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Introduction
to HACCP
(Hazards Analysis Critical Control Point)
Genap 2010/2011
HACCP
n  Food safety in the early twenty-first century is an
international challenge requiring close cooperation
between countries in agreeing standards and in
setting up transnational surveillance systems.
n  The behavior of consumers has been gradually
changing. They currently require not only much
higher dietary quality, hygiene and health standards
in the products they purchase, but they also look for
certification and reassurance of products’ origins
(national or geographical) and production methods.
History of HACCP
n  Hazard Analysis and Critical Control Point
(HACCP) was developed in the 1960s in the
United States to ensure food safety for the first
manned National Aeronautics and Space
Administration space missions (NASA).
n  NASA required a ‘zero defect’ program to
guarantee safety in the foods astronauts
consumed in space.
n  Since then, HACCP principles have been defined
and endorsed in international food standards
(Codex Alimentarius Commission), and in
European and UK legislation.
Indonesia à SNI 1998
n  Pillsbury presented the HACCP system at a
national food protection conference in 1971
Chronology of Development of HACCP as a
Safety System in the Food Industry
n  1959. The Pillsbury Company develops concept for
NASA.
n  1971. HACCP, as we presently know it, took form at
the US National Conference on Food Protection,
where risk assessment was combined with the
critical point concept (1st mention of HACCP).
n  1972. The Pillsbury Company in the United
States began the application of its HACCP
concept to the manufacture of its consumer food
products. Pillsbury published the first
comprehensive treatise on HACCP in 1973.
n  1973. An HACCP system was adopted for the Low-Acid
Canned Food Regulations following the Bon Vivant
Vichyssoise Soup botulism incident, in which several
people died after eating the soup, due to botulism
poisoning.
n  1980. WHO/ICMSF report on HACCP.
n  1983 WHO Europe recommends HACCP.
n  1985. The Food and Nutrition Board of the National
Research Council/National Academy of Science published
two books recommending that HACCP be used as a
product safety system to ensure the production of safe
food and for the broad application to various categories
of non-canned food.
n  1989. The U.S. National Advisory Committee on
Microbiological Criteria for Food (NACMCF) developed
and approved a standardized and updated HACCP
system, endorsed by federal regulatory agencies
responsible for food safety.
n  1990s. The United Nations Codex Alimentarius
Commission Food Hygiene standard embraced HACCP as
an internationally accepted method for ensuring food
safety by identifying hazards and monitoring their Critical
Control Points in the process.
n  1997. Codex Document on HACCP principles and
application
n  1997 December. FDA’s Seafood HAACP
program becomes mandatory.
n  1998. FAO/WHO provide guidance for
regulatory assessment of HACCP
n  1998 January. HACCP becomes mandatory for
large meat and poultry manufacturers.
n  1999 January. HACCP becomes mandatory for
small meat and poultry manufacturers.
n  1999 May. A voluntary pilot study to test the
implementation, evaluation, monitoring, and
enforcement of the proposed National Conference of
Interstate Milk Shipment HACCP program.
n  1999 September. HACCP becomes mandatory for
frozen dessert manufacturers in the state of Ohio.
n  2000 January. HACCP becomes mandatory for
very small meat and poultry manufacturers.
n  2002 January. The juice HACCP regulation begins
to be mandatory for processors, small businesses,
and very small businesses.
n  2003. FAO/WHO develop HACCP guidelines.
n  2004. EC 852/2004 requirement for all food
businesses to adopt HACCP principles in EU.
n  2006. Legal requirements to apply HACCP in
food businesses (other than primary production)
across EU
n  2006+. Increased worldwide use of HACCP in
food safety legislation
n  The HACCP system has grown to become
the universally accepted method for food
safety assurance.
WHY ???
The need for an effective food safety
assurance method
n  Foodborne disease are a widespread public
health problem
n  Emergence of foodborne disease
n  Increased knowledge and awareness of the
serious and chronic health effects
n  New food technologies and processing methods
n  Increased awareness of the economic
consequences of foodborne disease
The need for an effective food safety
assurance method
n  Increase in the number of vulnerable people
n  Industrialization and mass production
n  Urbanization
n  Changing lifestyle
n  Increase tourism and international trade in
foodstuffs
n  Increase consumer awareness of food safety
HACCP Concept
ASSURING FOOD SAFETY
Emphasizing from end-product testing to
preventive control of critical aspects of
producing safe foods
n  Identifying potential food safety problems
n  Determining how and where these can be
controlled or prevented
n  Describing what to do and training the personnel
n  Implementation and recording
n  It is important to always remember that the
establishment of effective HACCP programs
involves primarily the application of good
common sense and preventive considerations to
address situations before they become
problems.
n  The emphasis is on prediction rather than
reaction, on getting the process right initially
rather than correcting it after problems have
occurred.
“Farm-To-Table”
Assurance throughout the food chain
Stake holders involved in HACCP
The objectives of application of the
HACCP system
Reduction of
costs
of food analysis
Reduction of
losses due to
product recall
More efficient
QA
system
Protection of reputation
Prevention of foodborne illness
Other Advantageous
n  Focuses on identifying and preventing hazards from
contaminating food, based on sound science.
n  Permits more efficient and effective government
oversight, primarily because record keeping allows
investigators to see how well a firm is complying
with food safety laws over a period, rather than how
well it is doing on any given day.
n  Helps food companies to compete more effectively
in the world market.
n  Reduces barriers to international trade.
Guidelines for the application of
HACCP system:
1.  Assemble the HACCP team
2.  Describe product
3.  Identify intended use
4.  Construct flow diagram
5.  On-site verification of flow diagram
6.  List all potential hazards, conduct a hazard analysis and
determine control measures
7.  Determine CCPs
8.  Establish critical limits for each CCP
9.  Establish a monitoring system for each CCP
10.  Establish corrective actions
11.  Establish verification procedures
12.  Establish record keeping and documentation
The 7 principles of HACCP
1. Conduct a hazard analysis
2. Determine the CCPs
3. Establish critical limit(s)
4. Establish a monitoring system
5. Establish corrective actions
6. Establish verification procedures
7. Establish documentation
Source: CODEX
1. Assemble the HACCP Team
A multi-disciplinary HACCP Team needs to
include knowledge of the following aspects :
n  Raw Materials
n  Specialist (Quality
Assurance/technical)
n  Operation activities
n  Engineering/
equipment technical
knowledge of HACCP
n  Process
n  Finished product
n  Hazard expertise
n  Environment
(premises, property,
surroundings)
2. Describe the product
n  Describe the product giving detail of its composition,
physical/chemical structure, packaging, safety
information, processing treatments, storage and method
of distribution:
•  Product Name
•  Composition
•  End Product Characteristics
•  Method of Preservation
•  Packaging – Primary
•  Packaging – Shipping
•  Storage Conditions
•  Distribution Method
•  Shelf Life
•  Special Labeling
•  Customer Preparation
3. Identify the intended use
n  Identify the intended use of the product, its
target consumer with reference to sensitive
population
n  Five sensitive groups in the population
•  Elderly
•  Infants
•  Pregnant
•  Sick; and
•  Immunocompromised
4. Construct a process flow
diagram
n  Details of all process activities including inspections,
transportation, storage and delays in the process
n  Inputs into the process in terms of raw materials,
packaging, water and chemicals
n  Output from the process e.g. waste – packaging, raw
materials, product-in-progress, rework and rejected
products.
5. On site verification of the
process flow diagram
n  It should be done by all members of the HACCP
team during all stages and hours of operation.
n  Validate process flow diagram
•  By HACCP Team
•  Observe process flow
•  Sample activities
•  Interviews
•  Routine / non routine operations
Asian Food Regulation Information Service is a resource for the
food industry. We have the largest database of Asian food
regulations in the world – and it’s FREE to use.
We publish a range of communication services (free and paid), list
a very large number of food events and online educational
webinars and continue to grow our Digital Library.
Feel free to contact us anytime to talk about your specific
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We look forward to hearing from you soon!
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Introduction to HACCP

  • 1. Introduction to HACCP (Hazards Analysis Critical Control Point) Genap 2010/2011
  • 2. HACCP n  Food safety in the early twenty-first century is an international challenge requiring close cooperation between countries in agreeing standards and in setting up transnational surveillance systems. n  The behavior of consumers has been gradually changing. They currently require not only much higher dietary quality, hygiene and health standards in the products they purchase, but they also look for certification and reassurance of products’ origins (national or geographical) and production methods.
  • 3. History of HACCP n  Hazard Analysis and Critical Control Point (HACCP) was developed in the 1960s in the United States to ensure food safety for the first manned National Aeronautics and Space Administration space missions (NASA). n  NASA required a ‘zero defect’ program to guarantee safety in the foods astronauts consumed in space.
  • 4. n  Since then, HACCP principles have been defined and endorsed in international food standards (Codex Alimentarius Commission), and in European and UK legislation. Indonesia à SNI 1998 n  Pillsbury presented the HACCP system at a national food protection conference in 1971
  • 5. Chronology of Development of HACCP as a Safety System in the Food Industry n  1959. The Pillsbury Company develops concept for NASA. n  1971. HACCP, as we presently know it, took form at the US National Conference on Food Protection, where risk assessment was combined with the critical point concept (1st mention of HACCP). n  1972. The Pillsbury Company in the United States began the application of its HACCP concept to the manufacture of its consumer food products. Pillsbury published the first comprehensive treatise on HACCP in 1973.
  • 6. n  1973. An HACCP system was adopted for the Low-Acid Canned Food Regulations following the Bon Vivant Vichyssoise Soup botulism incident, in which several people died after eating the soup, due to botulism poisoning. n  1980. WHO/ICMSF report on HACCP. n  1983 WHO Europe recommends HACCP. n  1985. The Food and Nutrition Board of the National Research Council/National Academy of Science published two books recommending that HACCP be used as a product safety system to ensure the production of safe food and for the broad application to various categories of non-canned food.
  • 7. n  1989. The U.S. National Advisory Committee on Microbiological Criteria for Food (NACMCF) developed and approved a standardized and updated HACCP system, endorsed by federal regulatory agencies responsible for food safety. n  1990s. The United Nations Codex Alimentarius Commission Food Hygiene standard embraced HACCP as an internationally accepted method for ensuring food safety by identifying hazards and monitoring their Critical Control Points in the process. n  1997. Codex Document on HACCP principles and application
  • 8. n  1997 December. FDA’s Seafood HAACP program becomes mandatory. n  1998. FAO/WHO provide guidance for regulatory assessment of HACCP n  1998 January. HACCP becomes mandatory for large meat and poultry manufacturers. n  1999 January. HACCP becomes mandatory for small meat and poultry manufacturers. n  1999 May. A voluntary pilot study to test the implementation, evaluation, monitoring, and enforcement of the proposed National Conference of Interstate Milk Shipment HACCP program.
  • 9. n  1999 September. HACCP becomes mandatory for frozen dessert manufacturers in the state of Ohio. n  2000 January. HACCP becomes mandatory for very small meat and poultry manufacturers. n  2002 January. The juice HACCP regulation begins to be mandatory for processors, small businesses, and very small businesses. n  2003. FAO/WHO develop HACCP guidelines. n  2004. EC 852/2004 requirement for all food businesses to adopt HACCP principles in EU.
  • 10. n  2006. Legal requirements to apply HACCP in food businesses (other than primary production) across EU n  2006+. Increased worldwide use of HACCP in food safety legislation
  • 11. n  The HACCP system has grown to become the universally accepted method for food safety assurance. WHY ???
  • 12. The need for an effective food safety assurance method n  Foodborne disease are a widespread public health problem n  Emergence of foodborne disease n  Increased knowledge and awareness of the serious and chronic health effects n  New food technologies and processing methods n  Increased awareness of the economic consequences of foodborne disease
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  • 15. The need for an effective food safety assurance method n  Increase in the number of vulnerable people n  Industrialization and mass production n  Urbanization n  Changing lifestyle n  Increase tourism and international trade in foodstuffs n  Increase consumer awareness of food safety
  • 16. HACCP Concept ASSURING FOOD SAFETY Emphasizing from end-product testing to preventive control of critical aspects of producing safe foods n  Identifying potential food safety problems n  Determining how and where these can be controlled or prevented n  Describing what to do and training the personnel n  Implementation and recording
  • 17. n  It is important to always remember that the establishment of effective HACCP programs involves primarily the application of good common sense and preventive considerations to address situations before they become problems. n  The emphasis is on prediction rather than reaction, on getting the process right initially rather than correcting it after problems have occurred.
  • 20. The objectives of application of the HACCP system Reduction of costs of food analysis Reduction of losses due to product recall More efficient QA system Protection of reputation Prevention of foodborne illness
  • 21. Other Advantageous n  Focuses on identifying and preventing hazards from contaminating food, based on sound science. n  Permits more efficient and effective government oversight, primarily because record keeping allows investigators to see how well a firm is complying with food safety laws over a period, rather than how well it is doing on any given day. n  Helps food companies to compete more effectively in the world market. n  Reduces barriers to international trade.
  • 22. Guidelines for the application of HACCP system: 1.  Assemble the HACCP team 2.  Describe product 3.  Identify intended use 4.  Construct flow diagram 5.  On-site verification of flow diagram 6.  List all potential hazards, conduct a hazard analysis and determine control measures 7.  Determine CCPs 8.  Establish critical limits for each CCP 9.  Establish a monitoring system for each CCP 10.  Establish corrective actions 11.  Establish verification procedures 12.  Establish record keeping and documentation
  • 23. The 7 principles of HACCP 1. Conduct a hazard analysis 2. Determine the CCPs 3. Establish critical limit(s) 4. Establish a monitoring system 5. Establish corrective actions 6. Establish verification procedures 7. Establish documentation Source: CODEX
  • 24. 1. Assemble the HACCP Team A multi-disciplinary HACCP Team needs to include knowledge of the following aspects : n  Raw Materials n  Specialist (Quality Assurance/technical) n  Operation activities n  Engineering/ equipment technical knowledge of HACCP n  Process n  Finished product n  Hazard expertise n  Environment (premises, property, surroundings)
  • 25. 2. Describe the product n  Describe the product giving detail of its composition, physical/chemical structure, packaging, safety information, processing treatments, storage and method of distribution: •  Product Name •  Composition •  End Product Characteristics •  Method of Preservation •  Packaging – Primary •  Packaging – Shipping •  Storage Conditions •  Distribution Method •  Shelf Life •  Special Labeling •  Customer Preparation
  • 26. 3. Identify the intended use n  Identify the intended use of the product, its target consumer with reference to sensitive population n  Five sensitive groups in the population •  Elderly •  Infants •  Pregnant •  Sick; and •  Immunocompromised
  • 27. 4. Construct a process flow diagram n  Details of all process activities including inspections, transportation, storage and delays in the process n  Inputs into the process in terms of raw materials, packaging, water and chemicals n  Output from the process e.g. waste – packaging, raw materials, product-in-progress, rework and rejected products.
  • 28. 5. On site verification of the process flow diagram n  It should be done by all members of the HACCP team during all stages and hours of operation. n  Validate process flow diagram •  By HACCP Team •  Observe process flow •  Sample activities •  Interviews •  Routine / non routine operations
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