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Runoff generation and 
sediment transport: 
Do saturated zones play a role in 
tropical watersheds? 
CHRISTIAN DAVID GUZMÁN 
PHD CANDIDATE, CORNELL UNIVERSITY 
FOOD SYSTEMS AND POVERTY REDUCTION IGER FELLOW 
NSF/USAID RESEARCH AND INNOVATION FELLOW 
26 NOVEMBER 2014
Motivation 
 Soil and water conservation is a multi-actor 
unresolved solution 
 Heavy sediment loads reveals symptoms 
 Sustainability requires a focus on processes in 
the Andean climate, specifically: 
 1. Main underlying flow patterns 
 2. Sediment concentration patterns and 
variability 
2 
CALI, COLOMBIA
Infiltration 
Precipitation 
Evaporation 
Soil moisture 
Evapotranspiration 
Interflow 
Recharge 
Runoff 
Runoff 
Water table Evapotranspiration
Rainfall intensity has to 
exceed the soil’s infiltration 
rate for Hortonian flow 
4 
10 
8 
6 
4 
2 
0 
Median infiltration rate 
Rainfall intensity curve 
Minimum infiltration rate 
0.00 0.20 0.40 0.60 0.80 1.00 
Infiltration capacity, 
Rainfall Intensity (cm/hr) 
Probability of Exceedance 
Bayabil et al., 2010 
Mecanism: 
-Hortonian 
(Horton, 1933) 
-Dunnean 
(Dunne and Black, 1970, 
Kirkby, 1969 
Freeze, 1972 
Dunne et al., 1975) 
MAYBAR, ETHIOPIA
5 
Sediment concentration data 
exhibit variable but particular 
underlying patterns 
Installation of terraces 
Cw = Acac 
Pce• Rd 0.4 
Weirs 
Terraces 
C = a• Q n 
Guzman et al., 2013; Steenhuis et al., 2014 ANJENI, ETHIOPIA
Runoff generation and sediment 
transport dependent on storage 
capacity 
Hillslope 
Degraded 
Saturated 
infiltration 
interflow 
overland flow 
(Cappus, 1960, 
Kirkby, 1969; Freeze, 1972; 
Dunne and Black, 1979; Beven, 2000; Buytaert et al., 2007; 
Collick et al., 2009; Steenhuis et al., 2013; Tilahun et al., 2014) 
ANDIT TID, ETHIOPIA
Objectives 
 Short term: detect runoff and sediment 
transport patterns in Aguaclara watershed 
network 
 Mid term: build supporting evidence for a 
well defined runoff mechanism hypothesis 
 Long term: study hydrological and 
geomorphological patterns in the Andes for 
conservation adjustment 
7 
COLOMBIA
Objectives 
 How do spatial and temporal 
COLOMBIA 
patterns reveal which dynamics are 
present? 
8 
Upper 
Middle 
Lower 
R² = 0.6235 
14 
12 
10 
8 
6 
4 
2 
0 
25-Jun 
15-Jul 
4-Aug 
24-Aug 
13-Sep 
Sediment Concentration (g L-1) 
Mean daily sediment 
concentration 
DEBRE MAWI, ETHIOPIA D.C. Dagnew, 2013
Questions 
 1. Which runoff generation mechanism is 
dominantly present in a representative 
watershed? 
 2. Which areas of the site might be sediment 
source areas? 
 3. Is there a correlation between soil loss and 
nutrient loss? 
 4. Which hydrological and pedological dynamics 
can be adjusted for improved runoff and 
sediment transport estimation? 
9 
CALI, COLOMBIA
AGUACLARA, COLOMBIA 
Methods 10 
The Nature Conservancy 
Fondo Agua por La Vida y La Sostenibilidad, Asobolo, Asocaña, Cenicaña 
Rio Bolo 
Micro-cuenca 
La Vega
Methods 
 1. Characterization of flow patterns and sediment 
and nutrient export 
 Rainfall intensity vs infiltration capacity (Double ring 
infiltrometer, Constant head permeameter) 
 Monitoring hydrological balance 
 Monitoring sediments and water 
 2. Spatial and temporal changes in the micro 
watershed 
 Soil surface changes 
 Water table depths 
11 
AGUACLARA, COLOMBIA 
DEBRE MAWI, ETHIOPIA
Methods 
 3. Soil nutrient status and relation to soil 
loss patterns (0-15 cm) 
 Macronutrients (nitrogen, potassium, phosphorus) 
 Exchangeable Cations 
 pH, organic matter 
 4. Comparison of patterns 
 PED, TOPMODEL 
 InVEST, RIOS 
 SWAT 
12 
AGUACLARA, COLOMBIA
Analysis: Broad scale 
 1. Conceptualization of hydrology 
 Flow reservoir transfer 
 (Thornthwaite-Mather, 1955) 
 Nash-Sutcliffe Efficiency 
 Conceptualization of sediment transport 
 Stratification of data (cumulative 
effective precipitation; Lui et al., 2008) 
 Non-parametric statics, ej. Kruskal- 
Wallis, Wilcoxon Rank Sum 
13 
AGUACLARA, COLOMBIA
Analysis: Broad scale 14 
Tilahun et al., 2014 AGUACLARA, COLOMBIA
Analysis: Localized scale 
 2. Generate localized patterns of soil 
loss on hillslope and land use areas 
 Upslope vs downslope, etc. 
 Grazing vs forests, etc. 
 3. Compare nutrient status and 
change patterns with soil depth 
changes 
 Coefficient of determination, R2 
 Correlation coefficient, Pearson r 
15 
AGUACLARA, COLOMBIA
16 
Analysis: Coupling scales 
Midslope-2 
25-Jul 4-Aug 14-Aug 24-Aug 3-Sep 
-0.20 
-0.70 
-1.20 
-1.70 
-2.20 
-2.70 
-3.20 
16 
9 
Water table depth below 
surface (m) 
Downslope w/o Gully 
Midslope-1 
Midslope-2 
Upslope 
8 
1 
Midslope-1 
Upslope 
Weir Downslope 
1. Conceptualization of 
hydrology 
2. Generate localized 
patterns of soil loss on 
hillslope and land use 
areas 
DEBRE MAWI, ETHIOPIA
Analysis: Critical concepts 
 4. Comparison of pattern 
representation with modeling 
 NSE , RMSE, GLUE 
17 
AGUACLARA, COLOMBIA
Expected outcomes 
 1. Preliminary integration of runoff concepts 
 2. Identify areas or land uses that generate 
runoff and sediment 
 3.Identify the simple or complex relationship 
between soil loss and nutrient changes 
 4. Evaluation of model performance* 
18 
Horton, 1933; Dunne and Black, 1979 AGUACLARA, COLOMBIA
Future work 
 Study ecosystem services in greater 
detail 
 Develop modeling alternatives 
 Replicate study 
19 
AGUACLARA, COLOMBIA
Thank you! 
cdg65@cornell.edu 
20 
COLOMBIA ETHIOPIA 
Montgomery, 2007

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Runoff generation and sediment transport: Do saturated zones play a role in tropical watersheds?

  • 1. Runoff generation and sediment transport: Do saturated zones play a role in tropical watersheds? CHRISTIAN DAVID GUZMÁN PHD CANDIDATE, CORNELL UNIVERSITY FOOD SYSTEMS AND POVERTY REDUCTION IGER FELLOW NSF/USAID RESEARCH AND INNOVATION FELLOW 26 NOVEMBER 2014
  • 2. Motivation  Soil and water conservation is a multi-actor unresolved solution  Heavy sediment loads reveals symptoms  Sustainability requires a focus on processes in the Andean climate, specifically:  1. Main underlying flow patterns  2. Sediment concentration patterns and variability 2 CALI, COLOMBIA
  • 3. Infiltration Precipitation Evaporation Soil moisture Evapotranspiration Interflow Recharge Runoff Runoff Water table Evapotranspiration
  • 4. Rainfall intensity has to exceed the soil’s infiltration rate for Hortonian flow 4 10 8 6 4 2 0 Median infiltration rate Rainfall intensity curve Minimum infiltration rate 0.00 0.20 0.40 0.60 0.80 1.00 Infiltration capacity, Rainfall Intensity (cm/hr) Probability of Exceedance Bayabil et al., 2010 Mecanism: -Hortonian (Horton, 1933) -Dunnean (Dunne and Black, 1970, Kirkby, 1969 Freeze, 1972 Dunne et al., 1975) MAYBAR, ETHIOPIA
  • 5. 5 Sediment concentration data exhibit variable but particular underlying patterns Installation of terraces Cw = Acac Pce• Rd 0.4 Weirs Terraces C = a• Q n Guzman et al., 2013; Steenhuis et al., 2014 ANJENI, ETHIOPIA
  • 6. Runoff generation and sediment transport dependent on storage capacity Hillslope Degraded Saturated infiltration interflow overland flow (Cappus, 1960, Kirkby, 1969; Freeze, 1972; Dunne and Black, 1979; Beven, 2000; Buytaert et al., 2007; Collick et al., 2009; Steenhuis et al., 2013; Tilahun et al., 2014) ANDIT TID, ETHIOPIA
  • 7. Objectives  Short term: detect runoff and sediment transport patterns in Aguaclara watershed network  Mid term: build supporting evidence for a well defined runoff mechanism hypothesis  Long term: study hydrological and geomorphological patterns in the Andes for conservation adjustment 7 COLOMBIA
  • 8. Objectives  How do spatial and temporal COLOMBIA patterns reveal which dynamics are present? 8 Upper Middle Lower R² = 0.6235 14 12 10 8 6 4 2 0 25-Jun 15-Jul 4-Aug 24-Aug 13-Sep Sediment Concentration (g L-1) Mean daily sediment concentration DEBRE MAWI, ETHIOPIA D.C. Dagnew, 2013
  • 9. Questions  1. Which runoff generation mechanism is dominantly present in a representative watershed?  2. Which areas of the site might be sediment source areas?  3. Is there a correlation between soil loss and nutrient loss?  4. Which hydrological and pedological dynamics can be adjusted for improved runoff and sediment transport estimation? 9 CALI, COLOMBIA
  • 10. AGUACLARA, COLOMBIA Methods 10 The Nature Conservancy Fondo Agua por La Vida y La Sostenibilidad, Asobolo, Asocaña, Cenicaña Rio Bolo Micro-cuenca La Vega
  • 11. Methods  1. Characterization of flow patterns and sediment and nutrient export  Rainfall intensity vs infiltration capacity (Double ring infiltrometer, Constant head permeameter)  Monitoring hydrological balance  Monitoring sediments and water  2. Spatial and temporal changes in the micro watershed  Soil surface changes  Water table depths 11 AGUACLARA, COLOMBIA DEBRE MAWI, ETHIOPIA
  • 12. Methods  3. Soil nutrient status and relation to soil loss patterns (0-15 cm)  Macronutrients (nitrogen, potassium, phosphorus)  Exchangeable Cations  pH, organic matter  4. Comparison of patterns  PED, TOPMODEL  InVEST, RIOS  SWAT 12 AGUACLARA, COLOMBIA
  • 13. Analysis: Broad scale  1. Conceptualization of hydrology  Flow reservoir transfer  (Thornthwaite-Mather, 1955)  Nash-Sutcliffe Efficiency  Conceptualization of sediment transport  Stratification of data (cumulative effective precipitation; Lui et al., 2008)  Non-parametric statics, ej. Kruskal- Wallis, Wilcoxon Rank Sum 13 AGUACLARA, COLOMBIA
  • 14. Analysis: Broad scale 14 Tilahun et al., 2014 AGUACLARA, COLOMBIA
  • 15. Analysis: Localized scale  2. Generate localized patterns of soil loss on hillslope and land use areas  Upslope vs downslope, etc.  Grazing vs forests, etc.  3. Compare nutrient status and change patterns with soil depth changes  Coefficient of determination, R2  Correlation coefficient, Pearson r 15 AGUACLARA, COLOMBIA
  • 16. 16 Analysis: Coupling scales Midslope-2 25-Jul 4-Aug 14-Aug 24-Aug 3-Sep -0.20 -0.70 -1.20 -1.70 -2.20 -2.70 -3.20 16 9 Water table depth below surface (m) Downslope w/o Gully Midslope-1 Midslope-2 Upslope 8 1 Midslope-1 Upslope Weir Downslope 1. Conceptualization of hydrology 2. Generate localized patterns of soil loss on hillslope and land use areas DEBRE MAWI, ETHIOPIA
  • 17. Analysis: Critical concepts  4. Comparison of pattern representation with modeling  NSE , RMSE, GLUE 17 AGUACLARA, COLOMBIA
  • 18. Expected outcomes  1. Preliminary integration of runoff concepts  2. Identify areas or land uses that generate runoff and sediment  3.Identify the simple or complex relationship between soil loss and nutrient changes  4. Evaluation of model performance* 18 Horton, 1933; Dunne and Black, 1979 AGUACLARA, COLOMBIA
  • 19. Future work  Study ecosystem services in greater detail  Develop modeling alternatives  Replicate study 19 AGUACLARA, COLOMBIA
  • 20. Thank you! cdg65@cornell.edu 20 COLOMBIA ETHIOPIA Montgomery, 2007

Hinweis der Redaktion

  1. Natural resource and water preservation are important for the functioning of the environment, public consumption and socio-economic development Heavy sediment loads illustrate land use changes and strong rain patterns Sustainability requires a focus on understanding hydrological and soil system processes in the Andean climate, specifically: 1. Main underlying flow patterns 2. Sediment concentration patterns and variability
  2. Hydrological balance and erosion dependent on soil supporting throughflow in humid climate
  3. Según esta teoría, la escorrentía se formara cuando los compartimientos del suelo estén saturados de agua. Se ha visto evidencia de esto y resultados en Etiopia, El Caribe, Honduras, y Ecuador
  4. Corto plazo: investigación de transportes de sedimentos y nutrientes para complementar los estudios en Aguaclara y mi conocimientos de los procesos en Etiopia antes de cumplir mi doctorado Mediano: formar la base de una hipótesis robusto para formar un proyecto mas largo sobre la gestión de cuencas y proyectos de conservación Largo: estudiar los patrones de erosión e hidrología en los Andes para mejorar el conocimiento y modelos para la gestión de recursos hídricos
  5. Approach is centered on understanding concurrent environmental changes by monitoring spatial and temporal patterns
  6. ¿Cuál es el mecanismo principal que genera escorrentía, exceso de infiltración (mecanismo hortoniano) o exceso de saturación (mecanismo dunneano)? 2. ¿Existe un patrón sencillo de transporte de sedimentos y nutrientes disueltos (linealmente correlacionados sedimentos con caudal y con precipitación), o hay aumentos/disminuciones de los mismos a lo largo de la temporada? 3. ¿Cuáles son las áreas probables en las laderas, dentro de la cuenca, a ser fuentes de sedimentos y cuáles son las características físicas e hidrológicas preponderantes de estas áreas? 4. ¿Se está perdiendo suelo en áreas en que el suelo tiene mayor contenido de nutrientes, es decir coincide la variabilidad espacial de nutrientes con la variabilidad de perdida de suelos? 5. ¿Cuáles procesos hídricos y edáficos requieren de mayor y mejor información para mejorar modelos hidrológicos y de erosión (USLE, SWAT, RIOS, PED, etc.) a escala detallada?
  7. PED, TOPMODEL InVEST, RIOS SWAT, SWAT-WB Generalized likelihood uncertainty estimation: Buytaert y Beven, 2011)
  8. 1. Integration of runoff concepts, Hortonian and Dunnean (infiltration excess and saturation excess) 2. Identify areas or land uses that generate runoff and sediment 3.Identify the simple or complex relationship between soil loss and nutrient changes 4. Evaluation of model performance*
  9. Seguir investigando en Colombia con CIAT y Cenicaña: trazadores de procesos ambientales, gases de efecto invernadero Plantear proyecto para estudiar patrones hidrográficos y edáficos Formar un base de datos para la ampliación de modelos como SWAT y para el desarrollo para otros modelos Ampliar detalle y preguntas (cambio climático) Replica del estudio