests, it is seen as a suitable sequence of messages and a correct settings of the
package variables , has provided an idea of the processing flow and the delay between a message and the
other.
It could call the setting of those tests as an "excess of zeal". In fact the purpose of the messaging system was
much less ambitious. It wanted provide only generic information at any moment of the ETL process, simply
calling a procedure.
It is now time to take the next step, to implement an agile control system for the processing units. The goal is
always the same: it must be simple and non-invasive. This means that it can plug into existing DWH systems
(and not only) gradually, without changing the elaborative flow. There is no doubt, however, that if you have
already set up your ETL process in a modular way, the application of the techniques that will be described, it
will be simpler and more natural.
I will use concepts and definitions already given in the messaging system. Now let us concentrate on the
concept of modularity, which is fundamental to the control system.

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MICRO ETL FOUNDATION
Modularity and sequencing
The concept of modularity is the basis of the techniques that will be exhibited. As we know, a complex system,
and the ETL process of a Data Warehouse can be defined without doubt very complex, it can be managed and
understood only if we can break its overall complexity, in less complex components. In other words: you can not
have one big main program that contains thousands code lines. This is the first point.
The second point is the sequentiality. We must try to think, and you can almost always do, that each component
of the process is connected to the next, and that their sequential execution leads to the final loading of the Data
Warehouse. Please note, I am not saying it is not possible the parallelism, but to identify which components are
completely independent of each other (so they can run in parallel), it is not an easy task; without forgetting all
the problems of their synchronization.
Moreover, the parallelism also requires a specific hardware structure and specific Oracle settings. And the
performance improvement, I speak from my experience, it is not so sure. I suggest, therefore, to try to apply
parallelism on the objects rather than on the processes. Usually, the dimension tables may be loaded in parallel
(if there are not logical connections between them), but why complicate our lives if we can reason in a simple
sequential way ?
Recall that simplicity is a pillar of the Micro ETL Foundation. So the advice is: modularity and sequencing. Do not
forget that the ETL process, is physiologically sequential in its basic pillars. You can not load a Data Mart of level
2 before loading the Data Mart of level 1. And the Data Mart of level 1 cannot be loaded until you first load the
dimensions, which in turn, cannot be loaded if you have not first loaded the Staging Area tables, and so on.
The figure below shows the concepts of modularity and sequencing applied to a hypothetical schedule S1. On
the left we have the "logical" components of the ETL process, ie not code, but names, configured in a table.
On the right we have the "physical" components, ie the real programming code.

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MICRO ETL FOUNDATION
Modularity and sequencing
….
….
….
procedure p_xxx is
begin
end;
Logical (configuration) Physical (code)

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MICRO ETL FOUNDATION
Requirements
The main requirement, as already mentioned, is to have the control of each processing unit (unit) which
constitutes the ETL process . Having control means that, for each unit, at any time, I need to know:
• when it started and when it ended.
• how long was his execution.
• if it is successful or has had some problems (exception).
• if you received an exception, what is the error that occurred
• what are the consequences in case of error.
In order to meet those requirements, it is not necessary to use very complex structures. In accordance with
the MEF philosophy, I will use just a configuration table (MEF_UNIT_CFT), that allows me to enter the main
characteristics of the units that make up the loading job, and a logging table (MEF_UNIT_LOT) that allows me
to see the log of the executions.
The most important information present in the configuration table, along with some context information, is
the continuity flag, which allows me to decide whether, in the event of an error, the error is critical (ie it must
abort the job that has called the unit) or not critical (ie it must allows the running of the next unit ).
To be able logging the execution, you will have to "surround" the unit call by a procedure call that logs the
beginning, and from a procedure call that logs the end. In addition, the error situations should be treated in
a uniform manner by a unique procedure, which logs the error and implements the consequences using the
continuity flag.
To control the behavior of a unit means, first of all, to understand its life cycle in the global context of the job
to which it belongs. To that end, we will use the the theory of the finite-state machine, or, if we want to be a
bit more modern, we will use a simplified version of the state-diagrams of the Unified Modelling Language.

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MICRO ETL FOUNDATION
The state diagram
As stated previously, the MEF control system, in order to perform its function, it must surround the execution
of every elaborative unit, with a procedure call (p_start) that registers its beginning, and with a procedure
call (p_end) that registers the end.
In practice, the program code (we will see him clearly in the test case) must have calls like:
p_start
<unit call x>
p_end
p_start
<unit call y>
p_end
...
This seems so simple, but to complicate the situation, there may be exceptions in the execution. These
exceptions should be handled by a procedure call (p_exc) always present inside the unit.
A state diagram is the most useful tool to understand the units life cycle.

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MICRO ETL FOUNDATION
Requirements
(1) – Unit running
---------------------------------
Status_cod = running
Return_cod = ?
(2) – Unit ended OK
--------------------------------
Status_cod = Done
Return_cod = OK
(0) - No unit running
------------------------------------
Status_cod = ?
Return_cod = ?
(4) – Unit aborted
---------------------------------
Status_cod = Aborted
Return_cod = NOT OK
(3) - Unit ended with warning
-----------------------------------------
Status_cod = Done
Return_cod = OK (Warning)
p_start
p_endp_start
p_exc
(continue=0)
p_exc
(continue=1)
p_start
Elaboration units life-cycle
p_end

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MICRO ETL FOUNDATION
The state diagram
The Figure shows the various states and the possible state changes of the units inside a block of executions.
Everything shown graphically it was translated into PL/SQL language.
Because each unit must be preceded by a procedure call that logs the beginning of the execution, the
procedure p_start places the unit in the "running" state , and set the return code to a obviously unknown
("?") value. It is important to note that after the p_start must be present only the call of the unit and no
other procedure.
The unit can conclude its run in two different ways. It finishes without any problems, ie no Oracle error,or it
fails. In the first case the unit will call the p_end procedure, which leads us into a "Done" terminal state with
return code = "OK". In the second case, depending on the setting of the continuity flag in the configuration
table, it can behave in two different ways.
The unit ends in a definitive way and thus prevents the execution of any other unit, it switches in the
"Aborted" state and sets the return code = "NOT OK". The unit ends with a warning, switches in the "Done"
state but with "OK (Warning)" as return code.
This doesn't prevent the execution of the next unit; in fact, in this state is again possible call a p_start
procedure that will switch the next unit in the "Running" state. The p_end procedure however, will do
nothing, leaving the unit in the final state.
Each state change that is not present in the diagram, will always give an error message. This ensures that, for
distraction, you have not followed the correct sequence of calls (eg. you have forgotten the p_end
procedure or it is called more than one time, or other).

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MICRO ETL FOUNDATION
The exception management
Since the more complex change of state is related to the error situations, we explore briefly the Exception
management, (of which, however, we have already seen some examples inside the messaging techniques).
In the PL/SQL language, an error situation that occurs while the program is running, it is called "exception".
The error condition can be generated by the program itself (eg. Division by zero), or forced by the logic of
the program (eg,. An amount that does not exceed a certain threshold).
In the latter case, the exception is explicitly reached using the RAISE_APPLICATION_ERROR statement.
Regardless of the cause of the error, officially identified as internal exception or user-defined exception, the
Oracle PL/SQL engine transfers the control of the program toward the exception handler of the running
module (or PL/SQL block). In practice the code after the EXCEPTION keyword .
Obviously, if the EXCEPTION keyword is not present, the program will end immediately because did not find
any indication for error handling.
Let us now analyze the error propagation. If there are several nested procedures between them, an
unhandled error by the most internal procedure , propagates into the caller procedure, and so forth up to
the main program.
If the error is handled, the procedure will continue its regular work. (unless inside the exception handler
there is the RAISE keyword or there is a software error into the exception handler).
To clarify the positioning of the exception call, we try to anticipate what will be the structure of the program
code, using the next figure.

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MICRO ETL FOUNDATION
The Exception management
mef_unit.p_start(‘s1’,’job1’,’ unit_test.module2’)
mef_unit.p_end
unit_test.module2 procedure module2 is
begin
exception
end;
mef_unit.p_exc
PKG unit_test

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MICRO ETL FOUNDATION
The design
The design of the unit control system, is composed of two tables, and a sequence. The MEF_CFT table is the
configuration table of the processing units. The MEF_UNIT_LOT table is the one that keeps the log of the
executions of the units. The MEF_UNIT_LOT_SEQ sequence serves to give a sequence number to each log
line. Let us now see in detail these objects. Download the code from MEF_01:
https://drive.google.com/folderview?id=0B2dQ0EtjqAOTN3I1MU9JQmpOUEE&usp=sharing
The DDW_COM_ETL_UNIT_LOT_SEQ sequence
It is the most functional of the time stamp to sort the table. Because sometimes the units begin and end in
fractions of a second of each other, the time stamp might not be sufficiently discriminating.
The DDW_COM_ETL_UNIT_CFT table
This table contains the configuration information of the processing units In it you configure schedules, jobs
and units. For the purpose of the control system of the elaboration units, jobs and schedules will be used in a
static way, as parameters to the procedure calls. Their management will be explained, in the future, in the
control system of the jobs. As well the SORT_CNT, UNIT_ACTIVE_FLG and JOB_ACTIVE_FLG fields not have
an immediate use, and we not have to set them.
• SCHED_COD: Identifies the schedule to which the job belongs. It is a logical entity, in the sense that we
have to think of it as the identifier of a job list.
• JOB_COD: identifier of the job. It is a logical entity, in the sense that we have to think of it as the
identifier of a list of elaboration units.
• UNIT_COD: Identifier of the processing unit within the job. We can think of it as a Oracle packaged
procedure.
• SORT_CNT: Counter of the unit inside the job.
• CONTINUE_FLG: Continuity flag. If set = 1 means that in the event of an error, the next unit can continue,
if set = 0 means that the job should have an abort because the error is blocker.

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MICRO ETL FOUNDATION
The design
• UNIT_ACTIVE_FLG: A flag that indicates whether the unit is active.
• JOB_ACTIVE_FLG: Flag indicating whether the job is active
The DDW_COM_ETL_UNIT_LOT table
This table stores all information relating to the executions of all processing units. Its structure is very similar
to that of messaging system as regards the timing information, but in addition also retains the unit status
and the final outcome of its execution.
• SEQ_NUM: Sequential number of the line obtained from the Oracle sequence .
• DAY_COD: day of the execution in the YYYYMMDD (year, month, day) format
• SCHED_COD: identifier of the schedule to which the job belongs.
• JOB_COD: identifier of the job.
• UNIT_COD: Identifier of the processing unit within the job.
• EXEC_CNT: Identifier of the job execution. Every job execution should be tagged by a number, in turn
extracted from a Oracle sequence.
• STATUS_COD: State of the unit.
• RETURN_COD: return code of the execution of the unit.
• SS_NUM: Number of seconds consumed by the processing unit. This information, together with the two
following, is a summable statistical number.
• MI_NUM: Number of minutes consumed by the processing unit
• HH_NUM: Number of hours consumed by the processing unit
• ELAPSED_TXT: execution time in the HH24MISS format
• ERRMSG_TXT: Error Message.
• STAMP_DTS: Time stam

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MICRO ETL FOUNDATION
The MEF_UNIT package
This package is the core of the control system. I will give a brief description of the main procedures.
p_init_unit
This procedure has the only task to initialize all global variables, extracting the information from the
MEF_UNIT_CFT table basing on parameters received in input.
p_start
The task of the p_start procedure, is to record the start of the processing unit. In practice, the code
implements the logic present in the diagram of the status changes.
The initial test is related to the recognition of the current state to see if the p_start procedure is permitted at
this time.
If we are not in a state 0, ie, the first elaboration unit of the job, in a 2/3 state, (that is, after the correct end
or the end with warning of the previous unit), it generates an abort that prevents to the process to continue.
If we are in the correct state, is called the initialization procedure of the unit and there is the setting of the
status variable and of the return code variable. So all this informations are stored in the
DDW_COM_ETL_UNIT_LOT table. Finally, there is the change of the unit current status.
p_exc
The procedure of the exceptions management begins immediately with the recording of this anomalous
situation in the MEF_MSG_LOT table.
At this point there is the test on the state, which, obviously, can only be that of unit in running (ie the state
1). Are then updated two variables, the use of which we will see in the future, which preserve the history of
the units in error.
The fail_unit_cnt is simply a counter of the units that have had problems, the fail_list_txt variable, links using
a carriage return, the name of these units.
The next test, based on the continuity flag, invokes the corresponding management procedures. Let's see.

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MICRO ETL FOUNDATION
The MEF_UNIT package
p_exc_continue
This procedure has the task of recording the error situation, but should not block the process of working
through. It then sets the state and the return code of the unit as specified by the state diagram.
It will pass in the final state 3, ie ends with warning, and updates the MEF_UNIT_LOT table.
p_exc_abort
This procedure has the task to terminate the processing flow. Like the previous procedure, it will sets the
ending state, it will sets the return code and updates the MEF_UNIT_LOT table, but ends, with the
RAISE_APPLICATION_ERROR, in a definitive way, the running job.

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MICRO ETL FOUNDATION
The UNIT_TEST package
We are now able to start our tests. To this end, we will build the UNIT_TEST package which will contain a
small number of processing units. Its code is only for demonstration.
Note, that each processing unit has the exception according to the standard described above, ie using the
SQL statement:
when others then mef_unit.p_exc (v_module_cod, sqlerrm);
We see the functionality of these modules:
MODULE1, MODULE2, MODULE3: They are procedures that finish without problems. They set into a local
variable, the number of rows of an Oracle system table. This select was chosen to occupy a little time, and
allows us to check the correctness of the information thunderstorms in the MEF_UNIT_LOT table .
MODULE_W, MODULE_W2: These procedures have some instructions that force an error, that, using the
flag of continuity, is non-blocking.
MODULE_A: This procedure will end in failure, as the number of rows in the table is surely greater than 1
digit ,which is the constraint associated with the v_num local variable. As the flag of continuity says, the
error is blocking.
Remember, in your own tests, to exit and enter from SQL, between a test and the other, to reset the package
variables. In addition, you must place a lot of attention to the names of units: If you execute the p_start of
the X unit and you start the Y unit, the elaboration log will not be reliable.

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MICRO ETL FOUNDATION
Installation
I remember that all the code of the control system of units, can be downloaded from MEF_01:
https://drive.google.com/folderview?id=0B2dQ0EtjqAOTN3I1MU9JQmpOUEE&usp=sharing
Before you use it, you must install the base of the Micro ETL Foundation, that is the messaging system. This is
the link to MEF_00:
https://drive.google.com/folderview?id=0B2dQ0EtjqAOTaU5WNmc5MkVnVFE&usp=sharing
Its installation is explained on slideshare:
http://www.slideshare.net/jackbim/recipe-7-of-data-warehouse-a-messaging-system-for-oracle-dwh-2
Regarding the control system of the units, do this. You must go in SQL*Plus with the user you created/
configured in the messaging system. Then run:
SQL> @ mef_unit_install.sql
You do not need to do anything else. We're ready for the test phase.

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MICRO ETL FOUNDATION
Test1 (it is all right)
We enter into SQL*Plus, and we launch the unit_test_run1.sql SQL script. The script is very simple. First of
all, it configures the units of the testing job, by inserting a row for units, into the MEF_UNIT_CFT table.
So then runs the three units that surely will end with a positive outcome (it only takes about 30 seconds).
As you can see, each unit is limited by the start/end pair.
Now we can verify the result, by seeing the contents of the MEF_UNIT_LOT table. You can enter into
SQL*Plus and run the select of the table, but for ease of viewing, I will show the result (reduced) in graphical
format.

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MICRO ETL FOUNDATION
Test2 (not-blocking errors)
In this second test, we show the behavior of the control system, in case of non-blocking errors. We go into
SQL*Plus and launch the unit_test_run2.sql script.
The script is similar to the previous one, changing only the calls and the setting of the continuity flag of the
unit.
The final result obtained, clearly shows the errors encountered at run-time from the job2 and the fact that,
not being blockers, module_w2 and module3 led to term, with successful, their executions.

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MICRO ETL FOUNDATION
Test3 (fatal error)
In this third test, we show the behavior of the control system in case of fatal error. We go into SQL*Plus and
we launch the unit_test_run3.sql script.
The final result obtained, clearly shows how the module_a of the job3, having configured the continue_flg =
0, prevents the execution of the subsequent module2 and module3 units.
Obviously such exception situations were inserted automatically also in the log messages table.

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MICRO ETL FOUNDATION
Conclusions
As the messaging system, also the control system of the processing units is simple and very useful, to answer
all those questions that, inevitably, we are asked in the case of problems with the loading process of the Data
Warehouse. Its simplicity is based on the fact that only three steps are sufficient in an already existing code:
1. Configure the unit
2. Insert the p_start and the p_end procedure call.
3. Replace the exception-handler with the p_exc call.
Soon, we will also see some scheduling techniques. That is, based on the configuration table here described,
we will launch a loading job without care to insert the p_start and p_end calls.
It will be all automatical and dynamic. We will not have a separate main program for each job. And we will
get what I theorized in the past in an my article that appeared, years ago, for Data Mart Review. [The
Infrastructural Data Warehouse] (unfortunately the site no longer exists and has been incorporated into the
Information Management site).
We will have implemented a method that, in my opinion, it is essential for an ETL process: get the clear
separation between infrastructure code and business code of a Data Warehouse.