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LST Prep Course:
                 Pragmatics
                           Manfred Pinkal
                      Universität des Saarlandes

                              11-10-2006

  In the Conversational Implicature Part, the slides use material from
                    Ivana Kruijff-Korbayova's course




Units of Language –
Subfields of Linguistics
                  Grammar             Semantics            Pragmatics

 Sound            Phonetics/                 ---                  ---
                  Phonology

  Word            Morphology             Lexical                  ---
                                        Semantics
                                       Compositio
Sentence             Syntax               nal               Pragmatics
                                       Semantics
                    Text &              Discourse
  Text&            Discourse                                Pragmatics
Discourse          Grammar              Semantics

                  Structure             Meaning                 Use
Pragmatics: Definitions


  Pragmatics is the theory of language
  use
  Pragmatics is the study of the
  systematic relations between language
  and context




Pragmatics: Subareas

  Semantic context dependence
  Presupposition / Conventional
  implicature
  Conversational Implicature
  Speech Acts
  Textual cohesion and coherence
  Conversational structure (dialogue)
according to Levinson: Pragmatics. CUP
Some elementary number theory

• Theorem:
  The set of prime numbers is infinite, i.e. for every prime
  number p, there exists another prime number q > p.


• True or false?
  The greatest prime number is odd.


• True or false?
  The greatest prime number is not odd.




                    Some geography

• True or false?
  The king of Buganda is 42.

• True or false?
  If Buganda has a king, then he was born in the 20th
  century.

• Does Buganda have a king?
Trying to deal with definite NPs

• An approximate meaning representation of definite NPs
  says that there is exactly one individual with a certain
  property:
   – the
     ⇒ λFλG∃x[∀y[F(y) ↔ x=y] ∧ G(x)]
     ⇔ λFλG∃x[F(x) ∧ G(x) ∧ ∀y[F(y) → x=y]]
   – the chancellor
     ⇒ λG∃x(∀y(chancellor'(y) ↔ x=y) ∧ G(x))
   – the chancellor decides
     ⇒ ∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x))




  Problem 1: Uniqueness doesn't have to be true

• The chancellor decides
     ⇒ ∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x))
   “There is exactly one chancellor, and he decides.quot;


• The student is late
   “There is exactly one student, and she is late.quot;
     (?)
Problem 2: Interaction with negation

• The chancellor doesn't decide
  ⇒ ¬∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x))
   “Either there is no chancellor, or more than one, or there
     is exactly one chancellor and he doesn't decide.”


• A correct representation for the sentence:
  ∃x(∀y(chancellor'(y) ↔ x=y) ∧ ¬decides'(x))
   “There is exactly one chancellor, and he doesn't decide.”




       Problem 3: Falsity vs. uninterpretability

• The greatest prime number is odd.
  ⇒ ∃x(∀y(g-p-n'(y) ↔ x=y) ∧ odd'(x))


• The formula is false, because it claims that there is a
  greatest prime number.
• But the sentence is not true or false: It just doesn't make
  sense. (quot;What do you mean -- greatest prime number?quot;)
Presuppositions

• A sentence (with a definite NP) contains meaning
  information of two different types: the presupposition and
  the assertion.
   – Presupposition: the requirements that the context
     must satisfy so the utterance can be interpreted at all.
   – Assertion: the claims that are made, based on the
     context.
   ∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x) )
   “There is exactly one chancellor, and he decides.”




             Presupposition and negation

• Negation only applies to the assertion.
• The presupposition isn't negated. It is projected upwards,
  outside of the usual rules of semantic composition.

   ∃x(∀y(chancellor'(y) ↔ x=y) ∧ ¬decides'(x) )
   “There is exactly one chancellor, and she doesn't
     decide.”


• Such a quot;survivalquot; of negation is the standard test for
  presuppositions.
Other types of presupposition triggers

• Discourse particles (only, even, etc.)
  Only Peter came.
  >> Peter came (and nobody else came)

• Factive verbs:
   John regrets that Mary is married.
   >> Mary is married (and John regrets this)

• Aspect verbs:
   John has stopped smoking.
   >> John used to smoke (and he stopped doing it).

• Cleft sentences:
   It is Peter who ate the cake.
   >> Somebody ate the cake (and it was Peter who did it)




                 Presupposition projection

• Presuppositions quot;survivequot; not only negation, but also
  other kinds of embedding:
   – The chancellor decides, or she will lose the election
      >> There is exactly one chancellor
   – John possibly regrets that Mary has married.
      >> Mary has married
   – Mary believes that John has stopped smoking.
      >> John used to smoke.
Presupposition filtering

• But: There are contexts that can quot;neutralisequot; or filter
  some presuppositions; they block projection of these
  presuppositions.
   – If John is out of town, then his wife is unhappy.
     presupposes: John is married
   – If John is married, then his wife is unhappy.
     does not presuppose: John is married
   – If John is married, then his daughter is unhappy.
     presupposes: John has a daughter.




              Presupposition cancellation

• Presupposition can also be overwritten or cancelled by
  explicitly claiming that they are false:
   – John doesn't regret that Mary is married. This is
     because Mary isn't married.
   – It is not true that the king of France is bald. France is
     a republic.
Other types of presupposition triggers

• Discourse particles (only, even, etc.)
  Only Peter came.
  >> Peter came (and nobody else came)

• Factive verbs:
   John regrets that Mary is married.
   >> Mary is married (and John regrets this)

• Aspect verbs:
   John has stopped smoking.
   >> John used to smoke (and he stopped doing it).

• Cleft sentences:
   It is Peter who ate the cake.
   >> Somebody ate the cake (and it was Peter who did it)




                Presuppositions: Summary

• Presupposition and assertion have a different status.
• Presuppositions are triggered by a number of different
  words and linguistic constructions, including definite
  NPs.
• Presuppositions behave differently than assertions in
  semantics construction: They are projected unchanged,
  rather than used in functional application.
• Presupposition can be cancelled.
Conversational Implicatures
(H.P.Grice 1975)




The Cooperative Principle
Conversational Maximes




Conversational Maximes
Conversational Maximes and
Conversational Implicatures




Relevance:




Conversational Maximes and
Conversational Implicatures

  Quality:
     John has 2 children
     The flag is white
  Manner:
     John kicked hs boss and got fired
     John got fired and kicked his boss
Flouted Maximes and Conversational
Implicatures

Irony: What a great weather!

Metaphor: This lady is made of iron.




Scalar Implicatures
Scales: Examples




Clausal Implicatures




John is in his office, or in the lab.

implicates: S does not know, whether John is in his office.
            S does not know, whether John is in the lab.
Conversational Implicature and
Presupposition
Both CIs and presuppositions can be
cancelled (are defeasible).

   Presuppositions are associated with
certain kinds of expressions.
   Conversational implicatures follow from
general properties of utterances.

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Pragmatics

  • 1. LST Prep Course: Pragmatics Manfred Pinkal Universität des Saarlandes 11-10-2006 In the Conversational Implicature Part, the slides use material from Ivana Kruijff-Korbayova's course Units of Language – Subfields of Linguistics Grammar Semantics Pragmatics Sound Phonetics/ --- --- Phonology Word Morphology Lexical --- Semantics Compositio Sentence Syntax nal Pragmatics Semantics Text & Discourse Text& Discourse Pragmatics Discourse Grammar Semantics Structure Meaning Use
  • 2. Pragmatics: Definitions Pragmatics is the theory of language use Pragmatics is the study of the systematic relations between language and context Pragmatics: Subareas Semantic context dependence Presupposition / Conventional implicature Conversational Implicature Speech Acts Textual cohesion and coherence Conversational structure (dialogue) according to Levinson: Pragmatics. CUP
  • 3. Some elementary number theory • Theorem: The set of prime numbers is infinite, i.e. for every prime number p, there exists another prime number q > p. • True or false? The greatest prime number is odd. • True or false? The greatest prime number is not odd. Some geography • True or false? The king of Buganda is 42. • True or false? If Buganda has a king, then he was born in the 20th century. • Does Buganda have a king?
  • 4. Trying to deal with definite NPs • An approximate meaning representation of definite NPs says that there is exactly one individual with a certain property: – the ⇒ ÎťFÎťG∃x[∀y[F(y) ↔ x=y] ∧ G(x)] ⇔ ÎťFÎťG∃x[F(x) ∧ G(x) ∧ ∀y[F(y) → x=y]] – the chancellor ⇒ ÎťG∃x(∀y(chancellor'(y) ↔ x=y) ∧ G(x)) – the chancellor decides ⇒ ∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x)) Problem 1: Uniqueness doesn't have to be true • The chancellor decides ⇒ ∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x)) “There is exactly one chancellor, and he decides.quot; • The student is late “There is exactly one student, and she is late.quot; (?)
  • 5. Problem 2: Interaction with negation • The chancellor doesn't decide ⇒ ∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x)) “Either there is no chancellor, or more than one, or there is exactly one chancellor and he doesn't decide.” • A correct representation for the sentence: ∃x(∀y(chancellor'(y) ↔ x=y) ∧ ÂŹdecides'(x)) “There is exactly one chancellor, and he doesn't decide.” Problem 3: Falsity vs. uninterpretability • The greatest prime number is odd. ⇒ ∃x(∀y(g-p-n'(y) ↔ x=y) ∧ odd'(x)) • The formula is false, because it claims that there is a greatest prime number. • But the sentence is not true or false: It just doesn't make sense. (quot;What do you mean -- greatest prime number?quot;)
  • 6. Presuppositions • A sentence (with a definite NP) contains meaning information of two different types: the presupposition and the assertion. – Presupposition: the requirements that the context must satisfy so the utterance can be interpreted at all. – Assertion: the claims that are made, based on the context. ∃x(∀y(chancellor'(y) ↔ x=y) ∧ decides'(x) ) “There is exactly one chancellor, and he decides.” Presupposition and negation • Negation only applies to the assertion. • The presupposition isn't negated. It is projected upwards, outside of the usual rules of semantic composition. ∃x(∀y(chancellor'(y) ↔ x=y) ∧ ÂŹdecides'(x) ) “There is exactly one chancellor, and she doesn't decide.” • Such a quot;survivalquot; of negation is the standard test for presuppositions.
  • 7. Other types of presupposition triggers • Discourse particles (only, even, etc.) Only Peter came. >> Peter came (and nobody else came) • Factive verbs: John regrets that Mary is married. >> Mary is married (and John regrets this) • Aspect verbs: John has stopped smoking. >> John used to smoke (and he stopped doing it). • Cleft sentences: It is Peter who ate the cake. >> Somebody ate the cake (and it was Peter who did it) Presupposition projection • Presuppositions quot;survivequot; not only negation, but also other kinds of embedding: – The chancellor decides, or she will lose the election >> There is exactly one chancellor – John possibly regrets that Mary has married. >> Mary has married – Mary believes that John has stopped smoking. >> John used to smoke.
  • 8. Presupposition filtering • But: There are contexts that can quot;neutralisequot; or filter some presuppositions; they block projection of these presuppositions. – If John is out of town, then his wife is unhappy. presupposes: John is married – If John is married, then his wife is unhappy. does not presuppose: John is married – If John is married, then his daughter is unhappy. presupposes: John has a daughter. Presupposition cancellation • Presupposition can also be overwritten or cancelled by explicitly claiming that they are false: – John doesn't regret that Mary is married. This is because Mary isn't married. – It is not true that the king of France is bald. France is a republic.
  • 9. Other types of presupposition triggers • Discourse particles (only, even, etc.) Only Peter came. >> Peter came (and nobody else came) • Factive verbs: John regrets that Mary is married. >> Mary is married (and John regrets this) • Aspect verbs: John has stopped smoking. >> John used to smoke (and he stopped doing it). • Cleft sentences: It is Peter who ate the cake. >> Somebody ate the cake (and it was Peter who did it) Presuppositions: Summary • Presupposition and assertion have a different status. • Presuppositions are triggered by a number of different words and linguistic constructions, including definite NPs. • Presuppositions behave differently than assertions in semantics construction: They are projected unchanged, rather than used in functional application. • Presupposition can be cancelled.
  • 12. Conversational Maximes and Conversational Implicatures Relevance: Conversational Maximes and Conversational Implicatures Quality: John has 2 children The flag is white Manner: John kicked hs boss and got fired John got fired and kicked his boss
  • 13. Flouted Maximes and Conversational Implicatures Irony: What a great weather! Metaphor: This lady is made of iron. Scalar Implicatures
  • 14. Scales: Examples Clausal Implicatures John is in his office, or in the lab. implicates: S does not know, whether John is in his office. S does not know, whether John is in the lab.
  • 15. Conversational Implicature and Presupposition Both CIs and presuppositions can be cancelled (are defeasible). Presuppositions are associated with certain kinds of expressions. Conversational implicatures follow from general properties of utterances.