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CONSEIL GENERAL DE L’ECONOMIE
                        DE L’INDUSTRIE, DE L’ENERGIE ET DES TECHNOLOGIES




   A Responsible Research and Innovation
           Scheme for Nanotechnology                                       ?
Panel on Responsible development, economic development and regulation in
                             nanotechnologies
                   Contribution of Dr. Françoise ROURE
    French High Coucil for Economy, Industry, Energy and Technologies
What have we learned from 10 years of
 Nanotechnology Regulation in the EU

 Early Involvement of the European Parliament
 European Commission answer
    SCENHIR expertise and recommendations on adequate
     definitions
    Joint Research Center roadmap including EHS
     databases
    CEN and ISO under Vienna Agreement
    Chemical Safety, REACH legal framework and second
     evalation of legally binding directive
         Specific IUCLID track for urgent reaction on
          dangerous products reaching the market
    The case of Cosmetics and « non soluble« nanoparticles
     in the scope definition
    Codes of conduct
                                                          2
                    Roure_Montreal_2012
What have we learned from 10 years of
      Nanotechnology Regulation in the EU?
     Adaptation of the French legal Framework
  Official report on Ethics and industriel foresight on nano enad
converging technologies ( DUPUY-ROURE)

 2007 Grenelle de l’environnement, Commitment n° 159
 2009 Grenelle Law art. 42
    • NATIONAL Public Debate
    • Mandatory Reporting Scheme
    • Information on risks and protection measures
    • Methodology for assessing risks and benefits
 2009-2010 National Public Debat on Governance issues for nanosciences
  and nanotechnologies
 17 February 2012 : Two Ministerial Orders creating a mandadatory annual
  declaration of nanoparticulate substances and listing the organisms in
  charge
 6 August 2012, Traceability ensured by an « Arrêté », describing the
  conditions of declaration created by the Ministerial Order

                              Roure_Montreal_2012                           3
Questionning any Regulation Efficiency
    when a legal link between a fact and a cause
           cannot be clearly established
1. What are we talking about ? Semantics Matters and have
   an Impact
     Definitions: national, regional, other?
     Standardized definitions ? For which purpose ?
      Industrial? Legal ? Other?
     What about the difference of traceability on soluble/non
      soluble nanoparticles/nanomatérials?
     Towards a unique method of DESCRIPTION of nano-
      objects and systems at the nanoscale, including
      nanomaterials

   MESSAGE : without traceability, no legal security, no
   anticipation, no compensation, NO TRUST, NO MARKET
                                                             4
                         Roure_Montreal_2012
Questionning any regulation efficiency
when a legal link between a fact and a cause
       cannot be clearly established
 2) The role of ICSU-CODATA
      Pespectives of a joint VAMAS-CODATA initiative : White
       Paper in preparation 2012-2013
      Towards an international, widely
       supported, « nanomaterials description initiative »
       involving scientists, ICSU/International
       Unions, Industrials, …
      CODATA decision follows an international, inter-
       disciplinary Workshop organized in Paris, Feb. 2012, with
       the participation of OECD. (J. Rumble, F. Roure)
 MESSAGE : without an agreed
 description, naming, defining, traçing and mandatory
 reporting will bring Regulatory divergence where actors need
 unified, harmonized regulations.
                           Roure_Montreal_2012 Transatlantic   5
Taxonomy as a prerequisite for efficient
                       regulations
                                               6
                     An integrated “Logic” Cascade :
  - Ontology
           -   Taxonomy
                - Terminology
                     - Definition
                        - Description (Uniqueness/Equivalence)
                          - - Representation (3D…4D…)


Stakes : the capacity of teach, design, research, innovate, regulate, protect
   (IP), produce, evaluate, cooperate, even compete…on a level playing field.
Solution : Universal description of matter and properties at the
  nanoscale, towards an open, well-curated, Meta-Database ICSU/CODATA-
  VAMAS Project. Paris Workshop 23-24 Feb. 2012 on the Description of
  nanomaterial
      http://www.icsu.org/events/ICSU%20Events/workshop-
Source :
   on-the-description-of-nanomaterials
                           Roure_Montreal_2012                                  6
Nano-metrology as another pre-requisite
       for effective regulation
 and B2B relationships improvement:
             Challenges




                Roure_Montreal_2012       7
Why preparing for better regulations of
 nanotechnology-induced changes?




                                          8
                Roure_Montreal_2012
How preparing for better regulations of
     nanotechnology-induced changes?

                 SOFT LAW : some examples
 1. International standards
    Nanolabeling : ISO TC 229 : focused on consumers information first
       • Even if B to B information stays crucial as responsibility matters.
    « NanoR » TS « Nanoresponsibility » , CEN TC 352 WG 2 PG2
    Nano-medicine, Nanomanufacturing Terminology, ISO TC 229
    Consumers and Societal Dimension ISO TC 229 Survey, 2012
    Perspectives of an ISO new TC « Biotechnology » including bio-
     sourced, nanoscale objects
    Joint IEC 113 / ISO TC 229 WG on Terminology for nanoelectronics…

   MESSAGE : A standard is a voluntary adoption of a non mandatory norm,
   it may be used in regulations . It can be considered as a means to
   lowering costs, accelerating time to market, and avoiding EHS dumpings.
   It paves the way to non divergent regulations for global players,
   globalized markets
                                                                               9
                           Roure_Montreal_2012
How preparing for better regulations
of nanotechnology-induced changes?
SOFT LAW

 Codes of Conduct for Responsible Research
    Defined and impleented by the Industry ; limited succes
     (cf. UK evaluation)
    Adopted for Researchers in Nanosciences by the
     European Commission
       Not widely used
       Not widely understood by researchers
       No relevant frame in Scientific Public Institutions
       Evaluated in 2011
       How better meeting this critical need in the future ?
                                                            10
                         Roure_Montreal_2012
SpiderNet representation of a Nanocode
  Meter ( EU NanoCode Project 2011)




               Roure_Montreal_2012       11
Responsible Innovation for economic development?




                                                   12
                   Roure_Montreal_2012
Managing the gap between Risk and Risk Perception ?




                                                  13
                     Roure_Montreal_2012
What do we mean by Responsible Research and
         Innovation? (RRI Concept)




                                          14
                  Roure_Montreal_2012
Towards a EU « RRI » Scheme
inspired by Nano / Emerging Technologies

 « RRI » concept comes after the EU « Science in Society » 6th
  Framework Program for 2007-2012
 « RRI » concept is to promote a generic ethical frame to the 8th FP fpr
  Research, Development and Innovation, 2013-2020 ( around 80
  billion € )
 A group of Experts was asked in 2012 to preparing this generic
  framework
     With different options, from status quo to a legally
      binding/reporting scheme
     Adressing Ethical, Legal and Societal concerns as regards high
      risk, high complexity, high uncertainty research , innovation and
      development
     With a constant compliance to European Values and Goals
     Compliance scheme able to pave the way to new, adequate forms
      of Governance in the field of new, nano-enabled technologies.
                               Roure_Montreal_2012                          15
Examples of contested innovation in the EU


Contested by societal actors…why?
 because of ethical concerns;
 Because of their failure to meet societal needs;

EXAMPLES:
         Nanotechnologies, at least until a success story meets
          expectations ( nanomedicine, cancer treatment…)
         GMOs
         E-mobility and traceability
         Stem Cell Research
         Online Social Networks
         Biotech /Syn Bio
         Dual-use Robotics
         Nuclear Technologies
         Some technologies for military or security purpose
                              Roure_Montreal_2012                  16
Examples of successful Innovations


Highly innovative products providing solutions for
societal, environmental and economic challenges.

EXAMPLES:


        Resource efficiency with bio-based, non extractive
         products
        e-Health, like medical imaging
        Privacy by Design, Privacy-enabling Technologies: new
            generation of software and ICT services compliant with Privacy
            while offering the desired functionnality


                               Roure_Montreal_2012                           17
« RRI concept » : Following the National
Public Debate on nanotechnology in France


 A list of actions binding the Government to ensure appropriate follow up
  of the Debate
 Mandatory creation of an ethical committee in Research Laboratories
  focusing on Nanosciences and Nanotechnologies as a direct result of the
  national public debate on the nanotechnology governance issues
 Decision to involve stakeholders who would wish so to a dialogue, in
  particular when new production sites are at stake; towards a responsible
  development of nanotechnology applications
 Waste management of final waste including synthetic nanoparticles
 Public Laboratories in charge of Life Cycle Assessment of synthetic
  nanomaterials
 Public funding subject to TOX/ ECOTOX research
 Societal Sciences and humanities involved as regards nanotechnology-
  induced changes
                                                                             18
                              Roure_Montreal_2012
FramingNano reference for a sustaibable,
reflexive governance of nanotechnology (EU)




                                         19
                 Roure_Montreal_2012
Co-evolution of Science and society can be
obtained by a « Reflexive governance »
approach inspired by a “RRI” concept
(Arie RIP, NL)




           Reflexive ethics, prerequisite for a reflexive governance
                    Roure_Montreal_2012
CONSEIL GENERAL DE L’ECONOMIE
                  DE L’INDUSTRIE, DE L’ENERGIE ET DES TECHNOLOGIES




A Responsible Research and Innovation
     Scheme for Nanotechnology                                       ?
   Thank You for your Attention
             Contribution of Dr. Françoise ROURE
   French High Coucil for Economy, Industry, Energy and Technologies
                  francoise.roure@finances.gouv.fr

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Françoise Roure_A possible research and innovation scheme for Nanotechnology?

  • 1. CONSEIL GENERAL DE L’ECONOMIE DE L’INDUSTRIE, DE L’ENERGIE ET DES TECHNOLOGIES A Responsible Research and Innovation Scheme for Nanotechnology ? Panel on Responsible development, economic development and regulation in nanotechnologies Contribution of Dr. Françoise ROURE French High Coucil for Economy, Industry, Energy and Technologies
  • 2. What have we learned from 10 years of Nanotechnology Regulation in the EU  Early Involvement of the European Parliament  European Commission answer  SCENHIR expertise and recommendations on adequate definitions  Joint Research Center roadmap including EHS databases  CEN and ISO under Vienna Agreement  Chemical Safety, REACH legal framework and second evalation of legally binding directive  Specific IUCLID track for urgent reaction on dangerous products reaching the market  The case of Cosmetics and « non soluble« nanoparticles in the scope definition  Codes of conduct 2 Roure_Montreal_2012
  • 3. What have we learned from 10 years of Nanotechnology Regulation in the EU? Adaptation of the French legal Framework Official report on Ethics and industriel foresight on nano enad converging technologies ( DUPUY-ROURE)  2007 Grenelle de l’environnement, Commitment n° 159  2009 Grenelle Law art. 42 • NATIONAL Public Debate • Mandatory Reporting Scheme • Information on risks and protection measures • Methodology for assessing risks and benefits  2009-2010 National Public Debat on Governance issues for nanosciences and nanotechnologies  17 February 2012 : Two Ministerial Orders creating a mandadatory annual declaration of nanoparticulate substances and listing the organisms in charge  6 August 2012, Traceability ensured by an « Arrêté », describing the conditions of declaration created by the Ministerial Order Roure_Montreal_2012 3
  • 4. Questionning any Regulation Efficiency when a legal link between a fact and a cause cannot be clearly established 1. What are we talking about ? Semantics Matters and have an Impact  Definitions: national, regional, other?  Standardized definitions ? For which purpose ? Industrial? Legal ? Other?  What about the difference of traceability on soluble/non soluble nanoparticles/nanomatérials?  Towards a unique method of DESCRIPTION of nano- objects and systems at the nanoscale, including nanomaterials MESSAGE : without traceability, no legal security, no anticipation, no compensation, NO TRUST, NO MARKET 4 Roure_Montreal_2012
  • 5. Questionning any regulation efficiency when a legal link between a fact and a cause cannot be clearly established 2) The role of ICSU-CODATA  Pespectives of a joint VAMAS-CODATA initiative : White Paper in preparation 2012-2013  Towards an international, widely supported, « nanomaterials description initiative » involving scientists, ICSU/International Unions, Industrials, …  CODATA decision follows an international, inter- disciplinary Workshop organized in Paris, Feb. 2012, with the participation of OECD. (J. Rumble, F. Roure) MESSAGE : without an agreed description, naming, defining, traçing and mandatory reporting will bring Regulatory divergence where actors need unified, harmonized regulations. Roure_Montreal_2012 Transatlantic 5
  • 6. Taxonomy as a prerequisite for efficient regulations 6 An integrated “Logic” Cascade : - Ontology - Taxonomy - Terminology - Definition - Description (Uniqueness/Equivalence) - - Representation (3D…4D…) Stakes : the capacity of teach, design, research, innovate, regulate, protect (IP), produce, evaluate, cooperate, even compete…on a level playing field. Solution : Universal description of matter and properties at the nanoscale, towards an open, well-curated, Meta-Database ICSU/CODATA- VAMAS Project. Paris Workshop 23-24 Feb. 2012 on the Description of nanomaterial http://www.icsu.org/events/ICSU%20Events/workshop- Source : on-the-description-of-nanomaterials Roure_Montreal_2012 6
  • 7. Nano-metrology as another pre-requisite for effective regulation and B2B relationships improvement: Challenges Roure_Montreal_2012 7
  • 8. Why preparing for better regulations of nanotechnology-induced changes? 8 Roure_Montreal_2012
  • 9. How preparing for better regulations of nanotechnology-induced changes? SOFT LAW : some examples  1. International standards  Nanolabeling : ISO TC 229 : focused on consumers information first • Even if B to B information stays crucial as responsibility matters.  « NanoR » TS « Nanoresponsibility » , CEN TC 352 WG 2 PG2  Nano-medicine, Nanomanufacturing Terminology, ISO TC 229  Consumers and Societal Dimension ISO TC 229 Survey, 2012  Perspectives of an ISO new TC « Biotechnology » including bio- sourced, nanoscale objects  Joint IEC 113 / ISO TC 229 WG on Terminology for nanoelectronics… MESSAGE : A standard is a voluntary adoption of a non mandatory norm, it may be used in regulations . It can be considered as a means to lowering costs, accelerating time to market, and avoiding EHS dumpings. It paves the way to non divergent regulations for global players, globalized markets 9 Roure_Montreal_2012
  • 10. How preparing for better regulations of nanotechnology-induced changes? SOFT LAW  Codes of Conduct for Responsible Research  Defined and impleented by the Industry ; limited succes (cf. UK evaluation)  Adopted for Researchers in Nanosciences by the European Commission  Not widely used  Not widely understood by researchers  No relevant frame in Scientific Public Institutions  Evaluated in 2011  How better meeting this critical need in the future ? 10 Roure_Montreal_2012
  • 11. SpiderNet representation of a Nanocode Meter ( EU NanoCode Project 2011) Roure_Montreal_2012 11
  • 12. Responsible Innovation for economic development? 12 Roure_Montreal_2012
  • 13. Managing the gap between Risk and Risk Perception ? 13 Roure_Montreal_2012
  • 14. What do we mean by Responsible Research and Innovation? (RRI Concept) 14 Roure_Montreal_2012
  • 15. Towards a EU « RRI » Scheme inspired by Nano / Emerging Technologies  « RRI » concept comes after the EU « Science in Society » 6th Framework Program for 2007-2012  « RRI » concept is to promote a generic ethical frame to the 8th FP fpr Research, Development and Innovation, 2013-2020 ( around 80 billion € )  A group of Experts was asked in 2012 to preparing this generic framework  With different options, from status quo to a legally binding/reporting scheme  Adressing Ethical, Legal and Societal concerns as regards high risk, high complexity, high uncertainty research , innovation and development  With a constant compliance to European Values and Goals  Compliance scheme able to pave the way to new, adequate forms of Governance in the field of new, nano-enabled technologies. Roure_Montreal_2012 15
  • 16. Examples of contested innovation in the EU Contested by societal actors…why?  because of ethical concerns;  Because of their failure to meet societal needs; EXAMPLES:  Nanotechnologies, at least until a success story meets expectations ( nanomedicine, cancer treatment…)  GMOs  E-mobility and traceability  Stem Cell Research  Online Social Networks  Biotech /Syn Bio  Dual-use Robotics  Nuclear Technologies  Some technologies for military or security purpose Roure_Montreal_2012 16
  • 17. Examples of successful Innovations Highly innovative products providing solutions for societal, environmental and economic challenges. EXAMPLES:  Resource efficiency with bio-based, non extractive products  e-Health, like medical imaging  Privacy by Design, Privacy-enabling Technologies: new generation of software and ICT services compliant with Privacy while offering the desired functionnality Roure_Montreal_2012 17
  • 18. « RRI concept » : Following the National Public Debate on nanotechnology in France  A list of actions binding the Government to ensure appropriate follow up of the Debate  Mandatory creation of an ethical committee in Research Laboratories focusing on Nanosciences and Nanotechnologies as a direct result of the national public debate on the nanotechnology governance issues  Decision to involve stakeholders who would wish so to a dialogue, in particular when new production sites are at stake; towards a responsible development of nanotechnology applications  Waste management of final waste including synthetic nanoparticles  Public Laboratories in charge of Life Cycle Assessment of synthetic nanomaterials  Public funding subject to TOX/ ECOTOX research  Societal Sciences and humanities involved as regards nanotechnology- induced changes 18 Roure_Montreal_2012
  • 19. FramingNano reference for a sustaibable, reflexive governance of nanotechnology (EU) 19 Roure_Montreal_2012
  • 20. Co-evolution of Science and society can be obtained by a « Reflexive governance » approach inspired by a “RRI” concept (Arie RIP, NL) Reflexive ethics, prerequisite for a reflexive governance Roure_Montreal_2012
  • 21. CONSEIL GENERAL DE L’ECONOMIE DE L’INDUSTRIE, DE L’ENERGIE ET DES TECHNOLOGIES A Responsible Research and Innovation Scheme for Nanotechnology ? Thank You for your Attention Contribution of Dr. Françoise ROURE French High Coucil for Economy, Industry, Energy and Technologies francoise.roure@finances.gouv.fr