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Patently Strategic
Musings
ASHLEY SLOAT | April 26, 2022
This presentation is for information purposes only and does not constitute legal advice.
% of Patents that include at least one “means for”
claim limitation, grouped by patent issue date
https://patentlyo.com/patent/2011/07/the-frequency-of-means-plus-function-claims.html
Section 112(6) – Means plus Function
• Applicable. Recite a function without
reciting structure for performing the
function and limit the claims to the
structure, materials, or acts disclosed in the
specification
• Inapplicable. Recite both a function and the
structure for performing that function in the
claim
How is “claim construction” carried out?
1. Determine the claimed function
2. Identify the corresponding structure in the written
description of the patent that performs the function
Applied Med. Res. Corp. v. U.S. Surgical Corp., 448 F.3d 1324,
1332 (Fed.Cir.2006)
Getting around MPF
• If ”means” is not used, must be shown that persons of
ordinary skill in the art would not have understood
the term limitations to connote structure view of the
whole claim
• If MPF not desired, Applicant needs to show that a
particular claim element would be understood as
connoting “structure”
Halliburton Oil Well Cementing Co. v.
Walker, 329 U.S. 1 (1946)
• Invention added mechanical acoustical resonator to prior art
device for measuring distance to fluid surface in deep oil
wells
• Claims recite: "means associated with said pressure
responsive device for tuning said receiving means to the
frequency of echoes from the tubing collars of said tubing
sections to clearly distinguish the echoes from said couplings
from each other."
Williamson v. Citrix Online, LLC, 792 F.3d
1339 (Fed. Cir. 2015) - Indefinite
• (1) moved away from a strong presumption against MPF
interpretation absent “means” language and (2) established
the “nonce word” doctrine
• Focus must be appropriately placed on “whether the words of
the claim are understood by persons of ordinary skill in the
art to have a sufficiently definite meaning as the name for
structure.”
• Claim is indefinite (112(b)) - "if a person of ordinary skill in the
art would be unable to recognize the structure in the
specification and associate it with the corresponding function
in the claim"
Nonce Words
• Mechanism
• Module
• Device
• Unit
• Component
• Element
• Member
• Apparatus
• Machine
• System
• Circuit
• Detent mechanism
• Digital detector
• Reciprocating member
• Connector assembly
• Perforation
• Sealingly connected joints
• Eyeglass hanger member
Non-Nonce Words
Structural modifier +
nonstructural term
Non-structural modifier +
nonstructural term
• a “release means for retaining the guide in the
charged position”
• Construction: two functions — retaining the guide
in the charged position and releasing the guide
from the charged position
• Literal infringement: device performs the recited
function through structure that is the same as or
equivalent to the corresponding structure set forth
in the specification
Gregory Baran v. Medical Device
Technologies (Fed. Cir. 2010) - Indefinite
Tech. Licensing Corp. v. Videotek, Inc., 545
F.3d 1316, 1338 (Fed. Cir. 2008) - Definite
• “The question is not whether one of skill in the art would be
capable of implementing a structure to perform the function,
but whether that person would understand the written
description itself to disclose such a structure.”
• “Monitoring means”: spec describes node-to-node
communication system
• Expert testified that controllers + circuitry were corresponding
structure
• No circuit diagram, but it’s dep. on level of ordinary skill in the art
Tools For Checking Whether 112f Applies
•Description in spec denotes structure
•Dictionaries provide evidence word is
understood to be a noun denoting structure
•Evidence of structure for the term in the
Prior art
Software MPF
• Dyfan LLC v. Target (Fed. Cir. 2022) - Definite
• Code
• Application
• System
• VDPP LLC, v. Vizio, Inc. (Fed. Cir. 2022) - Definite
• Storage
• Processor
• Blackboard v. Desire2Learn (Fed. Cir. 2009) -
Indefinite
• Access Control Manager
Media Rights Capital v. Capital One Financial
Corporation (Fed. Circ. 2015) - Indefinite
• “Compliance Mechanism” and “Custom Media Device”
• Spec describes “how the ‘compliance Mechanism’ is
connected to and interacts with the other components of the
system, what processes the ‘compliance mechanism’
performs, and what structural subcomponents might
comprise the ‘compliance mechanism’
• Mechanism was tied to general computer – but no
corresponding algorithm was disclosed for all 4 functions of
the mechanism
TecSec, Inc. v. Int’l Bus. Machs. Corp., 731 F.3d 1336,
1347 (Fed. Cir. 2013) - Definite
• “system memory means” and “digital logic means”
• “a system memory is a specific structure that stores data”
• “digital logic means” was specifically disclosed in the
specification to be “comprised of structural elements,
including a system memory and specific modules and
subsystems”
Noah Sys., Inc. v. Intuit Inc. (Fed. Cir. 2012) – Indefinite
• “access means” and “communication means”
– No algorithm disclosed for one of two functions
• ‘To avoid purely functional claiming in cases involving computer-
implemented inventions, we have “consistently required that the
structure disclosed in the specification be more than simply a general
purpose computer or microprocessor.”
• Consequently, a means-plus-function claim element for which the only
disclosed structure is a general purpose computer is invalid if the
specification fails to disclose an algorithm for performing the claimed
function.
Drafting Tips
• MPF can be one of many claims types but not the
only claim type
• Assume that terms will be construed as MPF, and
draft accordingly
• Even structures known in the art should be given
structure in the description
• For software, include “algorithms” for all functions
of the MPF term

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Patently Strategic: Means Plus Function Claims

  • 1. Patently Strategic Musings ASHLEY SLOAT | April 26, 2022 This presentation is for information purposes only and does not constitute legal advice.
  • 2. % of Patents that include at least one “means for” claim limitation, grouped by patent issue date https://patentlyo.com/patent/2011/07/the-frequency-of-means-plus-function-claims.html
  • 3. Section 112(6) – Means plus Function • Applicable. Recite a function without reciting structure for performing the function and limit the claims to the structure, materials, or acts disclosed in the specification • Inapplicable. Recite both a function and the structure for performing that function in the claim
  • 4. How is “claim construction” carried out? 1. Determine the claimed function 2. Identify the corresponding structure in the written description of the patent that performs the function Applied Med. Res. Corp. v. U.S. Surgical Corp., 448 F.3d 1324, 1332 (Fed.Cir.2006)
  • 5. Getting around MPF • If ”means” is not used, must be shown that persons of ordinary skill in the art would not have understood the term limitations to connote structure view of the whole claim • If MPF not desired, Applicant needs to show that a particular claim element would be understood as connoting “structure”
  • 6. Halliburton Oil Well Cementing Co. v. Walker, 329 U.S. 1 (1946) • Invention added mechanical acoustical resonator to prior art device for measuring distance to fluid surface in deep oil wells • Claims recite: "means associated with said pressure responsive device for tuning said receiving means to the frequency of echoes from the tubing collars of said tubing sections to clearly distinguish the echoes from said couplings from each other."
  • 7. Williamson v. Citrix Online, LLC, 792 F.3d 1339 (Fed. Cir. 2015) - Indefinite • (1) moved away from a strong presumption against MPF interpretation absent “means” language and (2) established the “nonce word” doctrine • Focus must be appropriately placed on “whether the words of the claim are understood by persons of ordinary skill in the art to have a sufficiently definite meaning as the name for structure.” • Claim is indefinite (112(b)) - "if a person of ordinary skill in the art would be unable to recognize the structure in the specification and associate it with the corresponding function in the claim"
  • 8. Nonce Words • Mechanism • Module • Device • Unit • Component • Element • Member • Apparatus • Machine • System • Circuit • Detent mechanism • Digital detector • Reciprocating member • Connector assembly • Perforation • Sealingly connected joints • Eyeglass hanger member Non-Nonce Words Structural modifier + nonstructural term Non-structural modifier + nonstructural term
  • 9. • a “release means for retaining the guide in the charged position” • Construction: two functions — retaining the guide in the charged position and releasing the guide from the charged position • Literal infringement: device performs the recited function through structure that is the same as or equivalent to the corresponding structure set forth in the specification Gregory Baran v. Medical Device Technologies (Fed. Cir. 2010) - Indefinite
  • 10. Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1338 (Fed. Cir. 2008) - Definite • “The question is not whether one of skill in the art would be capable of implementing a structure to perform the function, but whether that person would understand the written description itself to disclose such a structure.” • “Monitoring means”: spec describes node-to-node communication system • Expert testified that controllers + circuitry were corresponding structure • No circuit diagram, but it’s dep. on level of ordinary skill in the art
  • 11. Tools For Checking Whether 112f Applies •Description in spec denotes structure •Dictionaries provide evidence word is understood to be a noun denoting structure •Evidence of structure for the term in the Prior art
  • 12. Software MPF • Dyfan LLC v. Target (Fed. Cir. 2022) - Definite • Code • Application • System • VDPP LLC, v. Vizio, Inc. (Fed. Cir. 2022) - Definite • Storage • Processor • Blackboard v. Desire2Learn (Fed. Cir. 2009) - Indefinite • Access Control Manager
  • 13. Media Rights Capital v. Capital One Financial Corporation (Fed. Circ. 2015) - Indefinite • “Compliance Mechanism” and “Custom Media Device” • Spec describes “how the ‘compliance Mechanism’ is connected to and interacts with the other components of the system, what processes the ‘compliance mechanism’ performs, and what structural subcomponents might comprise the ‘compliance mechanism’ • Mechanism was tied to general computer – but no corresponding algorithm was disclosed for all 4 functions of the mechanism
  • 14. TecSec, Inc. v. Int’l Bus. Machs. Corp., 731 F.3d 1336, 1347 (Fed. Cir. 2013) - Definite • “system memory means” and “digital logic means” • “a system memory is a specific structure that stores data” • “digital logic means” was specifically disclosed in the specification to be “comprised of structural elements, including a system memory and specific modules and subsystems”
  • 15. Noah Sys., Inc. v. Intuit Inc. (Fed. Cir. 2012) – Indefinite • “access means” and “communication means” – No algorithm disclosed for one of two functions • ‘To avoid purely functional claiming in cases involving computer- implemented inventions, we have “consistently required that the structure disclosed in the specification be more than simply a general purpose computer or microprocessor.” • Consequently, a means-plus-function claim element for which the only disclosed structure is a general purpose computer is invalid if the specification fails to disclose an algorithm for performing the claimed function.
  • 16. Drafting Tips • MPF can be one of many claims types but not the only claim type • Assume that terms will be construed as MPF, and draft accordingly • Even structures known in the art should be given structure in the description • For software, include “algorithms” for all functions of the MPF term