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Research Infrastructures
Draft Work Programme
2016-2017
Disclaimer: The information contained in the presentation is still subject to further
elaboration and modifications until final approval.
What's new
Ø  A strategic approach with more attention to the contribution
to the current political priorities
Ø  More integration with other parts of Horizon 2020, in
particular the Societal challenges, to exploit synergies and
complementarities, and address their identified gaps
Ø  New and reinforced emphasis on innovation, sustainability
and data exploitation throughout all programme, in
particular in actions for advanced communities and
established pan-European research infrastructures
Ø  Support to large scale initiatives for innovation
Ø  New approach for integrating activities with different
processes for Starting and Advanced Communities
Ø  More open and bottom-up topics
Research Infrastructures – Calls
5 Calls – 15 topics
1. Development and long-term sustainability of new pan-
European RIs
2. Integrating and Opening RIs of European Interest
3. e-Infrastructures
4. Fostering the innovation potential of RI
5. Support to Policy and International cooperation (RI/e-RI)
Call – Development and long-term
sustainability of new pan-European RIs
To support the development of a comprehensive landscape of
new sustainable world-class research infrastructures in Europe,
helping to respond to challenges in science, industry & society
Emphasis on long-term sustainability, efficient operation, data
management and on fostering the innovation potential
1.  Design studies
2.  Preparatory Phase of ESFRI projects
3.  Individual support to ESFRI & OWCRI
4.  Pilot action for a Eur. Open Science Cloud for Research
INFRADEV-1-2017 - Design studies
Support the conceptual and technical design of new research
infrastructures, which are leading-edge user facilities of a clear
European dimension and interest :
Ø  Bottom-up call, aimed at identifying the RIs that really have the
potential to become the next generation of European world-class RI
Ø  Total budget 20 M€ - EU contribution per proposal between 1-3 M€
Ø  Leading to a 'conceptual or technical design report' through
•  Scientific & technical work: drafting of concepts & engineering plans for the
construction; creation of prototypes; work to ensure the take-up and the
efficiency of the services provided to scientific communities) and
•  Conceptual work: plans to integrate the new RI into the European RI
landscape; estimation of budget for construction and operation; plans for an
international governance structure; planning of research services to be
provided; procedure and criteria to choose the RI site).
INFRADEV-2-2016 -Preparatory Phases
Support the preparatory phase of ESFRI projects:
Ø  Targeting the new projects in the 2016 update of the ESFRI roadmap
Ø  Total budget 40 M€ - EU contribution per proposal up to 4 M€
Ø  Coordination & Support Action (CSA) or, when including technical
work, Research & Innovation Action (RIA)
Ø  Leading to a legal and financial agreements for the setting-up of the Ri
through work on:
•  Legal setting;
•  Governance structure; Management and logistic organisation;
•  Financial setting for construction, operation and decommission;
•  Strategic aspects such as socio-economic and local/regional impact;
•  Technical aspects when necessary to complete the final technical design.
INFRADEV-3-2016-2017
Individual support to ESFRI & OWCRI
To facilitate and support long-term sustainability and efficient
operation of the ESFRI & Other World-Class RI (OWCRI):
Ø Targeting individual ESFRI RI and OWCRI with established legal structure
and governance at EU or international level, such as ERIC.
Ø Total budget 70 M€ - EU contribution per proposal (CSA) 2 - 5 M€
Ø On a competitive basis: proposals must demonstrate their crucial need
for the requested support and how this will ensure their sustainability
Ø Proposals must also explain complementarities with previous or current
EU grants.
Ø Covering: membership enlargement, international cooperation, testing
and improvement of access provision to users to increase reliability and
create trust, definition of business model & service model agreements,
outreach and technology transfer.
INFRADEV-4-2016
European Open Science Cloud for Research
Pilot action to demonstrate how wide availability of scientific data and
data-analysis services for European researchers can be ensured
through a cloud infrastructure.
Ø Addressing the federation, networking and coordination of existing
research infrastructures and scientific clouds to increase data findability,
accessibility and interoperability, and to facilitate re-use of data
Ø Total budget 10 M€ - EU contribution between 5 and 10 M€.
Ø In line with the recommendations of a specific High Level Group
Ø Designing a stakeholder driven governance framework.
Ø Building on existing e-infrastructures and thematic data infrastructures
Ø Complementary to EINFRA-12-2017
Call INFRADEV Summary
Research Infrastructures (RTD) 2016 2017 TOTAL Single grant
CALL H2020-INFRADEV-2016/2017 80 60 140
INFRADEV-1: Design studies 20 20 From 1 to 3 M€
INFRADEV-2: Preparatory Phase 40 40 Up to 4 M€
INFRADEV-3: Individual Support 30 40 70 From 2 to 5 M€
INFRADEV-4: European Open Science Cloud 10 10 From 5 to 10 M€
Deadlines: 30 March 2016 22 June 2016 29 March 2017
Call - Integrating and opening RIs of
European interest: Integrating Activities
To open up key national and regional research infrastructures to all European
researchers and to ensure their optimal use and joint development:
1. INFRAIA-1-2016-2017: IA for Advanced communities: whose RIs show an
advanced degree of coordination gained through previous IA grants
One stage call. Targeted approach based on a Multi-Annual Plan (MAP)
Total budget 160 M€ - EU contribution per proposal (RIA) up to 10 M€
2. INFRAIA-2-2017: IA for Starting communities: never supported for their RI
integration under EU FP7 or Horizon 2020 calls, in particular within an IA
Two-stage call. Bottom-up approach
Total budget 40 M€ - EU contribution per proposal (RIA) up to 5 M€
Integrating Activities
Ø  Three mandatory components:
ü  Networking;
ü  Trans-national / Virtual Access;
ü  Joint Research Activities for the improvement of RI services.
Ø  max one proposal per area is expected to be funded, as IAs aim to
coordinate & integrate key RI in given fields avoiding duplicate efforts
Ø  access to be provided only to key RI of European interest, able to attract
significant numbers of TA users. Other national and regional RI can be
involved in the other activities of the proposal.
Ø  proposals should take into due account all relevant ESFRI RI to exploit
synergies and to ensure coherency in the EU RI landscape
Ø  proposals should address innovation capacity (technology transfer,
participation of SMEs, instrumentation development), international
dimension, management of generated data…
INFRAIA-1-2016-17: Integrating Activities for AC
Emphasis on innovation aspects, on widening trans-national and virtual
access provision, on novelties with respect to previous grants, and, in
particular for "super advanced" communities, on addressing the
sustainability of the integrated RI services provided at European level
through, e.g., the involvement of funders and the preparation of a business/
funding plan beyond the end of the project.
Criteria for prioritisation in the MAP:
Ø  Contribution & support to other H2020 parts and/or to break-through
research
Ø  Contribution to EU strategic priorities
Ø  Coverage of emerging needs
Previous GA timing and performance taken into account
INFRAIA-2-2017: Integrating Activities for SC
Emphasis on networking, standardisation and establishing a common
access procedure for trans-national and/or virtual access provision.
Ø  All areas of science and technology considered
Ø  Proposals should not restrict their services to too narrow research fields
and should address the wider scientific communities, even
multidisciplinary ones, which can be served by the involved sets of RIs.
Ø  SC should organise the key RIs in their domain
Ø  Two-stage call as large oversubscription expected
Ø  Short proposal 20 pages, only proposals for 3 times the available budget
will pass to the second stage (full proposal)
Call INFRAIA Summary
Distribution of Advanced Communities areas by domain
Domain N. of areas Domain N. of areas
Bio Medical Sciences 7 Material and Analytical Facilities 4
Energy 2 Physics 4
Environment 7 Social Sciences and Humanities 2
ICT 1
Total number of areas 27
Research Infrastructures (RTD) 2016 2017 TOTAL Single grant
CALL H2020-INFRAIA-2016/2017 88 112 200
INFRAIA-1: IA for Advanced communities 88 72 160 Up to 10 M€
INFRAIA-2: IA for Starting communities (two-stages) 40 40 Up to 5 M€
Deadlines: 30 March 2016 (INFRAIA-1 and INFRAIA-2 1st stage)
29 March 2017 (INFRAIA-2 2nd stage)
Call - Fostering the innovation potential
of Research Infrastructures
INFRAINNOV-1-2017 – Fostering co-innovation for future
detection and imaging technologies
Establishment of a novel research and innovation collaborative framework
to support technology and innovation transfer from RI towards industrial
partners and joint development of high-tech components
Ø  Total budget 20 M€ - EU contribution per proposal (RIA) up to 20 M€
Ø  Financial support to third parties
INFRAINNOV-2-2016 – Support to Technological Infrastructures
Development of strategic agendas & roadmaps for key technologies for
the construction/upgrade of RI, identification of potential markets,
exchange of good practices, …
Ø  Total budget 10 M€ - EU contribution per proposal (CSA) up to 2 M€
Ø  Expected to cover at least five different technological domain of interest for
pan European RI
Call INFRAINNOV Summary
Research Infrastructures (RTD) 2016 2017 TOTAL Single grant
CALL H2020-INFRAINNOV-2016/2017 10 20 30
INNOV-1: Fostering co-innovation 20 20 Up to 20 M€
INNOV-2: Technological Infrastructures 10 10 Up to 2 M€
Deadlines: 30 March 2016 29 March 2017
Call - Policy and International cooperation
INFRASUPP-1-2016 – Policy and INCO measures for RI
1.  Synchronising and harmonisation RI evaluation mechanisms and road-mapping
2.  International landscaping exercise for RI
3.  Bilateral cooperation on RI with Africa
4.  Training needs of SESAME, Jordan
Ø  Total budget 8 M€ - EU contribution per proposal (CSA) 1.5 – 2 M€
INFRASUPP-2-2017 – Policy and INCO measures for RI
1.  Development of a model describing the socio-economic leverage of RI
2.  Cooperation between EU and strategic partners for the development of global RI
3.  Support to RDA secretariat, participation of new communities and ESFRI RI and
emergence of building blocks for interoperable data infrastructure (CNECT/RTD)
Ø  Total budget 6,5 M€ - EU contrib. per proposal (CSA) (1) & (2): up to 1.5 M€;
(3): 3 - 3.5 M€
Call INFRASUPP Summary
Research Infrastructures (RTD / CNECT) DG 2016 2017 TOTAL Single grant
CALL - H2020-INFRASUPP-2016/2017
RTD 8 4 12
CNECT 7,5 2,5 10
INFRASUPP-1: Policy and INCO measures for RI RTD 8 8 From 1,5 to 2 M€
INFRASUPP-2: Policy and INCO measures for RI
RTD 4 4 Up to 1,5 M€ or
From 3 to 3,5 M€CNECT 2,5 2,5
INFRASUPP-3: Policy and INCO measures for e-RI CNECT 7,5 7,5 From 0,3 to 3 M€
Deadlines: 30 March 2016 29 March 2017

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Research Infrastructures Draft Work Programme 2016-2017

  • 1. Research Infrastructures Draft Work Programme 2016-2017 Disclaimer: The information contained in the presentation is still subject to further elaboration and modifications until final approval.
  • 2. What's new Ø  A strategic approach with more attention to the contribution to the current political priorities Ø  More integration with other parts of Horizon 2020, in particular the Societal challenges, to exploit synergies and complementarities, and address their identified gaps Ø  New and reinforced emphasis on innovation, sustainability and data exploitation throughout all programme, in particular in actions for advanced communities and established pan-European research infrastructures Ø  Support to large scale initiatives for innovation Ø  New approach for integrating activities with different processes for Starting and Advanced Communities Ø  More open and bottom-up topics
  • 3. Research Infrastructures – Calls 5 Calls – 15 topics 1. Development and long-term sustainability of new pan- European RIs 2. Integrating and Opening RIs of European Interest 3. e-Infrastructures 4. Fostering the innovation potential of RI 5. Support to Policy and International cooperation (RI/e-RI)
  • 4. Call – Development and long-term sustainability of new pan-European RIs To support the development of a comprehensive landscape of new sustainable world-class research infrastructures in Europe, helping to respond to challenges in science, industry & society Emphasis on long-term sustainability, efficient operation, data management and on fostering the innovation potential 1.  Design studies 2.  Preparatory Phase of ESFRI projects 3.  Individual support to ESFRI & OWCRI 4.  Pilot action for a Eur. Open Science Cloud for Research
  • 5. INFRADEV-1-2017 - Design studies Support the conceptual and technical design of new research infrastructures, which are leading-edge user facilities of a clear European dimension and interest : Ø  Bottom-up call, aimed at identifying the RIs that really have the potential to become the next generation of European world-class RI Ø  Total budget 20 M€ - EU contribution per proposal between 1-3 M€ Ø  Leading to a 'conceptual or technical design report' through •  Scientific & technical work: drafting of concepts & engineering plans for the construction; creation of prototypes; work to ensure the take-up and the efficiency of the services provided to scientific communities) and •  Conceptual work: plans to integrate the new RI into the European RI landscape; estimation of budget for construction and operation; plans for an international governance structure; planning of research services to be provided; procedure and criteria to choose the RI site).
  • 6. INFRADEV-2-2016 -Preparatory Phases Support the preparatory phase of ESFRI projects: Ø  Targeting the new projects in the 2016 update of the ESFRI roadmap Ø  Total budget 40 M€ - EU contribution per proposal up to 4 M€ Ø  Coordination & Support Action (CSA) or, when including technical work, Research & Innovation Action (RIA) Ø  Leading to a legal and financial agreements for the setting-up of the Ri through work on: •  Legal setting; •  Governance structure; Management and logistic organisation; •  Financial setting for construction, operation and decommission; •  Strategic aspects such as socio-economic and local/regional impact; •  Technical aspects when necessary to complete the final technical design.
  • 7. INFRADEV-3-2016-2017 Individual support to ESFRI & OWCRI To facilitate and support long-term sustainability and efficient operation of the ESFRI & Other World-Class RI (OWCRI): Ø Targeting individual ESFRI RI and OWCRI with established legal structure and governance at EU or international level, such as ERIC. Ø Total budget 70 M€ - EU contribution per proposal (CSA) 2 - 5 M€ Ø On a competitive basis: proposals must demonstrate their crucial need for the requested support and how this will ensure their sustainability Ø Proposals must also explain complementarities with previous or current EU grants. Ø Covering: membership enlargement, international cooperation, testing and improvement of access provision to users to increase reliability and create trust, definition of business model & service model agreements, outreach and technology transfer.
  • 8. INFRADEV-4-2016 European Open Science Cloud for Research Pilot action to demonstrate how wide availability of scientific data and data-analysis services for European researchers can be ensured through a cloud infrastructure. Ø Addressing the federation, networking and coordination of existing research infrastructures and scientific clouds to increase data findability, accessibility and interoperability, and to facilitate re-use of data Ø Total budget 10 M€ - EU contribution between 5 and 10 M€. Ø In line with the recommendations of a specific High Level Group Ø Designing a stakeholder driven governance framework. Ø Building on existing e-infrastructures and thematic data infrastructures Ø Complementary to EINFRA-12-2017
  • 9. Call INFRADEV Summary Research Infrastructures (RTD) 2016 2017 TOTAL Single grant CALL H2020-INFRADEV-2016/2017 80 60 140 INFRADEV-1: Design studies 20 20 From 1 to 3 M€ INFRADEV-2: Preparatory Phase 40 40 Up to 4 M€ INFRADEV-3: Individual Support 30 40 70 From 2 to 5 M€ INFRADEV-4: European Open Science Cloud 10 10 From 5 to 10 M€ Deadlines: 30 March 2016 22 June 2016 29 March 2017
  • 10. Call - Integrating and opening RIs of European interest: Integrating Activities To open up key national and regional research infrastructures to all European researchers and to ensure their optimal use and joint development: 1. INFRAIA-1-2016-2017: IA for Advanced communities: whose RIs show an advanced degree of coordination gained through previous IA grants One stage call. Targeted approach based on a Multi-Annual Plan (MAP) Total budget 160 M€ - EU contribution per proposal (RIA) up to 10 M€ 2. INFRAIA-2-2017: IA for Starting communities: never supported for their RI integration under EU FP7 or Horizon 2020 calls, in particular within an IA Two-stage call. Bottom-up approach Total budget 40 M€ - EU contribution per proposal (RIA) up to 5 M€
  • 11. Integrating Activities Ø  Three mandatory components: ü  Networking; ü  Trans-national / Virtual Access; ü  Joint Research Activities for the improvement of RI services. Ø  max one proposal per area is expected to be funded, as IAs aim to coordinate & integrate key RI in given fields avoiding duplicate efforts Ø  access to be provided only to key RI of European interest, able to attract significant numbers of TA users. Other national and regional RI can be involved in the other activities of the proposal. Ø  proposals should take into due account all relevant ESFRI RI to exploit synergies and to ensure coherency in the EU RI landscape Ø  proposals should address innovation capacity (technology transfer, participation of SMEs, instrumentation development), international dimension, management of generated data…
  • 12. INFRAIA-1-2016-17: Integrating Activities for AC Emphasis on innovation aspects, on widening trans-national and virtual access provision, on novelties with respect to previous grants, and, in particular for "super advanced" communities, on addressing the sustainability of the integrated RI services provided at European level through, e.g., the involvement of funders and the preparation of a business/ funding plan beyond the end of the project. Criteria for prioritisation in the MAP: Ø  Contribution & support to other H2020 parts and/or to break-through research Ø  Contribution to EU strategic priorities Ø  Coverage of emerging needs Previous GA timing and performance taken into account
  • 13. INFRAIA-2-2017: Integrating Activities for SC Emphasis on networking, standardisation and establishing a common access procedure for trans-national and/or virtual access provision. Ø  All areas of science and technology considered Ø  Proposals should not restrict their services to too narrow research fields and should address the wider scientific communities, even multidisciplinary ones, which can be served by the involved sets of RIs. Ø  SC should organise the key RIs in their domain Ø  Two-stage call as large oversubscription expected Ø  Short proposal 20 pages, only proposals for 3 times the available budget will pass to the second stage (full proposal)
  • 14. Call INFRAIA Summary Distribution of Advanced Communities areas by domain Domain N. of areas Domain N. of areas Bio Medical Sciences 7 Material and Analytical Facilities 4 Energy 2 Physics 4 Environment 7 Social Sciences and Humanities 2 ICT 1 Total number of areas 27 Research Infrastructures (RTD) 2016 2017 TOTAL Single grant CALL H2020-INFRAIA-2016/2017 88 112 200 INFRAIA-1: IA for Advanced communities 88 72 160 Up to 10 M€ INFRAIA-2: IA for Starting communities (two-stages) 40 40 Up to 5 M€ Deadlines: 30 March 2016 (INFRAIA-1 and INFRAIA-2 1st stage) 29 March 2017 (INFRAIA-2 2nd stage)
  • 15. Call - Fostering the innovation potential of Research Infrastructures INFRAINNOV-1-2017 – Fostering co-innovation for future detection and imaging technologies Establishment of a novel research and innovation collaborative framework to support technology and innovation transfer from RI towards industrial partners and joint development of high-tech components Ø  Total budget 20 M€ - EU contribution per proposal (RIA) up to 20 M€ Ø  Financial support to third parties INFRAINNOV-2-2016 – Support to Technological Infrastructures Development of strategic agendas & roadmaps for key technologies for the construction/upgrade of RI, identification of potential markets, exchange of good practices, … Ø  Total budget 10 M€ - EU contribution per proposal (CSA) up to 2 M€ Ø  Expected to cover at least five different technological domain of interest for pan European RI
  • 16. Call INFRAINNOV Summary Research Infrastructures (RTD) 2016 2017 TOTAL Single grant CALL H2020-INFRAINNOV-2016/2017 10 20 30 INNOV-1: Fostering co-innovation 20 20 Up to 20 M€ INNOV-2: Technological Infrastructures 10 10 Up to 2 M€ Deadlines: 30 March 2016 29 March 2017
  • 17. Call - Policy and International cooperation INFRASUPP-1-2016 – Policy and INCO measures for RI 1.  Synchronising and harmonisation RI evaluation mechanisms and road-mapping 2.  International landscaping exercise for RI 3.  Bilateral cooperation on RI with Africa 4.  Training needs of SESAME, Jordan Ø  Total budget 8 M€ - EU contribution per proposal (CSA) 1.5 – 2 M€ INFRASUPP-2-2017 – Policy and INCO measures for RI 1.  Development of a model describing the socio-economic leverage of RI 2.  Cooperation between EU and strategic partners for the development of global RI 3.  Support to RDA secretariat, participation of new communities and ESFRI RI and emergence of building blocks for interoperable data infrastructure (CNECT/RTD) Ø  Total budget 6,5 M€ - EU contrib. per proposal (CSA) (1) & (2): up to 1.5 M€; (3): 3 - 3.5 M€
  • 18. Call INFRASUPP Summary Research Infrastructures (RTD / CNECT) DG 2016 2017 TOTAL Single grant CALL - H2020-INFRASUPP-2016/2017 RTD 8 4 12 CNECT 7,5 2,5 10 INFRASUPP-1: Policy and INCO measures for RI RTD 8 8 From 1,5 to 2 M€ INFRASUPP-2: Policy and INCO measures for RI RTD 4 4 Up to 1,5 M€ or From 3 to 3,5 M€CNECT 2,5 2,5 INFRASUPP-3: Policy and INCO measures for e-RI CNECT 7,5 7,5 From 0,3 to 3 M€ Deadlines: 30 March 2016 29 March 2017