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EU Structural funds 2014 -2020:
       the draft legislative package &
        Common Strategic Framework

BACK TO THE FUTURE
Current experiences & future perspectives: Civil Society
engagement in the EU structural funds
27/04/2012

Dirk Reyntjens
DG Employment, social affairs and inclusion
Legislative package
• The General Regulation
       Common provisions for cohesion policy, the
        rural development policy and the maritime
        and fisheries policy
       Common provisions for cohesion policy only
        (ERDF, CF, ESF)

• Fund specific regulations for
       ERDF; CF and ESF

     • ETC regulation
• EGTC regulation
Guiding political principles of the
                  reform

• Concentration on Europe 2020 Strategy

• Focus on results

• Better coordination and harmonisation between the funds

• Simplification for beneficiaries
Coverage and budget
•   Three categories of regions
    • Less developed regions (GDP per capita < 75% of EU
      average)
    • Transition regions (GDP per capita between 75% and
      90%)
    • More developed regions (GDP per capita > 90%)


    • Budget
    • 336 billion: of this
    • 255 billion for the Investment for growth and jobs
ESF - minimum shares
• At least 25% of the Cohesion envelope for the ESF 
  € 84 billion
   • (25% for the less developed regions, 40% for the
     transition regions and 52% for the more developed
     regions)

• Why?
  • Important contribution to the Europe 2020 strategy and
    3 of its headline targets on employment, education and
    poverty reduction
  • Key factor for medium term growth (OECD)
  • Expression of European solidarity
    In 2011, 16 million people were reached out
Strengthening the Strategic
                  Approach

              Common Strategic Framework




Code of
Conduct
                 Partnership Agreement


                      Operational
                     Programmes
Integration and Synergies
• Programming
  • The Common Strategic Framework at EU level and the Partnership
    Agreement at national level covering all five CSF Funds


  • Possibility for Member States to prepare and implement multi-fund
    programmes combining ERDF, ESF and the Cohesion Fund

• Tools
  • Possibility to finance operations from more than one fund
  • Integrated territorial investment
  • Community-led local development
                                                     ! Complexity
  • Joint Action Plans
Conditionality
• Ex ante conditionality
   • Conditions to be fulfilled prior to submission of
     PA & OPs
   • Directly related to the investment priorities or
     horizontal conditions of effectiveness
   • Self-assessment carried out by MS
   • Non-fulfillment constitutes a basis for suspension
     of interim payments
• Reinforced macroeconomic conditionality for
  the funds
   • Closer link between cohesion policy and the
     economic governance of the Union
A focus on results
• Performance framework and reserve
• Indicators:
   • Fund Specific Common
   • Programme Specific Indicators
• Evaluation:
   • Ex-ante
   • Evaluation during the programming period
   • Ex-post evaluation by the Commission
• Tools:
   • Joint Action Plans
   • Strategic programming
Specific provisions for the ESF
Scope
   18 Investment priorities          ESF contribution to the other
         in 4 thematic               thematic objectives notably:
   objectives
                                  3. Supporting an
3. Promoting employment              environmentally sustainable
   and supporting labour             economy (low carbon…)
   mobility
                                  5. Enhancing the accessibility,
5. Promoting social inclusion        use and quality of ICT
   and combating poverty
                                  7. Strengthening research and
7. Investing in education,           innovation
   skills and lifelong learning
                                  9. Enhancing the
9. Enhancing institutional           competitiveness of small and
   and administrative                medium-sized enterprises
   capacities
Programming logic

      EU 2020


                        Thematic
                        objectives

                                        Investment
                                         priorities


   National, regional and local needs
                                                      Actions
Thematic concentration
LESS                 TRANSITION         MORE
DEVELOPED            REGIONS            DEVELOPED
REGIONS                                 REGIONS



60% OP budget        70% OP budget      80% OP budget
on 4 investment      on 4 investment    on 4 investment
priorities           priorities         priorities


       20% ESF budget on Social Inclusion / poverty
                       reduction
Strong involvement of social
            partners and NGOs
Reinforced provisions on partnership in the CPR

Specific provisions in the ESF regulation

Possibility to involve social partners and NGOs through
global grants

In the less developed regions or in the MS eligible for
the Cohesion Fund:
   • appropriate amount of ESF resources to be allocated to
     capacity-building activities and to activities jointly
     undertaken by social partners
   • appropriate amount of ESF resources to be allocated to
     capacity-building of NGOs
Gender equality and
             non-discrimination
In the general regulation
• Mainstreaming the principle for equality between
  men and women and non-discrimination

In the ESF regulation
• Obligation to plan specific targeted actions for
  equality between men and women and non-
  discrimination (dedicated investment priorities)
Transnationality and Social
                Innovation
• A clear requirement for Member States
  • The ESF shall promote social innovation
  • MS shall support transnational cooperation

• A large range of freedom for Member States in
  the choice of themes

• Strengthening the role of the Commission as
  facilitator
Reinforcing the territorial
                  approach
Possibility to continue ESF support to local employment
initiatives, territorial employment pacts…
Integrated approach to community-led local development
   • Facilitates integrated investment by small communities
     including local authorities, NGOs, and economic and social
     partners
   • Can be financed jointly from ERDF, ESF, EAFRD and EMFF
Possible support of sustainable urban development
strategies
   • At least 5% of the ERDF resources to be allocated to
     integrated actions for sustainable urban development
   • The ESF may complement the ERDF for the actions falling
     under its scope
Specific provisions for financial
                 management
• Eligibility of expenditure: equipment is eligible

• Simplified cost options :
   • obligatory for small projects
   • higher ceiling for lump sums
   • more legal security provided

• Financial instruments
European Social Fund 2014 - 2020

      Thank you very much for your attention!

                    More information:

   http://ec.europa.eu/esf/main.jsp?catId=62&langId=en


  http://ec.europa.eu/regional_policy/what/future/index_en.cfm

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European commission presentation on future of EU funds post 2013

  • 1. EU Structural funds 2014 -2020: the draft legislative package & Common Strategic Framework BACK TO THE FUTURE Current experiences & future perspectives: Civil Society engagement in the EU structural funds 27/04/2012 Dirk Reyntjens DG Employment, social affairs and inclusion
  • 2. Legislative package • The General Regulation Common provisions for cohesion policy, the rural development policy and the maritime and fisheries policy Common provisions for cohesion policy only (ERDF, CF, ESF) • Fund specific regulations for ERDF; CF and ESF • ETC regulation • EGTC regulation
  • 3. Guiding political principles of the reform • Concentration on Europe 2020 Strategy • Focus on results • Better coordination and harmonisation between the funds • Simplification for beneficiaries
  • 4. Coverage and budget • Three categories of regions • Less developed regions (GDP per capita < 75% of EU average) • Transition regions (GDP per capita between 75% and 90%) • More developed regions (GDP per capita > 90%) • Budget • 336 billion: of this • 255 billion for the Investment for growth and jobs
  • 5. ESF - minimum shares • At least 25% of the Cohesion envelope for the ESF  € 84 billion • (25% for the less developed regions, 40% for the transition regions and 52% for the more developed regions) • Why? • Important contribution to the Europe 2020 strategy and 3 of its headline targets on employment, education and poverty reduction • Key factor for medium term growth (OECD) • Expression of European solidarity In 2011, 16 million people were reached out
  • 6. Strengthening the Strategic Approach Common Strategic Framework Code of Conduct Partnership Agreement Operational Programmes
  • 7. Integration and Synergies • Programming • The Common Strategic Framework at EU level and the Partnership Agreement at national level covering all five CSF Funds • Possibility for Member States to prepare and implement multi-fund programmes combining ERDF, ESF and the Cohesion Fund • Tools • Possibility to finance operations from more than one fund • Integrated territorial investment • Community-led local development ! Complexity • Joint Action Plans
  • 8. Conditionality • Ex ante conditionality • Conditions to be fulfilled prior to submission of PA & OPs • Directly related to the investment priorities or horizontal conditions of effectiveness • Self-assessment carried out by MS • Non-fulfillment constitutes a basis for suspension of interim payments • Reinforced macroeconomic conditionality for the funds • Closer link between cohesion policy and the economic governance of the Union
  • 9. A focus on results • Performance framework and reserve • Indicators: • Fund Specific Common • Programme Specific Indicators • Evaluation: • Ex-ante • Evaluation during the programming period • Ex-post evaluation by the Commission • Tools: • Joint Action Plans • Strategic programming
  • 11. Scope 18 Investment priorities ESF contribution to the other in 4 thematic thematic objectives notably: objectives 3. Supporting an 3. Promoting employment environmentally sustainable and supporting labour economy (low carbon…) mobility 5. Enhancing the accessibility, 5. Promoting social inclusion use and quality of ICT and combating poverty 7. Strengthening research and 7. Investing in education, innovation skills and lifelong learning 9. Enhancing the 9. Enhancing institutional competitiveness of small and and administrative medium-sized enterprises capacities
  • 12. Programming logic EU 2020 Thematic objectives Investment priorities National, regional and local needs Actions
  • 13. Thematic concentration LESS TRANSITION MORE DEVELOPED REGIONS DEVELOPED REGIONS REGIONS 60% OP budget 70% OP budget 80% OP budget on 4 investment on 4 investment on 4 investment priorities priorities priorities 20% ESF budget on Social Inclusion / poverty reduction
  • 14. Strong involvement of social partners and NGOs Reinforced provisions on partnership in the CPR Specific provisions in the ESF regulation Possibility to involve social partners and NGOs through global grants In the less developed regions or in the MS eligible for the Cohesion Fund: • appropriate amount of ESF resources to be allocated to capacity-building activities and to activities jointly undertaken by social partners • appropriate amount of ESF resources to be allocated to capacity-building of NGOs
  • 15. Gender equality and non-discrimination In the general regulation • Mainstreaming the principle for equality between men and women and non-discrimination In the ESF regulation • Obligation to plan specific targeted actions for equality between men and women and non- discrimination (dedicated investment priorities)
  • 16. Transnationality and Social Innovation • A clear requirement for Member States • The ESF shall promote social innovation • MS shall support transnational cooperation • A large range of freedom for Member States in the choice of themes • Strengthening the role of the Commission as facilitator
  • 17. Reinforcing the territorial approach Possibility to continue ESF support to local employment initiatives, territorial employment pacts… Integrated approach to community-led local development • Facilitates integrated investment by small communities including local authorities, NGOs, and economic and social partners • Can be financed jointly from ERDF, ESF, EAFRD and EMFF Possible support of sustainable urban development strategies • At least 5% of the ERDF resources to be allocated to integrated actions for sustainable urban development • The ESF may complement the ERDF for the actions falling under its scope
  • 18. Specific provisions for financial management • Eligibility of expenditure: equipment is eligible • Simplified cost options : • obligatory for small projects • higher ceiling for lump sums • more legal security provided • Financial instruments
  • 19. European Social Fund 2014 - 2020 Thank you very much for your attention! More information: http://ec.europa.eu/esf/main.jsp?catId=62&langId=en http://ec.europa.eu/regional_policy/what/future/index_en.cfm