Stephen Selby
8 SlideShares 48 Followers 125 Folgens
Personal Information
Unternehmen/Arbeitsplatz
Windsor, CT United States
Beruf
AVP, Social Media and Regulator Relations
Branche
Finance / Banking / Insurance
Webseite
www.limra.com
Info
I am currently with LIMRAs Regulatory Services Department. We provide regulatory compliance consulting and auditing services for broker-dealers and investment advisers. Compliance professional in retail broker / dealer regulatory compliance since 1997, in the financial services industry since 1991. I have passed the following Series Exams 4, 6, 7, 24, 26, 66. (Inactive) Member of the SocialTurns Council. Contact me to learn more about LIMRA Compliance and Regulatory Services.
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social media limra_crs limra erisa disclosure investment insurance fiduciary regulations marketing finra compliance regulatory compliance financial services
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Social Media Compliance for Financial Services 2013 by LIMRA

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HR 26 NARAB IIb

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BCP - a Practical Guide

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Broker-Dealer Insurance Distribution Issues

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Back From the Social Future

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Social Media Compliance for Financial Services 2013 by LIMRA

Stephen Selby • Vor 11 Jahren
Personal Information
Unternehmen/Arbeitsplatz
Windsor, CT United States
Beruf
AVP, Social Media and Regulator Relations
Branche
Finance / Banking / Insurance
Webseite
www.limra.com
Info
I am currently with LIMRAs Regulatory Services Department. We provide regulatory compliance consulting and auditing services for broker-dealers and investment advisers. Compliance professional in retail broker / dealer regulatory compliance since 1997, in the financial services industry since 1991. I have passed the following Series Exams 4, 6, 7, 24, 26, 66. (Inactive) Member of the SocialTurns Council. Contact me to learn more about LIMRA Compliance and Regulatory Services.
Tags
social media limra_crs limra erisa disclosure investment insurance fiduciary regulations marketing finra compliance regulatory compliance financial services
Mehr anzeigen