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© OECD
Harmonizing Public
Consultations Across The
Government in Albania
Challenges & Solutions
Timo Ligi, Goran Forbici
Tirana, 13 December 2018
Agenda for the day
• What makes a well-functioning public
consultation system?
• What are the current challenges in Albania?
• How to address these challenges?
1
Important elements for a functioning public
consultation system
• Procedures established by the legal framework
• Procedures implemented consistently, incl.:
 advance warning to affected stakeholders;
 written + other forms of consultation;
 consultation on primary as well as secondary legislation;
 supporting policy documents made available alongside
draft regulation;
 report on outcomes of consultation submitted to the
government and made publicly available.
• Functioning quality control and availability of
guidance 2
Current functioning of public consultation
processes
• How do you assess it on a scale from 1-5?
3
Challenges?
Infrastructural
(e.g. institutional and legal
framework, IT tools)
Implementation – actual
practice
4
Infrastructural challenges
5
• Quality control, coordination and systematic
support to public bodies not
regulated/established
• No guidance documents available (further
elaborating the rules and providing best practices)
• IT infrastructure in place, but not used widely
neither by public bodies nor stakeholders (weak
promotion) -> no central database -> weak
overview
• No systematic and on-going training programs (->
lack of skills and knowledge)
• Weak role of coordinators for public consultations
Implementation challenges
6
• Low response due to lack of targeted and broad
approach
• Advance notification rarely practiced
• Early involvement unsystematic, consultations
focused on drafts (e-consultations)
• Unsatisfactory feedback to stakeholders
PART II
Addressing the challenges
7
Establishing quality control and
coordination
8
• oversight of processes (monitoring, gate-keeping)
• coordination (annual reporting, identifying
challenges)
• support to public bodies (capacity-building,
coordination of coordinators, consultancy, training)
• promotion (highlighting best practices, promoting
different consultative mechanisms and methods,
promotion of appeal mechanisms, etc.)
WHO?
Office of the Prime-Minister:
9
• OPTION 1: Regulatory Directorate
• OPTION 2:
Regulatory Directorate -> quality control and oversight
Directorate for Good Governance and Policy
Development -> support and promotion
• OPTION 3:
Regulatory Directorate -> laws and other regulation
Directorate for Good Governance and Policy
Development and Division -> strategic documents and
policies
Guidance documents?
10
• Governmental Guidelines on public consultations?
Strengthening the role of coordinators for
public consultations?
11
• Main contact point
• Responsible for annual consultation plan of the
public body
• Providing expert advice and support to officials
• Collecting and publishing public consultation
reports
WHAT KIND OF CAPACITY BUILDING WOULD BE
USEFUL FOR CO-ORDINATORS TO FILL THIS ROLE?
The Electronic Registry of Public Notification
and Consultation?
12
• central register of all past and ongoing
consultations on draft acts
• all public bodies must use it for their e-
consultations and publication of relevant
consultation materials
• reports on consultations must also be published
there
HOW TO ACHIEVE THIS?
Weak skills and knowledge?
13
• On-going and systematic training programme, run
by the oversight unit
Advance notification?
14
• Annual Governmental consultation plan (based on
the annual normative programme)?
Low response?
15
• Targeted approach (i.e. systematic use of early
involvement and various methods and
communication channels to reach broader
audience)?
• Use of consultation documents?
• Systematic and informative reporting on the
results (with prescribed/harmonised format)?
So where do we start?
16

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PPT SIGMA workshop on Public consultations, Albania 13 December 2018

  • 1. © OECD Harmonizing Public Consultations Across The Government in Albania Challenges & Solutions Timo Ligi, Goran Forbici Tirana, 13 December 2018
  • 2. Agenda for the day • What makes a well-functioning public consultation system? • What are the current challenges in Albania? • How to address these challenges? 1
  • 3. Important elements for a functioning public consultation system • Procedures established by the legal framework • Procedures implemented consistently, incl.:  advance warning to affected stakeholders;  written + other forms of consultation;  consultation on primary as well as secondary legislation;  supporting policy documents made available alongside draft regulation;  report on outcomes of consultation submitted to the government and made publicly available. • Functioning quality control and availability of guidance 2
  • 4. Current functioning of public consultation processes • How do you assess it on a scale from 1-5? 3
  • 5. Challenges? Infrastructural (e.g. institutional and legal framework, IT tools) Implementation – actual practice 4
  • 6. Infrastructural challenges 5 • Quality control, coordination and systematic support to public bodies not regulated/established • No guidance documents available (further elaborating the rules and providing best practices) • IT infrastructure in place, but not used widely neither by public bodies nor stakeholders (weak promotion) -> no central database -> weak overview • No systematic and on-going training programs (-> lack of skills and knowledge) • Weak role of coordinators for public consultations
  • 7. Implementation challenges 6 • Low response due to lack of targeted and broad approach • Advance notification rarely practiced • Early involvement unsystematic, consultations focused on drafts (e-consultations) • Unsatisfactory feedback to stakeholders
  • 8. PART II Addressing the challenges 7
  • 9. Establishing quality control and coordination 8 • oversight of processes (monitoring, gate-keeping) • coordination (annual reporting, identifying challenges) • support to public bodies (capacity-building, coordination of coordinators, consultancy, training) • promotion (highlighting best practices, promoting different consultative mechanisms and methods, promotion of appeal mechanisms, etc.) WHO?
  • 10. Office of the Prime-Minister: 9 • OPTION 1: Regulatory Directorate • OPTION 2: Regulatory Directorate -> quality control and oversight Directorate for Good Governance and Policy Development -> support and promotion • OPTION 3: Regulatory Directorate -> laws and other regulation Directorate for Good Governance and Policy Development and Division -> strategic documents and policies
  • 11. Guidance documents? 10 • Governmental Guidelines on public consultations?
  • 12. Strengthening the role of coordinators for public consultations? 11 • Main contact point • Responsible for annual consultation plan of the public body • Providing expert advice and support to officials • Collecting and publishing public consultation reports WHAT KIND OF CAPACITY BUILDING WOULD BE USEFUL FOR CO-ORDINATORS TO FILL THIS ROLE?
  • 13. The Electronic Registry of Public Notification and Consultation? 12 • central register of all past and ongoing consultations on draft acts • all public bodies must use it for their e- consultations and publication of relevant consultation materials • reports on consultations must also be published there HOW TO ACHIEVE THIS?
  • 14. Weak skills and knowledge? 13 • On-going and systematic training programme, run by the oversight unit
  • 15. Advance notification? 14 • Annual Governmental consultation plan (based on the annual normative programme)?
  • 16. Low response? 15 • Targeted approach (i.e. systematic use of early involvement and various methods and communication channels to reach broader audience)? • Use of consultation documents? • Systematic and informative reporting on the results (with prescribed/harmonised format)?
  • 17. So where do we start? 16