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Arjen van Witteloostuijn
What happened to
Popperian falsification?
Science in crisis?
• Fact-free politics
• Anti-elite sentiment
• Science is yet another opinion
• Part is due to the zeitgeist
• Take Donald Trump denying
science: see the link to the left
• But another part is produced from
the inside: see Economics Nobel
Prize Laureate Daniel Kahneman’s
open letter of September 26 2011
(http://www.nature.com/news/nobel
-laureate-challenges-psychologists-
to-clean-up-their-act-1.11535)
1. Verification bias
2. Novelty bias
3. Normal science bias
4. Evidence bias
5. Market bias
“As a result, no one is really interested in replicating anything. Indeed, only a tiny
fraction of published studies involve a replication effort. Moreover, journal authors,
editors, reviewers and readers are not interested in seeing nulls and negatives in
print. This replication crisis implies that Popper’s critical falsification principle is
actually thrown into the scientific community’s dustbin. Behind the façade of all
these so-called new discoveries, false positives abound, as do questionable
research practices meant to produce all this allegedly cutting-edge and
groundbreaking significant findings.”
Five related biases
As most journals’ (often tacit) publication criteria are geared toward
verification, our journals are filled with studies that happily report evidence
that is in line with the suggested theory:
• How often do we see a paper in which all hypotheses are rejected, with a
discussion section in which new theory is developed that fits with the
original theory’s non-evidence?
• How many papers have a back-end in which the study’s real theoretical
action is revealed in the form of a series of post hoc analyses that are
meant to explore new explanations for the many non- or contra-findings –
or nulls or negatives – that were produced on the basis of the original
theory?
Verification bias
All journals are obsessed with novelty:
• AMJ: “Authors should strive to produce original, insightful, interesting,
important, and theoretically bold research. Demonstrations of a significant
‘value-added’ contribution to the field’s understanding of an issue or topic is
crucial to acceptance for publication.”
• ASQ: “Look to ASQ for new work from young scholars with fresh views, opening
new areas of inquiry, and from more seasoned scholars deepening earlier work
and stalking out new terrain.”
• JoM: “JOM encourages new ideas or new perspectives on existing research.”
• JMS: “JMS publishes innovative empirical and conceptual articles which
advance knowledge of management and organization broadly defined.”
• OrgSci: “the journal publishes groundbreaking research about organizations.”
Novelty bias
Another prominent double-do: a study is only taken seriously if (a) the
reference list continues over many pages and if (b) the theoretical
contribution is non-incremental – quite a challenge indeed
The outcome is what may be referred to as a façade of “incremental
cutting-edge” research, elaborating and fine-tuning existing theory, which
comes with an emphasis on “fetishistic theory” (and methods, for that
matter) at the expense of novel attention to important empirical phenomena
Normal science bias
“A research finding is less likely to be true when the studies
conducted in a field are smaller; when effect sizes are smaller;
when there is a greater number and lesser preselection of
tested relationships; when there is greater flexibility in designs,
definitions, outcomes, and analytical models; when there is
greater financial and other interest and prejudice; and when
more teams are involved in a scientific field in chase of
statistical significance. Simulations show that for most study
designs and settings, it is more likely for a research claim to be
false than true.” (Ioannidis, 2005: 0696; cf. The Economist,
2013)
Evidence bias
Journal market
1. Journals want impact, as much as their editors and publishers do
2. Hence, they seek to publish papers that they expect will be much cited
3. Replication studies fail to pass this hurdle
4. Instead, “cutting-edge” and “ground-breaking” work is in high demand
Labor market
1. Making a career by performing replication studies or by reporting nulls and
negatives is highly problematic, if not plainly impossible
2. “Young investigators are taught early on that the only thing that matters is
making new discoveries and finding statistically significant results at all cost”
(Ioannidis, 2012: 647)
Market bias
1. “The Journal of International Business Studies (JIBS) is the top-ranked
journal in the field of international business. The goal of JIBS is to
publish insightful, innovative and impactful research on international
business … JIBS seeks to publish manuscripts with cutting-edge
research that breaks new ground, rather than merely making an
incremental contribution to international business studies”
2. All 2015 Journal of International Business Studies papers published to
date (i.e., the January until August issues):
• Of the 28 hypotheses-testing studies, not a single one is a replication study
• In these 28 hypotheses-testing studies, a total of 142 hypotheses are tested, of which 124
are supported (87 per cent of the total)
• The number of nulls is 13 (9 per cent)
• The number of negatives is 5 (4 per cent)
• In 20 of these 28 hypotheses-testing studies (71 per cent), all hypotheses are supported
The example of International Business
• “At present, many empirical findings in the business literature are isolated
and fragile” (Hubbard and Vetter, 1996)
• “Data snooping or searching for asterisks (which) is the most damaging
form of repeated testing, since the aim is to reject the null hypotheses
while consciously ignoring the many models and tests that have been
conducted and, thus, reporting greatly exaggerated levels of significance”
(Bettis, 2012)
• “Could it be that the advent of research fields in which the prime motive
and strongest focus is making new discoveries and chasing statistical
significance at all cost has eroded the credibility of science and credibility
is decreasing over time?” (Ioannidis, 2012)
Déjà vu
1. Remove pro-novelty and pro-positives biases from editorial policies
2. Stimulate re-reviewing / pre-publishing of a study’s theory and design
3. Open access publication by funding agencies and research institutes of
all work produced prior to journal submission
4. All raw data, protocols and data analysis codes of accepted journal
articles should be made available to the journal
5. A tradition of meta-analyses that correct for publication bias has to be
established
6. Overemphasis of statistical significance must be countered
7. Journals should appoint a Replication Section Editor
Seven remedies
Time for change!

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Van Witteloostuijn (2016): What happened to Popperian falsification?

  • 1. Arjen van Witteloostuijn What happened to Popperian falsification?
  • 2. Science in crisis? • Fact-free politics • Anti-elite sentiment • Science is yet another opinion • Part is due to the zeitgeist • Take Donald Trump denying science: see the link to the left • But another part is produced from the inside: see Economics Nobel Prize Laureate Daniel Kahneman’s open letter of September 26 2011 (http://www.nature.com/news/nobel -laureate-challenges-psychologists- to-clean-up-their-act-1.11535)
  • 3. 1. Verification bias 2. Novelty bias 3. Normal science bias 4. Evidence bias 5. Market bias “As a result, no one is really interested in replicating anything. Indeed, only a tiny fraction of published studies involve a replication effort. Moreover, journal authors, editors, reviewers and readers are not interested in seeing nulls and negatives in print. This replication crisis implies that Popper’s critical falsification principle is actually thrown into the scientific community’s dustbin. Behind the façade of all these so-called new discoveries, false positives abound, as do questionable research practices meant to produce all this allegedly cutting-edge and groundbreaking significant findings.” Five related biases
  • 4. As most journals’ (often tacit) publication criteria are geared toward verification, our journals are filled with studies that happily report evidence that is in line with the suggested theory: • How often do we see a paper in which all hypotheses are rejected, with a discussion section in which new theory is developed that fits with the original theory’s non-evidence? • How many papers have a back-end in which the study’s real theoretical action is revealed in the form of a series of post hoc analyses that are meant to explore new explanations for the many non- or contra-findings – or nulls or negatives – that were produced on the basis of the original theory? Verification bias
  • 5. All journals are obsessed with novelty: • AMJ: “Authors should strive to produce original, insightful, interesting, important, and theoretically bold research. Demonstrations of a significant ‘value-added’ contribution to the field’s understanding of an issue or topic is crucial to acceptance for publication.” • ASQ: “Look to ASQ for new work from young scholars with fresh views, opening new areas of inquiry, and from more seasoned scholars deepening earlier work and stalking out new terrain.” • JoM: “JOM encourages new ideas or new perspectives on existing research.” • JMS: “JMS publishes innovative empirical and conceptual articles which advance knowledge of management and organization broadly defined.” • OrgSci: “the journal publishes groundbreaking research about organizations.” Novelty bias
  • 6. Another prominent double-do: a study is only taken seriously if (a) the reference list continues over many pages and if (b) the theoretical contribution is non-incremental – quite a challenge indeed The outcome is what may be referred to as a façade of “incremental cutting-edge” research, elaborating and fine-tuning existing theory, which comes with an emphasis on “fetishistic theory” (and methods, for that matter) at the expense of novel attention to important empirical phenomena Normal science bias
  • 7. “A research finding is less likely to be true when the studies conducted in a field are smaller; when effect sizes are smaller; when there is a greater number and lesser preselection of tested relationships; when there is greater flexibility in designs, definitions, outcomes, and analytical models; when there is greater financial and other interest and prejudice; and when more teams are involved in a scientific field in chase of statistical significance. Simulations show that for most study designs and settings, it is more likely for a research claim to be false than true.” (Ioannidis, 2005: 0696; cf. The Economist, 2013) Evidence bias
  • 8. Journal market 1. Journals want impact, as much as their editors and publishers do 2. Hence, they seek to publish papers that they expect will be much cited 3. Replication studies fail to pass this hurdle 4. Instead, “cutting-edge” and “ground-breaking” work is in high demand Labor market 1. Making a career by performing replication studies or by reporting nulls and negatives is highly problematic, if not plainly impossible 2. “Young investigators are taught early on that the only thing that matters is making new discoveries and finding statistically significant results at all cost” (Ioannidis, 2012: 647) Market bias
  • 9. 1. “The Journal of International Business Studies (JIBS) is the top-ranked journal in the field of international business. The goal of JIBS is to publish insightful, innovative and impactful research on international business … JIBS seeks to publish manuscripts with cutting-edge research that breaks new ground, rather than merely making an incremental contribution to international business studies” 2. All 2015 Journal of International Business Studies papers published to date (i.e., the January until August issues): • Of the 28 hypotheses-testing studies, not a single one is a replication study • In these 28 hypotheses-testing studies, a total of 142 hypotheses are tested, of which 124 are supported (87 per cent of the total) • The number of nulls is 13 (9 per cent) • The number of negatives is 5 (4 per cent) • In 20 of these 28 hypotheses-testing studies (71 per cent), all hypotheses are supported The example of International Business
  • 10. • “At present, many empirical findings in the business literature are isolated and fragile” (Hubbard and Vetter, 1996) • “Data snooping or searching for asterisks (which) is the most damaging form of repeated testing, since the aim is to reject the null hypotheses while consciously ignoring the many models and tests that have been conducted and, thus, reporting greatly exaggerated levels of significance” (Bettis, 2012) • “Could it be that the advent of research fields in which the prime motive and strongest focus is making new discoveries and chasing statistical significance at all cost has eroded the credibility of science and credibility is decreasing over time?” (Ioannidis, 2012) Déjà vu
  • 11. 1. Remove pro-novelty and pro-positives biases from editorial policies 2. Stimulate re-reviewing / pre-publishing of a study’s theory and design 3. Open access publication by funding agencies and research institutes of all work produced prior to journal submission 4. All raw data, protocols and data analysis codes of accepted journal articles should be made available to the journal 5. A tradition of meta-analyses that correct for publication bias has to be established 6. Overemphasis of statistical significance must be countered 7. Journals should appoint a Replication Section Editor Seven remedies