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Overarching considerations of a landscape approach

1. Landscapes include the physical and biological features of an area
together with the institutions and people who influence the area and the
cultural and spiritual values of the area
2. The optimal balance between the objectives of environmental
conservation, productivity enhancement and livelihood improvement can
best be met at the landscape scale
3. Landscapes evolve over time and the objective of management will not be
to maintain the status quo but rather to ensure the continued and growing
supply of goods and services
4. The extent and limits of a landscape must be defined in terms of the
management objectives that are the aim of the landscape intervention
Principle 1: Appropriate legal and policy frameworks must be in
place to enable landscape-scale initiatives

Guidelines:
1. Initiators of landscape-scale programmes must fully understand and
adhere to the legal and policy contexts in which they operate.
2. Decision making should be decentralized and must be delegated to the
lowest appropriate level.
3. Policies and institutional capacity should be put in place to enable
incentive-based instruments such as certification and payments for
environmental services to be effective.
4. Tenure and resource access rights must be transparent, unambiguous
and need to be effective for marginalized groups. They should be
supported by effective legal measures.
Principle 2: Stakeholder platforms are needed to enable governmental,
nongovernmental and civil society actors to negotiate and take decisions
at a landscape scale.

Guidelines:
5. Spatial plans must be developed and implemented based upon analysis of
the status and potential of the land and of the needs and wishes of the human
population and balancing the importance of conservation and environmental
service provision.
6. Landscape-scale interventions must be negotiated amongst all concerned
stakeholders and neutral facilitation of this process is an important element
of success – partnerships between actors with differing competencies and
objectives will be essential.
7. No single formula exists for a landscape approach and the process will have
to be adapted to take account of the specific conditions of the landscape and
the objectives of the intervention.
Principle 2 (continued):
8. Background studies of the physical, biological and human resources of the
area are necessary and the participation of all actors in data collection and in
subsequent monitoring is important in order to benefit from local knowledge and
to secure local ownership of the process.
9. A good understanding the processes that are causing change in the
landscape is important. This can form the basis for the exploration of possible
future scenarios and for the development of a shared vision amongst all
stakeholders. Monitoring should track progress towards the achievement of
this vision.
10. A capacity to negotiate and to mediate conflicts is an essential element of
the landscape approach.
Principle 3: The interests of all actors, especially the inhabitants of the
landscape must be assured

Guidelines:
11. Equity and transparency in the sharing of the benefits flowing from the
landscape must be assured – this must apply both to local developmental benefits
and to broader scale environmental benefits. This is especially important for the
poorer sections of society within the landscape and other marginalized groups.
12. The specific developmental needs of indigenous people and women must be
given special attention.
13. Local and traditional knowledge must be respected and integrated.
14. The enhancement of the skills and competencies of local people is a key
element of the landscape approach.
15. The creation of alternative revenue generating activities and the promotion of
viable small and medium enterprises will contribute to the success of landscape
initiatives. However, the design of these initiatives should be such that they
substantially improve household incomes.
16. For most local people the improvement of local services, for instance health
care, infrastructure and education will be important elements of the success of
landscape approaches. These services should be explicitly linked to conservation
to emphasize the integration between conservation and development.
Principle 4: The capacity of institutions operating within the landscape
will need to be strengthened
Guidelines:
17. Local institutions must have an excellent capacity to enforce laws,
regulations and agreements and appropriate sanctions must to applied in
case of violations.
18. Training and capacity building must be provided for all stakeholders in the
basic skills required to sustainably manage natural resources and provide
environmental services in the landscape.
19. Institutions must have the capacity to monitor the effectiveness of their
programmes, learn from their experiences, manage their knowledge and
adapt their programmes on the basis of this continued learning.
Principle 5: The integrity and resilience of ecological systems within the
landscape will be essential components of the landscape approach

Guidelines:
20. The actual and potential drivers of ecological change in the landscape must
be understood, the existence of sensitive elements of the ecosystem and of
thresholds beyond which change may be irreversible must be anticipated and
interventions must be made to avoid undesirable change.
21. Endangered species should receive special attention within the landscape.
22. The importance of landscape mosaics, connectivity and of habitat edges
must be taken into account at the landscape scale.
23. Monitoring systems must be in place to track the continued flow of
environmental benefits, maintenance of populations of rare species etc.
Principle 6: Environmental, social, technological and economic changes
will present new opportunities and challenges for landscapes

Guidelines:
24. As human populations and their demands upon resources grow the
pressure on landscapes to produce more will increase – enhancement of the
productivity of foods, fuels, minerals, energy and environmental services is
likely to be a central concern of local stakeholders but environmental
sustainability must not be compromised.
25. Emerging technologies such as more powerful remote sensing, geographic
information systems and models, digital elevation models and software that
allows for the detection of patterns in landscapes must all be employed.
26. Approaches to making payments for environmental services, especially
those that could allow for financial transfers from rich countries to pay for
environmental services provided by poor countries, must be explored,
developed and applied – where appropriate at the landscape scale.
27. Investments and technological innovations must be employed to encourage
the restoration of degraded forest landscapes – for instance areas degraded by
logging or fire.
Integration or segregation
     Societal choice




Integration of production and environmental functions




      Segregation of production function
Participatory modelling

• Understanding and influencing stakeholder
  behaviour
• STELLA off the shelf modelling framework
• Identifies drivers of change
• Quantifies flows of benefits – and costs
• Simulates scenarios – best and worst
• Identifies intervention points
Price per gorillaTotal gorilla
                                          Py gmy Price p other
                        HD Total duikerpercent duiker                      killed by py gmy
       Price P Elephant killed by py gmy


                                                                           Total v alue of gorilla
Total elephant killed by py gmy             Total v alue of other



                 Total v alue of elephant
                                                                    no py gmy hhs

                            Total v alue of bushmeat hunted
    Value bushmeat Eaten

                               Py gmy Value bushmeat Sold per hh
                       Percent eaten


   A Py gmy HH total agric cash
                                     Financial capital



                   Py gmy income                             Total Py gmy Exp

         Other                                                                    Health
                                                Food
                                                                                    Percent health
      H Py gmy                                          Education        Inf ormation
                                                                Other articles
    medicine income                 Percent f ood
                                               Percent education                    Percent inf orm
       H Py gmy                                                Percent others
   handy craf t income


      H Py gmy                                                             L Unskilled wage rate
                                  H Py gmy wages income Py gmy logging and
                                                      H
     NTFP income
                                                     wildlif e wages hh income


                                                                        W unskilled Py gmy jobs
                                                    no py gmy hhs
H Bantu def icit income      H Py gmy local labour sell
                                                            L unskilled Py gma jobs
Average income per household (now > 30 yrs)




Scenario 1 “NO INTERFERENCE”: no budget for NRM
Scenario 2 “ANTI-POACHING”: budget for NRM remains the same over time,
full focus on anti-poaching
Scenario 3 “BETTER GOVERNANCE & AWARENESS”: budget for NRM
remains the same over time, better governance + awareness creation, less
anti-poaching
Landscape terms
         Old              New
•   Spatial planning        •   Understanding change
•   Zoning                  •   Scenarios
•   Segregated functions    •   Multi-functionality
•   Regulation              •   Social change
•   Biophysically defined   •   Problem defined
•   Designer landscapes     •   Continuous adaptation
•   Mapping                 •   Visualizing
Indicators of successful landscape
               interventions
• Natural resources conserved and livelihoods improved
• Inter-sectoral integration achieved
• Devolved management effective
• Rules set at appropriate levels in the state to local
  continuum
• Civil society empowered
• Balance between environmental and developmental
  benefits widely accepted
LISTEN – LEARN & SHARE
                         Appreciative Inquiry
                                                     visualise the landscape


                         stakeholder forum

                                                          historical trends
                                 INTERVENE
   assess & adapt
                            •Zone – regulate
                            •Build institutions               drivers of change
                            •Train professionals
                            •Strengthen property rights
establish baselines         •Enforce laws
                            •Plant trees                      explore scenarios



 identify indicators          negotiate
                                                    understand the
                              desirable
                                                    system - model
                              futures
                                                                              ©intu

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IUCN-CIFOR Principles

  • 1.
  • 2. Overarching considerations of a landscape approach 1. Landscapes include the physical and biological features of an area together with the institutions and people who influence the area and the cultural and spiritual values of the area 2. The optimal balance between the objectives of environmental conservation, productivity enhancement and livelihood improvement can best be met at the landscape scale 3. Landscapes evolve over time and the objective of management will not be to maintain the status quo but rather to ensure the continued and growing supply of goods and services 4. The extent and limits of a landscape must be defined in terms of the management objectives that are the aim of the landscape intervention
  • 3. Principle 1: Appropriate legal and policy frameworks must be in place to enable landscape-scale initiatives Guidelines: 1. Initiators of landscape-scale programmes must fully understand and adhere to the legal and policy contexts in which they operate. 2. Decision making should be decentralized and must be delegated to the lowest appropriate level. 3. Policies and institutional capacity should be put in place to enable incentive-based instruments such as certification and payments for environmental services to be effective. 4. Tenure and resource access rights must be transparent, unambiguous and need to be effective for marginalized groups. They should be supported by effective legal measures.
  • 4. Principle 2: Stakeholder platforms are needed to enable governmental, nongovernmental and civil society actors to negotiate and take decisions at a landscape scale. Guidelines: 5. Spatial plans must be developed and implemented based upon analysis of the status and potential of the land and of the needs and wishes of the human population and balancing the importance of conservation and environmental service provision. 6. Landscape-scale interventions must be negotiated amongst all concerned stakeholders and neutral facilitation of this process is an important element of success – partnerships between actors with differing competencies and objectives will be essential. 7. No single formula exists for a landscape approach and the process will have to be adapted to take account of the specific conditions of the landscape and the objectives of the intervention.
  • 5. Principle 2 (continued): 8. Background studies of the physical, biological and human resources of the area are necessary and the participation of all actors in data collection and in subsequent monitoring is important in order to benefit from local knowledge and to secure local ownership of the process. 9. A good understanding the processes that are causing change in the landscape is important. This can form the basis for the exploration of possible future scenarios and for the development of a shared vision amongst all stakeholders. Monitoring should track progress towards the achievement of this vision. 10. A capacity to negotiate and to mediate conflicts is an essential element of the landscape approach.
  • 6. Principle 3: The interests of all actors, especially the inhabitants of the landscape must be assured Guidelines: 11. Equity and transparency in the sharing of the benefits flowing from the landscape must be assured – this must apply both to local developmental benefits and to broader scale environmental benefits. This is especially important for the poorer sections of society within the landscape and other marginalized groups. 12. The specific developmental needs of indigenous people and women must be given special attention. 13. Local and traditional knowledge must be respected and integrated. 14. The enhancement of the skills and competencies of local people is a key element of the landscape approach. 15. The creation of alternative revenue generating activities and the promotion of viable small and medium enterprises will contribute to the success of landscape initiatives. However, the design of these initiatives should be such that they substantially improve household incomes. 16. For most local people the improvement of local services, for instance health care, infrastructure and education will be important elements of the success of landscape approaches. These services should be explicitly linked to conservation to emphasize the integration between conservation and development.
  • 7. Principle 4: The capacity of institutions operating within the landscape will need to be strengthened Guidelines: 17. Local institutions must have an excellent capacity to enforce laws, regulations and agreements and appropriate sanctions must to applied in case of violations. 18. Training and capacity building must be provided for all stakeholders in the basic skills required to sustainably manage natural resources and provide environmental services in the landscape. 19. Institutions must have the capacity to monitor the effectiveness of their programmes, learn from their experiences, manage their knowledge and adapt their programmes on the basis of this continued learning.
  • 8. Principle 5: The integrity and resilience of ecological systems within the landscape will be essential components of the landscape approach Guidelines: 20. The actual and potential drivers of ecological change in the landscape must be understood, the existence of sensitive elements of the ecosystem and of thresholds beyond which change may be irreversible must be anticipated and interventions must be made to avoid undesirable change. 21. Endangered species should receive special attention within the landscape. 22. The importance of landscape mosaics, connectivity and of habitat edges must be taken into account at the landscape scale. 23. Monitoring systems must be in place to track the continued flow of environmental benefits, maintenance of populations of rare species etc.
  • 9. Principle 6: Environmental, social, technological and economic changes will present new opportunities and challenges for landscapes Guidelines: 24. As human populations and their demands upon resources grow the pressure on landscapes to produce more will increase – enhancement of the productivity of foods, fuels, minerals, energy and environmental services is likely to be a central concern of local stakeholders but environmental sustainability must not be compromised. 25. Emerging technologies such as more powerful remote sensing, geographic information systems and models, digital elevation models and software that allows for the detection of patterns in landscapes must all be employed. 26. Approaches to making payments for environmental services, especially those that could allow for financial transfers from rich countries to pay for environmental services provided by poor countries, must be explored, developed and applied – where appropriate at the landscape scale. 27. Investments and technological innovations must be employed to encourage the restoration of degraded forest landscapes – for instance areas degraded by logging or fire.
  • 10.
  • 11.
  • 12. Integration or segregation Societal choice Integration of production and environmental functions Segregation of production function
  • 13. Participatory modelling • Understanding and influencing stakeholder behaviour • STELLA off the shelf modelling framework • Identifies drivers of change • Quantifies flows of benefits – and costs • Simulates scenarios – best and worst • Identifies intervention points
  • 14.
  • 15. Price per gorillaTotal gorilla Py gmy Price p other HD Total duikerpercent duiker killed by py gmy Price P Elephant killed by py gmy Total v alue of gorilla Total elephant killed by py gmy Total v alue of other Total v alue of elephant no py gmy hhs Total v alue of bushmeat hunted Value bushmeat Eaten Py gmy Value bushmeat Sold per hh Percent eaten A Py gmy HH total agric cash Financial capital Py gmy income Total Py gmy Exp Other Health Food Percent health H Py gmy Education Inf ormation Other articles medicine income Percent f ood Percent education Percent inf orm H Py gmy Percent others handy craf t income H Py gmy L Unskilled wage rate H Py gmy wages income Py gmy logging and H NTFP income wildlif e wages hh income W unskilled Py gmy jobs no py gmy hhs H Bantu def icit income H Py gmy local labour sell L unskilled Py gma jobs
  • 16. Average income per household (now > 30 yrs) Scenario 1 “NO INTERFERENCE”: no budget for NRM Scenario 2 “ANTI-POACHING”: budget for NRM remains the same over time, full focus on anti-poaching Scenario 3 “BETTER GOVERNANCE & AWARENESS”: budget for NRM remains the same over time, better governance + awareness creation, less anti-poaching
  • 17. Landscape terms Old New • Spatial planning • Understanding change • Zoning • Scenarios • Segregated functions • Multi-functionality • Regulation • Social change • Biophysically defined • Problem defined • Designer landscapes • Continuous adaptation • Mapping • Visualizing
  • 18. Indicators of successful landscape interventions • Natural resources conserved and livelihoods improved • Inter-sectoral integration achieved • Devolved management effective • Rules set at appropriate levels in the state to local continuum • Civil society empowered • Balance between environmental and developmental benefits widely accepted
  • 19. LISTEN – LEARN & SHARE Appreciative Inquiry visualise the landscape stakeholder forum historical trends INTERVENE assess & adapt •Zone – regulate •Build institutions drivers of change •Train professionals •Strengthen property rights establish baselines •Enforce laws •Plant trees explore scenarios identify indicators negotiate understand the desirable system - model futures ©intu