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SCANNİNG ELECTRONMİCROSCOPY
Prepared by
SHINDE GANESH SHASHIKANT
Asst. professor
Pravara Rural college of Pharmacy , Loni(maharashtra)
Electron Microscopy
Scanning Electron Microscopy (SEM)
•What is SEM
•Working principles of SEM
•Major components and their functions
•Application
History
Zworykin et al. 1942, first SEM for bulk samples
1965 first commercial SEM by Cambridge
Scientific Instruments
What is SEM
Scanning electron microscope (SEM) is a microscope that uses
electrons rather than light to form an image. There are many
advantages to using the SEM instead of a OM.
The SEM is
designed for direct
studying of the
surfaces of solid
objects
Cost: $0.8-2.4M
Column
Sample
Chamber
TV Screens
Scanning Electron Microscope
a Totally Different Imaging Concept
• High energy electron beam is used to excite the
specimen and the signals are collected and analyzed so
that an image can be constructed.
• The signals carry topological, chemical and
crystallographic information, respectively, of the
samples surface.
Advantages of Using SEM over OM
Magnification Depth of Field Resolution
OLD 4x – 1000x 15.5mm – 0.19mm ~ 0.2mm
SEM 10x – 3000000x 4mm – 0.4mm 1-10nm
The SEM has a large depth of field, which allows a large amount of the
sample to be in focus at one time and produces an image that is a good
representation of the three-dimensional sample. The SEM also
produces images of high resolution, which means that closely features
can be examined at a high magnification.
The combination of higher magnification, larger depth of field, greater
resolution and compositional and crystallographic information makes
the SEM one of the most heavily used instruments in research areas
and industries, especially in semiconductor industry.
Optical Microscopy vs Scanning
Electron Microscopy
25mm
OM SEM
Small depth of field
Low resolution
Large depth of field
High resolution
radiolarian
http://www.mse.iastate.edu/microscopy/
Scheme of electron-
matter interactions
arising
from the impact of an
electron beam onto a
specimen.
A signal below the
specimen is observable if
the
thickness is small enough
to allow some electrons to
pass through
Electron Beam and
Specimen Interactions
Signals from the sample
Incoming electrons
Secondary electrons
Backscattered
electrons
Auger electrons
X-rays
Cathodo-
luminescence (light)
Sample
The electron beams
 The types of signals produced by a SEM include
- secondary electrons,
- back-scattered electrons (BSE),
- X-rays,
- light rays (cathodoluminescence),
- Elastic Electron
- Inelastic Electron
- A standard SEM uses Secondary electrons & Back
scattered electrons
Elastic Electron Interactions
no energy is transferred from the electron to the
sample.
These signals are mainly exploited in
- Transmission Electron Microscopy and
- Electron diffraction methods.
Inelastic Electron Interactions
- Energy is transferred from the electrons to the
specimen
- The energy transferred can cause different signals such
as
- X-rays,
- Auger electrons
- secondary electrons,
- UV quanta or cathodoluminescence.
Used in Analytical Electron Microscopy … SEM
Secondary Electrons (SE)
Produced by inelastic interactions
of high energy electrons with
valence (or conduction) electrons
of atoms in the specimen, causing
the ejection of the electrons from
the atoms. These ejected electrons
with energy less than 50eV are
termed "secondary
electrons“(dislodged electron).
Each incident electron can produce
several secondary electrons.
Primary
SE decreases with increasing beam energy and increases with
decreasing glancing angle of incident beam
SE increases as primary electron energy increases and vice versa
upto certain level.
 This SE are attracted by detector & then transmittted as a signal
which amplified into images
Backscattered Electrons (BSE)
or reflected electron
BSE are produced by elastic interactions of beam electrons with nuclei of
atoms in the specimen and they have high energy and large escape
depth.
BSE have more energy than SE and shows emission 50eV and has a
definate direction and used to distinguish image from each other on
basis of atomic number
Primary
X-rays
 Photons not electrons
 Each element has a fingerprint
X-ray signal
 Poorer spatial resolution than
BSE and SE
 Relatively few X-ray signals are
emitted and the detector is
inefficient
 relatively long signal
collecting times are needed
Where does the signals come from?
• Diameter of the interaction
volume is larger than the
electron spot
 resolution is poorer than the
size of the electron spot
Principle
Incoming electrons
Secondary electrons
Backscattered
electrons
Auger electrons
X-rays
Cathodo-
luminescence (light)
Sample
 The SEM uses electrons instead of light to form an
image.
 A beam of electrons is produced at the top of the
microscope by heating of a metallic filament.
 The electron beam follows a vertical path through
the column of the microscope. It makes its way through
electromagnetic lenses which focus and direct the
beam down towards the sample.
 Once it hits the sample, other electrons
( backscattered or secondary ) are ejected from the
sample. Detectors collect the secondary or
backscattered electrons, and convert them to a signal
that is sent to a viewing screen similar to the one in an
ordinary television, producing an image.
How do we get an image?
156 electrons!
Image
Detector
Electron gun
288 electrons!
beam
e-
Beam is scanned over specimen in a raster pattern in
synchronization with beam in CRT. Intensity at A on CRT is
proportional to signal detected from A on specimen and signal is
modulated by amplifier.
A
A
Detector
Amplifier
10cm
10cm
Image Formation in SEM
M = c/x
c-length of CRT scan
x-length of e- beam scan
Components of the instrument
• electron gun (filament)
• condensers lens
•Objective lens
• scan coils
• sample stage
• detectors
• vacuum system
• computer hardware and
software (not trivial!!)
A Look Inside the Column
Column
How an Electron Beam is Produced?
Electron guns are used to produce a
fine, controlled beam of electrons
which are then focused at the
specimen surface.
The electron guns may either be
thermionic gun or field-emission gun
Electron guns
We want many electrons per
time unit per area (high current
density) and as small electron
spot as possible
Traditional guns: thermionic
electron gun (electrons are
emitted when a solid is heated)
W-wire, LaB6-crystal
Modern: field emission guns
(FEG) (cold guns, a strong
electric field is used to extract
electrons)
Single crystal of W, etched to a thin
tip
Electron beam Source
W or LaB6 Filament
Thermionic or Field Emission Gun
Electron guns
With field emission guns we get a smaller spot
and higher current densities compared to
thermionic guns
Vacuum requirements are tougher for a field
emission guns
Single crystal of LaB6
Tungsten wire Field emission tip
Thermionic Emission Gun
A tungsten filament heated
by DC to approximately
2700K or LaB6 rod heated
to around 2000K
oxidation of the filament
Electrons “boil off” from
the tip of the filament
Electrons are accelerated
by an acceleration voltage
of 1-50kV
-
+
Field Emission Gun
The tip of a tungsten needle is
made very sharp (radius < 0.1
mm)
The electric field at the tip is
very strong (> 107 V/cm) due
to the sharp point effect
Electrons are pulled out from
the tip by the strong electric
field
Ultra-high vacuum (better than
10-6 Pa) is needed to avoid ion
bombardment to the tip from
the residual gas.
Electron probe diameter < 1 nm
is possible
Source of Electrons
T: ~1500oC
Thermionic Gun
W and LaB6
Electron Gun Properties
Source Brightness Stability(%) Size Energy spread Vacuum
W 3X105 ~1 50mm 3.0(eV) 10-5 (t )
LaB6 3x106 ~2 5mm 1.5 10-6
(5-50mm)
E Cold- and thermal FEG
(5nm)
Filament
W
Brightness – beam current density per unit solid angle
Magnetic Lenses
Condenser lens – focusing
determines the beam current
which impinges on the sample.
Objective lens – final probe
forming
determines the final spot size of
the electron beam, i.e., the
resolution of a SEM.
Condenser lens
For a thermionic gun, the diameter of
the first cross-over point ~20-50µm
If we want to focus the beam to a size <
10 nm on the specimen surface, the
magnification should be ~1/5000, which
is not easily attained with one lens (say,
the objective lens) only.
Therefore, condenser lenses are added
to demagnify the cross-over points.
The Objective Lens
The objective lens controls
the final focus of the
electron beam by changing
the magnetic field strength
The cross-over image is
finally demagnified to an
~10nm beam spot which
carries a beam current of
approximately 10-9-10- 10-
12 A. By changing the
current in the objective
lens, the magnetic field
strength changes and
therefore the focal length
of the objective lens is
changed.
The Objective Lens – The Aperture
 Since the electrons
coming from the electron
gun have spread in
kinetic energies and
directions of movement,
they may not be focused
to the same plane to
form a sharp spot.
 By inserting an aperture,
the stray electrons are
blocked and the
remaining narrow beam
will come to a narrow
Electron beam
Objective
lens
Wide
aperture
Narrow
aperture
Wide disc of
least confusion
Narrow disc of
least confusion
Large beam diameter
striking specimen
Small beam diameter
striking specimen
The Scan Coil and Raster Pattern
Two sets of coils
are used for
scanning the
electron beam
across the
specimen surface in
a raster pattern
similar to that on a
TV screen.
This effectively
samples the
specimen surface
point by point
over the scanned
area.
X-direction
scanning coil
y-direction
scanning
coil
specimen
Objective
lens
Holizontal line scan
Blanking
Vacuum
When a SEM is used, the electron-optical column
and sample chamber must always be at a vacuum.
1. If the column is in a gas filled environment,
electrons will be scattered by gas molecules which
would lead to reduction of the beam intensity and
stability.
2. Other gas molecules, which could come from the
sample or the microscope itself, could form
compounds and condense on the sample. This
would lower the contrast and obscure detail in the
image.
Detectors
Image: Anders W. B. Skilbred, UiO
Secondary electron detector:
(Everhart-Thornley)
Backscattered
electron detector:
(Solid-State
Detector)
OUR TRADITIONAL DETECTORS
 SECONDARY ELECTRONS: EVERHART-THORNLEY
DETECTOR
 BACKSCATTERED ELECTRONS: SOLID STATE DETECTOR
 X-RAYS: ENERGY DISPERSIVE SPECTROMETER (EDS)
sample preparation
 Chemical fixation with Gluteraldehyde, optionally with OsO4 – for soft
tissues
 No fixation needed for dry specimen like bones, feathers etc
 The dry specimen is mounted on a specimen stub using epoxy resin
 ultrathin coating done by low-vacuum sputter coating or by high-vacuum
evaporation.
 Conductive materials in current use for specimen coating include gold,
gold/palladium alloy, platinum, osmium,[12] iridium, tungsten,
chromium, and graphite.
Salient features
Electrons are used to create images of the surface of
specimen - topology
Resolution of objects of nearly 1 nm
Magnification upto 500000 x (250 times > light
microcopes)
secondary electrons (SE), backscattered electrons
(BSE) are utilized for imaging
specimens can be observed in high vacuum, low
vacuum
In Environmental SEM specimens can be observed in
wet condition.
Gives 3D views of the exteriors of the objects like
cells, microbes or surfaces

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Scanning electron microscopy

  • 1. SCANNİNG ELECTRONMİCROSCOPY Prepared by SHINDE GANESH SHASHIKANT Asst. professor Pravara Rural college of Pharmacy , Loni(maharashtra)
  • 3. Scanning Electron Microscopy (SEM) •What is SEM •Working principles of SEM •Major components and their functions •Application
  • 4. History Zworykin et al. 1942, first SEM for bulk samples 1965 first commercial SEM by Cambridge Scientific Instruments
  • 5. What is SEM Scanning electron microscope (SEM) is a microscope that uses electrons rather than light to form an image. There are many advantages to using the SEM instead of a OM. The SEM is designed for direct studying of the surfaces of solid objects Cost: $0.8-2.4M Column Sample Chamber TV Screens
  • 6. Scanning Electron Microscope a Totally Different Imaging Concept • High energy electron beam is used to excite the specimen and the signals are collected and analyzed so that an image can be constructed. • The signals carry topological, chemical and crystallographic information, respectively, of the samples surface.
  • 7. Advantages of Using SEM over OM Magnification Depth of Field Resolution OLD 4x – 1000x 15.5mm – 0.19mm ~ 0.2mm SEM 10x – 3000000x 4mm – 0.4mm 1-10nm The SEM has a large depth of field, which allows a large amount of the sample to be in focus at one time and produces an image that is a good representation of the three-dimensional sample. The SEM also produces images of high resolution, which means that closely features can be examined at a high magnification. The combination of higher magnification, larger depth of field, greater resolution and compositional and crystallographic information makes the SEM one of the most heavily used instruments in research areas and industries, especially in semiconductor industry.
  • 8. Optical Microscopy vs Scanning Electron Microscopy 25mm OM SEM Small depth of field Low resolution Large depth of field High resolution radiolarian http://www.mse.iastate.edu/microscopy/
  • 9. Scheme of electron- matter interactions arising from the impact of an electron beam onto a specimen. A signal below the specimen is observable if the thickness is small enough to allow some electrons to pass through
  • 11. Signals from the sample Incoming electrons Secondary electrons Backscattered electrons Auger electrons X-rays Cathodo- luminescence (light) Sample
  • 12. The electron beams  The types of signals produced by a SEM include - secondary electrons, - back-scattered electrons (BSE), - X-rays, - light rays (cathodoluminescence), - Elastic Electron - Inelastic Electron - A standard SEM uses Secondary electrons & Back scattered electrons
  • 13. Elastic Electron Interactions no energy is transferred from the electron to the sample. These signals are mainly exploited in - Transmission Electron Microscopy and - Electron diffraction methods.
  • 14. Inelastic Electron Interactions - Energy is transferred from the electrons to the specimen - The energy transferred can cause different signals such as - X-rays, - Auger electrons - secondary electrons, - UV quanta or cathodoluminescence. Used in Analytical Electron Microscopy … SEM
  • 15. Secondary Electrons (SE) Produced by inelastic interactions of high energy electrons with valence (or conduction) electrons of atoms in the specimen, causing the ejection of the electrons from the atoms. These ejected electrons with energy less than 50eV are termed "secondary electrons“(dislodged electron). Each incident electron can produce several secondary electrons. Primary SE decreases with increasing beam energy and increases with decreasing glancing angle of incident beam SE increases as primary electron energy increases and vice versa upto certain level.  This SE are attracted by detector & then transmittted as a signal which amplified into images
  • 16. Backscattered Electrons (BSE) or reflected electron BSE are produced by elastic interactions of beam electrons with nuclei of atoms in the specimen and they have high energy and large escape depth. BSE have more energy than SE and shows emission 50eV and has a definate direction and used to distinguish image from each other on basis of atomic number Primary
  • 17. X-rays  Photons not electrons  Each element has a fingerprint X-ray signal  Poorer spatial resolution than BSE and SE  Relatively few X-ray signals are emitted and the detector is inefficient  relatively long signal collecting times are needed
  • 18. Where does the signals come from? • Diameter of the interaction volume is larger than the electron spot  resolution is poorer than the size of the electron spot
  • 19. Principle Incoming electrons Secondary electrons Backscattered electrons Auger electrons X-rays Cathodo- luminescence (light) Sample
  • 20.  The SEM uses electrons instead of light to form an image.  A beam of electrons is produced at the top of the microscope by heating of a metallic filament.  The electron beam follows a vertical path through the column of the microscope. It makes its way through electromagnetic lenses which focus and direct the beam down towards the sample.  Once it hits the sample, other electrons ( backscattered or secondary ) are ejected from the sample. Detectors collect the secondary or backscattered electrons, and convert them to a signal that is sent to a viewing screen similar to the one in an ordinary television, producing an image.
  • 21. How do we get an image? 156 electrons! Image Detector Electron gun 288 electrons!
  • 22. beam e- Beam is scanned over specimen in a raster pattern in synchronization with beam in CRT. Intensity at A on CRT is proportional to signal detected from A on specimen and signal is modulated by amplifier. A A Detector Amplifier 10cm 10cm Image Formation in SEM M = c/x c-length of CRT scan x-length of e- beam scan
  • 23. Components of the instrument • electron gun (filament) • condensers lens •Objective lens • scan coils • sample stage • detectors • vacuum system • computer hardware and software (not trivial!!)
  • 24.
  • 25. A Look Inside the Column Column
  • 26. How an Electron Beam is Produced? Electron guns are used to produce a fine, controlled beam of electrons which are then focused at the specimen surface. The electron guns may either be thermionic gun or field-emission gun
  • 27. Electron guns We want many electrons per time unit per area (high current density) and as small electron spot as possible Traditional guns: thermionic electron gun (electrons are emitted when a solid is heated) W-wire, LaB6-crystal Modern: field emission guns (FEG) (cold guns, a strong electric field is used to extract electrons) Single crystal of W, etched to a thin tip
  • 28. Electron beam Source W or LaB6 Filament Thermionic or Field Emission Gun
  • 29. Electron guns With field emission guns we get a smaller spot and higher current densities compared to thermionic guns Vacuum requirements are tougher for a field emission guns Single crystal of LaB6 Tungsten wire Field emission tip
  • 30. Thermionic Emission Gun A tungsten filament heated by DC to approximately 2700K or LaB6 rod heated to around 2000K oxidation of the filament Electrons “boil off” from the tip of the filament Electrons are accelerated by an acceleration voltage of 1-50kV - +
  • 31. Field Emission Gun The tip of a tungsten needle is made very sharp (radius < 0.1 mm) The electric field at the tip is very strong (> 107 V/cm) due to the sharp point effect Electrons are pulled out from the tip by the strong electric field Ultra-high vacuum (better than 10-6 Pa) is needed to avoid ion bombardment to the tip from the residual gas. Electron probe diameter < 1 nm is possible
  • 32. Source of Electrons T: ~1500oC Thermionic Gun W and LaB6 Electron Gun Properties Source Brightness Stability(%) Size Energy spread Vacuum W 3X105 ~1 50mm 3.0(eV) 10-5 (t ) LaB6 3x106 ~2 5mm 1.5 10-6 (5-50mm) E Cold- and thermal FEG (5nm) Filament W Brightness – beam current density per unit solid angle
  • 33. Magnetic Lenses Condenser lens – focusing determines the beam current which impinges on the sample. Objective lens – final probe forming determines the final spot size of the electron beam, i.e., the resolution of a SEM.
  • 34. Condenser lens For a thermionic gun, the diameter of the first cross-over point ~20-50µm If we want to focus the beam to a size < 10 nm on the specimen surface, the magnification should be ~1/5000, which is not easily attained with one lens (say, the objective lens) only. Therefore, condenser lenses are added to demagnify the cross-over points.
  • 35. The Objective Lens The objective lens controls the final focus of the electron beam by changing the magnetic field strength The cross-over image is finally demagnified to an ~10nm beam spot which carries a beam current of approximately 10-9-10- 10- 12 A. By changing the current in the objective lens, the magnetic field strength changes and therefore the focal length of the objective lens is changed.
  • 36. The Objective Lens – The Aperture  Since the electrons coming from the electron gun have spread in kinetic energies and directions of movement, they may not be focused to the same plane to form a sharp spot.  By inserting an aperture, the stray electrons are blocked and the remaining narrow beam will come to a narrow Electron beam Objective lens Wide aperture Narrow aperture Wide disc of least confusion Narrow disc of least confusion Large beam diameter striking specimen Small beam diameter striking specimen
  • 37. The Scan Coil and Raster Pattern Two sets of coils are used for scanning the electron beam across the specimen surface in a raster pattern similar to that on a TV screen. This effectively samples the specimen surface point by point over the scanned area. X-direction scanning coil y-direction scanning coil specimen Objective lens Holizontal line scan Blanking
  • 38. Vacuum When a SEM is used, the electron-optical column and sample chamber must always be at a vacuum. 1. If the column is in a gas filled environment, electrons will be scattered by gas molecules which would lead to reduction of the beam intensity and stability. 2. Other gas molecules, which could come from the sample or the microscope itself, could form compounds and condense on the sample. This would lower the contrast and obscure detail in the image.
  • 39. Detectors Image: Anders W. B. Skilbred, UiO Secondary electron detector: (Everhart-Thornley) Backscattered electron detector: (Solid-State Detector)
  • 40. OUR TRADITIONAL DETECTORS  SECONDARY ELECTRONS: EVERHART-THORNLEY DETECTOR  BACKSCATTERED ELECTRONS: SOLID STATE DETECTOR  X-RAYS: ENERGY DISPERSIVE SPECTROMETER (EDS)
  • 41. sample preparation  Chemical fixation with Gluteraldehyde, optionally with OsO4 – for soft tissues  No fixation needed for dry specimen like bones, feathers etc  The dry specimen is mounted on a specimen stub using epoxy resin  ultrathin coating done by low-vacuum sputter coating or by high-vacuum evaporation.  Conductive materials in current use for specimen coating include gold, gold/palladium alloy, platinum, osmium,[12] iridium, tungsten, chromium, and graphite.
  • 42. Salient features Electrons are used to create images of the surface of specimen - topology Resolution of objects of nearly 1 nm Magnification upto 500000 x (250 times > light microcopes) secondary electrons (SE), backscattered electrons (BSE) are utilized for imaging specimens can be observed in high vacuum, low vacuum In Environmental SEM specimens can be observed in wet condition. Gives 3D views of the exteriors of the objects like cells, microbes or surfaces