Stephen Selby

Windsor, CT United States

AVP, Social Media and Regulator Relations

Finance / Banking / Insurance

I am currently with LIMRAs Regulatory Services Department. We provide regulatory compliance consulting and auditing services for broker-dealers and investment advisers. Compliance professional in retail broker / dealer regulatory compliance since 1997, in the financial services industry since 1991. I have passed the following Series Exams 4, 6, 7, 24, 26, 66. (Inactive) Member of the SocialTurns Council. Contact me to learn more about LIMRA Compliance and Regulatory Services.