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Hiring Hazards: How to Avoid the
7 Most Common Legal Landmines
March 2018
Jaime Lizotte
HR Solutions Manager
Shanna Wall, Esq.
Compliance Attorney
Avoiding Hiring Hazards
Welcome! Before we get started…
 Use the chat box on the left to ask questions
 Audio for today's webinar will come through your
computer speakers. Please be sure your speakers are
turned on and you have the volume turned up.
 If you are signed on more than once, please locate the
duplicate log-in and close it. This will create a better
audio experience.
 All attendees will receive a link to the presentation and
slides in a follow up email.
What We’ll Cover
 How to ensure your job application is legal
 What questions NEVER to ask candidates
 How to legally conduct pre-employment testing
 How to properly construct a job offer
 Why job classification matters
 How to legally complete new hire paperwork
 Why you should communicate workplace policies to new
hires
Legal Landmine #1
Asking Illegal Questions
on Your Job Application
Job Application Compliance
 Illegal questions can lead to lawsuits
 Laws like the ADA and GINA protect both employees
and applicants
 Job Applications must comply with both federal and
state laws
 A sound job application is the first step to fair and
non-discriminatory hiring
Make Sure Your Job App…
 Asks probing job-related questions regarding skills,
education, employment history and reasons for leaving
previous jobs
 Contains airtight equal employment opportunity
language, including an EEOC-approved question regarding
applicant’s ability to perform the job with or without
accommodation
 Features the EEOC-recommended general non-
harassment clause
Make Sure Your Job App… (Cont’d)
 Authorizes employment references
 Reinforces that employment is at-will
 Establishes an expiration date, so candidates know
applications won’t be held indefinitely
 Complies with all federal and state laws, including
“ban the box” laws
Ban-the-Box Laws
 Restrict you from asking about criminal history on
the employment application
 More than 30 states and 150 cities/counties have
passed ban-the-box laws
 Goal is to give people with criminal records a fair
shot at getting a job
 You can still conduct background checks but it has to
be later in the hiring process
Salary History Questions
 Cities and states are increasingly passing laws to prevent
businesses from asking candidates about salary history
 The reason for the ban is due to concerns about gender
and race-based wage discrimination
 Laws prevent employers from using past compensation
as a basis for current salary
 Employers in affected areas should remove salary history
questions from all forms in the hiring process
Legal Landmine #2
Asking Candidates
Discriminatory Interview Questions
Conducting the Interview
 Avoid any questions or conversation about personal
issues
 Keep the interview focused on job-related topics
 If the candidate brings them up, change the subject
 If a question isn’t directly related to the candidate’s
suitability or qualifications, it shouldn’t be asked
 Ask questions that focus on past performance
Off-Limit Questions
DON’T: How old are you?
DO: Are you of legal age to serve alcohol?
DON’T: Are you a U.S. Citizen?
DO: Are you authorized to work in the United States?
DON’T: Are you pregnant? Do you have children?
DO: Will extensive travel be a problem? Will working
overtime be a problem?
Off-Limit Questions (Cont’d)
DON’T: Are there any religious holidays you can’t work?
DO: Can you work all the days and hours required?
DON’T: How many sick days did you take last year?
DO: Are you able to meet the attendance requirements?
DON’T: Are you in good health?
DO: Can you perform the essential duties required by this job with
or without a reasonable accommodation?
DON’T: Do you do drugs?
DO: Would you be willing to undergo drug testing?
Additional Interview Tips
 Don’t ask yes/no questions: Instead ask probing
questions that encourage applicants to share their
experiences
 Do take notes … but not on the application: The
application is an official employment record subject to
recordkeeping requirements
 Don’t make promises, implied or otherwise (e.g., “let’s
go meet your future coworkers,” “in two years, you’ll be
ready for a promotion”)
Legal Landmine #3
Administering
Pre-Employment Tests in a
Non-Compliant Manner
Why Pre-Employment Tests?
 Helps take the guesswork out of measuring skills and
aptitudes
 Helps you hire the most qualified people and lower
employee turnover
 Eliminates risk of choosing the wrong person for the
position
Types of Tests
 Skills Tests: Used to target employees who are strong in
basic skills, such as math, written communication and
problem solving
 Integrity Tests: Help determine if applicants are
trustworthy
 Personality Tests: Measure traits such as helpfulness,
dependability, creativity and leadership
Best Practices for Drug Tests
 Only conduct after a conditional offer
 Give candidates written notice of your drug testing
policy
 Include a consent form
 Outline what happens if a test comes back positive
 Keep all results confidential
 Require candidates to sign a release form
 Know your state laws; local laws vary
Conducting Background Checks
 Helps you select the best person for the job
 Eliminates dangerous or unsuitable candidates from
the hiring process
 Different types are available (e.g., criminal
background, credit history, driving record)
 Employers should obtain authorization from
applicants before requesting any type of report
Legal Landmine #4
Not Constructing Your Job Ad
and Job Offers Correctly
Placing a Job Ad
 Emphasize your company’s equal employment opportunity
policy
 Be careful how you word ads; accurately describe what the
job entails and minimum requirements
 Ad should contain only these elements: job title, general
duties, company background, necessary skills, required
experience and education
 Avoid any suggestion of discrimination in the terms you use
(e.g. “stockboy” or “waitress”)
Creating Your Job Offer
 Include at-will language
 Make sure your offer includes all the basic terms
 Avoid phrases that promise employment for a
particular duration such as “after two years, you will
be promoted”
 Include a disclaimer that states, “this offer is not
meant to state contractual terms and does not
constitute a contract”
Legal Landmine #5
Not Classifying Your Workers Correctly
Exempt vs. Non Exempt
Non-Exempt (or “hourly”) employees:
 Overtime pay required, at the rate of one and one-half times regular
rate, for all hours worked over 40 in a workweek
 Must be paid at least minimum wage for all hours worked
 Accurate time records must be kept
Exempt (or “salaried”) employees:
 Overtime pay not required
 Time records not required
 Paid on a salary basis for all hours worked
 Common examples include executives and high-level managers
When Can Employees Be Exempt?
To qualify for an exemption, an employee:
 Must be paid on a salary basis
 Must meet the minimum salary threshold (currently
$455/week)
 Must meet a duties test for an exemption
Employee must meet minimum salary level AND satisfy
specific job duties tests to be exempt
Types of Exemptions
 White collar exemptions
 Administrative
 Executive
 Professional
 Creative
 Outside Sales
 Business owner
 Highly compensated employees
Job Duties Tests
Legal Landmine #6
Making Errors During
the Form I-9 Process
Common Form I-9 Mistakes
 Not using the correct version of the form
 Requiring specific documents (e.g. a passport or
“green card”)
 Leaving out basic information
 Not reviewing physical documents
 Not completing the form by the deadline
 Storing Form I-9s in personnel files
Legal Landmine #7
Not Communicating
Workplace Policies
Policies Companies Should Have
 Code of Conduct: Answers questions about ethics or
compliance, such as dress code
 Nondiscrimination: Employees are protected against
discrimination based on protected characteristics
 Harassment: States your workplace has zero tolerance
for harassment and gives reporting procedures
Policies Companies Should Have (Cont’d)
 Attendance: Covers working hours, break rules, time off,
leave policies, scheduling, etc.
 Compensation & Benefits: Covers pay-related inquiries,
such as required deductions and overtime
 Employment & Termination: Includes at-will
employment, employee classifications, etc.
Policies Companies Should Have (Cont’d)
 Safety & Security: Describes how your company creates
a safe, secure workplace, including any relevant OSHA
laws
 Computers & Technology: Addresses appropriate
computer and software usage, as well as security or
confidentiality requirements for electronic information
Quick Review
 The importance of compliant job applications
 Off-limit interview questions
 Pre-employment testing and how to properly administer
 Placing compliant job ads and making offers
 Classifying employees correctly
 Common Form I-9 mistakes to look out for
 The importance of communicating company policies
HR Solutions
Both products contain Attorney-written policies
 Web-based solution
 Easy-to-use and implement
 Affordable for small businesses
 Comes with FREE Employee
Records App
 For more info visit
www.hrdirectapps.com
Essential Workplace Policies
 One-off policies
Gradience Handboook Manager
 Handbook creator
 Both federal and state
 Automatic updates
 30 different tests to choose from
 Available in paper or online
 Quantity discounts available
 All tests professionally designed by
experts in employment and skills
testing
For more info visit www.hrdirect.com
Watch the recording of this webinar here. Connect With Us
@ComplyRight
@ComplyRight
ComplyRight,Inc.
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Hiring Hazards: How to Avoid the 7 Most Common Legal Landmines

  • 1. Hiring Hazards: How to Avoid the 7 Most Common Legal Landmines March 2018 Jaime Lizotte HR Solutions Manager Shanna Wall, Esq. Compliance Attorney
  • 2. Avoiding Hiring Hazards Welcome! Before we get started…  Use the chat box on the left to ask questions  Audio for today's webinar will come through your computer speakers. Please be sure your speakers are turned on and you have the volume turned up.  If you are signed on more than once, please locate the duplicate log-in and close it. This will create a better audio experience.  All attendees will receive a link to the presentation and slides in a follow up email.
  • 3. What We’ll Cover  How to ensure your job application is legal  What questions NEVER to ask candidates  How to legally conduct pre-employment testing  How to properly construct a job offer  Why job classification matters  How to legally complete new hire paperwork  Why you should communicate workplace policies to new hires
  • 4. Legal Landmine #1 Asking Illegal Questions on Your Job Application
  • 5. Job Application Compliance  Illegal questions can lead to lawsuits  Laws like the ADA and GINA protect both employees and applicants  Job Applications must comply with both federal and state laws  A sound job application is the first step to fair and non-discriminatory hiring
  • 6. Make Sure Your Job App…  Asks probing job-related questions regarding skills, education, employment history and reasons for leaving previous jobs  Contains airtight equal employment opportunity language, including an EEOC-approved question regarding applicant’s ability to perform the job with or without accommodation  Features the EEOC-recommended general non- harassment clause
  • 7. Make Sure Your Job App… (Cont’d)  Authorizes employment references  Reinforces that employment is at-will  Establishes an expiration date, so candidates know applications won’t be held indefinitely  Complies with all federal and state laws, including “ban the box” laws
  • 8. Ban-the-Box Laws  Restrict you from asking about criminal history on the employment application  More than 30 states and 150 cities/counties have passed ban-the-box laws  Goal is to give people with criminal records a fair shot at getting a job  You can still conduct background checks but it has to be later in the hiring process
  • 9. Salary History Questions  Cities and states are increasingly passing laws to prevent businesses from asking candidates about salary history  The reason for the ban is due to concerns about gender and race-based wage discrimination  Laws prevent employers from using past compensation as a basis for current salary  Employers in affected areas should remove salary history questions from all forms in the hiring process
  • 10. Legal Landmine #2 Asking Candidates Discriminatory Interview Questions
  • 11. Conducting the Interview  Avoid any questions or conversation about personal issues  Keep the interview focused on job-related topics  If the candidate brings them up, change the subject  If a question isn’t directly related to the candidate’s suitability or qualifications, it shouldn’t be asked  Ask questions that focus on past performance
  • 12. Off-Limit Questions DON’T: How old are you? DO: Are you of legal age to serve alcohol? DON’T: Are you a U.S. Citizen? DO: Are you authorized to work in the United States? DON’T: Are you pregnant? Do you have children? DO: Will extensive travel be a problem? Will working overtime be a problem?
  • 13. Off-Limit Questions (Cont’d) DON’T: Are there any religious holidays you can’t work? DO: Can you work all the days and hours required? DON’T: How many sick days did you take last year? DO: Are you able to meet the attendance requirements? DON’T: Are you in good health? DO: Can you perform the essential duties required by this job with or without a reasonable accommodation? DON’T: Do you do drugs? DO: Would you be willing to undergo drug testing?
  • 14. Additional Interview Tips  Don’t ask yes/no questions: Instead ask probing questions that encourage applicants to share their experiences  Do take notes … but not on the application: The application is an official employment record subject to recordkeeping requirements  Don’t make promises, implied or otherwise (e.g., “let’s go meet your future coworkers,” “in two years, you’ll be ready for a promotion”)
  • 15. Legal Landmine #3 Administering Pre-Employment Tests in a Non-Compliant Manner
  • 16. Why Pre-Employment Tests?  Helps take the guesswork out of measuring skills and aptitudes  Helps you hire the most qualified people and lower employee turnover  Eliminates risk of choosing the wrong person for the position
  • 17. Types of Tests  Skills Tests: Used to target employees who are strong in basic skills, such as math, written communication and problem solving  Integrity Tests: Help determine if applicants are trustworthy  Personality Tests: Measure traits such as helpfulness, dependability, creativity and leadership
  • 18. Best Practices for Drug Tests  Only conduct after a conditional offer  Give candidates written notice of your drug testing policy  Include a consent form  Outline what happens if a test comes back positive  Keep all results confidential  Require candidates to sign a release form  Know your state laws; local laws vary
  • 19. Conducting Background Checks  Helps you select the best person for the job  Eliminates dangerous or unsuitable candidates from the hiring process  Different types are available (e.g., criminal background, credit history, driving record)  Employers should obtain authorization from applicants before requesting any type of report
  • 20. Legal Landmine #4 Not Constructing Your Job Ad and Job Offers Correctly
  • 21. Placing a Job Ad  Emphasize your company’s equal employment opportunity policy  Be careful how you word ads; accurately describe what the job entails and minimum requirements  Ad should contain only these elements: job title, general duties, company background, necessary skills, required experience and education  Avoid any suggestion of discrimination in the terms you use (e.g. “stockboy” or “waitress”)
  • 22. Creating Your Job Offer  Include at-will language  Make sure your offer includes all the basic terms  Avoid phrases that promise employment for a particular duration such as “after two years, you will be promoted”  Include a disclaimer that states, “this offer is not meant to state contractual terms and does not constitute a contract”
  • 23. Legal Landmine #5 Not Classifying Your Workers Correctly
  • 24. Exempt vs. Non Exempt Non-Exempt (or “hourly”) employees:  Overtime pay required, at the rate of one and one-half times regular rate, for all hours worked over 40 in a workweek  Must be paid at least minimum wage for all hours worked  Accurate time records must be kept Exempt (or “salaried”) employees:  Overtime pay not required  Time records not required  Paid on a salary basis for all hours worked  Common examples include executives and high-level managers
  • 25. When Can Employees Be Exempt? To qualify for an exemption, an employee:  Must be paid on a salary basis  Must meet the minimum salary threshold (currently $455/week)  Must meet a duties test for an exemption Employee must meet minimum salary level AND satisfy specific job duties tests to be exempt
  • 26. Types of Exemptions  White collar exemptions  Administrative  Executive  Professional  Creative  Outside Sales  Business owner  Highly compensated employees
  • 28. Legal Landmine #6 Making Errors During the Form I-9 Process
  • 29. Common Form I-9 Mistakes  Not using the correct version of the form  Requiring specific documents (e.g. a passport or “green card”)  Leaving out basic information  Not reviewing physical documents  Not completing the form by the deadline  Storing Form I-9s in personnel files
  • 30. Legal Landmine #7 Not Communicating Workplace Policies
  • 31. Policies Companies Should Have  Code of Conduct: Answers questions about ethics or compliance, such as dress code  Nondiscrimination: Employees are protected against discrimination based on protected characteristics  Harassment: States your workplace has zero tolerance for harassment and gives reporting procedures
  • 32. Policies Companies Should Have (Cont’d)  Attendance: Covers working hours, break rules, time off, leave policies, scheduling, etc.  Compensation & Benefits: Covers pay-related inquiries, such as required deductions and overtime  Employment & Termination: Includes at-will employment, employee classifications, etc.
  • 33. Policies Companies Should Have (Cont’d)  Safety & Security: Describes how your company creates a safe, secure workplace, including any relevant OSHA laws  Computers & Technology: Addresses appropriate computer and software usage, as well as security or confidentiality requirements for electronic information
  • 34. Quick Review  The importance of compliant job applications  Off-limit interview questions  Pre-employment testing and how to properly administer  Placing compliant job ads and making offers  Classifying employees correctly  Common Form I-9 mistakes to look out for  The importance of communicating company policies
  • 35. HR Solutions Both products contain Attorney-written policies  Web-based solution  Easy-to-use and implement  Affordable for small businesses  Comes with FREE Employee Records App  For more info visit www.hrdirectapps.com Essential Workplace Policies  One-off policies Gradience Handboook Manager  Handbook creator  Both federal and state  Automatic updates  30 different tests to choose from  Available in paper or online  Quantity discounts available  All tests professionally designed by experts in employment and skills testing For more info visit www.hrdirect.com
  • 36. Watch the recording of this webinar here. Connect With Us @ComplyRight @ComplyRight ComplyRight,Inc. Interested in more FREE webinars? Check out our webinar topics here. Wait… there’s more!