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Validity and Reliability of
Diagnostic and Screening Tests
EPI 504D
Week 8
1
Screening vs. diagnostic tests
! Diagnos(c	
  test	
  establishes	
  or	
  rules	
  out	
  
disease	
  in	
  individuals	
  with	
  abnormal	
  signs	
  or	
  
symptoms.	
  
! Screening	
  test	
  establishes	
  or	
  rules	
  out	
  disease	
  
in	
  individuals	
  that	
  appear	
  healthy,	
  but	
  may	
  be	
  
at	
  risk	
  
! Usually	
  persons	
  with	
  abnormal	
  screening	
  test	
  
would	
  then	
  undergo	
  diagnos:c	
  tes:ng	
  
2
Two-Step Process
3
Screening test
Positive
Negative
Diagnostic
test
+
-
Disease
No disease
Part	
  I:	
  	
  Accuracy	
  of	
  screening	
  
and	
  diagnos(c	
  tests	
  
4
Fundamental truth about tests
Error	
  is	
  expected	
  
5
Four possible outcomes of a test	
  
! True positive (TP)
! True negative (TN)
! False negative (FN)
! False positive (FP)
6
7
8
Sensi:vity	
  (Se)	
  =	
  a/a+c	
  =	
  TP/(TP+FN)	
  	
  
Specificity	
  (Sp)	
  =	
  d/b+d	
  =	
  TN/(FP+TN)	
  
	
  =	
  	
  	
  
Posi:ve	
  Predic:ve	
  Value	
  (PPV)	
  =	
  a/a+b	
  =	
  TP/(TP+FP)	
  
Nega:ve	
  Predic:ve	
  Value	
  (NPV)	
  =	
  d/c+d	
  =	
  TN/(TN+FN)	
  	
  
9
10
11
12
13
14
15
Trade-offs between Se and Sp
Example: diabetes screening
16*two	
  hours	
  aJer	
  a	
  meal	
  
•  Se	
  can	
  be	
  increased	
  at	
  the	
  
expense	
  of	
  Sp	
  
•  If	
  cut-­‐off	
  is	
  180	
  we	
  will	
  miss	
  
61.4%	
  of	
  the	
  cases	
  	
  (high	
  Sp	
  
at	
  the	
  expense	
  of	
  Se)	
  
•  Using	
  70	
  as	
  the	
  cut-­‐off	
  we	
  
will	
  iden:fy	
  virtually	
  all	
  cases	
  
(Se=	
  98.6%)	
  but	
  	
  will	
  end	
  up	
  
with	
  a	
  lot	
  of	
  false	
  posi:ves	
  
(Sp	
  =8.8%)	
  
17
Trade-offs between Se and Sp
Example: diabetes screening
*two	
  hours	
  aJer	
  a	
  meal	
  
Receiver	
  opera:ng	
  characteris:cs	
  (ROC)	
  
curve	
  
18Adapted from : gim.unmc.edu/dxtests/roc3.htm
Diabetes screening example: ROC curve
19
*two	
  hours	
  aJer	
  a	
  meal	
  
1-Specificity
Sensitivity
! Sensi:vity	
  and	
  Specificity	
  are	
  aZributes	
  of	
  test	
  
accuracy	
  
! PPV	
  and	
  NPV	
  are	
  aZributes	
  of	
  both	
  	
  
	
  test	
  accuracy	
  and	
  disease	
  prevalence	
  
20
PPV	
  (%)	
  by	
  Prevalence	
  at	
  Selected	
  Levels	
  of	
  
Se	
  and	
  Sp	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Disease	
  Prevalence	
  (%)	
  
Se	
  	
  	
  	
  	
  	
  	
  Sp	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  0.5	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  1	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  2	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  5	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  10	
  
50	
  	
  	
  	
  	
  	
  	
  50	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  0.5	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  1	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  2	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  5	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  10	
  
50	
  	
  	
  	
  	
  	
  	
  90	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  2	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  5	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  9	
  	
  	
  	
  	
  	
  	
  	
  	
  21	
  	
  	
  	
  	
  	
  	
  	
  	
  36	
  
75	
  	
  	
  	
  	
  	
  	
  50	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  0.7	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  1	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  3	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  7	
  	
  	
  	
  	
  	
  	
  	
  	
  14	
  
90	
  	
  	
  	
  	
  	
  	
  95	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  8	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  15	
  	
  	
  	
  	
  	
  	
  	
  27	
  	
  	
  	
  	
  	
  	
  	
  49	
  	
  	
  	
  	
  	
  	
  	
  	
  67	
  	
  	
  
21
Part	
  II:	
  Reliability	
  of	
  screening	
  
and	
  diagnos:c	
  tests	
  
22
Two	
  radiologists	
  are	
  evalua:ng	
  200	
  x-­‐rays	
  looking	
  for	
  
evidence	
  of	
  pneumoconiosis	
  (chronic	
  occupa:onal	
  
lung	
  disease)	
  
23
Normal lungs Mild disease Severe disease
In some cases both radiologists diagnosed pneumoconiosis
In some cases both radiologists found no evidence of disease
In some cases radiologist #1 diagnosed disease but radiologist #2 did not
In some cases radiologist #2 diagnosed disease but radiologist #1 did not
How do we measure agreement between these two observers?
Method	
  1:	
  Percent	
  Agreement	
  
24
Percent	
  agreement	
  =	
  (a	
  +	
  d)	
  /	
  (a+b+c+d)	
  
25
Percent	
  agreement	
  =	
  ??	
  	
  
Percent	
  Agreement	
  	
  
•  Problem:	
  Two	
  observers	
  will	
  agree	
  
on	
  a	
  certain	
  propor:on	
  of	
  subjects	
  
simply	
  by	
  coincidence	
  (chance)	
  
•  Ques:on:	
  To	
  what	
  extent	
  would	
  two	
  
observers	
  agree	
  beyond	
  what	
  is	
  
expected	
  by	
  chance?	
  	
  
26
Kappa	
  Sta:s:c	
  
	
  “Kappa	
  expresses	
  the	
  extent	
  to	
  which	
  the	
  
observed	
  agreement	
  exceeds	
  that	
  which	
  would	
  
be	
  expected	
  by	
  chance	
  alone	
  (numerator)	
  rela:ve	
  
to	
  the	
  most	
  that	
  the	
  observers	
  could	
  hope	
  to	
  
improve	
  their	
  agreement	
  (denominator)”	
  (Gordis,	
  
4th	
  ed.	
  P.	
  104)	
  
27
28
Observed	
  agreement	
  =	
  150/200=75%	
  
Agreement	
  expected	
  by	
  chance	
  =	
  ??	
  
NOTE: Expected numbers in each cell of a 2×2 table are obtained as
29
Observed	
  agreement	
  =	
  150/200=75%	
  
Agreement	
  expected	
  by	
  chance	
  =	
  ??	
  
KAPPA	
  =	
  ??	
  
Interpreta:on	
  of	
  Kappa*	
  
>	
  0.75 	
   	
  “Excellent”	
  agreement	
  
0.40	
  –	
  0.75	
   	
  “Intermediate”	
  to	
  “Good”	
  
<	
  0.40 	
   	
  “Poor”	
  agreement	
  
*note:	
  	
  other	
  interpreta:ons	
  exist	
  
30
Part	
  III:	
  Evalua:on	
  of	
  Screening	
  
Programs:	
  	
  Methodological	
  Issues	
  
31
Length	
  bias	
  
•  Slowly	
  progressing	
  diseases	
  (e.g.	
  certain	
  cancers)	
  	
  
have	
  more	
  opportunity	
  to	
  be	
  detected	
  by	
  screening,	
  	
  
AND	
  
•  Slowly	
  progressing	
  diseases	
  take	
  longer	
  to	
  lead	
  to	
  
death	
  than	
  faster	
  ones	
  
•  BeZer	
  survival	
  of	
  people	
  with	
  screen-­‐detected	
  
disease	
  will	
  be	
  ar:ficially	
  increased	
  
32
33
Lead	
  :me	
  bias	
  
•  Without	
  screening	
  survival	
  is	
  the	
  :me	
  
between	
  clinical	
  diagnosis	
  and	
  death	
  
•  If	
  screened,	
  survival	
  is	
  the	
  :me	
  between	
  
posi:ve	
  screening	
  test	
  and	
  death	
  
•  If	
  screening	
  results	
  in	
  earlier	
  detec:on	
  but	
  not	
  
in	
  decreased	
  mortality,	
  there	
  may	
  be	
  false	
  
appearance	
  of	
  increased	
  survival	
  
34
Lead time bias
35
Overdiagnosis	
  
•  Of	
  par:cular	
  interest	
  in	
  cancer	
  screening	
  
•  Screening	
  detects	
  lesions	
  that	
  would	
  not	
  become	
  
clinically	
  apparent	
  otherwise	
  
•  Large	
  number	
  of	
  prevalent	
  cancers	
  at	
  the	
  start	
  of	
  
screening	
  program	
  
•  Classic	
  example:	
  	
  PSA	
  test	
  for	
  prostate	
  cancer	
  
36
37
Solu:on	
  against	
  various	
  methodological	
  problems:	
  
randomized	
  trial	
  	
  
38
Enrolled patients
Randomization
Screened Not screened
Endpoint (e.g., mortality) Endpoint (e.g., mortality)
When	
  to	
  screen?	
  
– When	
  disease	
  is	
  an	
  important	
  problem	
  
– When	
  natural	
  history	
  of	
  disease	
  presents	
  a	
  window	
  
of	
  opportunity	
  for	
  early	
  detec:on	
  AND	
  treatment	
  
– When	
  cost	
  of	
  screening,	
  diagnosis	
  and	
  treatment	
  is	
  
favorably	
  weighed	
  against	
  treatment	
  costs	
  at	
  usual	
  
:me	
  of	
  diagnosis	
  
– When	
  a	
  suitable	
  screening	
  test	
  is	
  available	
  
39
What	
  is	
  a	
  suitable	
  screening	
  test?	
  
A	
  test	
  that	
  is	
  
– Accurate	
  (Se,	
  Sp,	
  PPV)	
  
– Acceptable	
  to	
  the	
  popula:on	
  
– Safe	
  
– Inexpensive	
  
– Iden:fies	
  cases	
  that	
  would	
  benefit	
  from	
  
early	
  detec:on	
  and	
  treatment	
  
40
Ethical	
  considera:ons	
  
•  Informed	
  consent	
  for	
  tes:ng	
  and	
  diagnos:c	
  follow	
  up	
  
•  Considera:on	
  of	
  risks	
  of	
  screening	
  –	
  physical	
  and	
  
psychological	
  
•  Availability	
  of	
  the	
  screening	
  test	
  to	
  all	
  those	
  in	
  the	
  
target	
  popula:on	
  
•  Ensuring	
  adequate	
  diagnos:c	
  resources	
  to	
  evaluate	
  all	
  
posi:ves	
  in	
  a	
  :mely	
  manner	
  
41
Summary	
  
•  Validity	
  of	
  diagnos:c	
  and	
  screening	
  tests	
  can	
  
be	
  measured	
  by	
  sensi:vity,	
  specificity,	
  PPV	
  
and	
  NPV	
  
– These	
  measures	
  are	
  inter-­‐related	
  
– Disease	
  prevalence	
  will	
  affect	
  predic:ve	
  value	
  
•  Reliability	
  of	
  tests	
  can	
  be	
  assessed	
  by	
  percent	
  
agreement	
  or	
  kappa	
  
•  Screening	
  is	
  not	
  always	
  appropriate,	
  nor	
  is	
  it	
  
always	
  beneficial	
  
42

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Screening

  • 1. Validity and Reliability of Diagnostic and Screening Tests EPI 504D Week 8 1
  • 2. Screening vs. diagnostic tests ! Diagnos(c  test  establishes  or  rules  out   disease  in  individuals  with  abnormal  signs  or   symptoms.   ! Screening  test  establishes  or  rules  out  disease   in  individuals  that  appear  healthy,  but  may  be   at  risk   ! Usually  persons  with  abnormal  screening  test   would  then  undergo  diagnos:c  tes:ng   2
  • 4. Part  I:    Accuracy  of  screening   and  diagnos(c  tests   4
  • 5. Fundamental truth about tests Error  is  expected   5
  • 6. Four possible outcomes of a test   ! True positive (TP) ! True negative (TN) ! False negative (FN) ! False positive (FP) 6
  • 7. 7
  • 8. 8
  • 9. Sensi:vity  (Se)  =  a/a+c  =  TP/(TP+FN)     Specificity  (Sp)  =  d/b+d  =  TN/(FP+TN)    =       Posi:ve  Predic:ve  Value  (PPV)  =  a/a+b  =  TP/(TP+FP)   Nega:ve  Predic:ve  Value  (NPV)  =  d/c+d  =  TN/(TN+FN)     9
  • 10. 10
  • 11. 11
  • 12. 12
  • 13. 13
  • 14. 14
  • 15. 15
  • 16. Trade-offs between Se and Sp Example: diabetes screening 16*two  hours  aJer  a  meal  
  • 17. •  Se  can  be  increased  at  the   expense  of  Sp   •  If  cut-­‐off  is  180  we  will  miss   61.4%  of  the  cases    (high  Sp   at  the  expense  of  Se)   •  Using  70  as  the  cut-­‐off  we   will  iden:fy  virtually  all  cases   (Se=  98.6%)  but    will  end  up   with  a  lot  of  false  posi:ves   (Sp  =8.8%)   17 Trade-offs between Se and Sp Example: diabetes screening *two  hours  aJer  a  meal  
  • 18. Receiver  opera:ng  characteris:cs  (ROC)   curve   18Adapted from : gim.unmc.edu/dxtests/roc3.htm
  • 19. Diabetes screening example: ROC curve 19 *two  hours  aJer  a  meal   1-Specificity Sensitivity
  • 20. ! Sensi:vity  and  Specificity  are  aZributes  of  test   accuracy   ! PPV  and  NPV  are  aZributes  of  both      test  accuracy  and  disease  prevalence   20
  • 21. PPV  (%)  by  Prevalence  at  Selected  Levels  of   Se  and  Sp                                                                          Disease  Prevalence  (%)   Se              Sp                              0.5                    1                    2                    5                    10   50              50                                0.5                    1                    2                    5                    10   50              90                                2                            5                    9                  21                  36   75              50                                0.7                      1                    3                    7                  14   90              95                                8                        15                27                49                  67       21
  • 22. Part  II:  Reliability  of  screening   and  diagnos:c  tests   22
  • 23. Two  radiologists  are  evalua:ng  200  x-­‐rays  looking  for   evidence  of  pneumoconiosis  (chronic  occupa:onal   lung  disease)   23 Normal lungs Mild disease Severe disease In some cases both radiologists diagnosed pneumoconiosis In some cases both radiologists found no evidence of disease In some cases radiologist #1 diagnosed disease but radiologist #2 did not In some cases radiologist #2 diagnosed disease but radiologist #1 did not How do we measure agreement between these two observers?
  • 24. Method  1:  Percent  Agreement   24 Percent  agreement  =  (a  +  d)  /  (a+b+c+d)  
  • 26. Percent  Agreement     •  Problem:  Two  observers  will  agree   on  a  certain  propor:on  of  subjects   simply  by  coincidence  (chance)   •  Ques:on:  To  what  extent  would  two   observers  agree  beyond  what  is   expected  by  chance?     26
  • 27. Kappa  Sta:s:c    “Kappa  expresses  the  extent  to  which  the   observed  agreement  exceeds  that  which  would   be  expected  by  chance  alone  (numerator)  rela:ve   to  the  most  that  the  observers  could  hope  to   improve  their  agreement  (denominator)”  (Gordis,   4th  ed.  P.  104)   27
  • 28. 28 Observed  agreement  =  150/200=75%   Agreement  expected  by  chance  =  ??   NOTE: Expected numbers in each cell of a 2×2 table are obtained as
  • 29. 29 Observed  agreement  =  150/200=75%   Agreement  expected  by  chance  =  ??   KAPPA  =  ??  
  • 30. Interpreta:on  of  Kappa*   >  0.75    “Excellent”  agreement   0.40  –  0.75    “Intermediate”  to  “Good”   <  0.40    “Poor”  agreement   *note:    other  interpreta:ons  exist   30
  • 31. Part  III:  Evalua:on  of  Screening   Programs:    Methodological  Issues   31
  • 32. Length  bias   •  Slowly  progressing  diseases  (e.g.  certain  cancers)     have  more  opportunity  to  be  detected  by  screening,     AND   •  Slowly  progressing  diseases  take  longer  to  lead  to   death  than  faster  ones   •  BeZer  survival  of  people  with  screen-­‐detected   disease  will  be  ar:ficially  increased   32
  • 33. 33
  • 34. Lead  :me  bias   •  Without  screening  survival  is  the  :me   between  clinical  diagnosis  and  death   •  If  screened,  survival  is  the  :me  between   posi:ve  screening  test  and  death   •  If  screening  results  in  earlier  detec:on  but  not   in  decreased  mortality,  there  may  be  false   appearance  of  increased  survival   34
  • 36. Overdiagnosis   •  Of  par:cular  interest  in  cancer  screening   •  Screening  detects  lesions  that  would  not  become   clinically  apparent  otherwise   •  Large  number  of  prevalent  cancers  at  the  start  of   screening  program   •  Classic  example:    PSA  test  for  prostate  cancer   36
  • 37. 37
  • 38. Solu:on  against  various  methodological  problems:   randomized  trial     38 Enrolled patients Randomization Screened Not screened Endpoint (e.g., mortality) Endpoint (e.g., mortality)
  • 39. When  to  screen?   – When  disease  is  an  important  problem   – When  natural  history  of  disease  presents  a  window   of  opportunity  for  early  detec:on  AND  treatment   – When  cost  of  screening,  diagnosis  and  treatment  is   favorably  weighed  against  treatment  costs  at  usual   :me  of  diagnosis   – When  a  suitable  screening  test  is  available   39
  • 40. What  is  a  suitable  screening  test?   A  test  that  is   – Accurate  (Se,  Sp,  PPV)   – Acceptable  to  the  popula:on   – Safe   – Inexpensive   – Iden:fies  cases  that  would  benefit  from   early  detec:on  and  treatment   40
  • 41. Ethical  considera:ons   •  Informed  consent  for  tes:ng  and  diagnos:c  follow  up   •  Considera:on  of  risks  of  screening  –  physical  and   psychological   •  Availability  of  the  screening  test  to  all  those  in  the   target  popula:on   •  Ensuring  adequate  diagnos:c  resources  to  evaluate  all   posi:ves  in  a  :mely  manner   41
  • 42. Summary   •  Validity  of  diagnos:c  and  screening  tests  can   be  measured  by  sensi:vity,  specificity,  PPV   and  NPV   – These  measures  are  inter-­‐related   – Disease  prevalence  will  affect  predic:ve  value   •  Reliability  of  tests  can  be  assessed  by  percent   agreement  or  kappa   •  Screening  is  not  always  appropriate,  nor  is  it   always  beneficial   42