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Melanie C. Gonzalez
December 18, 2013
Vocab@Vic
Victoria University of Wellington, New Zealand
Introduction
Many second language (L2) learners lack sufficient vocabulary
knowledge to meet the academic demands of university-level writing
tasks (Ferris, 1994; Laufer, 1994; Laufer & Nation, 1995;
Ruegg, Fritz, & Holland, 2011)

What does this gap in productive word knowledge look like?
Is it just a problem solved by teaching and learning more words?
Or is it more?
Background
Vocabulary size: frequency-based number of words in essay’s lexicon
• Learners with larger vocabulary sizes used fewer higher-frequency
words and more academic and uncommon words in their
compositions (Laufer & Nation, 1995)
• Significant correlations between learners’ vocabulary size and
measures of writing quality (Agustin Llach & Gallego, 2009;
Albrechtsen, Haastrup, & Henriksen, 2008; Crossley &
McNamara, 2009; Staehr, 2008)
Lexical diversity: varied use of different words in writing
• Tended to be the strongest predictor of writing quality (de Haan &
van Esch; 2005; Grobe, 1981; Linnerud, 1986; Crossley &
McCarthy, 2009; Crossley, McNamara, & Jarvis, 2010; Schoonen, et
al., 2003)
• There is an assumption that the ability to vary words in discourse
requires a large vocabulary size (Laufer, 1994)
Research Questions
1.

Are there significant differences between advanced NNS learners’
and NS learners’ measures of vocabulary size and lexical diversity
as evidenced in samples of their academic writing?

1.

Is there a relationship between vocabulary size and lexical
diversity?

2.

Is vocabulary size or lexical diversity a greater predictor of writing
score in NNS and NS college writing?
Methods
• Description of the Sample:
• 104 advanced NNS academic essays, 68 NS academic essays (N =
172) collected from six intensive English writing programs in the
U.S.
• Spanned 14 different L1s and 7 writing genres
• 3 raters
• Instruments:
• MTLD – typical score range between 70 and 120
• Voc-D – range is highly variable
• CELEX – score range 0 to 6; 0 = rarest words, 6 = common words
• Available within the Coh-Metrix 3.0 computational linguistics
tool
• TOEFL iBT Writing Rubric – score range 0 to 5; 0 = lowest score,
5 = highest proficiency
Descriptive Results

1 NS essay scored a 4
8 NNS essays scored a 5
Research Question 1
RQ1: Are there significant differences between advanced NNS
learners’ and NS learners’ measures of vocabulary size and lexical
diversity?
Results:
• NS texts exhibited significantly higher levels of lexical diversity and
used lower-frequency words than NNS (F3, 168 = 20.30, p < .05, η2 =
.27)
• Voc-D showed the greatest differences (F3, 168 = 55.02, p < .05, η2
=.25)
• For NS texts, only the MTLD was able to detect differences (F1, 66 =
4.17, p < .05, η2 = .06)
Native speakers’ vary their words more and produce less common
words than non-native speakers.
Research Question 2
RQ: Is there a significant relationship between vocabulary size
and lexical diversity?
Results:
• A moderate correlation between vocabulary size and lexical
diversity existed in the sample (MTLD [r = −.44, p < .001];
voc-D [r = −.46, p < .001])
• Split-file analysis shows that for NS, the correlation is a little
less (MTLD [r = −.36, p < .05]; voc-D [r = −.31, p < .05])
Essays with greater lexical diversity utilized lower-frequency
words, but only to a moderate degree.
Research Question 3
RQ: Is vocabulary size or lexical diversity a greater predictor of writing
score in NNS and NS college writing?
Results:
• Lexical diversity was the only significant contributor to the model
for both NS and NNS writings (Exp[B] = 1.07, p < .001).
• Although both the MTLD and CELEX scores significantly differed by
each score level (F6, 336 = 10.61, p < .001, η2 = .16), only the MTLD
accounted for a greater amount of the variation in ratings (F3, 168 =
21.66, p < .001, η2 = .28).
As lexical diversity within an essay increased, so did its likelihood of
earning a score of 5.
Discussion

Figure 1. Lexical Diversity

Figure 2. Vocabulary Size

Writers’ vocabulary size helps in the beginning to advance score from level 2
to 3, but it is their ability to diversify lexis that pushes the composition’s
quality into the 4 to 5 range.
Significance of the Findings
• Offers further explanation of vocabulary criteria for assessment rubrics

• Suggests that mid-range vocabulary words could account for some of the
differences between native speaker and non-native speaker writers’
ratings
• Indicates that vocabulary instruction needs to go beyond growing
advanced learner lexicons and teach advanced NNS writers how to vary
these words in composition
• Offers some validation of the MTLD; it performed well despite large
variation in text length
Implications for Practice
• Highlights the importance of vocabulary instruction in the composition
classroom, even for advanced learners
• Instruction should not only focus on expanding learner lexicons in the midfrequency range, but also how to diversify these words in production

• Help interpret vocabulary benchmarks such as “appropriate word choice”,
“sufficient range of vocabulary”, or “control of lexical features”
• Allow for instructors to give more targeted feedback
Limitations
• Text length, task topic, and writing genre presents challenges to any study
of lexical diversity
• CELEX frequency bands were created in 1995; it is possible that word
frequencies have changed

• No covariates
• Generalizability due to demographics of the sample
Future Directions
• Study assignments from intact freshman composition courses that contain
both NNS and NS

• Control for covariates such as text length, grammar, cohesion, lexical error,
or other factors that relate to writing quality
• Qualitative component to raters’ scores
• Include an independent measure of productive vocabulary size such as a
productive version of Nation’s Vocabulary Size Test; also correlate CELEX
frequencies to BNC/COCA

• Examine lexical density, or content words, and its impact on writing quality
Questions?

Thank you!
Contact information:

gonzalezmelaniec@gmail.com

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The relationship between vocabulary size and diversity in L2 writing (Vocab@Vic Presentation on 12/18/2013)

  • 1. Melanie C. Gonzalez December 18, 2013 Vocab@Vic Victoria University of Wellington, New Zealand
  • 2. Introduction Many second language (L2) learners lack sufficient vocabulary knowledge to meet the academic demands of university-level writing tasks (Ferris, 1994; Laufer, 1994; Laufer & Nation, 1995; Ruegg, Fritz, & Holland, 2011) What does this gap in productive word knowledge look like? Is it just a problem solved by teaching and learning more words? Or is it more?
  • 3. Background Vocabulary size: frequency-based number of words in essay’s lexicon • Learners with larger vocabulary sizes used fewer higher-frequency words and more academic and uncommon words in their compositions (Laufer & Nation, 1995) • Significant correlations between learners’ vocabulary size and measures of writing quality (Agustin Llach & Gallego, 2009; Albrechtsen, Haastrup, & Henriksen, 2008; Crossley & McNamara, 2009; Staehr, 2008) Lexical diversity: varied use of different words in writing • Tended to be the strongest predictor of writing quality (de Haan & van Esch; 2005; Grobe, 1981; Linnerud, 1986; Crossley & McCarthy, 2009; Crossley, McNamara, & Jarvis, 2010; Schoonen, et al., 2003) • There is an assumption that the ability to vary words in discourse requires a large vocabulary size (Laufer, 1994)
  • 4. Research Questions 1. Are there significant differences between advanced NNS learners’ and NS learners’ measures of vocabulary size and lexical diversity as evidenced in samples of their academic writing? 1. Is there a relationship between vocabulary size and lexical diversity? 2. Is vocabulary size or lexical diversity a greater predictor of writing score in NNS and NS college writing?
  • 5. Methods • Description of the Sample: • 104 advanced NNS academic essays, 68 NS academic essays (N = 172) collected from six intensive English writing programs in the U.S. • Spanned 14 different L1s and 7 writing genres • 3 raters • Instruments: • MTLD – typical score range between 70 and 120 • Voc-D – range is highly variable • CELEX – score range 0 to 6; 0 = rarest words, 6 = common words • Available within the Coh-Metrix 3.0 computational linguistics tool • TOEFL iBT Writing Rubric – score range 0 to 5; 0 = lowest score, 5 = highest proficiency
  • 6. Descriptive Results 1 NS essay scored a 4 8 NNS essays scored a 5
  • 7. Research Question 1 RQ1: Are there significant differences between advanced NNS learners’ and NS learners’ measures of vocabulary size and lexical diversity? Results: • NS texts exhibited significantly higher levels of lexical diversity and used lower-frequency words than NNS (F3, 168 = 20.30, p < .05, η2 = .27) • Voc-D showed the greatest differences (F3, 168 = 55.02, p < .05, η2 =.25) • For NS texts, only the MTLD was able to detect differences (F1, 66 = 4.17, p < .05, η2 = .06) Native speakers’ vary their words more and produce less common words than non-native speakers.
  • 8. Research Question 2 RQ: Is there a significant relationship between vocabulary size and lexical diversity? Results: • A moderate correlation between vocabulary size and lexical diversity existed in the sample (MTLD [r = −.44, p < .001]; voc-D [r = −.46, p < .001]) • Split-file analysis shows that for NS, the correlation is a little less (MTLD [r = −.36, p < .05]; voc-D [r = −.31, p < .05]) Essays with greater lexical diversity utilized lower-frequency words, but only to a moderate degree.
  • 9. Research Question 3 RQ: Is vocabulary size or lexical diversity a greater predictor of writing score in NNS and NS college writing? Results: • Lexical diversity was the only significant contributor to the model for both NS and NNS writings (Exp[B] = 1.07, p < .001). • Although both the MTLD and CELEX scores significantly differed by each score level (F6, 336 = 10.61, p < .001, η2 = .16), only the MTLD accounted for a greater amount of the variation in ratings (F3, 168 = 21.66, p < .001, η2 = .28). As lexical diversity within an essay increased, so did its likelihood of earning a score of 5.
  • 10. Discussion Figure 1. Lexical Diversity Figure 2. Vocabulary Size Writers’ vocabulary size helps in the beginning to advance score from level 2 to 3, but it is their ability to diversify lexis that pushes the composition’s quality into the 4 to 5 range.
  • 11. Significance of the Findings • Offers further explanation of vocabulary criteria for assessment rubrics • Suggests that mid-range vocabulary words could account for some of the differences between native speaker and non-native speaker writers’ ratings • Indicates that vocabulary instruction needs to go beyond growing advanced learner lexicons and teach advanced NNS writers how to vary these words in composition • Offers some validation of the MTLD; it performed well despite large variation in text length
  • 12. Implications for Practice • Highlights the importance of vocabulary instruction in the composition classroom, even for advanced learners • Instruction should not only focus on expanding learner lexicons in the midfrequency range, but also how to diversify these words in production • Help interpret vocabulary benchmarks such as “appropriate word choice”, “sufficient range of vocabulary”, or “control of lexical features” • Allow for instructors to give more targeted feedback
  • 13. Limitations • Text length, task topic, and writing genre presents challenges to any study of lexical diversity • CELEX frequency bands were created in 1995; it is possible that word frequencies have changed • No covariates • Generalizability due to demographics of the sample
  • 14. Future Directions • Study assignments from intact freshman composition courses that contain both NNS and NS • Control for covariates such as text length, grammar, cohesion, lexical error, or other factors that relate to writing quality • Qualitative component to raters’ scores • Include an independent measure of productive vocabulary size such as a productive version of Nation’s Vocabulary Size Test; also correlate CELEX frequencies to BNC/COCA • Examine lexical density, or content words, and its impact on writing quality