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Decentralised Forest Governance,
Institutions and Livelihood Policies in
           Odisha-A Study

           Bishnu Prasad Mohapatra
                 PhD Scholar
        Centre for Economic and Social Studies,
                 Hyderabad - 500 016
Outline of the Presentation
 Introduction
 Background of the Present Study
 Objectives
 Methodology and Study Area
 Forest Policy Process and Livelihoods-The Theoretical
    Framework
   The Policy Cycle-An Approach to understand Forest
    Policy Process
   Analytical Framework
   Major Findings
   Conclusion
INTRODUCTION
 Decentralisation of Forest Governance aims to;
   1.Improve Institutional Mechanism
   2. Managing Forest Resources in Sustainable Way
   3.Enhance Institutional Capacity to Achieve Effective Result
   4.Ensure Efficiency, Equity and Democracy in Forest Governance
   System.
 Factors influencing for Decentralisation of Forest Governance
   1. Rapid Depletion of Forest Resources
   2.Increasing Community Concern over Access to Resources
   3. Failure of Conventional Bureaucracy led Forest Governance
   System
   4. Neo Liberal Economic Framework
   5. Changing Political Scenario and Institutional Structure
Background of The Present Study
 The Present study is a part of RULNR-CESS Visiting Fellowship
 Programme Entitled “Decentralised Forest Governance, Institutions
 and Livelihoods in Odisha-A Study of Evolution of Policy Process and
 Politics”
 1. Odisha in the recent age of Forest Governance has been
 implementing a number of Livelihood based programmes for Forest
 Dwellers(OFSDP,RLTAP,FRA,OTELP).
 2. Policy making and implementation in the State’s Forestry Sector has
 witnessed continuity and change.
 3. Evolution of Forest Policies in the State has been witnessed the
 increasing involvement of Non-State Actors.
 4. Forest Policies of the State has witnessed a paradigm shift in the
 context of implementation PFM and FRA.
 5. Implications of Such Policies on Livelihoods of Forest Dwellers are
 believed to be provided positive impact.
Objectives
The Broad Objective of the study was to “understand the
  evolution of forest policies in Odisha and how and at what
  context the issues of Livelihoods of the Forest Dwellers were
  taken into consideration while formulating such policies”
 To understand the nature and evolution of decentralised forest
  governance in Odisha.
 To analyse different forest policies and legal frameworks of
  such policies in the case of Odisha.
 To understand the legal-political context in which the
  Livelihood issues emerged and included in the policy process.
 To understand the current implementation mechanism of Pro-
  Livelihood Policies such as PFM and FRA in the case of
  Odisha
Methodology and Study Area
The study was carried out by using two principal research methods
  such as;
 Secondary Research Methods-Analysis of Secondary Data,
  Content Analysis and Review of Policy documents, Review of
  Legislative Proceedings, rules, acts etc
 Primary Research Method- In-depth Interview, Case study and
  Focus Group Discussion
Study Area:
The study was carried out in Odisha. However in order to track the
  field reality, interview and focus group discussion was carried
  out in two districts such as Koraput and Sundargarh.
Forest Policy Process and Livelihoods-A
                Theoretical Framework
 Policy Process in Forestry Sector such as Policy Formulation and
    Implementation has provided a wide array of theoretical frameworks
    to understand such process.
   Different Theories of Policy Process such as Elite Theory, Group
    Theory, Institutionalism, Rational Choice Theory, Political System
    Theory and Policy Process Model helps to understand different
    aspects of policy formulation and implementation.
   Policy Process Model has attained prominence under which two
    Broad aspects have been covered such as “improve policy and policy
    making” and “how policy has been made”.
    Policy Process Analysis in the case of Forests has also touched two
    core aspects such as Rational Process and Political Process.
   Policy process in Forest Governance argued as becoming Political
    because of Involvement of Non-State Actors.
Continued…
 Effects of Forest Policies on Livelihoods have been
 covered by Researchers through the two broad
 approaches such as;
   Why, How and for What Reason Livelihood Issues Emerged.
   Impacts of Forest Policies on Livelihoods of Forest Dwellers.
 Systematic Change in Policy Process and Livelihood
 Approaches in State’s Forest Governance encouraged
 Researchers to explore on such changes by using the two
 above mentioned approachs.
 The analytical framework of the present study is based
 on the research approach of “Why, How and What”.
The Policy Cycle-An Approach to Understand
            Forest Policy Process
                           Agenda-Setting




        Policy Change                       Policy Formulation




       Policy Evaluation                    Policy Legitimation




                           Implementation
Analytical Framework




                                 •Process                                         • When and
          • Why                                          • Key                      How
Agenda
                        Policy   •Involveme   Legitima     Arguments   Impleme      Implemented
Setting   •Streams     Formula    nt of         tion     •Political     ntation   • Role of
           of Agenda     tion    Different                                          Different
                                                          Factors
                                 Actors                                             Actors
Forest Policies and Livelihoods in Odisha
Policy Framework            Legal Framework              Implications on Livelihoods
The      National   Forest The Wildlife Protection Act •Forest Policies of the State were based on
Policy, 1952               1972 and Rule of 1974. and National Forest Policy.
                           the Odisha Forest Act, 1972 •Expanding State’s Legitimacy through
                                                       Organizing Forest Administration was
                                                       focused.
                                                       • Livelihood issues received less priority.


National Commission on The       Odisha       Forest     •Forest Policies shifted from conservation
Agriculture, 1976      Conservation Act,1980, The        to participation mode.
                       Odisha Forest(Amendment)          •Emphasis was given to involve Villages in
                       Act, 1982 and The Odisha          protection of degraded Forests.
                       Village Forest Rule, 1985         •Community involvement in Management
                                                         of Forests.
                                                         •Livelihood Issues gradually evolved.
National   Forest   Policy, JFM Resolution, 1993         •The State Government’s Resolution
1988                                                     accepted JFM as a Strategy of Forest
                                                         Management.
                                                         •Accepted Community Access to Forest
                                                         Resources for Sustenance of Livelihoods.
Continued…..
Policy Framework      Legal Framework          Implications on Livelihoods

The Provisions of The Odisha Minor Forest •Management of MFP Vested to the
Panchayats Act(PESA Produce    Amendment Gram Sabhas and Gram Panchayats in
Act), 1996          Rule, 2002            Tribal Areas.
                                          •Powers     given     to   the Local
                                          Governments on Price Fixation and
                                          providing license to Traders.
The Forest Rights Act, Implementation of the •The Act implemented in 2008 under
2006                   Act thorough GoO Order which 539277.45 Acres of Forest land
                       in 2008                provided(Dec.2012).
                                              •Land Titles provided to 300312
                                              Households on forest lands.(Dec.2012)
                                              •FRA Beneficiaries linked with
                                              different schemes and programmes
                                              such as MGNREGA, IAY, National
                                              Horticulture   Mission     for   Land
                                              Development, Plantation, Housing etc.
Major Findings
 Forest Governance in Ordisha has reached at the Stages of
    Decentralisation while recognizing the community rights.
   Forest Policy process in the State are linked with rationalist idea
    and bureaucratic attitude except few policies such as PFM and
    FRA.
   Successful political mobilisation and integration of social capital
    in the case of Forest Governance has flourished the arena of pro-
    poor and participatory policy process.
   State Forest Policies are more or less guided by the national level
    policy process which restricts the role of State as implementer
    but not policy maker.
    Unclear policy framework, ambiguous legal provisions and
    overlapping in implementation are the Major Challenges in the
    State’s forest policy environment.
Continue……..
 Livelihood issues gradually attained importance because of
  continuous demand from the people, policy makers and CSOs
  coupled with continuing issues of poverty in the forest regions.
 Implementation of different forest region based development
  programmes also reveals the seriousness of State Government for
  improving livelihood conditions of the Forest fringe
  communities.
 Livelihood Issues of the Forest Dwellers have taken into account
  in which Political factors also played vital role.
Conclusion
   Decentralisation has a far larger effect on the
    Livelihoods of the Forest dependent communities.
   Forest polices in the context of current Livelihood
    issues of forest dwellers needs further reforms.
   Policy process should be based on need of the people
    and should be inclusive and participatory.
   Legal ambiguity and overlapping in the process of
    impletion should be avoided.
   Local Governments, different forest protection
    groups, CSOs etc should have voice in forest policy
    making and implementation.
THANK YOU ALL!

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Ppt iifm,presentation-bishnu

  • 1. Decentralised Forest Governance, Institutions and Livelihood Policies in Odisha-A Study Bishnu Prasad Mohapatra PhD Scholar Centre for Economic and Social Studies, Hyderabad - 500 016
  • 2. Outline of the Presentation  Introduction  Background of the Present Study  Objectives  Methodology and Study Area  Forest Policy Process and Livelihoods-The Theoretical Framework  The Policy Cycle-An Approach to understand Forest Policy Process  Analytical Framework  Major Findings  Conclusion
  • 3. INTRODUCTION  Decentralisation of Forest Governance aims to; 1.Improve Institutional Mechanism 2. Managing Forest Resources in Sustainable Way 3.Enhance Institutional Capacity to Achieve Effective Result 4.Ensure Efficiency, Equity and Democracy in Forest Governance System.  Factors influencing for Decentralisation of Forest Governance 1. Rapid Depletion of Forest Resources 2.Increasing Community Concern over Access to Resources 3. Failure of Conventional Bureaucracy led Forest Governance System 4. Neo Liberal Economic Framework 5. Changing Political Scenario and Institutional Structure
  • 4. Background of The Present Study  The Present study is a part of RULNR-CESS Visiting Fellowship Programme Entitled “Decentralised Forest Governance, Institutions and Livelihoods in Odisha-A Study of Evolution of Policy Process and Politics” 1. Odisha in the recent age of Forest Governance has been implementing a number of Livelihood based programmes for Forest Dwellers(OFSDP,RLTAP,FRA,OTELP). 2. Policy making and implementation in the State’s Forestry Sector has witnessed continuity and change. 3. Evolution of Forest Policies in the State has been witnessed the increasing involvement of Non-State Actors. 4. Forest Policies of the State has witnessed a paradigm shift in the context of implementation PFM and FRA. 5. Implications of Such Policies on Livelihoods of Forest Dwellers are believed to be provided positive impact.
  • 5. Objectives The Broad Objective of the study was to “understand the evolution of forest policies in Odisha and how and at what context the issues of Livelihoods of the Forest Dwellers were taken into consideration while formulating such policies”  To understand the nature and evolution of decentralised forest governance in Odisha.  To analyse different forest policies and legal frameworks of such policies in the case of Odisha.  To understand the legal-political context in which the Livelihood issues emerged and included in the policy process.  To understand the current implementation mechanism of Pro- Livelihood Policies such as PFM and FRA in the case of Odisha
  • 6. Methodology and Study Area The study was carried out by using two principal research methods such as;  Secondary Research Methods-Analysis of Secondary Data, Content Analysis and Review of Policy documents, Review of Legislative Proceedings, rules, acts etc  Primary Research Method- In-depth Interview, Case study and Focus Group Discussion Study Area: The study was carried out in Odisha. However in order to track the field reality, interview and focus group discussion was carried out in two districts such as Koraput and Sundargarh.
  • 7. Forest Policy Process and Livelihoods-A Theoretical Framework  Policy Process in Forestry Sector such as Policy Formulation and Implementation has provided a wide array of theoretical frameworks to understand such process.  Different Theories of Policy Process such as Elite Theory, Group Theory, Institutionalism, Rational Choice Theory, Political System Theory and Policy Process Model helps to understand different aspects of policy formulation and implementation.  Policy Process Model has attained prominence under which two Broad aspects have been covered such as “improve policy and policy making” and “how policy has been made”.  Policy Process Analysis in the case of Forests has also touched two core aspects such as Rational Process and Political Process.  Policy process in Forest Governance argued as becoming Political because of Involvement of Non-State Actors.
  • 8. Continued…  Effects of Forest Policies on Livelihoods have been covered by Researchers through the two broad approaches such as;  Why, How and for What Reason Livelihood Issues Emerged.  Impacts of Forest Policies on Livelihoods of Forest Dwellers. Systematic Change in Policy Process and Livelihood Approaches in State’s Forest Governance encouraged Researchers to explore on such changes by using the two above mentioned approachs. The analytical framework of the present study is based on the research approach of “Why, How and What”.
  • 9. The Policy Cycle-An Approach to Understand Forest Policy Process Agenda-Setting Policy Change Policy Formulation Policy Evaluation Policy Legitimation Implementation
  • 10. Analytical Framework •Process • When and • Why • Key How Agenda Policy •Involveme Legitima Arguments Impleme Implemented Setting •Streams Formula nt of tion •Political ntation • Role of of Agenda tion Different Different Factors Actors Actors
  • 11. Forest Policies and Livelihoods in Odisha Policy Framework Legal Framework Implications on Livelihoods The National Forest The Wildlife Protection Act •Forest Policies of the State were based on Policy, 1952 1972 and Rule of 1974. and National Forest Policy. the Odisha Forest Act, 1972 •Expanding State’s Legitimacy through Organizing Forest Administration was focused. • Livelihood issues received less priority. National Commission on The Odisha Forest •Forest Policies shifted from conservation Agriculture, 1976 Conservation Act,1980, The to participation mode. Odisha Forest(Amendment) •Emphasis was given to involve Villages in Act, 1982 and The Odisha protection of degraded Forests. Village Forest Rule, 1985 •Community involvement in Management of Forests. •Livelihood Issues gradually evolved. National Forest Policy, JFM Resolution, 1993 •The State Government’s Resolution 1988 accepted JFM as a Strategy of Forest Management. •Accepted Community Access to Forest Resources for Sustenance of Livelihoods.
  • 12. Continued….. Policy Framework Legal Framework Implications on Livelihoods The Provisions of The Odisha Minor Forest •Management of MFP Vested to the Panchayats Act(PESA Produce Amendment Gram Sabhas and Gram Panchayats in Act), 1996 Rule, 2002 Tribal Areas. •Powers given to the Local Governments on Price Fixation and providing license to Traders. The Forest Rights Act, Implementation of the •The Act implemented in 2008 under 2006 Act thorough GoO Order which 539277.45 Acres of Forest land in 2008 provided(Dec.2012). •Land Titles provided to 300312 Households on forest lands.(Dec.2012) •FRA Beneficiaries linked with different schemes and programmes such as MGNREGA, IAY, National Horticulture Mission for Land Development, Plantation, Housing etc.
  • 13. Major Findings  Forest Governance in Ordisha has reached at the Stages of Decentralisation while recognizing the community rights.  Forest Policy process in the State are linked with rationalist idea and bureaucratic attitude except few policies such as PFM and FRA.  Successful political mobilisation and integration of social capital in the case of Forest Governance has flourished the arena of pro- poor and participatory policy process.  State Forest Policies are more or less guided by the national level policy process which restricts the role of State as implementer but not policy maker.  Unclear policy framework, ambiguous legal provisions and overlapping in implementation are the Major Challenges in the State’s forest policy environment.
  • 14. Continue……..  Livelihood issues gradually attained importance because of continuous demand from the people, policy makers and CSOs coupled with continuing issues of poverty in the forest regions.  Implementation of different forest region based development programmes also reveals the seriousness of State Government for improving livelihood conditions of the Forest fringe communities.  Livelihood Issues of the Forest Dwellers have taken into account in which Political factors also played vital role.
  • 15. Conclusion  Decentralisation has a far larger effect on the Livelihoods of the Forest dependent communities.  Forest polices in the context of current Livelihood issues of forest dwellers needs further reforms.  Policy process should be based on need of the people and should be inclusive and participatory.  Legal ambiguity and overlapping in the process of impletion should be avoided.  Local Governments, different forest protection groups, CSOs etc should have voice in forest policy making and implementation.