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FAIR Data Maturity Model
Research policy monitoring in the era of
Open Science and Big Data
27th May 2019
2019-05-27 www.rd-alliance.org - @resdatall 1
CC BY-SA 4.0
www.rd-alliance.org - @resdatall 2
Who knows the FAIR principles?
2019-05-27
Raise your hand
CC BY-SA 4.0
www.rd-alliance.org - @resdatall 3
Who applies the FAIR principles?
2019-05-27
Raise your hand
CC BY-SA 4.0
www.rd-alliance.org - @resdatall 4
Who measures the FAIR principles?
2019-05-27
Raise your hand
CC BY-SA 4.0
www.rd-alliance.org - @resdatall 5
The FAIR Principles
2019-05-27
FINDABLE ACCESSIBLE INTEROPERABLE REUSABLE
discoverable with machine
readable metadata, identifiable
and locatable by means of a
standard identification
mechanism
available and
obtainable to both
human and machine
sufficiently described and
shared with the least
restrictive licences, allowing
the widest reuse possible
across scientific disciplines
and borders, and the least
cumbersome integration with
other data sources
both syntactically parseable
and semantically
understandable, allowing
data exchange and reuse
among scientific disciplines,
researches, institutions,
organisations and countries
CC BY-SA 4.0
FAIR data as a measure for Open Science
www.rd-alliance.org - @resdatall 6
FAIR research data management as a way to
Improve scientific research;
Contribute to growth and accelerate innovation;
Increase the reproducibility of research; and
Better inform citizens and society about the results and value of research.
Relies on a set of common principles across multiple scientific
disciplines
2019-05-27
SOUNDS AMAZING!
BUT…
CC BY-SA 4.0
FAIR data maturity model
www.rd-alliance.org - @resdatall 72019-05-27
FAIR
The principles are not strict
➔ Ambiguity
➔ Wide range of interpretations of FAIRness
Different FAIR Assessment Frameworks
➔ Different metrics
➔ No comparison of results
➔ No benchmark
Solution
• Set of core assessment criteria for FAIRness
• FAIR data maturity model & toolset
• RDA recommendation
• FAIR data checklist
Join the RDA Working Group: RDA WG web page | GitHub
CC BY-SA 4.0
www.rd-alliance.org - @resdatall 8
Stakeholders
2019-05-27
FAIR data maturity
model WG
Members
Chairs
GO
FAIR
FAIR
Metrics
Support
TARGET AUDIENCE
• Researchers, data stewards, other data professionals
• Data service owners, e.g. infrastructure, repositories
• Organisations that manage research data
• Policymakers
…
CC BY-SA 4.0
FAIR data maturity model in the context of Open Science
www.rd-alliance.org - @resdatall 9
1 I Solution for research policy monitoring
Clear set of indicators and levels associated with them
Interoperability of existing/emerging FAIR assessment frameworks
Pushing data owners to the next level of FAIRness
2 I Foster innovation and societal impact
Better data quality
More data can be processed
Clear context and provenance of data
Accelerate innovation in a global digital economy
Savings in money and in time
2019-05-27
CC BY-SA 4.0
2019-04-03
www.rd-alliance.org - @resdatall 10
WG
methodology,
timeline &
scope
CC BY-SA 4.0
Development methodology
www.rd-alliance.org - @resdatall 11
Bottom-up approach comprising 4 phases
1. Definition
2. Development
▪ Assessment of the four FAIR principles in four ‘strands’
▪ Fifth ‘strand’: beyond the FAIR principles
3. Testing
4. Delivery
2019-05-27
CC BY-SA 4.0
Overview of the methodology
www.rd-alliance.org - @resdatall 122019-05-27
CC BY-SA 4.0
Timeline
www.rd-alliance.org - @resdatall 13
Q2Q1 Q3 Q4 Q5 Q6
M1 M2 M3 M4 M5 M6 M7 M8 M9 M10 M11 M12 M13 M14 M15 M16 M17 M18
Today
Workshop #3 [June]
▪ Presentation of results
▪ Discussion on
indicators & levels
Workshop #4 [September]
▪ Proposals
▪ Proposed approach towards
guidelines, checklist and
testing
Workshop #2 [April]
▪ Approval of methodology &
scope
▪ Hands-on exercise
Workshop #1 [February]
▪ Introduction to the WG
▪ Existing approaches
▪ Landscaping exercise
2019-05-27
… and more to come!
RDA 13th Plenary - US RDA 14th Plenary - FI
CC BY-SA 4.0
Scope
www.rd-alliance.org - @resdatall 142019-05-27
Entity | Dataset and data-related aspects (e.g. algorithms, tools and
workflows)
Nature | Generic assessment (i.e. cross-disciplines)
Time | Periodically throughout the lifecycle of the data
Respondent | People with data literacy (e.g. researchers, data librarians,
data stewards)
Audience | Researchers, data stewards, data professionals, data service
owners, organisations involved in research data and policy makers
CC BY-SA 4.0
2019-04-03
www.rd-alliance.org - @resdatall 15
In practice
CC BY-SA 4.0
Landscaping exercise
Landscaping exercise as a starting point
Analysis of existing approaches
Publicly available documentation and a survey
Clustering questions and options
FAIR facets [e.g. F1, A2] per principle
Beyond the FAIR principles [e.g. data storage]
Identification of potential overlaps
WG to compare questions and derive common aspects
www.rd-alliance.org - @resdatall 162019-05-27
CC BY-SA 4.0
Approaches analysed
So far, 11 approaches are on the radar
www.rd-alliance.org - @resdatall 17
Approaches considered
ANDS-NECTAR-RDS-FAIR data assessment tool
DANS-Fairdat
DANS-FAIR enough?
The CSIRO 5-star Data Rating Tool
FAIR Metrics questionnaire
Checklist for Evaluation of Dataset Fitness for Use
RDA-SHARC Evaluation
FAIR evaluator
Approach partially considered*
Data Stewardship Wizard
Approaches not considered*
Big Data Readiness
Support Your data: A Research Data Management Guide for Researchers
*Methodologies analysed but partially/not included in the results because of questions that could not be classified
2019-05-27
CC BY-SA 4.0
Results of the landscaping exercise
www.rd-alliance.org - @resdatall 18
Five slide decks classifying questions
FAIR – Findable [Link]
FAIR – Accessible [Link]
FAIR – Interoperable [Link]
FAIR – Reusable [Link]
Beyond the FAIRprinciples (X) [Link]
Questions, options and potential overlaps
A2 metadata is accessible, even when the data are no longer available
1 Will the metadata record be available even if the data is no longer available?
No
Unsure
Yes
2 Are the metadata accessible? F4
No
Yes
5 Please provide the URL to a metadata longevity plan Overlap
7 The existence of metadata even in the absence/removal of data
Example
2019-05-27
CC BY-SA 4.0
Towards core assessment criteria
www.rd-alliance.org - @resdatall 19
* an indicator can be seen as a component of a Principle (e.g. F1, R1)
QUESTIONS
• Overlaps
• Principles overused /
underused
• Beyond the principles
OPTIONS
• Binary (Y/N)
• Multiple choice
• Free text
SCORING MECHANISM
• Stars
• Grade
• Loading bar
• None
INDICATORS*
• Not standardising
questions
• Defining indicators
based on questions
METRICS
Definition of metrics to
measure the indicators
MATURITY
Identification of the
maturity levels
Existing
work
Scope
2019-05-27
CC BY-SA 4.0
Collaborative document
www.rd-alliance.org - @resdatall 20
TAB 1 – Introduction
2019-05-27
TAB 2 – Landscaping Exercise
TAB 3 – Development
TAB 4 – Outstanding issues
CC BY-SA 4.0
2019-04-03
www.rd-alliance.org - @resdatall 21
Next steps
CC BY-SA 4.0
Next steps
Development of the core assessment criteria on
Google Sheet
Analysis of all the FAIR principles
FAIR – Findable [Link]
FAIR – Accessible [Link]
FAIR – Interoperable [Link]
FAIR – Reusable [Link]
Online workshop #3 on indicators and maturity levels
at 09:00 CEST on the 18 June 2019
at 17:00 CEST on the 18 June 2019
www.rd-alliance.org - @resdatall 222019-05-27
CC BY-SA 4.0
Resources
www.rd-alliance.org - @resdatall 23
RDA FAIR data maturity model WG
https://www.rd-alliance.org/groups/fair-data-maturity-model-wg
RDA FAIR data maturity model WG – Case Statement
https://www.rd-alliance.org/group/fair-data-maturity-model-wg/case-statement/fair-
data-maturity-model-wg-case-statement
RDA FAIR data maturity model WG – GitHub
https://github.com/RDA-FAIR/FAIR-data-maturity-model-WG
RDA FAIR data maturity model WG – Collaborative document
https://docs.google.com/spreadsheets/d/1gvMfbw46oV1idztsr586aG6-
teSn2cPWe_RJZG0U4Hg/edit#gid=0
RDA FAIR data maturity model WG – Mailing list
fair_maturity@rda-groups.org
2019-05-27
CC BY-SA 4.0
2019-04-03
www.rd-alliance.org - @resdatall 24
Thank you!

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20190527_Brecht Wyns & Christophe Bahim _ FAIR data maturity model

  • 1. CC BY-SA 4.0 FAIR Data Maturity Model Research policy monitoring in the era of Open Science and Big Data 27th May 2019 2019-05-27 www.rd-alliance.org - @resdatall 1
  • 2. CC BY-SA 4.0 www.rd-alliance.org - @resdatall 2 Who knows the FAIR principles? 2019-05-27 Raise your hand
  • 3. CC BY-SA 4.0 www.rd-alliance.org - @resdatall 3 Who applies the FAIR principles? 2019-05-27 Raise your hand
  • 4. CC BY-SA 4.0 www.rd-alliance.org - @resdatall 4 Who measures the FAIR principles? 2019-05-27 Raise your hand
  • 5. CC BY-SA 4.0 www.rd-alliance.org - @resdatall 5 The FAIR Principles 2019-05-27 FINDABLE ACCESSIBLE INTEROPERABLE REUSABLE discoverable with machine readable metadata, identifiable and locatable by means of a standard identification mechanism available and obtainable to both human and machine sufficiently described and shared with the least restrictive licences, allowing the widest reuse possible across scientific disciplines and borders, and the least cumbersome integration with other data sources both syntactically parseable and semantically understandable, allowing data exchange and reuse among scientific disciplines, researches, institutions, organisations and countries
  • 6. CC BY-SA 4.0 FAIR data as a measure for Open Science www.rd-alliance.org - @resdatall 6 FAIR research data management as a way to Improve scientific research; Contribute to growth and accelerate innovation; Increase the reproducibility of research; and Better inform citizens and society about the results and value of research. Relies on a set of common principles across multiple scientific disciplines 2019-05-27 SOUNDS AMAZING! BUT…
  • 7. CC BY-SA 4.0 FAIR data maturity model www.rd-alliance.org - @resdatall 72019-05-27 FAIR The principles are not strict ➔ Ambiguity ➔ Wide range of interpretations of FAIRness Different FAIR Assessment Frameworks ➔ Different metrics ➔ No comparison of results ➔ No benchmark Solution • Set of core assessment criteria for FAIRness • FAIR data maturity model & toolset • RDA recommendation • FAIR data checklist Join the RDA Working Group: RDA WG web page | GitHub
  • 8. CC BY-SA 4.0 www.rd-alliance.org - @resdatall 8 Stakeholders 2019-05-27 FAIR data maturity model WG Members Chairs GO FAIR FAIR Metrics Support TARGET AUDIENCE • Researchers, data stewards, other data professionals • Data service owners, e.g. infrastructure, repositories • Organisations that manage research data • Policymakers …
  • 9. CC BY-SA 4.0 FAIR data maturity model in the context of Open Science www.rd-alliance.org - @resdatall 9 1 I Solution for research policy monitoring Clear set of indicators and levels associated with them Interoperability of existing/emerging FAIR assessment frameworks Pushing data owners to the next level of FAIRness 2 I Foster innovation and societal impact Better data quality More data can be processed Clear context and provenance of data Accelerate innovation in a global digital economy Savings in money and in time 2019-05-27
  • 10. CC BY-SA 4.0 2019-04-03 www.rd-alliance.org - @resdatall 10 WG methodology, timeline & scope
  • 11. CC BY-SA 4.0 Development methodology www.rd-alliance.org - @resdatall 11 Bottom-up approach comprising 4 phases 1. Definition 2. Development ▪ Assessment of the four FAIR principles in four ‘strands’ ▪ Fifth ‘strand’: beyond the FAIR principles 3. Testing 4. Delivery 2019-05-27
  • 12. CC BY-SA 4.0 Overview of the methodology www.rd-alliance.org - @resdatall 122019-05-27
  • 13. CC BY-SA 4.0 Timeline www.rd-alliance.org - @resdatall 13 Q2Q1 Q3 Q4 Q5 Q6 M1 M2 M3 M4 M5 M6 M7 M8 M9 M10 M11 M12 M13 M14 M15 M16 M17 M18 Today Workshop #3 [June] ▪ Presentation of results ▪ Discussion on indicators & levels Workshop #4 [September] ▪ Proposals ▪ Proposed approach towards guidelines, checklist and testing Workshop #2 [April] ▪ Approval of methodology & scope ▪ Hands-on exercise Workshop #1 [February] ▪ Introduction to the WG ▪ Existing approaches ▪ Landscaping exercise 2019-05-27 … and more to come! RDA 13th Plenary - US RDA 14th Plenary - FI
  • 14. CC BY-SA 4.0 Scope www.rd-alliance.org - @resdatall 142019-05-27 Entity | Dataset and data-related aspects (e.g. algorithms, tools and workflows) Nature | Generic assessment (i.e. cross-disciplines) Time | Periodically throughout the lifecycle of the data Respondent | People with data literacy (e.g. researchers, data librarians, data stewards) Audience | Researchers, data stewards, data professionals, data service owners, organisations involved in research data and policy makers
  • 15. CC BY-SA 4.0 2019-04-03 www.rd-alliance.org - @resdatall 15 In practice
  • 16. CC BY-SA 4.0 Landscaping exercise Landscaping exercise as a starting point Analysis of existing approaches Publicly available documentation and a survey Clustering questions and options FAIR facets [e.g. F1, A2] per principle Beyond the FAIR principles [e.g. data storage] Identification of potential overlaps WG to compare questions and derive common aspects www.rd-alliance.org - @resdatall 162019-05-27
  • 17. CC BY-SA 4.0 Approaches analysed So far, 11 approaches are on the radar www.rd-alliance.org - @resdatall 17 Approaches considered ANDS-NECTAR-RDS-FAIR data assessment tool DANS-Fairdat DANS-FAIR enough? The CSIRO 5-star Data Rating Tool FAIR Metrics questionnaire Checklist for Evaluation of Dataset Fitness for Use RDA-SHARC Evaluation FAIR evaluator Approach partially considered* Data Stewardship Wizard Approaches not considered* Big Data Readiness Support Your data: A Research Data Management Guide for Researchers *Methodologies analysed but partially/not included in the results because of questions that could not be classified 2019-05-27
  • 18. CC BY-SA 4.0 Results of the landscaping exercise www.rd-alliance.org - @resdatall 18 Five slide decks classifying questions FAIR – Findable [Link] FAIR – Accessible [Link] FAIR – Interoperable [Link] FAIR – Reusable [Link] Beyond the FAIRprinciples (X) [Link] Questions, options and potential overlaps A2 metadata is accessible, even when the data are no longer available 1 Will the metadata record be available even if the data is no longer available? No Unsure Yes 2 Are the metadata accessible? F4 No Yes 5 Please provide the URL to a metadata longevity plan Overlap 7 The existence of metadata even in the absence/removal of data Example 2019-05-27
  • 19. CC BY-SA 4.0 Towards core assessment criteria www.rd-alliance.org - @resdatall 19 * an indicator can be seen as a component of a Principle (e.g. F1, R1) QUESTIONS • Overlaps • Principles overused / underused • Beyond the principles OPTIONS • Binary (Y/N) • Multiple choice • Free text SCORING MECHANISM • Stars • Grade • Loading bar • None INDICATORS* • Not standardising questions • Defining indicators based on questions METRICS Definition of metrics to measure the indicators MATURITY Identification of the maturity levels Existing work Scope 2019-05-27
  • 20. CC BY-SA 4.0 Collaborative document www.rd-alliance.org - @resdatall 20 TAB 1 – Introduction 2019-05-27 TAB 2 – Landscaping Exercise TAB 3 – Development TAB 4 – Outstanding issues
  • 21. CC BY-SA 4.0 2019-04-03 www.rd-alliance.org - @resdatall 21 Next steps
  • 22. CC BY-SA 4.0 Next steps Development of the core assessment criteria on Google Sheet Analysis of all the FAIR principles FAIR – Findable [Link] FAIR – Accessible [Link] FAIR – Interoperable [Link] FAIR – Reusable [Link] Online workshop #3 on indicators and maturity levels at 09:00 CEST on the 18 June 2019 at 17:00 CEST on the 18 June 2019 www.rd-alliance.org - @resdatall 222019-05-27
  • 23. CC BY-SA 4.0 Resources www.rd-alliance.org - @resdatall 23 RDA FAIR data maturity model WG https://www.rd-alliance.org/groups/fair-data-maturity-model-wg RDA FAIR data maturity model WG – Case Statement https://www.rd-alliance.org/group/fair-data-maturity-model-wg/case-statement/fair- data-maturity-model-wg-case-statement RDA FAIR data maturity model WG – GitHub https://github.com/RDA-FAIR/FAIR-data-maturity-model-WG RDA FAIR data maturity model WG – Collaborative document https://docs.google.com/spreadsheets/d/1gvMfbw46oV1idztsr586aG6- teSn2cPWe_RJZG0U4Hg/edit#gid=0 RDA FAIR data maturity model WG – Mailing list fair_maturity@rda-groups.org 2019-05-27
  • 24. CC BY-SA 4.0 2019-04-03 www.rd-alliance.org - @resdatall 24 Thank you!