2. Biofilm Basics
Contrary to common belief, most bacteria are not “free living” – instead, they live in a self-
sustaining community where they cooperate with other bacteria and are largely protected
from outside influences. This is properly known as a “Biofilm” although most people would
recognise it as “slime”. This makes up a large proportion of the brown deposits you see on
the pipework above. Among many other bacteria, Biofilm harbours the dangerous pathogens
responsible for poor growth reduced liveability and poor food conversation to mention but a
few.
Biofilm removal is the most important part of any drinking water treatment system. If the
sanitation product used does not have the ability to remove biofilm it is impossible to have a
safe pathogen free environment. Many products, even down to the level of citrus juices,
have the ability to kill free living bacteria, but only the best have the ability to penetrate and
destroy biofilm
In the early days since recognition of this problem in the Poultry industry, application of basic
industrial water treatment products such as occasional addition of chlorine tablets have
shown some benefit over doing nothing, however due to their inability to tackle the complex
problem of biofilm forming throughout the water pipe-work over a long growth cycle, these
approaches have been found to be not necessarily protective or economic.
Since the early 90’s vast improvements have been made in biocide dosing technology and
chemical monitoring equipment, which when combined with new microbiological analysis
techniques have proven to secure the viability of treatment programs. Currently there are a
number of “new generation” water treatment approaches being used, ranging from
professional ozone and chlorine dioxide dosing units, through to the addition of Peracetic
acid, pH adjusters and even so called “organic bio-flavonoids.
Biofilms form when bacteria adhere to surfaces in aqueous environments and begin to
excrete a slimy, glue-like substance that can anchor them to a variety of materials including
metals, plastics, soil particles, medical implant materials and, most significantly, human or
animal tissue. If the colonists are not immediately separated from the surface, they can
anchor themselves more permanently using cell adhesion molecules, proteins on their
surfaces that bind other cells in a process called cell adhesion.
These bacterial pioneers facilitate the arrival of other pathogens by providing more diverse
adhesion sites. They also begin to build the matrix that holds the biofilm together. If there are
species that are unable to attach to a surface on their own, they are often able to anchor
themselves to the matrix or directly to earlier colonists.
The first substances associated with the surface are not bacteria but trace organics. Almost
immediately after the clean pipe surface comes into contact with water, an organic layer
deposits on the water/solid interface (Mittleman 1985).
These organics are said to form a conditioning layer which neutralises excessive surface
charge and surface free energy which may prevent a bacterium cell from approaching near
enough to initiate attachment. In addition, the adsorbed organic molecules often serve as a
nutrient source to bacteria.
In a pipe of flowing water, some of the planktonic (free-floating) bacteria will approach the
pipe wall and become entrained within the boundary layer, the quiescent zone at the pipe
wall where flow velocity falls to zero.
3. Some of these cells will strike and adsorb to the surface for some finite time and then desorb.
This is called reversible adsorption. This initial attachment is based on electrostatic attraction
and physical forces, not chemical attachments. Some of the reversibly adsorbed cells begin
to make preparations for a lengthy stay by forming structures which may permanently adhere
the cell to the surface. These cells become irreversibly adsorbed.
Biofilm bacteria excrete extracellular polymeric substances,or sticky polymers, which hold the
biofilm together and cement it to the pipe wall. In addition, these polymer strands trap scarce
nutrients and protect bacteria from most biocides.
According to Mittleman (1985), “attachment is mediated by extracellular polymers that extend
outward from the bacterial cell wall (much like the structure of a spider’s web). This polymeric
material, or glycocalyx, consists of charged and neutral polysaccharide groups that not only
facilitate attachment but also act as an ion-exchange system for trapping and concentrating
trace nutrients from the overlying water. The glycocalyx also acts as a protective coating for
the attached cells which mitigates the effects of biocides and other toxic substances.”
As nutrients accumulate, the pioneer cells proceed to reproduce. The daughter cells then
produce their own glycocalyx, greatly increasing the volume of ion exchange surface. Pretty
soon a thriving colony of bacteria is established. (Mayette 1992). In a mature biofilm, more of
the volume is occupied by the loosely organised glycocalyx matrix (75-95%) than by bacterial
cells (5-25%) (Geesey 1994). Because the glycocalyx matrix holds a lot of water, a biofilm-
covered surface is gelatinous and slippery.
The mature, fully functioning biofilm is like a living tissue on the pipe surface. It is a complex,
metabolically co-operative community made up from different species each living in a
customised micro-niche. Biofilms are even considered to have primitive circulatory systems.
Mature biofilms are imaginatively described as follows in an article called Slime City (Coghlan
1996):
“Different species live cheek-by-jowl in slime cities, helping each other to exploit food supplies
and to resist antibiotics through neighbourly interactions. Toxic waste produced by one
species might be hungrily devoured by its neighbour. And by pooling their biochemical
resources to build a communal slime city, several species of bacteria, each armed with
different enzymes, can break down food supplies that no single species could digest alone.
“The biofilms are permeated at all levels by a network of channels through which water,
bacterial garbage, nutrients, enzymes, metabolites and oxygen travel to and fro. Gradients of
chemicals and ions between micro-zones provide the power to shunt the substances around
the biofilm.”
A biofilm can spread at its own rate by ordinary cell division and it will also periodically release
new “pioneer” cells (commonly Pseudonomas aeruginosa) to colonise downstream sections
of pipework.
As the film grows to a thickness that allows it to extend through the boundary layer into zones
of greater velocity and more turbulent flow, some cells will be sloughed off. According to
Mayette (1992): “These later pioneer cells have a somewhat easier time of it than their
upstream predecessors since the parent film will release wastes into the stream which may
serve as either an initial organic coating for uncolonised pipe sections downstream or as
nutrient substances for other cell types.”
4. The Microbiology of Biofilms (Summary)
Bacteria are initially attracted to pipe surfaces for lots of reasons. They may be attracted
to the positive charge on some inorganic surface because they often have a negatively
charged outer envelope themselves, or they may arrive and settle out due to gravity or
water flows. There is evidence that biofilm formation is much more than simple random
physical force. Many surfaces attract and concentrate nutrients, and many bacteria have
the skill to detect and follow such high concentrations (an ability called chemotaxis).
Some cells produce lots of polysaccharides which act as mucus layers, gaining a foothold
and gluing others to the selected host surface. These are called the primary colonisers.
This external slime gives a helping hand to other passing bacteria who add another tier of
inhabitants called the secondary colonisers who live and feed on the waste produced by
the first colonisers. Before long a thriving complex microbial community has been
established inside the polysaccharide slime and this is called the biofilm.
Protection from antibiotics and biocides.
Much higher doses of antibiotics & biocides are required to kill bacteria in biofilms
compared with their freewheeling relatives. At first, it was thought that the biofilm
provided a complete physical barrier to efforts at destruction but there is now evidence
that the very nature of the colonies themselves provides protection. By growing in
colonies, the late arrivals protect the inner cells from penetration, leaving the latter
free to grow and multiply.
Concentration of nutrients
As negative charges are often associated with the biofilm matrix, many nutrients are
drawn to settle and nutrients with negative charges can exchange with ions on the
surface. This activity provides an attractive source of nourishment compared to the
surrounding water.
Community feeling
No bacterium likes to be alone for long and nearly all live with other micro-organisms
for energy, carbon and other nutrients. We see a classic example in the degradation
of cellulose; celluolytic microbes break the cellulose into sugar monomers which
fermenting bacteria can use, giving off smaller organic acids, carbon-dioxide and
hydrogen gas, which methanogens or sulfate reducers use for their carbon and
energy. Finally, genetic material can be easily exchanged within the close confines of
the biofilm. This increases the potential for the successful emergence of better
adapted and stronger strains of bacteria.
According to Mittleman (1985), the development of a mature biofilm may take several
hours or several weeks, depending on the water delivery system. Pseudomonas
aeruginosa is a common pioneer bacterium and is used in a lot of biofilm research. In
one experiment (Vanhaecke 1990) researchers found that Pseudomonas cells adhere
to stainless steel, even to electro polished surfaces, within 30 seconds of exposure.
5. The life Cycle of Biofilms
Each number corresponds with a stage in biofilm development. The
photomicrographs are of an actual Pseudomonas aeruginosa biofilm The far right
photograph depicts a biofilm far from being microscopic! But never the less this
advanced formation is all too common.
Chlorine Dioxide and Chlorine
Chlorine Disinfection of Water
Chlorine disinfection can be achieved either by the use of chlorine gas or by using
sodium or calcium hypochlorite. When free chlorine gas is dissolved in water, a mixture
of hydrochloric and hypochlorous acids is formed which will react with water by
dissociation to an extent determined by pH. At pH 7 approximately 80% remains
effective as hypochlorous acid. As pH increases this figure falls dramatically so that at
pH 8 only around 20% remains active. Optimum use of chlorine requires pH control.
When sodium or calcium hydroxide which increases the pH thereby limiting the
efficacy of the active acids. Chlorine as hypochlorous acid readily reacts with both
organic and non-organic material such as sulphides and ammonia. Initially the
chlorine will be used up in these reactions and testing may show that none remains
as a residual, in the water. As further hypochlorous acid is added ammonia and some
organics will react to form to produce chloramines and chloro-organic compounds
resulting in taste and odour problems. Additional hypochlorous acid will be used in
oxidising the compounds just formed and only after that has happened will there be
an available residual in the water. Chlorine will start to dissociate or "gas off" from
water at about 40oC.
6. Although chlorine will oxidise as a tertiary reaction, its primary reaction is chlorination
and many of the chloro-organics formed will not be re-oxidised. These residuals
include the group trihalomethanes, which are known carcinogens and difficult and
costly to remove, especially once they have contaminated the ground water.
When sodium or calcium hypochlorite are used, the chemical reactions involved also
produce sodium and calcium free chlorine gas is toxic and corrosive when in
solution. Biocidal effectiveness is limited to simpler organisms and viruses in
operating conditions of pH6.5 - 8 and below 40oC. Chlorine has limited effectiveness
against biofouling and will not kill cysts and protozoa.
Chlorine Dioxide Disinfection of Water
Chlorine dioxide is a powerful oxidising biocide and has been successfully used as a
water treatment disinfectant for several decades in many countries. Chlorine dioxide
is a relatively stable radical molecule. It is highly soluble in water, has a boiling point
of 110C, absorbs light and breaks down into ClO3- and Cl-. Because of its oxidising
properties chlorine dioxide acts on Fe2, Mn2+ and NO2- but does not act on Cl, NH4+
and Br- when not exposed to light. These ions are generally part of the chemical
composition of natural water.
Because of its radical structure, chlorine dioxide has a particular reactivity - totally
different from that of chlorine or ozone. The latter behave as electron acceptors or are
electrophilic, while chlorine dioxide has a free electron for a homopolar bond based on
one of its oxygens. The electrophilic nature of chlorine or hypochloric acid can lead,
through reaction of addition or substitution, to the formation of organic species while
the radical reactivity of chlorine dioxide mainly results in oxycarbonyls. Generally
chlorine dioxide rapidly oxidises phenol type compounds, secondary and tertiary
amines, organic sulphides and certain hydrocarbon polycylic aromatics such as
benzopyrene, anthracene and benzoathracene. The reaction is slow or non-existent
on double carbon bonds, aromatic cores, quinionic and carboxylic structures and
primary amines and urea.
The reduction of bad tastes and odour with ClO2 is the result of the elimination of algae
and on the negligible formation of organo-chlorinated derivatives. When chlorine
dioxide replaces chlorine in a system it may take up to 15 days for the benefits of the
change to become apparent. Changes should be made gradually to avoid problems
of a sudden release of slime into the system.
7. Chlorine by Category Chlorine Dioxide by Category
Dose Rates and Efficiency
The dose rate, or CT time, is a measure of the disinfectant contact time. It is the
mathematical product of C (the concentration of disinfectant in mg/l) and the contact
time T measured in minutes to achieve 99% deactivation. Table 1 shows a variety of
microorganisms and their corresponding CT values for chlorine at pH 6 – 7. This is
also an indication as to the “speed of kill” of particular pathogenic material – the
lower the CT value, the less time it takes to destroy the bacterium.
Chlorine
Table 1 - CT ValuesforChlorine (Cl2)
Microorganism Disinfectant - Free Cl
2
E.Coli 0.034 - 0.05
Polio 1 1.1 - 2.5
Rotavirus 0.01 - 0.05
Giardia lamblia cysts 47 - 150
Giardia muris cysts 30 - 630
Cryptosporidium parvum 7200
Table 2 demonstratesthe CTValuesagainstthose seeninTables1for free chlorine
8. Chlorine Dioxide
Table 2 - CT Valuesfor ClO2
It can be seenthatthese valuesare muchlowerthantheirchlorine counterpartsandissubstantial
proof that ClO2 ismore effective overashortertime span.
Microorganism Disinfectant - Free ClO
2
E.Coli 0.4 - 0.75
Polio 1 0.2 - 6.7
Rotavirus 0.2 - 2.1
Giardia lamblia cysts 26
Giardia muris cysts 7.2 - 18.5
Cryptosporidium parvum 78
Hydrogen Peroxide and Peracetic acid Compounds
Hydrogen peroxide, as a disinfectant, required a concentration of 258,000 mg/l and a
detention time of 17 minutes to inactivate S. Aureus, spores of Bacillus, and
Clostridium. Inactivation of 99% of poliovirus was obtained over a 6hr contact time.
The peroxide concentration was 3,000 mg/l. From this data, hydrogen peroxide was
clearly not a suitable drinking water disinfectant.
“Committeeon Products & Processes”
The Use of Disinfectants Containing Silver Salts in Public Water Supplies
Summary
On several occasions over the last few years the Committee on Products and
Processes for Usein Public Water Supply (CPP) has been asked to consider the
use of disinfectants containing silver salts, in the continuous disinfection of
drinking water supplies. Recently the CPP has been asked again to consider an
application for the use of a productbased on hydrogen peroxide containing a
silver salt as a disinfectant for the continuous treatment of water for public
supply. After consideration of the data provided,
” the CPP concluded that productscontaining silver saltscould not be
recommended for approval for continuoususe as disinfectantsfor water for
public supply.”
9. IndependentBiocidal Comparative testing
Comparative testing of Chlorine Dioxide and Peracetic Acid were conducted as
described in (Tanner R.S. 1989 Comparative testing and evaluation of hard-surface
disinfectants. J. Indust.Microbiol 4:145-154) with the following exceptions;
a. Cultures of a strain of Pediococcus and a mixed culture of Lactobacillus sp. were
obtained from a brewing company.
b. 10 mM potassium phosphate was included in the medium to stimulate the growth
and viability of the lactic acid bacteria which are dependent on substrate 1evel
phosphorylation for metabolism and growth).
c. Test cultures were incubated for 48 hr at 30oc. enumeration plates ware incubated
for 72 hr.
d. Sodium thiosulphate (5,000 ppm) was used to neutralize each of the oxidising
biocides tested.
e. Tile tests containing Peracetic Acid (100, 200, and 500 ppm) also contained
hydrogen peroxide (620, 1,200, and 3,100 ppm, respectively).
Level of Disinfectants Required to Achieve A 99.999% Kill
Disinfectant
Microorganism
Pseudomonas aeruginosa Staphylococcus aureus Saccharomyces cerevisiae
ChloroxTM
1000 1000 1000
Sodium Chlorite 820 820 1000
Chlorine Dioxide 48 93 95
Iodophor 440 440 450
Peroxide 36000 68000 270000
Gluteraldehyde-Phenol 2300 1200 620
Acid Gluteraldehyde 6600 2200 18000
Quaternary 580 140 740
Acidifi Quaternary 150 1200 300
Phenolic 1500 380 190
Published by ALLTECH Biotechnology Centre, USA
10. Condition Ppm
Variable Cells/ml (60 second exposure)
Pediococcus Lactobacillus
Control 2.5 x 106
1.6 x 106
Chlorine Dioxide
20 <2 x 100
<2 x 100
50 <2 x 100
<2 x 100
100 <2 x 100
<2 x 100
Peracetic Acid
100 >105
>105
200 8.5 x 102
>105
500 <2 x 100
7.3 x 105
The results indicate that 20 ppm Chlorine Dioxide could reduce viable counts of
lactobacillus bacteria at least 99 999% in a 60 second speed-of-kill assay. The results
suggest that about 1000ppm of Peracetic Acid would be required to achieve a similar
reduction in viability, using this test. - Dr R.S. Tanner, Sept 14 1991
Product Stability
System where Hydrogen Peroxide has to be diluted and dosed via appliances such as a
dosatron will encounter drastic drops in efficiency as demonstrated in the chart below.
Hydrogen peroxide is not stable and has an extremely short half life
(Evaluation of Different Hydrogen Peroxide Products for Maintaining Adequate Sanitizing Residual in Water.Tyler Clark, Brookee
Dean and Susan Watkins University of Arkansas, Division of Agriculture)
Scotmas provide a fully automatic package of equipment and water treatment chemicals, with no
pre-dilution required. Premixing Peroxide involves exposure to hazardous chemicals and has led
numerous incidents of skin burns.
Hydrogen Peroxide is classified as a Tier 2 Explosive Precursor under European Regulations,
and sites using the product in concentrations above 15% require appropriate regulatory licenses
and notifications to be made in various countries. (Standard products are sold as 35% solutions).
11. Chlorine Dioxide and Ozone, UV
Chlorine Dioxide is a versatile oxidant /disinfectant with CT values second only to ozone
in biocidal efficacy, but without the high capital expenditures and associated by-
products. As neither UV or Ozone are regarded as having any meaning full residuals there
use in agriculture and livestock drinking systems is considered non-viable.
A brief note on the comparative qualities is however detailed below
Disinfectant Residual
Maintenance
Information on
By-products
Colour Removal Removal
of Common
Odors
Chlorine Good Adequate Good Moderate
Chloramines Good Limited Unacceptable Poor
Chlorine Dioxide Excellent Good Good Excellent
Ozone Unacceptable Limited Excellent Excellent
Ultraviolet Unacceptable Nil N/A N/A
Comparative Oxidation Strengths
• Because chlorine and other oxidants reacts with more compounds (due to higher
oxidation strength), less is available to react with bacteria making them significantly
poor biocides.
• This means that their dose rates must be higher to achieve if at all possible similar
kill rates
• This causes problems of water palatability (The typical concentration of chlorine in a
swimming pool is 2-3ppm – would you drink that?)
• Higher concentrations make corrosion problems even worse
Oxidant Oxidation Strength Oxidation Capacity
Ozone (O3) 2.07 2 e-
Hydrogen Peroxide (H2O2) 1.78 2 e-
Hypochlorous Acid (HOCl) 1.49 2 e-
Hypobromous Acid (HOBr) 1.33 2 e-
Chlorine Dioxide (ClO2) 0.95 5 e-