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Handover in LTE
Mobility Types


Two types of handover procedure in LTE
for UEs in active mode
 the

S1-handover procedure

no X2 interface between the two eNodeBs
 configured to initiate handover towards a particular
target eNodeB via the S1 interface


 the


X2-handover procedure

normally used for the inter-eNodeB handover
S1-Handover


Consist of
a

preparation phase

steps 2 to 8
 involving the core network
 the resources are first prepared at the target side


 an


a

execution phase
steps 8 to 12

completion phase



after step 13
S1-Handover ~ Preparation Phase
S1-Handover ~ Execution Phase
S1-Handover ~ Completion Phase
S1-Handover


the ‘STATUS TRANSFER’ message
 the

main difference compared to UMTS
 sent by the source eNodeB


steps 10 and 11

 added

in order to carry some PDCP status
information
that is needed at the target eNodeB in cases when
PDCP status preservation applies for the S1handover
 in alignment with the information which is sent
within the X2 ‘STATUS TRANSFER’ message

S1-Handover
 assumed

to be triggered in parallel with the
start of data forwarding




after the source eNodeB has received the
‘HANDOVER COMMAND’ message from the
source MME

The ‘HANDOVER NOTIFY’ message
 step

13
 sent later by the target eNodeB


when the arrival of the UE at the target side is
confirmed
S1-Handover
 forwarded

by the MME to trigger the update of
the path switch in the S-GW towards the
target eNodeB the resources at the source
side are



The ‘RELEASE RESOURCE’ message
 Release

the resources at the source side
X2-handover


Handover via the X2 interface is triggered
by default
 unless

there is no X2 interface established
 Unless the source eNodeB is configured to
use the S1-handover instead
X2-handover
X2-handover


Key features
 The

handover is directly performed between
two eNodeBs


make the preparation phase quick

 Data

forwarding may be operated per bearer
in order to minimize data loss
 The MME is only informed at the end of the
handover procedure
once the handover is successful
 in order to trigger the path switch


 The

release of resources at the source side is
directly triggered from the target eNodeB
Seamless Handover


The source eNodeB selects the seamless
handover mode
‘HANDOVER REQUEST’ message to
establish a GTP tunnel

 using




operate the downlink data forwarding

If the target eNodeB accepts ‘HANDOVER
REQUEST’ message


‘HANDOVER REQUEST ACK’ message


Indicating the the tunnel endpoint




where the forwarded data is expected to be received

The tunnel endpoint may be different from the one
of the new bearer established over the target S1
Seamless Handover
 Upon

reception of the ‘HANDOVER
REQUEST ACK’ message, the source
eNodeB can
start forwarding the data freshly arriving over the
source S1 path
 in parallel with sending the handover trigger to the
UE over the radio interface




forwarded data is thus available at the target eNodeB to
be delivered to the UE as early as possible

 When

in-sequence delivery of packets is
required


the target eNodeB is assumed to deliver first the
packets forwarded over X2
Seamless Handover
‘special GTP packets’ to indicate the
end of the forwarding

 some

the S-GW has inserted over the source S1 path
just before switching this S1 path
 these are then forwarded by the source eNodeB
over X2 like any other regular packets

Lossless Handover


The lossless mode for a given bearer
 The

source eNodeB will additionally forward
over X2


user plane downlink packets
has PDCP processed but are still buffered locally
 have not yet been delivered and acknowledged by
the UE
 together with their assigned PDCP SN included in a GTP
extension header field
 sent over X2 prior to the freshly arriving packets from the
source S1 path

Lossless Handover
 the


target eNodeB must ensure that

all the packets are delivered in sequence at the
target side

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LTE Handover Procedures

  • 2. Mobility Types  Two types of handover procedure in LTE for UEs in active mode  the S1-handover procedure no X2 interface between the two eNodeBs  configured to initiate handover towards a particular target eNodeB via the S1 interface   the  X2-handover procedure normally used for the inter-eNodeB handover
  • 3. S1-Handover  Consist of a preparation phase steps 2 to 8  involving the core network  the resources are first prepared at the target side   an  a execution phase steps 8 to 12 completion phase  after step 13
  • 7. S1-Handover  the ‘STATUS TRANSFER’ message  the main difference compared to UMTS  sent by the source eNodeB  steps 10 and 11  added in order to carry some PDCP status information that is needed at the target eNodeB in cases when PDCP status preservation applies for the S1handover  in alignment with the information which is sent within the X2 ‘STATUS TRANSFER’ message 
  • 8. S1-Handover  assumed to be triggered in parallel with the start of data forwarding   after the source eNodeB has received the ‘HANDOVER COMMAND’ message from the source MME The ‘HANDOVER NOTIFY’ message  step 13  sent later by the target eNodeB  when the arrival of the UE at the target side is confirmed
  • 9. S1-Handover  forwarded by the MME to trigger the update of the path switch in the S-GW towards the target eNodeB the resources at the source side are  The ‘RELEASE RESOURCE’ message  Release the resources at the source side
  • 10. X2-handover  Handover via the X2 interface is triggered by default  unless there is no X2 interface established  Unless the source eNodeB is configured to use the S1-handover instead
  • 12. X2-handover  Key features  The handover is directly performed between two eNodeBs  make the preparation phase quick  Data forwarding may be operated per bearer in order to minimize data loss  The MME is only informed at the end of the handover procedure once the handover is successful  in order to trigger the path switch   The release of resources at the source side is directly triggered from the target eNodeB
  • 13. Seamless Handover  The source eNodeB selects the seamless handover mode ‘HANDOVER REQUEST’ message to establish a GTP tunnel  using   operate the downlink data forwarding If the target eNodeB accepts ‘HANDOVER REQUEST’ message  ‘HANDOVER REQUEST ACK’ message  Indicating the the tunnel endpoint   where the forwarded data is expected to be received The tunnel endpoint may be different from the one of the new bearer established over the target S1
  • 14. Seamless Handover  Upon reception of the ‘HANDOVER REQUEST ACK’ message, the source eNodeB can start forwarding the data freshly arriving over the source S1 path  in parallel with sending the handover trigger to the UE over the radio interface   forwarded data is thus available at the target eNodeB to be delivered to the UE as early as possible  When in-sequence delivery of packets is required  the target eNodeB is assumed to deliver first the packets forwarded over X2
  • 15. Seamless Handover ‘special GTP packets’ to indicate the end of the forwarding  some the S-GW has inserted over the source S1 path just before switching this S1 path  these are then forwarded by the source eNodeB over X2 like any other regular packets 
  • 16. Lossless Handover  The lossless mode for a given bearer  The source eNodeB will additionally forward over X2  user plane downlink packets has PDCP processed but are still buffered locally  have not yet been delivered and acknowledged by the UE  together with their assigned PDCP SN included in a GTP extension header field  sent over X2 prior to the freshly arriving packets from the source S1 path 
  • 17. Lossless Handover  the  target eNodeB must ensure that all the packets are delivered in sequence at the target side