This document summarizes a corporate presentation for Analyze N Control (ANC). It outlines ANC's services such as consulting, training, and software development. It provides details on ANC's clients in various industries like financial services and manufacturing. The presentation also describes ANC's approach to process reengineering and system development which involves requirements gathering, testing, and implementation. It aims to deliver automation and centralization of controls through a step-by-step methodology.

1. Corporate Presentation

2. Agenda
◘ About ANC
◘ Our Clients
◘ Our Services
◘ Proven Capabilities
◘ Approach to Development
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3. Analyze N Control

4. Who Are We?
◘ Established in Feb 2002
◘ Head quartered in Mumbai.
◘ Analyze N Control is actively involved in providing solutions to the
vibrant changes in financial markets.
◘ Consistent performance for over half a decade.
◘ Dedicated team of professionals.
◘ Servicing wide range of Domestic and Global Clients.
◘ A wide bouquet of services offered.
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5. VALUES THAT BIND US
◘ Integrity
◘ Commitment
◘ Focus on Compliance
◘ Customer’s client focused.
◘ Participation, Passion, Perfection
◘ Transparency
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6. Focused Industries-Financial sector
◘ Brokerage Houses- Cash, F&O, Currency and Commodities segment
◘ Depositories and Depository Participants
◘ Custodians
◘ Portfolio Managers.
◘ Non Banking Finance Companies –Margin Funding; Loan Against
Shares
◘ Stock exchanges.
◘ Asset management companies.
◘ Foreign institutional investors.
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7. Focused Industries-other sectors
◘ Operational control on work flow for manufacturing and service
sector
◘ Utility/interface reports/MIS requirements based on data from
internal systems
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8. Consulting and Training
◘ Consultancy
Business Setup
Business Process Re-Engineering
Risk Management Review
Compliance Review
CRM Implementation
◘ Training
Institutional / Retails Operations, Risk Management &
Compliance
In-house Training for Corporate Office & Branches / Sub Brokers
Customized Training on Excel-Functions and Macros
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9. Products and Software
◘ Products
Compliance Reference Window – Unique Search Engine on
regulatory updates
Power Alerts – Instant Alerts on Regulatory Updates
AMC management system
Power Updates – Weekly News Letter
◘ Software Developments (Think and Create Model)
Contacts Management System – “ANC-Konnect”
HVAC Project Management System – Web Based Application
Anti Money Laundering and Surveillance Management (Under
Development)
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10. Analyze N Control-Clients-Indicative list

11. Our Clients…
◘ IL&FS Investsmart Limited (End to End Setup of Commodities)
◘ Man Financial (Erstwhile Refco-Sify) (End to End Process Re-
engineering and automation for Broking, Cash management
systems, DP & Commodities for Institutional and Retail)
◘ Setting up of Margin Funding and Setting up of Global Private
Client Group PMS for one of the esteemed foreign institutional and
private client broking houses
◘ DawnaydayAV Financial Services Private Limited (End to End
Setup PMS and End to End Setup including Broking and DP)
◘ Motilal Oswal Securities Limited (End to End Process Re-
engineering and automation including for Broking , E-Broking,
Margin Funding,Cash management systems, DP, PMS & CRM)
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12. ….Our Strength
◘ Edelweiss Securities Limited (End to End Process Re-engineering
and automation including for Broking , E-Broking, DP, Client and
sub broker registration and Branch logistic management)
◘ Institutional Setup for back office some of the esteemed foreign
institutional broking houses
◘ End to End Institutional (Front to back room operations) Setup and
S.O.P for institutional front office and operations, compilation of
core compliance policy documents for one of the esteemed foreign
institutional broking houses
◘ Work flow and S.O.P for institutional business and compliance
compilation for one of the esteemed foreign institutional broking
houses
◘ NBFC-Loan against Shares -Business Requirements Finalization and
work flow definition, UAT and implementation-one of the esteemed
foreign institutional and private client broking houses
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13. Our Clients….Our Strength
◘ Marshall Wall Papers-Setting up of Business unit system for
Artefacts, Furnishings, etc from client enquiry, conversion tracking,
inventory management to tracking receivables and payables across
all business groups (except wall paper segment)
◘ Ahemdabad Commodity and Derivatives Exchange Limited
(Compilation of Rules, Regulation and Bye Laws)
Client for Products
◘ Nova ACR Services . (Development of HVAC Project Management
Software)
◘ Nova ACR Services-”Konnect”-Contact Database with profiling and
emailing
◘ Compliance Reference window - Product-25 brokers with
approximately 75 user log ins
◘ Power Alerts - more than 400 members as active users
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14. PROCESS VERTICAL OFFERING
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15. Process Study and re-engineering of process
“Board room through Shop floor approach”
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16. Process re-engineering- A Stepwise approach
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17. “Its not just perceiving plans as written documents but implementing
management tools for effecting change”
Review of departmental:
Process flow
Logistics management
System review
Risk and internal controls review
Finalize system requirements specifications on the basis of systems design
proposed.
Liaison with vendor for software automation, UAT (User Acceptance Test) and
implementation of the enhanced modules.
SOP for the revised process flow
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18. What can you expect ?
Deliverables (Scope Dependence)
Key Driver-Automation and centralization of control management
Executive Summary on Issues and Recommendations
Finalize system requirements specifications on the basis of proposed systems
design for agreed recommendations.
Sharing of insight w.r.t risk management and automation in compliance and
processes
Test Cases for UAT
Liaison with vendor for software automation, UAT (User Acceptance Test)
Complete implementation based on SDLC (System Development Life Cycle)
Team training
Standard operating procedures including system work flow and regulatory
provisions
Handing over report
Partner based approach
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19. Software Development
Think and Create Model
System Objectives
Management of operational work flow
Reduce the paperwork
Strong controls and risk management
Dashboard management
Controls on receivables and payables
Comprehensive MIS
Easy information accessibility
Helps management of volumes
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20. CRM System implementation
• Insightrequired to manage every stage of customer lifecycle and acquisition
through alternate channels, which could be web based with Customer support
service systems, etc.
• Streamlined customer feedback
• Impact on business strategy and processes
• Fusing process understanding with experience
• Coordination between Vendor and user
• UAT and final implementation
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21. Proven Capabilities

22. Proven Capabilities to Handle this Project
◘ HVAC Project Management System
For Nova HVAC Systems (I) Pvt Ltd
Scope – Requirement gathering, Development & Implementation
ERP system to handle projects
Developed as web application
Technologies ASP.Net and MS-SQL
◘ Web Based Client Registration Module
For Motilal Oswal Securities Ltd.
Scope – Requirement gathering, Definition of the Functional Specs
& UAT.
◘ Product Development Experience
Products used by major broking houses in India
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23. Why Us?
◘ Conclusion
Vast experience of market
Functionally strong team
Experience of developing Web Applications and Windows
Application.
A Good Combination of Functional and Technical Capabilities.
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24. Approach to Development

25. System development Approach
◘ System Objectives
◘ Proposed Technical architecture
◘ Proposed Technology
◘ Deliverables defined-sign off
◘ Project Schedule
◘ System functionality thru use case approach
◘ Business Requirement Documentation-sign off
◘ Functional specification document –sign off
◘ Development
◘ UAT-sign off
◘ Implementation
◘ Training
◘ Manual
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26. Development Approach
Project Hand Holding /
Iteration 1 Iteration 2 Iteration n
Kick-Off Training
COLLECT REQUIREMENTS
PLAN TRAIN
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27. Thanks!