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Environment for the application of ICT
       technologies in European Ports
Best Practice Guide on Single Windows, e-Maritime and Port
                    Community System


                                   Jose Garcia de la Guia
                                      Innovation Director
                                Port Authority of Valencia
                                Salvador Furió Pruñonosa
                        Logistics & Intermodality Director
                                  Valenciaport Foundation

                                 Riga, October 20th 2011
Best Practice Guide on Single Windows,
e-Maritime and Port Community System



Volume I - Environment for the application of ICT technologies in Ports


Volume II - ICT solutions in maritime transport and port interfaces

Volume III - Action plan blueprint




                                                                          2
Environment for the application of ICT
technologies in Ports

Port environment for the application of ICT technologies
    – Modernization, capacity and specialization level of ports
    – The role of the port authority
    – Influence of the port governance model
    – ICT solutions as part of port modernization
    – ICT implementation roadmap

EU and International Policies
    – Transport policies
    – Initiatives grouped by area

Future Trends for ICT in Port Environments
    – Main guidelines established by the European transport white paper of
      2011
    – Next steps in electronic customs
    – The e-maritime initiative
    – A review of EU research projects dealing with the future of ICT in port
      environments
                                                                                3
Port environment for the application of ICT technologies
    X MTn        >50 Mill. Tns
    % cont


 EC defines the Port Authority as the entity which has as its objective
        X
 under national law or regulation, the administration and management of
       MTn     50-10 Mill. Tns
       % cont
                                                         Hamina
 the port infrastructures and the coordination and control4of the activities
     X MTn                                                 19%
 of the different operators present in the port.
     % cont   <10 Mill. Tns
                                                        32
                                                                             4%
                                                                        28        Tallin
 However we can find different types of port authorities depending on
             LatinPorts                                                 9%
                                                                        Riga
 their size, the kind of traffic they manage, their political,Klaipedia and
        HansenPorts                                                 26 social
                                                                   11%
 geographical environment, what is their main objective, the way they
        New HasenPorts
                                          Felixtowe     105
                                                        59%
 approach their functions and the role and strategies they adopt, their
        Anglo-Saxon Ports
                                             23.4   154
                                Ipswich             54%     Hamburg
 governance model, etc.                 2
                                        0%
                                             100%

                                                        Antwerp

 All these factors will influence directly the way port authorities approach
 ICT and will constitute the environment for the application of ICT
 solutions                           Marseilles 34
                                                   80    31%      2.6
                                                  10%             55%
                                                         Genoa    Ancona
                                 Valencia
                                             53
                                            76%



                                                                                           4
X MTn         >50 Mill. Tns
% cont



  X
 MTn          50-10 Mill. Tns
 % cont
                                                                                     Hamina
                                                                                         4
X MTn                                                                                    19%
% cont       <10 Mill. Tns
                                                                                    32
                                                                                    4%
                                                                               28        Tallin
          LatinPorts                                                           9%        Riga
          HansenPorts                                                          26
                                                                              11%    Klaipedia
          New HasenPorts                                       105
                                           Felixtowe
                                                               59%
          Anglo-Saxon Ports                             154
                                              23.4
                                Ipswich    2  100%      54%          Hamburg
                                           0%
                                                              Antwerp




                                           Marseilles           34
                                                        80     31%      2.6
                                                       10%              55%
                                                               Genoa    Ancona
                                Valencia
                                            53
                                           76%
Environment for the application of ICT
technologies in Ports

Port environment for the application of ICT technologies
    – Modernization, capacity and specialization level of ports
    – The role of the port authority
    – Influence of the port governance model
    – ICT solutions as part of port modernization
    – ICT implementation roadmap

EU and International Policies
    – Transport policies
    – Initiatives grouped by area

Future Trends for ICT in Port Environments
    – Main guidelines established by the European transport white paper of
      2011
    – Next steps in electronic customs
    – The e-maritime initiative
    – A review of EU research projects dealing with the future of ICT in port
      environments
                                                                                6
Modernization, capacity and specialization level of ports


                                                -specialization of operations
  -focused on offering basic port
                                                -seek for improvements in their
  services to vessels
                                                management capacities


                                                                 -extend their
                                                                 service scope to
                                                                 become effective
                                                                 logistics platforms
                                                                 for trade
                                                                 -introduce
                                                                 integrated systems
                                                                 for data collection
                                                                 and processing
Source: UNCTAD

         - Introduce new aspects in logistics management and connectivity
         between transport modes
         -information management is a differentiating element in their services    7
Environment for the application of ICT
technologies in Ports

Port environment for the application of ICT technologies
    – Modernization, capacity and specialization level of ports
    – The role of the port authority
    – Influence of the port governance model
    – ICT solutions as part of port modernization
    – ICT implementation roadmap

EU and International Policies
    – Transport policies
    – Initiatives grouped by area

Future Trends for ICT in Port Environments
    – Main guidelines established by the European transport white paper of
      2011
    – Next steps in electronic customs
    – The e-maritime initiative
    – A review of EU research projects dealing with the future of ICT in port
      environments
                                                                                8
The role of the Port Authority - OBJECTIVES
   X MTn         >50 Mill. Tns
   % cont



 The differences of the port authority objectives will influence the
   X
    MTn          50-10 Mill. Tns
    % cont
                                                                                            Hamina
 environment for building ICT solutions                                                         4
   X MTn                                                                                        19%
   % cont       <10 Mill. Tns
                                                                                           32
                                                                                           4%
                                                                                      28        Tallin
   •Hanse    LatinPorts
                                    Maximisation of added value                      9%        Riga
             HansenPorts                                                              26

   •NewHasenPorts
      New Hanse                     Maximisation of handheld tonnage
                                                         105
                                                                                     11%    Klaipedia
                                                    Felixtowe
                                                                       59%
   •Anglo-Saxon
             Anglo-Saxon Ports
                                    Maximisation of profit of the port authority
                                        Ipswich 2
                                                         23.4    154
                                                                 54%
                                                                Hamburg
                                                         100%
                                                    0%
   •Latin                           Maximisation of added value
                                                         Antwerp


   •New Latin                       Maximisation of handheld tonnage
                                                    Marseilles          34
                                                                 80    31%     2.6
                                                                10%            55%
                                                                       Genoa   Ancona
                                         Valencia
                                                     53
                                                    76%


                                                                                                         9
The role of the Port Authority - FUNCTIONS

  Port authorities traditionally have assumed three functions: landlord,
  regulator and operator, but nowadays this concept has evolved


                                                            ability of establishing contracts
  LANLORD FUNCTIONS                                                  for port land use
  -management, maintenance, provision
  of infrastructures and facilities                              concession contracts
  -conception and implementation of
  policies and strategies                                   clauses, conditions: throughput,
                                                                   minimum volumes

pressure to invest in
                        financial   Competition for land-        Other aspect should be
 port infrastructure                 use (environmental
  and enlargement
                        pressure
                                    and social pressure)
                                                               considered s.a.: efficiency,
                                                              automation use of advanced
                                                                     ICT solutions

                                                                                                10
The role of the Port Authority - FUNCTIONS
                                        advanced and reliable
 REGULATOR FUNCTIONS                    information is required
-controlling, surveillance and policing to
ensure safety and security of cargo                           cooperation, coordination,
operations                                                           integration

-responsibility shared with other
                                                                ICT are a critical asset
regulatory agencies (customs, maritime
                                                         the regulatory function creates a very suitable
authorities, veterinary, …)                                   environment for the introduction and
                                                                 application of ICT in EU Ports

                                                             privatization of this functions
 OPERATOR FUNCTIONS
 -physical transfer of goods and                             loss of information and ctrl –
 passengers between sea and land                           increased number of operators
 -technical-nautical services (pilotage, towage
 and mooring)                                              Coord, ctrl and supervision is
                                                             required. Ports turn into
 -ancillary services (provision of water, electricity,       community managers
 waste disposal, warehousing and logistics services)
                                                          PCS, SW, ICT – strategic tools
                                                                                                    11
The role of the Port Authority - FUNCTIONS

 The former operator function has given way to landlord and regulatory
 functions which have gained a strong community focus leading ports to
 a new community manager function

                                                          -Elimination of bottlenecks
THE COMMUNITY MANAGER
FUNCTION                                                  -Facilitation of administrative
                                                          procedures
-coordinating private and public port                     -Reengineering of processes
community members to solve problems
                                                          -New organization structures
and develop efficient operations inside
and outside the port with a global door-                  -Introduction of ICT
to-door corridor or supply chain                          -Marketing and promotion act.
perspective                                               -Training and education activities
 terminals, shipowners, shipping lines, NVOSCCs,          -Other innovative activities
 road hauliers, railway operators, railway
 undertakings, logistics operators, freight forwarders,
 customs’ brokers, shippers, consignees,…
 maritime authorities, customs, regulatory agencies
 (agricultural, sanitary, veterinary, etc.)
                                                                                            12
The role of the Port Authority – ROLE/STRATEGIES


  Conservator                Facilitator              Entrepreneur

  passive and mechanistic    active mediator         facilitator with a more
  implementation of the      between economic        outspoken commercial
  three traditional port     and social interests    attitude as investor,
  authority functions at                             service provider and
                             look beyond the port
  local level                                        consultant on all three
                             perimeter and try to
                                                     geographical levels:
                             engage in strategic
                                                     local, regional, global
                             regional partnerships

Could play an active role leading the development and implementation of ICT

    - Mediating in commercial B2B relations with port operators
    - Investing in ICT solutions
    - Applying actively rules and regulations and giving assistance to
    port community in the implementation
    - Motivating for ICT development and implementation
    - Promoting ICT solutions                                              13
Environment for the application of ICT
technologies in Ports

Port environment for the application of ICT technologies
    – Modernization, capacity and specialization level of ports
    – The role of the port authority
    – Influence of the port governance model
    – ICT solutions as part of port modernization
    – ICT implementation roadmap

EU and International Policies
    – Transport policies
    – Initiatives grouped by area

Future Trends for ICT in Port Environments
    – Main guidelines established by the European transport white paper of
      2011
    – Next steps in electronic customs
    – The e-maritime initiative
    – A review of EU research projects dealing with the future of ICT in port
      environments
                                                                                14
Influence of the port GOVERNANCE model




The GOVERNANCE MODEL will directly influence in the possibility of the
    Port Authority to take an active and leading role in the adoption,
      development and implementation of ICT in the port cluster
                                                                         15
Environment for the application of ICT
technologies in Ports

Port environment for the application of ICT technologies
    – Modernization, capacity and specialization level of ports
    – The role of the port authority
    – Influence of the port governance model
    – ICT solutions as part of port modernization
    – ICT implementation roadmap

EU and International Policies
    – Transport policies
    – Initiatives grouped by area

Future Trends for ICT in Port Environments
    – Main guidelines established by the European transport white paper of
      2011
    – Next steps in electronic customs
    – The e-maritime initiative
    – A review of EU research projects dealing with the future of ICT in port
      environments
                                                                                16
ICT solutions as part of port modernization - SW

Nowadays, the most extended concepts, based on ICT tools, to support the
modernization of the ports and trade facilitation are the “Single Window”
and the “Port Community System”

Both will be determinant to develop revised port functions, specially regulator
and new community manager functions


PORT REGULATOR FUNCTIONS

Shared responsibilities

Need for cooperation                                            SW


Single entrance point – one-time submission

Traditional structures of government are
transformed into new arrangements that
best serve the needs of citizens and
businesses                                                                        17
ICT solutions as part of port modernization - SW

UN/CEFACT Recommendation Number 33 defines a SW as
“a facility that allows parties involved in trade and transport to lodge
standardized information and documents with a single entry point to fulfill
all import, export, and transit-related regulatory requirements. If
information is electronic, then individual data elements should only be
submitted once”


WCO
“Single Window Environment‟ as a cross border intelligent facility that
allows parties involved in trade and transport to lodge standardized
information, mainly electronic, with a single entry point to fulfill all import,
export and transit related regulatory requirements”

    -Incremental submission of data
    -Harmonized regulatory declarations
    -Sharing information amongst authorities and agencies
    -Harmonized authorities response
                                                                                   18
Different types of Single Windows
                                      Single
    Integrated -Single                Authority
    Automated                         Model
                                                      integrated
    System
                      integrated           SW
                SW
               SW

                                                  interfaced
                      integrated




                                      Mixed -Single
    Interfaced -Single                Automated
    Automated                         System
    System                                            integrated
                         interfaced
                                             SW
                                            SW
                 SW
                SW


                                                  interfaced
                         interfaced
ICT solutions as part of port modernization - PCS

 Supply chain management, logistics and transport generally involve
 also a large number of different private stakeholders interacting
 between them in business-to-business relations.

                                                     Chain alliances
            information required  COOPERATION
                                                     Node alliances


      CARGO COMMUNITY SYSTEMS / PORT COMMUNITY SYTEMS

                             •Unequal distribution of costs and benefits
                             •Lack of resources to invest
 Barriers to cooperation     •Reluctance to cooperate (strategies)
 (De Langen,2008)
                             •Lack of a dominant company for leadership
                             •Short term view                              20
ICT solutions as part of port modernization - PCS

The European Port
Community Systems
Association (EPCSA) defines
the PCS concept as a neutral
and open electronic platform
enabling intelligent and
secure exchange of
information between public
and private stakeholders in
order to improve the
competitive position of the    these systems optimise, manage and automate
                               port and logistics efficient processes through a
sea and air port’s             single submission of data and connecting
communities.                   transport and logistics chain.
                                                                             21
The Port as a VIRTUAL ENTERPRISE



                               One-stop-shops


                      Logistics and Transport Management
                           and Collaboration Systems


                                   Single Windows


                            Public Infrastructure
                            Management Systems




         Cross Border Regulatory                Customs Management
           Agencies’ Systems                          System




                                                                     22
ICT solutions as part of port modernization


                                   SW and PCS are vehicles for providing
                                   shared services to the users

                                            With this service oriented approach the
                                            environment for the application of ICT in
                    Services &
                                            Ports shall be examined as a collection of
                    Interaction             services that facilitates the proper planning,
                      Design
                                            execution and control of the different
                                            operations
                   Taxonomy of
                     Services                        For the process of moving goods
                                                     through ports, business and
                                                     government need to access a set
      Service
                                  Management
                                                     of trade, transport and regulatory
     Oriented
    Architecture                  of IT-Enabled      services that can be classified.
                                     Services
      (SOA)



                                                                                          23
B2B Systems
                                             << Services




                                                                                                                                 CCS / PCS
                                                                                                    CBRSW




                                                                                                                          MPSW
                                                                                                                  SGRCF
                                                               Collaborative Systems in operation




                                                                                                            SGA




                                                                                                                                             LCS
                                                                               >>



                                                              Trading Partner Discovery Services




                                                                                                                                                                                                                                                                                                        B2B Systems
                                                                                                                                                                                           << Services
                                                              Product Discovery Services




                                                                                                                                                                                                                                                                                      CCS / PCS
                                                                                                                                                                                                                                                         CBRSW


                                                                                                                                                                                                                                                                       CBRMS
                                                                                                                                                                                                                                                                               MPSW
                                                                                                                                                                                                              Collaborative Systems in operation




                                                                                                                                                                                                                                                                 CMS




                                                                                                                                                                                                                                                                                                  LCS
                                                              Catalogue Services
                                                                                                                                                                                                                              >>
                                                              Quotation Services
                                         Trading Services
Competitive Trade & Transport Services




                                                              Scheduling Services

                                                              Ordering Services
                                                                                                                                                                                                             Conveyance Reporting Services
                                                                                                                                                                                                                                                                                                                      CBRSW Cross Border Regulations
                                                              Invoicing Services                                                                                                                             Advanced Regulatory Services                                                                                   Single Window
                                                                                                                                                                                                             Goods Declarationfor export Services
                                                                                                                                                                                                                                                                                                                      CMS   Customs Management
                                                              Dispatch Services
                                                                                                                                                                                                                                                                                                                            System
                                                              Remittance Services                                                                                                                            Goods Declarationfor import Services                                                                     SGRCF Cross Border Regulation &
                                                                                                                                                                                                                                                                                                                            Control Systems




                                                                                                                                                                 Government Monopoly
                                                              Payment and Collection Services                                                                                                                Transit DeclarationServices                                                                              MPSW Maritime & Port Single




                                                                                                                                                                                       Regulatory Services
                                                              Booking Services                                                                                                                                                                                                                                              Window
                                                                                                                                                                                                             Goods Release Authorisation Services
                                                                                                                                                                                                                                                                                                                      CCS   Cargo Community System
                                                              Transport Contracting Services                                                                                                                 Cargo reporting for loading/exit Services                                                                PCS   Port Community System
                                                              Cargo pick-up Services                                                                                                                                                                                                                                  LCS   Logistics Collaborative
                                                                                                                                                                                                             Cargo Reporting for                                                                                            Systems
                                                              Transport Billing Services                                                                                                                     entry/discharge/storage Services                                                                         B2B   Business to Business
                                                              Cargo Tracking Services                                                                                                                        Regulatory product certificationServices
                                                                                                                                                                                                                                                                                                                            Systems

                                                              Carry-in & Carry-out Services                                                                                                                  Regulatory Inspection Services
                                                                                                                                                                                                             (phytosanitary/veterinary/sanitary)
                                                              Vessel Tracing Services

                                                              Port Formalities Services                                                                                                                      Regulatory licensing Services
                                                                                                                                                                                                                                                                                                                           Service Responsible System
                                                              Nautical Services                                                                                                                              Security screening Services
                                                                                                                                                                                                                                                                                                                           Service Accountable System
                                         Transport Services




                                                              Port Dues Services                                                                                                                             Electronic Messaging Services                                                                                 Service Consulted System

                                                                                                                                                                                                                                                                                                                           Service Informed System
Partial Monopoly in ports/airports




                                                              Pilot and Tugging Services                                                                                                                     Application to application Services
                                                                                                                                                                                       Technical Services




                                                              Ship InspectionServices                                                                                                                        Business computing Services
                                                                                                                                                                 Competitive




                                                              Port Entry & Departure Services                                                                                                                Webhosting Services
                                                              Stevedore Services
                                                                                                                                                                                                             Identity management Services
                                                              Unloading and Loading Services
                                                                                                                                                                                                             Certifying authorityServices
                                                              Transhipment Operations Services
                                                                                                                                                                                                             Information Security Services
                                                              Fumigation Services

                                                              Tally Services

                                                              Cargo Delivery Workflow Services
                                                                                                                                                                                                                                                                                                                                                        24c
                                                              Warehouse & port handling Services

                                                              Billing for Port Handling Services
Environment for the application of ICT
technologies in Ports

Port environment for the application of ICT technologies
    – Modernization, capacity and specialization level of ports
    – The role of the port authority
    – Influence of the port governance model
    – ICT solutions as part of port modernization
    – ICT implementation roadmap

EU and International Policies
    – Transport policies
    – Initiatives grouped by area

Future Trends for ICT in Port Environments
    – Main guidelines established by the European transport white paper of
      2011
    – Next steps in electronic customs
    – The e-maritime initiative
    – A review of EU research projects dealing with the future of ICT in port
      environments
                                                                                25
Steps towards the implementation of ICT Projects


                      Preliminary                         ICT projects are complex and
                                                          time-consuming, and require
                                                          extensive co-ordination and high
                           A.
                      Architecture                        level of investment
                         Vision
            H.
       Architecture                  B. Business
         Change                      Architecture
       Management




      g.                                        C.
 Implementat                               Information
                      Requirements
     ion                                     System
                      Management
  Governance                               Architecture




                                          D.
       F. Migration
                                     Technology
         Planning
                                     architecture
                           E
                      Opportunitie
                         s and
                       Solutions

                                                                                             26
Steps towards the implementation of ICT Projects




                                  Inital
                                decision to                                    Analysis of
    Initial                                                     Feasibility
                                 examine                                      the feasibility
   concept                                                        Study
                                Feasibility                                       study
                                  Study




 Adapted from Recommendation and Guidelines on establishing a Single Window
 Recommendation No. 33, (UN, 2005)

                                                                                            27
Steps towards the implementation of ICT Projects


  Initial concept

 Preparation of a concept or briefing paper, based on some initial research, usually is
undertaken by lead governmental authority or agency, or private organization

Such a paper would usually describe the overall objectives and potential benefits
It would present a general overview of what would be involved in its implementation.




The objective of the concept paper is to facilitate initial
discussion on the topic and obtain approval for a more in-depth
study into the need for, approach to and feasibility of this ICT
solution


 It is not intended at that stage to seek agreement for the
implementation of this ICT project


                                                                                        28
Steps towards the implementation of ICT Projects

 Initial decision to examine the feasibility of ICT project


                                 Meeting would typically be organized for high-level
                                representatives from all relevant trade related organizations
                                and governmental authorities and agencies to discuss the
                                ICT concept (on the basis of the concept paper).



The object of such a meeting is to get agreement on the project concept and to
launch a feasibility study
 The meeting should establish a Project Management Group made up of senior
representatives of the key agencies who will be directly involved in implementing and
utilizing this kind of ICT solutions
The meeting should also set up a Task Force composed of appropriate technical and
management representatives of key stakeholders, to take charge of the carrying out of the
organizational and implementation work required for the project.
                                                                                           29
Steps towards the implementation of ICT Projects


 Undertaking the Feasibility Study
The study should determine:


 Potential scope of the ICT solution
 Level and type of demand
 Possible scenarios for implementation,
 Potential for and nature of a pilot implementation
 Resources required (financial, human, technical, etc),
 Potential benefits and risks
 Time frame
 Implementation and management strategy




The objective of the feasibility study is to provide decision-makers with an insight into the options
available and their consequences for each governmental authority                                        30
Steps towards the implementation of ICT Projects


  Consideration of the Feasibility Study



   The findings of the feasibility study will have to be considered and approved by the Task Force and
   eventually submitted for consideration by the Project Management Group.

   Sufficient time should be allowed for this process, as it is essential to have the maximum input and
   agreement before the report is finalized.




After the study has been accepted by the Task Force and Project
Management Group, and a preferred Single Window option and
the accompanying implementation option chosen, these decisions
should be presented to the wider government and trade
community.

                                                                                                           31
Steps towards the implementation of ICT Projects

Implementation
                                                     A.
                                                Architecture
                                                   Vision
                                      H.
                                 Architecture                  B. Business
                                   Change                      Architecture
                                 Management




                                g.                                        C.
                           Implementat                               Information
                               ion              Requirements           System
                            Governance          Management           Architecture




                                                                    D.
                                 F. Migration
                                                               Technology
                                   Planning
                                                               architecture
                                                     E
                                                Opportunitie
                                                   s and
                                                 Solutions




                          Based on “Single Window Implementation Framework” (UN 2011)
                                                                                        32
Steps towards the implementation of ICT Projects
                                                                                  A.
                                                                              Architectu
                                                                   H.          re Vision        B.
                                                               Architectur
                                                                                             Business
                                                                e Change
                                                                                            Architectu
                                                               Manageme
                                                                                                re
                                                                   nt


Implementation of ICT Projects                                 g.
                                                           Implement
                                                                                                     C.
                                                                                                 Informati
                                                             ation           Requirements        on System
                                                           Governanc         Management          Architectu
                                                               e                                     re


                                                                                                D.
                                                                   F.                       Technolog
                                                                Migration                        y
                                                                Planning                    architectu
                                                                                   E            re
                                                                              Opportuni
                                                                               ties and
                                                                              Solutions




               Create joint vision, strategy, objectives, and goals

               Establish necessary environment for stakeholders‟ coordination
     A.       and collaboration throughout ICT project lifecycle
  Architec
              Ensure that major stakeholders are committed to make the
    ture      project a success
   Vision
               Develop a Master Plan




                                                                                                              33
Steps towards the implementation of ICT                                                                                                        A.
                                                                                                                                           Architectu
                                                                                                                                H.

Projects                                                                                                                    Architectur
                                                                                                                             e Change
                                                                                                                            Manageme
                                                                                                                                            re Vision        B.
                                                                                                                                                          Business
                                                                                                                                                         Architectu
                                                                                                                                                             re
                                                                                                                                nt


Implementation of ICT Projects                                                                                              g.
                                                                                                                        Implement
                                                                                                                                                                  C.
                                                                                                                                                              Informati
                                                                                                                          ation           Requirements        on System
                                                                                                                        Governanc         Management          Architectu

All participating stakeholders need to be analyzed and
                                                                                                                            e                                     re


                                                                                                                                                             D.
the role they are going to play need to be decided                                                                              F.
                                                                                                                             Migration
                                                                                                                                                         Technolog
                                                                                                                                                              y
                                                                                                                             Planning                    architectu
                                                                                                                                                E            re
                                                                                                                                           Opportuni
                                                                                                                                            ties and
                                                                                                                                           Solutions



                                                                                                                          Change from         Competency Profile &
                                                                              Strategic Role                              current role            Impact on HR
   Functions                                  Customs    Transport Minintry Trade Associations Leader Actor   Others       (Custom)                (Customs)
   Support political oversihgt on ICT project Informed   Accountable                           Informed                None                   None
   Establish the polical strategy             Informed   Accountable        Consulted                                  Minor                  New roles
   Project Planning                                                                            Responsible
   Project monitoring, evaluation &
   evaluation                                                                                 Responsible
   Harmonization laws and procedures,
   development of new laws
   Data Harmonization
   Functional Development
   Managing Licences, permits, ect
   Risk management
   Human Resourser Management
   Ownership of IT assets: data centre,
   hardware, software
   management of IT: operations,



   In order to assess its role, participants should perform a SWOT
  analysis (based on its current responsibilities, strengths, weakness and
  shortcomings, the opportunities presented by the ICT initiative should be
  weighed against possible losses to its resource position.                                                                                                                34
Steps towards the implementation of ICT
Projects                                                                  H.
                                                                      Architectur
                                                                                         A.
                                                                                     Architectu
                                                                                      re Vision        B.
                                                                                                    Business
                                                                       e Change
                                                                                                   Architectu
                                                                      Manageme
Implementation of ICT Projects                                            nt
                                                                                                       re



                                                                      g.                                    C.
                                                                  Implement                             Informati
                                                                    ation           Requirements        on System
                                                                  Governanc         Management          Architectu
                                                                      e                                     re

 Regarding the staff of each stakeholder, some human                                                   D.

 resources considerations must be taken into account;                     F.                       Technolog
                                                                       Migration                        y
                                                                       Planning                    architectu
                                                                                          E            re
                                                                                     Opportuni
                                                                                      ties and
                                                                                     Solutions



ICT initiatives usually entail organizational re-structures which will lead with new
employee’s competences. A key factor to implement these transformational changes is
training activities.


Training needs should be determined, scheduled and synchronized with the ICT
project development.




                                                                                                                     35
Steps towards the implementation of ICT Projects
                                                                               A.
                                                                           Architectu
                                                                H.          re Vision        B.
                                                            Architectur
                                                                                          Business
                                                             e Change
                                                                                         Architectu
                                                            Manageme
                                                                                             re
                                                                nt


Implementation of ICT Projects                              g.
                                                        Implement
                                                                                                  C.
                                                                                              Informati
                                                          ation           Requirements        on System
                                                        Governanc         Management          Architectu
                                                            e                                     re


                                                                                             D.
                                                                F.                       Technolog
                                                             Migration                        y
                                                             Planning                    architectu
                                                                                E            re
                                                                           Opportuni
                                                                            ties and
                                                                           Solutions




                       Analyse existing business processes
      B. Business       Identify bottlenecks
      Architecture
                        Redesign and simplify business processes




                                                                                                           36
Steps towards the implementation of ICT Projects
                                                                                            A.
                                                                                        Architectu
                                                                             H.          re Vision        B.
                                                                         Architectur
                                                                                                       Business
                                                                          e Change
                                                                                                      Architectu
                                                                         Manageme
                                                                                                          re
                                                                             nt


Implementation of ICT Projects                                           g.
                                                                     Implement
                                                                                                               C.
                                                                                                           Informati
                                                                       ation           Requirements        on System
                                                                     Governanc         Management          Architectu
                                                                         e                                     re


                                                                                                          D.
                                                                             F.                       Technolog
                                                                          Migration                        y
                                                                          Planning                    architectu
                                                                                             E            re
                                                                                        Opportuni
                                                                                         ties and
                                                                                        Solutions




                 Data Architecture
                 · Simplify, harmonize and standardize data used in the business processes
                 · Develop a data model
                 · Develop the structures for electronic messages

       C.        Application Architecture
  Information    · Define the major application system necessary to process the data and
    System       support business processes
  Architecture   · Formulate a basis for estimating resources needed for implementing,
                 deploying, and operating the ICT System

                 Legislative Architecture

                 · Create the required legal environment for the operation of the Sytem




                                                                                                                        37
Steps towards the implementation of ICT Projects
                                                                                                 A.
                                                                                             Architectu

Implementation of ICT Projects                                                    H.
                                                                              Architectur
                                                                               e Change
                                                                              Manageme
                                                                                              re Vision        B.
                                                                                                            Business
                                                                                                           Architectu
                                                                                                               re
                                                                                  nt


                                                                              g.                                    C.
                                                                          Implement                             Informati
                                                                            ation           Requirements        on System
                                                                          Governanc         Management          Architectu
                                                                              e                                     re


                                                                                                               D.
                                                                                  F.                       Technolog
                                                                               Migration                        y
                          Legal Issues                                         Planning
                                                                                                  E
                                                                                             Opportuni
                                                                                                           architectu
                                                                                                               re
                                                                                              ties and
                                                                                             Solutions

                       Establishment of the legal entity: formalising the relationship among the
                       ICT solution and the participants.
                       The operator or orchestrator of this ICT solution needs to maintain
                       “neutrality” between participants and their automated systems



The relation between the participants of a collaborative ICT solution
can be based mainly on:


Memorandum of Understanding (MoUs)
 Regulations in the public sector
 Interchange agreements in the private sector.


These agreements could include Service Level Agreements (SLAs)
and Interconnect Security Agreements (ISAs)                                                                                  38
Steps towards the implementation of ICT Projects
                                                                                  A.
                                                                              Architectu

Implementation of ICT Projects                                     H.
                                                               Architectur
                                                                e Change
                                                               Manageme
                                                                               re Vision        B.
                                                                                             Business
                                                                                            Architectu
                                                                                                re
                                                                   nt


                                                               g.                                    C.
                                                           Implement                             Informati
                                                             ation           Requirements        on System
                                                           Governanc         Management          Architectu
                                                               e                                     re


                                                                                                D.
                                                                   F.                       Technolog
                                                                Migration                        y
                                                                Planning                    architectu
                                                                                   E            re
                                                                              Opportuni
                                                                               ties and
                                                                              Solutions




                  To design a hardware and software architecture of the
  d. Technology   System which will be the basis for implementation
   architecture




                                                                                                              39
Steps towards the implementation of ICT Projects
                                                                               A.
                                                                           Architectu

Implementation of ICT Projects                                  G.
                                                            Architectur
                                                             e Change
                                                            Manageme
                                                                            re Vision        B.
                                                                                          Business
                                                                                         Architectu
                                                                                             re
                                                                nt


                                                            F.                                    C.
                                                        Implement                             Informati
                                                          ation           Requirements        on System
                                                        Governanc         Management          Architectu
                                                            e                                     re


                                                                                             D.
                                                                E.                       Technolog
                                                             Migration                        y
                                                             Planning                    architectu
                                                                               D.            re
                                                                           Opportuni
                                                                            ties and
                                                                           Solutions




                  Resource plan for implementing, deploying, and operating
      D.
 Opportunities
                  the System
 and Solutions




                                                                                                           40
Steps towards the implementation of ICT Projects
                                                                                   A.
                                                                               Architectu

Implementation of ICT Projects                                      G.
                                                                Architectur
                                                                 e Change
                                                                Manageme
                                                                                re Vision        B.
                                                                                              Business
                                                                                             Architectu
                                                                                                 re
                                                                    nt


                                                                F.                                    C.
                                                            Implement                             Informati
                                                              ation           Requirements        on System
                                                            Governanc         Management          Architectu
                                                                e                                     re


                                                                                                 D.
                                                                    E.                       Technolog
                                                                 Migration                        y
                                                                 Planning                    architectu
                                                                                   D.            re
                                                                               Opportuni
                                                                                ties and
                                                                               Solutions




                Prepare the implementation and ensure that the management
 E. Migration   and implementation of individual sub-systems will be coordinated
   Planning     with the high-level master plan




                                                                                                               41
Steps towards the implementation of ICT Projects
                                                                                           A.
                                                                                       Architectu

Implementation of ICT Projects                                              G.
                                                                        Architectur
                                                                         e Change
                                                                        Manageme
                                                                                        re Vision        B.
                                                                                                      Business
                                                                                                     Architectu
                                                                                                         re
                                                                            nt


                                                                        F.                                    C.
                                                                    Implement                             Informati
                                                                      ation           Requirements        on System
                                                                    Governanc         Management          Architectu
                                                                        e                                     re


                                                                                                         D.
                                                                            E.                       Technolog
                                                                         Migration                        y
                                                                         Planning                    architectu
                                                                                           D.            re
                                                                                       Opportuni
                                                                                        ties and
        F.                                                                             Solutions


   Implementati
        on
    Governance



             Establish a framework for monitoring the
             implementation,        deployment,              and
             operation of the System sub-systems so that
             their    conformance      with      the      defined
             specifications,   plan,          policies,      and
             recommendations can be ensured




                                                                                                                       42
Steps towards the implementation of ICT Projects
                                                                                  A.
                                                                              Architectu

Implementation of ICT Projects                                     G.
                                                               Architectur
                                                                e Change
                                                               Manageme
                                                                               re Vision        B.
                                                                                             Business
                                                                                            Architectu
                                                                                                re
                                                                   nt


                                                               F.                                    C.
                                                           Implement                             Informati
                                                             ation           Requirements        on System
                                                           Governanc         Management          Architectu
                                                               e                                     re


                                                                                                D.
                                                                   E.                       Technolog
                                                                Migration                        y
                                                                Planning                    architectu
                                                                                  D.            re
                                                                              Opportuni
                                                                               ties and
                                                                              Solutions




                 Identify areas where   changes   should      be
                 introduced to ensure
       G.
  Architecture
    Change       a) the maximization of business value from
  Management        the System implementation

                 b) the alignment of implementation approach
                    with relevant emerging technologies and
                    business requirements




                                                                                                              43
Steps towards the implementation of ICT Projects
                                                                                    A.
                                                                                Architectu

Implementation of ICT Projects                                       G.
                                                                 Architectur
                                                                  e Change
                                                                 Manageme
                                                                                 re Vision        B.
                                                                                               Business
                                                                                              Architectu
                                                                                                  re
                                                                     nt


                                                                 F.                                    C.
                                                             Implement                             Informati
                                                               ation           Requirements        on System
                                                             Governanc         Management          Architectu
                                                                 e                                     re


                                                                                                  D.
                                                                     E.                       Technolog
                                                                  Migration                        y
                                                                  Planning                    architectu
                                                                                    D.            re
                                                                                Opportuni
                                                                                 ties and
                                                                                Solutions




  Requirements    Ensure that
   Management     a) stakeholders’ requirements are addressed across
                     artefacts produced in different phases of the
                     implementation lifecycle and;
                  b) the incorporation of new requirements is facilitated
                     and controlled




                                                                                                                44
Steps towards the implementation of ICT Projects
                                                                                 A.
                                                                             Architectu
                                                                  G.          re Vision        B.
                                                              Architectur

 Change Management                                             e Change
                                                              Manageme
                                                                  nt
                                                                                            Business
                                                                                           Architectu
                                                                                               re



The introduction of new ICT initiatives will                  F.
                                                          Implement
                                                                                                    C.
                                                                                                Informati

lead with several changes.                                  ation
                                                          Governanc
                                                              e
                                                                            Requirements
                                                                            Management
                                                                                                on System
                                                                                                Architectu
                                                                                                    re


                                                                                               D.


 Each stakeholder should answer some
                                                                  E.                       Technolog
                                                               Migration                        y
                                                               Planning                    architectu
                                                                                 D.            re

basic questions concerning the value
                                                                             Opportuni
                                                                              ties and
                                                                             Solutions


position of change:
                                                                  Change management



                         What new value is this ICT initiative giving to
                         my customers?

                         What kind of change is really necessary to
                         bring this new value?

                         How will the change benefit my organization?

                         Does my organization need to change to
                         accommodate these values?



                                                                                                             45
Steps towards the implementation of ICT Projects

Change Management                      1. Focus on the
                                           business
                        10. Continue                     2.Development
                          process                          of process
                       improvement                           profile




           9. Prepare the                                                 3. Process
                staff                                                      mapping




             8. Manage                                              4. Measure the
           process change                                               process




                         7. Balance
                                                         5. Study other
                        process and
                                                              cases
                        technology
                                         6. Process
                                          redesign                                     46
Steps towards the implementation of ICT Projects

 Change Management
In line with this implementation will be required to develop a formal communication
plan with the next goals:


                        •Stakeholders buy-in & support
                        •Overcoming the resistance & mitigating fears
                        •Maintaining clarity & minimizing confusion



This plan will comprise :

Internal         Communication:           Internal
communication is important because employees
need to be formally informed, promptly and
correctly about changes. Messages should be
regular, uniform, with a clear purpose in order to
avoid rumours.
External communication: It will be addressed
to stakeholders and clients, creating targets
groups of communication and describing the
value proposition of the ICT project for each one.
Building an image and a slogan of ICT initiative
could benefit the diffusion.
Environment for the application of ICT
technologies in Ports

Port environment for the application of ICT technologies
    – Modernization, capacity and specialization level of ports
    – The role of the port authority
    – Influence of the port governance model
    – ICT solutions as part of port modernization
    – ICT implementation roadmap

EU and International Policies
    – Transport policies
    – Initiatives grouped by area

Future Trends for ICT in Port Environments
    – Main guidelines established by the European transport white paper of
      2011
    – Next steps in electronic customs
    – The e-maritime initiative
    – A review of EU research projects dealing with the future of ICT in port
      environments
                                                                                48
EU and International Policies

INTERNATIONAL SCOPE

   International Maritime Organisation (IMO)

   World Trade Organisation (WTO)


   World Customs Organisation (WCO)




                                                49
International Maritime Organisation
 The International Maritime
 Organization (IMO) is a specialized
 United Nations agency
 responsible for the safety and
 security of shipping and the
 prevention of marine pollution by
 ships

 170 Member States and three
 Associate Member

 50 international conventions and
 protocols and well over 1000
 codes, recommendations and
 guidelines

“safe, secure and efficient shipping on clean oceans”
                                           www.imo.org 50
International Maritime Organisation
Committees:
   •    Maritime Safety
   •    Marine Environment Protection
   •    Legal
   •    Technical Co-operation
   •    Facilitation Committees

Subcommittees:
    •   Safety of Navigation (NAV)
    •   Radiocommunications and Search and Rescue (COMSAR)
    •   Standards of Training and Watchkeeping (STW)
    •   Dangerous Goods, Solid Cargoes and Containers (DSC)
    •   Ship Design and Equipment (DE)
    •   Fire Protection (FP)
    •   Stability and Load Lines and Fishing Vessels Safety (SLF)
    •   Flag State Implementation (FSI)
    •   Bulk Liquids and Gases (BLG)
                                                                    51
World Trade Organisation

The World Trade Organization
(WTO) is the only global
international organization dealing
with the rules of trade between
nations.

WTO agreements are negotiated
and signed by the trading nations
and ratified in their parliaments.

The goal is to help producers of
goods and services, exporters, and
importers to conduct and grow their
businesses.
153 members
(over 97% of world trade)
www.wto.org                           52
World Customs Organisation
    The World Customs Organization (WCO) is an
    independent intergovernmental body whose mission is to
    enhance the effectiveness and efficiency of Customs
    administrations.
-    Development of global standards
-    Simplification and harmonisation of Customs procedures
-    Trade supply chain security
-    Facilitation of international trade,
-    Enhancement of Customs enforcement
     and compliance activities
-    Anti-counterfeiting and piracy initiatives,
-    Public-private partnerships
-    Integrity promotion
-    Sustainable global Customs capacity
     building programmes
www.wcoomd.org                   177 Customs Administration (98% of world trade)
                                                                              53
EU and International Policies

INTERNATIONAL SCOPE

     International Maritime Organisation (IMO)

     World Trade Organisation (WTO)


     World Customs Organisation (WCO)


EUROPEAN SCOPE
                          Green
                          Paper                   Directive
                EC
                             White                Regulation
 Consultation                         c
                             Paper


   DG TAXUD EMSA                  Commu
                                  nication
   DG MOVE TEN-T EA
                                                               54
EU and International Policies

European Maritime Safety Agency
 Regulation (EC) No 1406/2002 of the European Parliament and of the
 Council of 27 June 2002 establishing a European Maritime Safety Agency



 Objectives
      •   Assisting the Commission in monitoring the implementation of EU legislation
          relating, among others, to ship construction, maintenance, inspection, security,…
      •   Operating maritime information capabilities at EU level
            •   SafeSeaNet
            •   EU LRIT Data Centre
      •   Providing a marine pollution preparedness, detection and response capability
            •   European network of stand-by oil spill response vessels
            •   European satellite oil spill monitoring service (CleanSeaNet)
      •   Giving technical and scientific advice to the Commission in the field of maritime
          safety and prevention of pollution by ships


                                                                                              55
EU and International Policies

  Trans European Transport Networks Executive Agency
 Commission Decision 2007/60/EC of 26 October 2006 establishing the Trans-
 European Transport Network Executive Agency




 European Commission (DG-MOVE)                                        TEN-T EA

     •   Makes political decisions regarding the TEN-T        •   Implements the TEN-T programme on
         programme                                                behalf of the EC

     •   Defines strategy, objectives and priority areas      •   Manages the entire project lifecycle

     •   Takes the final financing decisions                  •   Prepares financing decisions

     •   Monitors and supervises the Agency                   •   Provides feedback to the EC



          Defines policy                                          Turns the policy into action




                                                                                                         56
Main EU Port Related Policies

                    Policy guides referring to ports
 “Seaports and
                                                              “TEN-T A policy
    maritime
                                                                 review”,
 infrastructure”
                                                              COM(2009) 44
  COM(97) 678


               “European                                                         “Roadmap to a
            transport policy                                                    single European
               for 2010”,                                                       Transport Area”,
            COM(2001) 370       “Keep Europe                                    COM(2011) 144
                                  moving”
                               COM(2006) 314
                                                                  “EU’s maritime
                                                               transport policy until
                                    “An integrated Maritime    2018”, COM(2009) 8
                                       Policy for the EU”
                                        COM(2007) 575
                                                              “Action plan. European
                                                                maritime transport
                                                              space without barriers”,
                                                                  COM(2009) 10


                                                                                                   57
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa
Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa

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Port Integration - Environment for the application of ICT technologies in European Ports - Jose Garcia de la Guia / Salvador Furió Pruñonosa

  • 1. Environment for the application of ICT technologies in European Ports Best Practice Guide on Single Windows, e-Maritime and Port Community System Jose Garcia de la Guia Innovation Director Port Authority of Valencia Salvador Furió Pruñonosa Logistics & Intermodality Director Valenciaport Foundation Riga, October 20th 2011
  • 2. Best Practice Guide on Single Windows, e-Maritime and Port Community System Volume I - Environment for the application of ICT technologies in Ports Volume II - ICT solutions in maritime transport and port interfaces Volume III - Action plan blueprint 2
  • 3. Environment for the application of ICT technologies in Ports Port environment for the application of ICT technologies – Modernization, capacity and specialization level of ports – The role of the port authority – Influence of the port governance model – ICT solutions as part of port modernization – ICT implementation roadmap EU and International Policies – Transport policies – Initiatives grouped by area Future Trends for ICT in Port Environments – Main guidelines established by the European transport white paper of 2011 – Next steps in electronic customs – The e-maritime initiative – A review of EU research projects dealing with the future of ICT in port environments 3
  • 4. Port environment for the application of ICT technologies X MTn >50 Mill. Tns % cont EC defines the Port Authority as the entity which has as its objective X under national law or regulation, the administration and management of MTn 50-10 Mill. Tns % cont Hamina the port infrastructures and the coordination and control4of the activities X MTn 19% of the different operators present in the port. % cont <10 Mill. Tns 32 4% 28 Tallin However we can find different types of port authorities depending on LatinPorts 9% Riga their size, the kind of traffic they manage, their political,Klaipedia and HansenPorts 26 social 11% geographical environment, what is their main objective, the way they New HasenPorts Felixtowe 105 59% approach their functions and the role and strategies they adopt, their Anglo-Saxon Ports 23.4 154 Ipswich 54% Hamburg governance model, etc. 2 0% 100% Antwerp All these factors will influence directly the way port authorities approach ICT and will constitute the environment for the application of ICT solutions Marseilles 34 80 31% 2.6 10% 55% Genoa Ancona Valencia 53 76% 4
  • 5. X MTn >50 Mill. Tns % cont X MTn 50-10 Mill. Tns % cont Hamina 4 X MTn 19% % cont <10 Mill. Tns 32 4% 28 Tallin LatinPorts 9% Riga HansenPorts 26 11% Klaipedia New HasenPorts 105 Felixtowe 59% Anglo-Saxon Ports 154 23.4 Ipswich 2 100% 54% Hamburg 0% Antwerp Marseilles 34 80 31% 2.6 10% 55% Genoa Ancona Valencia 53 76%
  • 6. Environment for the application of ICT technologies in Ports Port environment for the application of ICT technologies – Modernization, capacity and specialization level of ports – The role of the port authority – Influence of the port governance model – ICT solutions as part of port modernization – ICT implementation roadmap EU and International Policies – Transport policies – Initiatives grouped by area Future Trends for ICT in Port Environments – Main guidelines established by the European transport white paper of 2011 – Next steps in electronic customs – The e-maritime initiative – A review of EU research projects dealing with the future of ICT in port environments 6
  • 7. Modernization, capacity and specialization level of ports -specialization of operations -focused on offering basic port -seek for improvements in their services to vessels management capacities -extend their service scope to become effective logistics platforms for trade -introduce integrated systems for data collection and processing Source: UNCTAD - Introduce new aspects in logistics management and connectivity between transport modes -information management is a differentiating element in their services 7
  • 8. Environment for the application of ICT technologies in Ports Port environment for the application of ICT technologies – Modernization, capacity and specialization level of ports – The role of the port authority – Influence of the port governance model – ICT solutions as part of port modernization – ICT implementation roadmap EU and International Policies – Transport policies – Initiatives grouped by area Future Trends for ICT in Port Environments – Main guidelines established by the European transport white paper of 2011 – Next steps in electronic customs – The e-maritime initiative – A review of EU research projects dealing with the future of ICT in port environments 8
  • 9. The role of the Port Authority - OBJECTIVES X MTn >50 Mill. Tns % cont The differences of the port authority objectives will influence the X MTn 50-10 Mill. Tns % cont Hamina environment for building ICT solutions 4 X MTn 19% % cont <10 Mill. Tns 32 4% 28 Tallin •Hanse LatinPorts  Maximisation of added value 9% Riga HansenPorts 26 •NewHasenPorts New Hanse  Maximisation of handheld tonnage 105 11% Klaipedia Felixtowe 59% •Anglo-Saxon Anglo-Saxon Ports  Maximisation of profit of the port authority Ipswich 2 23.4 154 54% Hamburg 100% 0% •Latin  Maximisation of added value Antwerp •New Latin  Maximisation of handheld tonnage Marseilles 34 80 31% 2.6 10% 55% Genoa Ancona Valencia 53 76% 9
  • 10. The role of the Port Authority - FUNCTIONS Port authorities traditionally have assumed three functions: landlord, regulator and operator, but nowadays this concept has evolved ability of establishing contracts LANLORD FUNCTIONS for port land use -management, maintenance, provision of infrastructures and facilities concession contracts -conception and implementation of policies and strategies clauses, conditions: throughput, minimum volumes pressure to invest in financial Competition for land- Other aspect should be port infrastructure use (environmental and enlargement pressure and social pressure) considered s.a.: efficiency, automation use of advanced ICT solutions 10
  • 11. The role of the Port Authority - FUNCTIONS advanced and reliable REGULATOR FUNCTIONS information is required -controlling, surveillance and policing to ensure safety and security of cargo cooperation, coordination, operations integration -responsibility shared with other ICT are a critical asset regulatory agencies (customs, maritime the regulatory function creates a very suitable authorities, veterinary, …) environment for the introduction and application of ICT in EU Ports privatization of this functions OPERATOR FUNCTIONS -physical transfer of goods and loss of information and ctrl – passengers between sea and land increased number of operators -technical-nautical services (pilotage, towage and mooring) Coord, ctrl and supervision is required. Ports turn into -ancillary services (provision of water, electricity, community managers waste disposal, warehousing and logistics services) PCS, SW, ICT – strategic tools 11
  • 12. The role of the Port Authority - FUNCTIONS The former operator function has given way to landlord and regulatory functions which have gained a strong community focus leading ports to a new community manager function -Elimination of bottlenecks THE COMMUNITY MANAGER FUNCTION -Facilitation of administrative procedures -coordinating private and public port -Reengineering of processes community members to solve problems -New organization structures and develop efficient operations inside and outside the port with a global door- -Introduction of ICT to-door corridor or supply chain -Marketing and promotion act. perspective -Training and education activities terminals, shipowners, shipping lines, NVOSCCs, -Other innovative activities road hauliers, railway operators, railway undertakings, logistics operators, freight forwarders, customs’ brokers, shippers, consignees,… maritime authorities, customs, regulatory agencies (agricultural, sanitary, veterinary, etc.) 12
  • 13. The role of the Port Authority – ROLE/STRATEGIES Conservator Facilitator Entrepreneur passive and mechanistic active mediator facilitator with a more implementation of the between economic outspoken commercial three traditional port and social interests attitude as investor, authority functions at service provider and look beyond the port local level consultant on all three perimeter and try to geographical levels: engage in strategic local, regional, global regional partnerships Could play an active role leading the development and implementation of ICT - Mediating in commercial B2B relations with port operators - Investing in ICT solutions - Applying actively rules and regulations and giving assistance to port community in the implementation - Motivating for ICT development and implementation - Promoting ICT solutions 13
  • 14. Environment for the application of ICT technologies in Ports Port environment for the application of ICT technologies – Modernization, capacity and specialization level of ports – The role of the port authority – Influence of the port governance model – ICT solutions as part of port modernization – ICT implementation roadmap EU and International Policies – Transport policies – Initiatives grouped by area Future Trends for ICT in Port Environments – Main guidelines established by the European transport white paper of 2011 – Next steps in electronic customs – The e-maritime initiative – A review of EU research projects dealing with the future of ICT in port environments 14
  • 15. Influence of the port GOVERNANCE model The GOVERNANCE MODEL will directly influence in the possibility of the Port Authority to take an active and leading role in the adoption, development and implementation of ICT in the port cluster 15
  • 16. Environment for the application of ICT technologies in Ports Port environment for the application of ICT technologies – Modernization, capacity and specialization level of ports – The role of the port authority – Influence of the port governance model – ICT solutions as part of port modernization – ICT implementation roadmap EU and International Policies – Transport policies – Initiatives grouped by area Future Trends for ICT in Port Environments – Main guidelines established by the European transport white paper of 2011 – Next steps in electronic customs – The e-maritime initiative – A review of EU research projects dealing with the future of ICT in port environments 16
  • 17. ICT solutions as part of port modernization - SW Nowadays, the most extended concepts, based on ICT tools, to support the modernization of the ports and trade facilitation are the “Single Window” and the “Port Community System” Both will be determinant to develop revised port functions, specially regulator and new community manager functions PORT REGULATOR FUNCTIONS Shared responsibilities Need for cooperation SW Single entrance point – one-time submission Traditional structures of government are transformed into new arrangements that best serve the needs of citizens and businesses 17
  • 18. ICT solutions as part of port modernization - SW UN/CEFACT Recommendation Number 33 defines a SW as “a facility that allows parties involved in trade and transport to lodge standardized information and documents with a single entry point to fulfill all import, export, and transit-related regulatory requirements. If information is electronic, then individual data elements should only be submitted once” WCO “Single Window Environment‟ as a cross border intelligent facility that allows parties involved in trade and transport to lodge standardized information, mainly electronic, with a single entry point to fulfill all import, export and transit related regulatory requirements” -Incremental submission of data -Harmonized regulatory declarations -Sharing information amongst authorities and agencies -Harmonized authorities response 18
  • 19. Different types of Single Windows Single Integrated -Single Authority Automated Model integrated System integrated SW SW SW interfaced integrated Mixed -Single Interfaced -Single Automated Automated System System integrated interfaced SW SW SW SW interfaced interfaced
  • 20. ICT solutions as part of port modernization - PCS Supply chain management, logistics and transport generally involve also a large number of different private stakeholders interacting between them in business-to-business relations. Chain alliances information required  COOPERATION Node alliances CARGO COMMUNITY SYSTEMS / PORT COMMUNITY SYTEMS •Unequal distribution of costs and benefits •Lack of resources to invest Barriers to cooperation •Reluctance to cooperate (strategies) (De Langen,2008) •Lack of a dominant company for leadership •Short term view 20
  • 21. ICT solutions as part of port modernization - PCS The European Port Community Systems Association (EPCSA) defines the PCS concept as a neutral and open electronic platform enabling intelligent and secure exchange of information between public and private stakeholders in order to improve the competitive position of the these systems optimise, manage and automate port and logistics efficient processes through a sea and air port’s single submission of data and connecting communities. transport and logistics chain. 21
  • 22. The Port as a VIRTUAL ENTERPRISE One-stop-shops Logistics and Transport Management and Collaboration Systems Single Windows Public Infrastructure Management Systems Cross Border Regulatory Customs Management Agencies’ Systems System 22
  • 23. ICT solutions as part of port modernization SW and PCS are vehicles for providing shared services to the users With this service oriented approach the environment for the application of ICT in Services & Ports shall be examined as a collection of Interaction services that facilitates the proper planning, Design execution and control of the different operations Taxonomy of Services For the process of moving goods through ports, business and government need to access a set Service Management of trade, transport and regulatory Oriented Architecture of IT-Enabled services that can be classified. Services (SOA) 23
  • 24. B2B Systems << Services CCS / PCS CBRSW MPSW SGRCF Collaborative Systems in operation SGA LCS >> Trading Partner Discovery Services B2B Systems << Services Product Discovery Services CCS / PCS CBRSW CBRMS MPSW Collaborative Systems in operation CMS LCS Catalogue Services >> Quotation Services Trading Services Competitive Trade & Transport Services Scheduling Services Ordering Services Conveyance Reporting Services CBRSW Cross Border Regulations Invoicing Services Advanced Regulatory Services Single Window Goods Declarationfor export Services CMS Customs Management Dispatch Services System Remittance Services Goods Declarationfor import Services SGRCF Cross Border Regulation & Control Systems Government Monopoly Payment and Collection Services Transit DeclarationServices MPSW Maritime & Port Single Regulatory Services Booking Services Window Goods Release Authorisation Services CCS Cargo Community System Transport Contracting Services Cargo reporting for loading/exit Services PCS Port Community System Cargo pick-up Services LCS Logistics Collaborative Cargo Reporting for Systems Transport Billing Services entry/discharge/storage Services B2B Business to Business Cargo Tracking Services Regulatory product certificationServices Systems Carry-in & Carry-out Services Regulatory Inspection Services (phytosanitary/veterinary/sanitary) Vessel Tracing Services Port Formalities Services Regulatory licensing Services Service Responsible System Nautical Services Security screening Services Service Accountable System Transport Services Port Dues Services Electronic Messaging Services Service Consulted System Service Informed System Partial Monopoly in ports/airports Pilot and Tugging Services Application to application Services Technical Services Ship InspectionServices Business computing Services Competitive Port Entry & Departure Services Webhosting Services Stevedore Services Identity management Services Unloading and Loading Services Certifying authorityServices Transhipment Operations Services Information Security Services Fumigation Services Tally Services Cargo Delivery Workflow Services 24c Warehouse & port handling Services Billing for Port Handling Services
  • 25. Environment for the application of ICT technologies in Ports Port environment for the application of ICT technologies – Modernization, capacity and specialization level of ports – The role of the port authority – Influence of the port governance model – ICT solutions as part of port modernization – ICT implementation roadmap EU and International Policies – Transport policies – Initiatives grouped by area Future Trends for ICT in Port Environments – Main guidelines established by the European transport white paper of 2011 – Next steps in electronic customs – The e-maritime initiative – A review of EU research projects dealing with the future of ICT in port environments 25
  • 26. Steps towards the implementation of ICT Projects Preliminary ICT projects are complex and time-consuming, and require extensive co-ordination and high A. Architecture level of investment Vision H. Architecture B. Business Change Architecture Management g. C. Implementat Information Requirements ion System Management Governance Architecture D. F. Migration Technology Planning architecture E Opportunitie s and Solutions 26
  • 27. Steps towards the implementation of ICT Projects Inital decision to Analysis of Initial Feasibility examine the feasibility concept Study Feasibility study Study Adapted from Recommendation and Guidelines on establishing a Single Window Recommendation No. 33, (UN, 2005) 27
  • 28. Steps towards the implementation of ICT Projects Initial concept  Preparation of a concept or briefing paper, based on some initial research, usually is undertaken by lead governmental authority or agency, or private organization Such a paper would usually describe the overall objectives and potential benefits It would present a general overview of what would be involved in its implementation. The objective of the concept paper is to facilitate initial discussion on the topic and obtain approval for a more in-depth study into the need for, approach to and feasibility of this ICT solution  It is not intended at that stage to seek agreement for the implementation of this ICT project 28
  • 29. Steps towards the implementation of ICT Projects Initial decision to examine the feasibility of ICT project  Meeting would typically be organized for high-level representatives from all relevant trade related organizations and governmental authorities and agencies to discuss the ICT concept (on the basis of the concept paper). The object of such a meeting is to get agreement on the project concept and to launch a feasibility study  The meeting should establish a Project Management Group made up of senior representatives of the key agencies who will be directly involved in implementing and utilizing this kind of ICT solutions The meeting should also set up a Task Force composed of appropriate technical and management representatives of key stakeholders, to take charge of the carrying out of the organizational and implementation work required for the project. 29
  • 30. Steps towards the implementation of ICT Projects Undertaking the Feasibility Study The study should determine:  Potential scope of the ICT solution  Level and type of demand  Possible scenarios for implementation,  Potential for and nature of a pilot implementation  Resources required (financial, human, technical, etc),  Potential benefits and risks  Time frame  Implementation and management strategy The objective of the feasibility study is to provide decision-makers with an insight into the options available and their consequences for each governmental authority 30
  • 31. Steps towards the implementation of ICT Projects Consideration of the Feasibility Study The findings of the feasibility study will have to be considered and approved by the Task Force and eventually submitted for consideration by the Project Management Group. Sufficient time should be allowed for this process, as it is essential to have the maximum input and agreement before the report is finalized. After the study has been accepted by the Task Force and Project Management Group, and a preferred Single Window option and the accompanying implementation option chosen, these decisions should be presented to the wider government and trade community. 31
  • 32. Steps towards the implementation of ICT Projects Implementation A. Architecture Vision H. Architecture B. Business Change Architecture Management g. C. Implementat Information ion Requirements System Governance Management Architecture D. F. Migration Technology Planning architecture E Opportunitie s and Solutions Based on “Single Window Implementation Framework” (UN 2011) 32
  • 33. Steps towards the implementation of ICT Projects A. Architectu H. re Vision B. Architectur Business e Change Architectu Manageme re nt Implementation of ICT Projects g. Implement C. Informati ation Requirements on System Governanc Management Architectu e re D. F. Technolog Migration y Planning architectu E re Opportuni ties and Solutions  Create joint vision, strategy, objectives, and goals  Establish necessary environment for stakeholders‟ coordination A. and collaboration throughout ICT project lifecycle Architec Ensure that major stakeholders are committed to make the ture project a success Vision  Develop a Master Plan 33
  • 34. Steps towards the implementation of ICT A. Architectu H. Projects Architectur e Change Manageme re Vision B. Business Architectu re nt Implementation of ICT Projects g. Implement C. Informati ation Requirements on System Governanc Management Architectu All participating stakeholders need to be analyzed and e re D. the role they are going to play need to be decided F. Migration Technolog y Planning architectu E re Opportuni ties and Solutions Change from Competency Profile & Strategic Role current role Impact on HR Functions Customs Transport Minintry Trade Associations Leader Actor Others (Custom) (Customs) Support political oversihgt on ICT project Informed Accountable Informed None None Establish the polical strategy Informed Accountable Consulted Minor New roles Project Planning Responsible Project monitoring, evaluation & evaluation Responsible Harmonization laws and procedures, development of new laws Data Harmonization Functional Development Managing Licences, permits, ect Risk management Human Resourser Management Ownership of IT assets: data centre, hardware, software management of IT: operations,  In order to assess its role, participants should perform a SWOT analysis (based on its current responsibilities, strengths, weakness and shortcomings, the opportunities presented by the ICT initiative should be weighed against possible losses to its resource position. 34
  • 35. Steps towards the implementation of ICT Projects H. Architectur A. Architectu re Vision B. Business e Change Architectu Manageme Implementation of ICT Projects nt re g. C. Implement Informati ation Requirements on System Governanc Management Architectu e re Regarding the staff of each stakeholder, some human D. resources considerations must be taken into account; F. Technolog Migration y Planning architectu E re Opportuni ties and Solutions ICT initiatives usually entail organizational re-structures which will lead with new employee’s competences. A key factor to implement these transformational changes is training activities. Training needs should be determined, scheduled and synchronized with the ICT project development. 35
  • 36. Steps towards the implementation of ICT Projects A. Architectu H. re Vision B. Architectur Business e Change Architectu Manageme re nt Implementation of ICT Projects g. Implement C. Informati ation Requirements on System Governanc Management Architectu e re D. F. Technolog Migration y Planning architectu E re Opportuni ties and Solutions Analyse existing business processes B. Business  Identify bottlenecks Architecture  Redesign and simplify business processes 36
  • 37. Steps towards the implementation of ICT Projects A. Architectu H. re Vision B. Architectur Business e Change Architectu Manageme re nt Implementation of ICT Projects g. Implement C. Informati ation Requirements on System Governanc Management Architectu e re D. F. Technolog Migration y Planning architectu E re Opportuni ties and Solutions Data Architecture · Simplify, harmonize and standardize data used in the business processes · Develop a data model · Develop the structures for electronic messages C. Application Architecture Information · Define the major application system necessary to process the data and System support business processes Architecture · Formulate a basis for estimating resources needed for implementing, deploying, and operating the ICT System Legislative Architecture · Create the required legal environment for the operation of the Sytem 37
  • 38. Steps towards the implementation of ICT Projects A. Architectu Implementation of ICT Projects H. Architectur e Change Manageme re Vision B. Business Architectu re nt g. C. Implement Informati ation Requirements on System Governanc Management Architectu e re D. F. Technolog Migration y Legal Issues Planning E Opportuni architectu re ties and Solutions Establishment of the legal entity: formalising the relationship among the ICT solution and the participants. The operator or orchestrator of this ICT solution needs to maintain “neutrality” between participants and their automated systems The relation between the participants of a collaborative ICT solution can be based mainly on: Memorandum of Understanding (MoUs)  Regulations in the public sector  Interchange agreements in the private sector. These agreements could include Service Level Agreements (SLAs) and Interconnect Security Agreements (ISAs) 38
  • 39. Steps towards the implementation of ICT Projects A. Architectu Implementation of ICT Projects H. Architectur e Change Manageme re Vision B. Business Architectu re nt g. C. Implement Informati ation Requirements on System Governanc Management Architectu e re D. F. Technolog Migration y Planning architectu E re Opportuni ties and Solutions To design a hardware and software architecture of the d. Technology System which will be the basis for implementation architecture 39
  • 40. Steps towards the implementation of ICT Projects A. Architectu Implementation of ICT Projects G. Architectur e Change Manageme re Vision B. Business Architectu re nt F. C. Implement Informati ation Requirements on System Governanc Management Architectu e re D. E. Technolog Migration y Planning architectu D. re Opportuni ties and Solutions Resource plan for implementing, deploying, and operating D. Opportunities the System and Solutions 40
  • 41. Steps towards the implementation of ICT Projects A. Architectu Implementation of ICT Projects G. Architectur e Change Manageme re Vision B. Business Architectu re nt F. C. Implement Informati ation Requirements on System Governanc Management Architectu e re D. E. Technolog Migration y Planning architectu D. re Opportuni ties and Solutions Prepare the implementation and ensure that the management E. Migration and implementation of individual sub-systems will be coordinated Planning with the high-level master plan 41
  • 42. Steps towards the implementation of ICT Projects A. Architectu Implementation of ICT Projects G. Architectur e Change Manageme re Vision B. Business Architectu re nt F. C. Implement Informati ation Requirements on System Governanc Management Architectu e re D. E. Technolog Migration y Planning architectu D. re Opportuni ties and F. Solutions Implementati on Governance Establish a framework for monitoring the implementation, deployment, and operation of the System sub-systems so that their conformance with the defined specifications, plan, policies, and recommendations can be ensured 42
  • 43. Steps towards the implementation of ICT Projects A. Architectu Implementation of ICT Projects G. Architectur e Change Manageme re Vision B. Business Architectu re nt F. C. Implement Informati ation Requirements on System Governanc Management Architectu e re D. E. Technolog Migration y Planning architectu D. re Opportuni ties and Solutions Identify areas where changes should be introduced to ensure G. Architecture Change a) the maximization of business value from Management the System implementation b) the alignment of implementation approach with relevant emerging technologies and business requirements 43
  • 44. Steps towards the implementation of ICT Projects A. Architectu Implementation of ICT Projects G. Architectur e Change Manageme re Vision B. Business Architectu re nt F. C. Implement Informati ation Requirements on System Governanc Management Architectu e re D. E. Technolog Migration y Planning architectu D. re Opportuni ties and Solutions Requirements Ensure that Management a) stakeholders’ requirements are addressed across artefacts produced in different phases of the implementation lifecycle and; b) the incorporation of new requirements is facilitated and controlled 44
  • 45. Steps towards the implementation of ICT Projects A. Architectu G. re Vision B. Architectur Change Management e Change Manageme nt Business Architectu re The introduction of new ICT initiatives will F. Implement C. Informati lead with several changes. ation Governanc e Requirements Management on System Architectu re D. Each stakeholder should answer some E. Technolog Migration y Planning architectu D. re basic questions concerning the value Opportuni ties and Solutions position of change: Change management What new value is this ICT initiative giving to my customers? What kind of change is really necessary to bring this new value? How will the change benefit my organization? Does my organization need to change to accommodate these values? 45
  • 46. Steps towards the implementation of ICT Projects Change Management 1. Focus on the business 10. Continue 2.Development process of process improvement profile 9. Prepare the 3. Process staff mapping 8. Manage 4. Measure the process change process 7. Balance 5. Study other process and cases technology 6. Process redesign 46
  • 47. Steps towards the implementation of ICT Projects Change Management In line with this implementation will be required to develop a formal communication plan with the next goals: •Stakeholders buy-in & support •Overcoming the resistance & mitigating fears •Maintaining clarity & minimizing confusion This plan will comprise : Internal Communication: Internal communication is important because employees need to be formally informed, promptly and correctly about changes. Messages should be regular, uniform, with a clear purpose in order to avoid rumours. External communication: It will be addressed to stakeholders and clients, creating targets groups of communication and describing the value proposition of the ICT project for each one. Building an image and a slogan of ICT initiative could benefit the diffusion.
  • 48. Environment for the application of ICT technologies in Ports Port environment for the application of ICT technologies – Modernization, capacity and specialization level of ports – The role of the port authority – Influence of the port governance model – ICT solutions as part of port modernization – ICT implementation roadmap EU and International Policies – Transport policies – Initiatives grouped by area Future Trends for ICT in Port Environments – Main guidelines established by the European transport white paper of 2011 – Next steps in electronic customs – The e-maritime initiative – A review of EU research projects dealing with the future of ICT in port environments 48
  • 49. EU and International Policies INTERNATIONAL SCOPE International Maritime Organisation (IMO) World Trade Organisation (WTO) World Customs Organisation (WCO) 49
  • 50. International Maritime Organisation The International Maritime Organization (IMO) is a specialized United Nations agency responsible for the safety and security of shipping and the prevention of marine pollution by ships 170 Member States and three Associate Member 50 international conventions and protocols and well over 1000 codes, recommendations and guidelines “safe, secure and efficient shipping on clean oceans” www.imo.org 50
  • 51. International Maritime Organisation Committees: • Maritime Safety • Marine Environment Protection • Legal • Technical Co-operation • Facilitation Committees Subcommittees: • Safety of Navigation (NAV) • Radiocommunications and Search and Rescue (COMSAR) • Standards of Training and Watchkeeping (STW) • Dangerous Goods, Solid Cargoes and Containers (DSC) • Ship Design and Equipment (DE) • Fire Protection (FP) • Stability and Load Lines and Fishing Vessels Safety (SLF) • Flag State Implementation (FSI) • Bulk Liquids and Gases (BLG) 51
  • 52. World Trade Organisation The World Trade Organization (WTO) is the only global international organization dealing with the rules of trade between nations. WTO agreements are negotiated and signed by the trading nations and ratified in their parliaments. The goal is to help producers of goods and services, exporters, and importers to conduct and grow their businesses. 153 members (over 97% of world trade) www.wto.org 52
  • 53. World Customs Organisation The World Customs Organization (WCO) is an independent intergovernmental body whose mission is to enhance the effectiveness and efficiency of Customs administrations. - Development of global standards - Simplification and harmonisation of Customs procedures - Trade supply chain security - Facilitation of international trade, - Enhancement of Customs enforcement and compliance activities - Anti-counterfeiting and piracy initiatives, - Public-private partnerships - Integrity promotion - Sustainable global Customs capacity building programmes www.wcoomd.org 177 Customs Administration (98% of world trade) 53
  • 54. EU and International Policies INTERNATIONAL SCOPE International Maritime Organisation (IMO) World Trade Organisation (WTO) World Customs Organisation (WCO) EUROPEAN SCOPE Green Paper Directive EC White Regulation Consultation c Paper DG TAXUD EMSA Commu nication DG MOVE TEN-T EA 54
  • 55. EU and International Policies European Maritime Safety Agency Regulation (EC) No 1406/2002 of the European Parliament and of the Council of 27 June 2002 establishing a European Maritime Safety Agency Objectives • Assisting the Commission in monitoring the implementation of EU legislation relating, among others, to ship construction, maintenance, inspection, security,… • Operating maritime information capabilities at EU level • SafeSeaNet • EU LRIT Data Centre • Providing a marine pollution preparedness, detection and response capability • European network of stand-by oil spill response vessels • European satellite oil spill monitoring service (CleanSeaNet) • Giving technical and scientific advice to the Commission in the field of maritime safety and prevention of pollution by ships 55
  • 56. EU and International Policies Trans European Transport Networks Executive Agency Commission Decision 2007/60/EC of 26 October 2006 establishing the Trans- European Transport Network Executive Agency European Commission (DG-MOVE) TEN-T EA • Makes political decisions regarding the TEN-T • Implements the TEN-T programme on programme behalf of the EC • Defines strategy, objectives and priority areas • Manages the entire project lifecycle • Takes the final financing decisions • Prepares financing decisions • Monitors and supervises the Agency • Provides feedback to the EC Defines policy Turns the policy into action 56
  • 57. Main EU Port Related Policies Policy guides referring to ports “Seaports and “TEN-T A policy maritime review”, infrastructure” COM(2009) 44 COM(97) 678 “European “Roadmap to a transport policy single European for 2010”, Transport Area”, COM(2001) 370 “Keep Europe COM(2011) 144 moving” COM(2006) 314 “EU’s maritime transport policy until “An integrated Maritime 2018”, COM(2009) 8 Policy for the EU” COM(2007) 575 “Action plan. European maritime transport space without barriers”, COM(2009) 10 57