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Attribute-Based Access Control Models
and Beyond
Prof. Ravi Sandhu
Executive Director, Institute for Cyber Security
Lutcher Brown Endowed Chair in Cyber Security
University of Texas at San Antonio
Singapore Management University
Singapore
April 10, 2015
ravi.sandhu@utsa.edu, www.profsandhu.com, www.ics.utsa.edu
© Ravi Sandhu
World-Leading Research with Real-World Impact!
Institute for Cyber Security
Cyber Security Technologies
© Ravi Sandhu 2
World-Leading Research with Real-World Impact!
AUTHENTICATION
INTRUSION/MALWARE
DETECTION
AND AUDIT
CRYPTOGRAPHY
ACCESS
CONTROL
ASSURANCE
RISK
ANALYSIS
SECURITY ENGINEERING
& MANAGEMENT
 Analog Hole
 Inference
 Covert Channels
 Side Channels
 Phishing
 Social Engineering
 Attack Asymmetry
 Privacy vs Security
 Base-rate Fallacy
 ….
© Ravi Sandhu 3
World-Leading Research with Real-World Impact!
Security Limitations
Can manage
Cannot eliminate
© Ravi Sandhu 4
World-Leading Research with Real-World Impact!
Access Control
Discretionary Access Control
(DAC), 1970
Mandatory Access Control
(MAC), 1970
Role Based Access Control
(RBAC), 1995
Attribute Based Access Control
(ABAC), ????
© Ravi Sandhu 5
World-Leading Research with Real-World Impact!
Access Control
Discretionary Access Control
(DAC), 1970
Mandatory Access Control
(MAC), 1970
Role Based Access Control
(RBAC), 1995
Attribute Based Access Control
(ABAC), ????
Fixed
policy
Flexible
policy
© Ravi Sandhu 6
World-Leading Research with Real-World Impact!
Access Control
Discretionary Access Control
(DAC), 1970
Mandatory Access Control
(MAC), 1970
Role Based Access Control
(RBAC), 1995
Attribute Based Access Control
(ABAC), ????
Administration
Driven
Automated
Adaptive
© Ravi Sandhu 7
World-Leading Research with Real-World Impact!
Access Control
Discretionary Access Control
(DAC), 1970
Mandatory Access Control
(MAC), 1970
Role Based Access Control
(RBAC), 1995
Attribute Based Access Control
(ABAC), ????
Enterprise
Oriented
Beyond
Enterprise
© Ravi Sandhu 8
World-Leading Research with Real-World Impact!
Access Control
Discretionary Access Control
(DAC), 1970
Mandatory Access Control
(MAC), 1970
Role Based Access Control
(RBAC), 1995
Attribute Based Access Control
(ABAC), ????
Messy or
Chaotic?
 Discretionary Access Control (DAC), 1970
 Owner controls access
 But only to the original, not to copies
 Grounded in pre-computer policies of researchers
 Mandatory Access Control (MAC), 1970
 Synonymous to Lattice-Based Access Control (LBAC)
 Access based on security labels
 Labels propagate to copies
 Grounded in pre-computer military and national security policies
 Role-Based Access Control (RBAC), 1995
 Access based on roles
 Can be configured to do DAC or MAC
 Grounded in pre-computer enterprise policies
© Ravi Sandhu 9
World-Leading Research with Real-World Impact!
Access Control Models
Numerous other models but only 3 successes: SO FAR
10
World-Leading Research with Real-World Impact!
Access Control Models
© Ravi Sandhu
Policy
Specification
Policy
Reality
Policy
Enforcement
Policy
Administration
MAC, DAC
Main focus
RBAC, ABAC
Initial focus
RBAC, ABAC
Next step
focus
MAC, DAC
Easy (relatively)
© Ravi Sandhu 11
World-Leading Research with Real-World Impact!
The RBAC Story
2nd expansion phase
1st expansion phase
1995 2000 2005 2008
Amount of
Publications
Year of
Publication
28 30 30 35 40 48 53 88 85 88 112 103 111 866

1992
3 2 7 3
80
60
40
20
0
Pre-RBAC Early RBAC
100
RBAC96
model
NIST-ANSI
Standard
Proposed
NIST-ANSI
Standard
Adopted
Ludwig Fuchs, Gunther Pernul and
Ravi Sandhu, Roles in Information
Security-A Survey and
Classification of the Research
Area, Computers & Security,
Volume 30, Number 8, Nov. 2011,
pages 748-76
12
World-Leading Research with Real-World Impact!
RBAC96 Model
© Ravi Sandhu
Constraints
13
World-Leading Research with Real-World Impact!
RBAC Policy Configuration Points
© Ravi Sandhu
Constraints
Security Architect
Security
Administrator
User
Security Architect
Security Architect
Security
Administrator
Security
Architect
Fundamental Theorem of RBAC
© Ravi Sandhu 14
World-Leading Research with Real-World Impact!
 RBAC can be configured to do MAC
 RBAC can be configured to do DAC
 RBAC is policy neutral
RBAC is neither MAC nor DAC!
 Role granularity is not adequate leading to role explosion
 Researchers have suggested several extensions such as
parameterized privileges, role templates, parameterized roles (1997-)
 Role design and engineering is difficult and expensive
 Substantial research on role engineering top down or bottom up
(1996-), and on role mining (2003-)
 Assignment of users/permissions to roles is cumbersome
 Researchers have investigated decentralized administration (1997-),
attribute-based implicit user-role assignment (2002-), role-delegation
(2000-), role-based trust management (2003-), attribute-based
implicit permission-role assignment (2012-)
 Adjustment based on local/global situational factors is difficult
 Temporal (2001-) and spatial (2005-) extensions to RBAC proposed
 RBAC does not offer an extension framework
 Every shortcoming seems to need a custom extension
 Can ABAC unify these extensions in a common open-ended
framework?
© Ravi Sandhu 15
World-Leading Research with Real-World Impact!
RBAC Shortcomings
16
World-Leading Research with Real-World Impact!
RBAC Shortcomings
© Ravi Sandhu
Constraints
Hard Enough Impossible
17
© Ravi Sandhu World-Leading Research with Real-World Impact!
ABAC is not New
User (Identity)
Attributes Public-keys +
Secured secrets
18
© Ravi Sandhu World-Leading Research with Real-World Impact!
ABAC is not New
User (Identity)
Attributes Public-keys +
Secured secrets
X.509
Identity
Certificates
X.500
Directory
Pre Internet, early 1990s
19
© Ravi Sandhu World-Leading Research with Real-World Impact!
ABAC is not New
User (Identity)
Attributes Public-keys +
Secured secrets
X.509
Identity
Certificates
X.509
Attribute
Certificates
Post Internet, late 1990s
20
© Ravi Sandhu World-Leading Research with Real-World Impact!
ABAC is not New
User (Identity)
Attributes Public-keys +
Secured secrets
Post Internet, late 1990s
SPKI Certificates
21
© Ravi Sandhu World-Leading Research with Real-World Impact!
ABAC is not New
User (Identity)
Attributes Public-keys +
Secured secrets
Mature Internet, 2000s
Anonymous
Credentials
22
© Ravi Sandhu World-Leading Research with Real-World Impact!
ABAC is not New
Action
User
Subject
Object
Context
Policy
Authorization
Decision
Yes/No
Attributes
23
© Ravi Sandhu World-Leading Research with Real-World Impact!
ABAC is not New
Action
User
Subject
Object
Context
Policy
Authorization
Decision
Yes/No
Attributes
Mature Internet, 2000s
Usage Control
XACML
Attribute-Based
Encryption
© Ravi Sandhu 24
World-Leading Research with Real-World Impact!
ABAC Status
2nd expansion phase
1st expansion phase
1995 2000 2005 2008
Amount of
Publications
Year of
Publication
28 30 30 35 40 48 53 88 85 88 112 103 111 866

1992
3 2 7 3
80
60
40
20
0
Pre-RBAC Early RBAC
100
RBAC96
paper
Proposed
Standard
Standard
Adopted
ABAC still in
pre/early phase
1990? 2014
 Attributes are name:value pairs
 possibly chained
 values can be complex data structures
 Associated with
 actions
 users
 subjects
 objects
 contexts
 policies
 Converted by policies into rights just in time
 policies specified by security architects
 attributes maintained by security administrators
 but also possibly by users OR reputation and trust mechanisms
 Inherently extensible
© Ravi Sandhu 25
World-Leading Research with Real-World Impact!
Attribute-Based Access Control (ABAC)
 An ABAC model requires
 identification of policy configuration points (PCPs)
 languages and formalisms for each PCP
 A core set of PCPs can be discovered by building the
ABACα model to unify simple forms of DAC, MAC and
RBAC
 Additional ABAC models can then be developed by
 increasing the sophistication of the ABACα PCPs
 discovering additional PCPs driven by requirements beyond
DAC, MAC and RBAC
© Ravi Sandhu 26
World-Leading Research with Real-World Impact!
ABACα Hypothesis (DBSEC 2012)
A small but crucial first step
27
World-Leading Research with Real-World Impact!
ABACα Model Structure
© Ravi Sandhu
Policy Configuration Points
28
World-Leading Research with Real-World Impact!
ABACα Model Structure
© Ravi Sandhu
Policy Configuration Points
Can be configured to do DAC, MAC, RBAC
29
World-Leading Research with Real-World Impact!
ABACβ Scope
3. Subject attributes constrained by attributes of
subjects created by the same user.
5. Meta-Attributes
2. Subject attribute constraints policy are different at
creation and modification time.
1. Context Attributes
4. Policy Language
1, 2, 4, 5
1, 4, 5
4, 5
1,4
1, 4, 5
1, 2, 3, 4, 5
4
30
ABACβ Model
31
© Ravi Sandhu World-Leading Research with Real-World Impact!
Beyond ABAC
Security
Access Control
Trust
Risk
Attributes
Relationships Provenance
 GURA model for user-attribute assignment
 Safety analysis of ABACα and ABACβ
 Undecidable safety for ABAC models
 Decidable safety for ABAC with finite fixed attributes
 Constraints in ABAC
 ABAC Cloud IaaS implementations (OpenStack)
 Attribute Engineering
 Attribute Mining
 Unification of Attributes, Relationships and
Provenance
© Ravi Sandhu 32
World-Leading Research with Real-World Impact!
ABAC Research at ICS

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smu_abac_150410.pptx

  • 1. 1 Attribute-Based Access Control Models and Beyond Prof. Ravi Sandhu Executive Director, Institute for Cyber Security Lutcher Brown Endowed Chair in Cyber Security University of Texas at San Antonio Singapore Management University Singapore April 10, 2015 ravi.sandhu@utsa.edu, www.profsandhu.com, www.ics.utsa.edu © Ravi Sandhu World-Leading Research with Real-World Impact! Institute for Cyber Security
  • 2. Cyber Security Technologies © Ravi Sandhu 2 World-Leading Research with Real-World Impact! AUTHENTICATION INTRUSION/MALWARE DETECTION AND AUDIT CRYPTOGRAPHY ACCESS CONTROL ASSURANCE RISK ANALYSIS SECURITY ENGINEERING & MANAGEMENT
  • 3.  Analog Hole  Inference  Covert Channels  Side Channels  Phishing  Social Engineering  Attack Asymmetry  Privacy vs Security  Base-rate Fallacy  …. © Ravi Sandhu 3 World-Leading Research with Real-World Impact! Security Limitations Can manage Cannot eliminate
  • 4. © Ravi Sandhu 4 World-Leading Research with Real-World Impact! Access Control Discretionary Access Control (DAC), 1970 Mandatory Access Control (MAC), 1970 Role Based Access Control (RBAC), 1995 Attribute Based Access Control (ABAC), ????
  • 5. © Ravi Sandhu 5 World-Leading Research with Real-World Impact! Access Control Discretionary Access Control (DAC), 1970 Mandatory Access Control (MAC), 1970 Role Based Access Control (RBAC), 1995 Attribute Based Access Control (ABAC), ???? Fixed policy Flexible policy
  • 6. © Ravi Sandhu 6 World-Leading Research with Real-World Impact! Access Control Discretionary Access Control (DAC), 1970 Mandatory Access Control (MAC), 1970 Role Based Access Control (RBAC), 1995 Attribute Based Access Control (ABAC), ???? Administration Driven Automated Adaptive
  • 7. © Ravi Sandhu 7 World-Leading Research with Real-World Impact! Access Control Discretionary Access Control (DAC), 1970 Mandatory Access Control (MAC), 1970 Role Based Access Control (RBAC), 1995 Attribute Based Access Control (ABAC), ???? Enterprise Oriented Beyond Enterprise
  • 8. © Ravi Sandhu 8 World-Leading Research with Real-World Impact! Access Control Discretionary Access Control (DAC), 1970 Mandatory Access Control (MAC), 1970 Role Based Access Control (RBAC), 1995 Attribute Based Access Control (ABAC), ???? Messy or Chaotic?
  • 9.  Discretionary Access Control (DAC), 1970  Owner controls access  But only to the original, not to copies  Grounded in pre-computer policies of researchers  Mandatory Access Control (MAC), 1970  Synonymous to Lattice-Based Access Control (LBAC)  Access based on security labels  Labels propagate to copies  Grounded in pre-computer military and national security policies  Role-Based Access Control (RBAC), 1995  Access based on roles  Can be configured to do DAC or MAC  Grounded in pre-computer enterprise policies © Ravi Sandhu 9 World-Leading Research with Real-World Impact! Access Control Models Numerous other models but only 3 successes: SO FAR
  • 10. 10 World-Leading Research with Real-World Impact! Access Control Models © Ravi Sandhu Policy Specification Policy Reality Policy Enforcement Policy Administration MAC, DAC Main focus RBAC, ABAC Initial focus RBAC, ABAC Next step focus MAC, DAC Easy (relatively)
  • 11. © Ravi Sandhu 11 World-Leading Research with Real-World Impact! The RBAC Story 2nd expansion phase 1st expansion phase 1995 2000 2005 2008 Amount of Publications Year of Publication 28 30 30 35 40 48 53 88 85 88 112 103 111 866  1992 3 2 7 3 80 60 40 20 0 Pre-RBAC Early RBAC 100 RBAC96 model NIST-ANSI Standard Proposed NIST-ANSI Standard Adopted Ludwig Fuchs, Gunther Pernul and Ravi Sandhu, Roles in Information Security-A Survey and Classification of the Research Area, Computers & Security, Volume 30, Number 8, Nov. 2011, pages 748-76
  • 12. 12 World-Leading Research with Real-World Impact! RBAC96 Model © Ravi Sandhu Constraints
  • 13. 13 World-Leading Research with Real-World Impact! RBAC Policy Configuration Points © Ravi Sandhu Constraints Security Architect Security Administrator User Security Architect Security Architect Security Administrator Security Architect
  • 14. Fundamental Theorem of RBAC © Ravi Sandhu 14 World-Leading Research with Real-World Impact!  RBAC can be configured to do MAC  RBAC can be configured to do DAC  RBAC is policy neutral RBAC is neither MAC nor DAC!
  • 15.  Role granularity is not adequate leading to role explosion  Researchers have suggested several extensions such as parameterized privileges, role templates, parameterized roles (1997-)  Role design and engineering is difficult and expensive  Substantial research on role engineering top down or bottom up (1996-), and on role mining (2003-)  Assignment of users/permissions to roles is cumbersome  Researchers have investigated decentralized administration (1997-), attribute-based implicit user-role assignment (2002-), role-delegation (2000-), role-based trust management (2003-), attribute-based implicit permission-role assignment (2012-)  Adjustment based on local/global situational factors is difficult  Temporal (2001-) and spatial (2005-) extensions to RBAC proposed  RBAC does not offer an extension framework  Every shortcoming seems to need a custom extension  Can ABAC unify these extensions in a common open-ended framework? © Ravi Sandhu 15 World-Leading Research with Real-World Impact! RBAC Shortcomings
  • 16. 16 World-Leading Research with Real-World Impact! RBAC Shortcomings © Ravi Sandhu Constraints Hard Enough Impossible
  • 17. 17 © Ravi Sandhu World-Leading Research with Real-World Impact! ABAC is not New User (Identity) Attributes Public-keys + Secured secrets
  • 18. 18 © Ravi Sandhu World-Leading Research with Real-World Impact! ABAC is not New User (Identity) Attributes Public-keys + Secured secrets X.509 Identity Certificates X.500 Directory Pre Internet, early 1990s
  • 19. 19 © Ravi Sandhu World-Leading Research with Real-World Impact! ABAC is not New User (Identity) Attributes Public-keys + Secured secrets X.509 Identity Certificates X.509 Attribute Certificates Post Internet, late 1990s
  • 20. 20 © Ravi Sandhu World-Leading Research with Real-World Impact! ABAC is not New User (Identity) Attributes Public-keys + Secured secrets Post Internet, late 1990s SPKI Certificates
  • 21. 21 © Ravi Sandhu World-Leading Research with Real-World Impact! ABAC is not New User (Identity) Attributes Public-keys + Secured secrets Mature Internet, 2000s Anonymous Credentials
  • 22. 22 © Ravi Sandhu World-Leading Research with Real-World Impact! ABAC is not New Action User Subject Object Context Policy Authorization Decision Yes/No Attributes
  • 23. 23 © Ravi Sandhu World-Leading Research with Real-World Impact! ABAC is not New Action User Subject Object Context Policy Authorization Decision Yes/No Attributes Mature Internet, 2000s Usage Control XACML Attribute-Based Encryption
  • 24. © Ravi Sandhu 24 World-Leading Research with Real-World Impact! ABAC Status 2nd expansion phase 1st expansion phase 1995 2000 2005 2008 Amount of Publications Year of Publication 28 30 30 35 40 48 53 88 85 88 112 103 111 866  1992 3 2 7 3 80 60 40 20 0 Pre-RBAC Early RBAC 100 RBAC96 paper Proposed Standard Standard Adopted ABAC still in pre/early phase 1990? 2014
  • 25.  Attributes are name:value pairs  possibly chained  values can be complex data structures  Associated with  actions  users  subjects  objects  contexts  policies  Converted by policies into rights just in time  policies specified by security architects  attributes maintained by security administrators  but also possibly by users OR reputation and trust mechanisms  Inherently extensible © Ravi Sandhu 25 World-Leading Research with Real-World Impact! Attribute-Based Access Control (ABAC)
  • 26.  An ABAC model requires  identification of policy configuration points (PCPs)  languages and formalisms for each PCP  A core set of PCPs can be discovered by building the ABACα model to unify simple forms of DAC, MAC and RBAC  Additional ABAC models can then be developed by  increasing the sophistication of the ABACα PCPs  discovering additional PCPs driven by requirements beyond DAC, MAC and RBAC © Ravi Sandhu 26 World-Leading Research with Real-World Impact! ABACα Hypothesis (DBSEC 2012) A small but crucial first step
  • 27. 27 World-Leading Research with Real-World Impact! ABACα Model Structure © Ravi Sandhu Policy Configuration Points
  • 28. 28 World-Leading Research with Real-World Impact! ABACα Model Structure © Ravi Sandhu Policy Configuration Points Can be configured to do DAC, MAC, RBAC
  • 29. 29 World-Leading Research with Real-World Impact! ABACβ Scope 3. Subject attributes constrained by attributes of subjects created by the same user. 5. Meta-Attributes 2. Subject attribute constraints policy are different at creation and modification time. 1. Context Attributes 4. Policy Language 1, 2, 4, 5 1, 4, 5 4, 5 1,4 1, 4, 5 1, 2, 3, 4, 5 4
  • 31. 31 © Ravi Sandhu World-Leading Research with Real-World Impact! Beyond ABAC Security Access Control Trust Risk Attributes Relationships Provenance
  • 32.  GURA model for user-attribute assignment  Safety analysis of ABACα and ABACβ  Undecidable safety for ABAC models  Decidable safety for ABAC with finite fixed attributes  Constraints in ABAC  ABAC Cloud IaaS implementations (OpenStack)  Attribute Engineering  Attribute Mining  Unification of Attributes, Relationships and Provenance © Ravi Sandhu 32 World-Leading Research with Real-World Impact! ABAC Research at ICS