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Model archaeology
Paul E. Dodds
UCL Energy Institute, University College London
Presented at the 70th IEA ETSAP workshop, Madrid, on 17 November 2016
Introduction
• Energy system models have opaque structures
– changes between model versions?
– extent of changes described in research papers.
• We wanted to develop a UK TIMES Model (UKTM).
• Inform development of UKTM by reviewing
development of UK MARKAL over several years.
• Developed a formal methodology for this that we call
“model archaeology”.
Model archaeology
• Quantitatively examine the balance and evolution of
energy system models through the ex post analysis of
both model inputs and outputs using a series of
metrics.
• These metrics help us to understand how models are
developed and used and are a powerful tool for
effectively targeting future model improvements.
Input metrics
1. Model paradigm and equations
2. Spatial and temporal dimensions
3. Energy system structure (model topology)
4. Modelled system constraints
5. Parameter data
Case study of UK MARKAL
Model paradigm and equations
• UK MARKAL always run using the ANSWER interface.
• No changes to the underlying equations within the
MARKAL source code.
• Several UK MARKAL variants developed:
– Hybrid macro research version.
– Elastic energy service demands since v3.17.
– Stochastic version to examine perfect foresight.
Spatial and temporal dimensions
Spatial dimensions:
• Single region model in all production versions.
• Spatial hydrogen research version:
– nine UK demand regions, six supply points, and a set of 200
infrastructure development options for hydrogen pipelines.
• Two-region model that includes Scotland and Rest-of-the-UK.
Temporal dimensions:
• Runs to 2070 in earlier versions and 2050 from v3.25 onwards.
• 3 seasons and 2 intraday timeslides in production versions.
• 4 seasons and 5 intra-day time-slices in a higher-resolution version.
Energy system structure (model
topology)
0
500
1000
1500
2000
2002 2004 2006 2008 2010 2012
Numberoflinks/techs,comms,
demands
Links
Techs, comms, demands
Techs, comms, demands excluding dummy techs
Diverse technology statistics
Sector
Technologies
Fraction from
v2.1 in v3.26
Tech
diversity/Mte
CO2 emissions
Tech diversity/TJ
equivalent
demandv2.1 v3.26
Resources 117 130 97% - -
Electricity 94 140 81% 0.9 -
Process 114 111 78% 2.8 -
Residential 92 123 93% 1.4 66.3
Service 36 52 100% 2.8 53.3
Industry 98 93 94% 1.3 46.3
Transport 110 117 84% 1.0 65.2
Total 661 766 89% 1.5 57.5
Change in the number of diverse
technologies between model versions
Version Year
Electricity Process Residential Transport
+ – + – + – + –
v2.7 2007 0% –0% 0% –0% 0% –0% 0% –0%
v3.17 2008 40% –15% 17% –22% 37% –82% 19% –16%
v3.22 2009 2% –2% 2% –1% 135% –4% 0% –0%
v3.25 2010 10% –1% 3% –1% 0% –0% 4% –0%
v3.26 2011 9% –1% 0% –0% 4% –0% 1% –2%
Number of user constraints
0
20
40
60
80
100
120
2004 2006 2008 2010 2012
Constraints
Number of constraint changes
(additions + deletions)
Constraints
in v3.26
Total number of additions and deletions
v2.7 v3.17 v3.22 v3.25 v3.26
Resource 3 0 0 0 0 0
Electricity 24 0 11 1 10 3
Process 3 0 2 0 3 0
Residential 23 0 13 14 4 0
Service 6 0 1 0 2 0
Industry 9 0 0 0 2 0
Transport 42 0 23 0 6 0
Total 110 0 50 15 27 3
Parameter data
0%
5%
10%
15%
20%
25%
2.7 3.17 3.22 3.25 3.26
Parameterchanges
Cost changes
Flow changes
Bound changes
Technologies with parameter changes
Total number of parameter changes
v2.7 v3.17 v3.22 v3.25 v3.26
Resource 0% 34% 0% 23% 40%
Electricity 18% 19% 32% 19% 39%
Process 1% 6% 0% 5% 0%
Residential 11% 27% 21% 4% 30%
Service 56% 0% 0% 0% 0%
Industry 0% 0% 1% 3% 0%
Transport 0% 11% 0% 35% 25%
Total 7% 15% 9% 15% 23%
Overall technology changes by sector
Sector
Number of technologies Fraction of v2.1 techs
subsequently
changed
Techs in v3.26 added
or changed since
v2.1v2.1 v3.26
Resources 117 130 51% 57%
Electricity 134 177 75% 83%
Process 123 122 15% 32%
Residential 98 131 99% 99%
Service 40 56 58% 71%
Industry 133 128 3% 4%
Transport 540 511 30% 45%
Total 1185 1255 47% 55%
Evolution of UK MARKAL
We examined publications using the model:
• Stage 1: Initial development
• Stage 2: Experimentation and incremental
improvement
• Stage 3: Reflection
• Stage 4: Maturity and reimagining
Stage 1: initial development
EWP 03 Energy
Review
EWP 07
CCC report
-80% GHG
legislation
2000 2008
MARKAL M-Macro M-ED
RCUK, UK Government, CCC, Ofgem, NGOs
UKERC
Model
type
Funding
Rapid simple
structured model
development
Major 2 year UKERC
programme; enhanced
UK model with Macro
extension
Elastic demand model
development with
major CCC and UKERC
scenarios
20092007
LCTP
Stochastic model, Global
TIMES model, UKTM
variants
TIAM-UCL, ETM-UCL, Scottish TIMES
CCC
Budgets
1-4
2005 2010-
RCEP
-60% CO2
target
2003 2012-14
Carbon
plan
M-Stochastic
2015
UKTM
wholeSEM
Carbon
budget 5
Stage 2: Experimentation and incremental
improvement
EWP 03 Energy
Review
EWP 07
CCC report
-80% GHG
legislation
2000 2008
MARKAL M-Macro M-ED
RCUK, UK Government, CCC, Ofgem, NGOs
UKERC
Model
type
Funding
Rapid simple
structured model
development
Major 2 year UKERC
programme; enhanced
UK model with Macro
extension
Elastic demand model
development with
major CCC and UKERC
scenarios
20092007
LCTP
Stochastic model, Global
TIMES model, UKTM
variants
TIAM-UCL, ETM-UCL, Scottish TIMES
CCC
Budgets
1-4
2005 2010-
RCEP
-60% CO2
target
2003 2012-14
Carbon
plan
M-Stochastic
2015
UKTM
wholeSEM
Carbon
budget 5
Stage 3: Reflection
EWP 03 Energy
Review
EWP 07
CCC report
-80% GHG
legislation
2000 2008
MARKAL M-Macro M-ED
RCUK, UK Government, CCC, Ofgem, NGOs
UKERC
Model
type
Funding
Rapid simple
structured model
development
Major 2 year UKERC
programme; enhanced
UK model with Macro
extension
Elastic demand model
development with
major CCC and UKERC
scenarios
20092007
LCTP
Stochastic model, Global
TIMES model, UKTM
variants
TIAM-UCL, ETM-UCL, Scottish TIMES
CCC
Budgets
1-4
2005 2010-
RCEP
-60% CO2
target
2003 2012-14
Carbon
plan
M-Stochastic
2015
UKTM
wholeSEM
Carbon
budget 5
Stage 4: Maturity and reimagining
EWP 03 Energy
Review
EWP 07
CCC report
-80% GHG
legislation
2000 2008
MARKAL M-Macro M-ED
RCUK, UK Government, CCC, Ofgem, NGOs
UKERC
Model
type
Funding
Rapid simple
structured model
development
Major 2 year UKERC
programme; enhanced
UK model with Macro
extension
Elastic demand model
development with
major CCC and UKERC
scenarios
20092007
LCTP
Stochastic model, Global
TIMES model, UKTM
variants
TIAM-UCL, ETM-UCL, Scottish TIMES
CCC
Budgets
1-4
2005 2010-
RCEP
-60% CO2
target
2003 2012-14
Carbon
plan
M-Stochastic
2015
UKTM
wholeSEM
Carbon
budget 5
Output metrics
• Test each model with the same two/three scenarios:
– Reference scenario with no emission cuts
– 80% reduction in CO2 emissions in 2050
– 80% reduction in CO2 emissions in 2050 with elastic
demands, for model versions 3.xx with this capability
Primary energy consumption in 2050
0
2,000
4,000
6,000
8,000
10,000
12,000
14,000
2.1
2.7
3.17
3.22
3.25
3.26
2.1
2.7
3.17
3.22
3.25
3.26
Primaryenergyconsumption(PJ)
No CO2 constraint With CO2 constraint
Imported electricity
Nuclear electricity
Coal
Refined oil
Oil
Natural Gas
Biomass and waste
Renewable electricity
Final energy consumption in 2050
0
1,000
2,000
3,000
4,000
5,000
6,000
7,000
2.1
2.7
3.17
3.22
3.25
3.26
2.1
2.7
3.17
3.22
3.25
3.26
Finalenergyconsumption(PJ)
No CO2 constraint With CO2 constraint
Non-energy
use
Transport
Services
Residential
Industry
Agriculture
Electricity generation in 2050
0
200
400
600
800
1,000
1,200
2.1
2.7
3.17
3.22
3.25
3.26
2.1
2.7
3.17
3.22
3.25
3.26
Electricitygeneration(TWh)
No CO2 constraint With CO2 constraint
Storage
Imports
Other
Marine
Wind
Hydro
Nuclear
Gas CCS
Gas
Coal CCS
Cofiring CCS
Coal
Consumption of biomass products in 2050
0
500
1,000
1,500
2,000
2,500
2.1
2.7
3.17
3.22
3.25
3.26
2.1
2.7
3.17
3.22
3.25
3.26
Bio-productsdestination(PJ)
No CO2 constraint With CO2 constraint
Transport
Service
Residential
Industry
Hydrogen
Electricity
Biomethane
Transport fuel consumption in 2050
0
500
1,000
1,500
2,000
2,500
2.1
2.7
3.17
3.22
3.25
3.26
2.1
2.7
3.17
3.22
3.25
3.26
Transportfuelconsumption(TWh)
No CO2 constraint With CO2 constraint
Ethanol
Bio-diesel
Jet fuel
Hydrogen
Electricity
Diesel
Petrol
Residential heat generation in 2050
0
500
1,000
1,500
2,000
2,500
2.1
2.7
3.17
3.22
3.25
3.26
2.1
2.7
3.17
3.22
3.25
3.26
Residentialheatgeneration(PJ)
No CO2 constraint With CO2 constraint
Solar
Biomass
Natural gas
Heat
Coal
Electricity
Oil
CO2 emissions in 2050
-100
0
100
200
300
400
-50
0
50
100
150
200
2.1 2.7 3.17 3.22 3.25 3.26
MarginalcostofCO2(£/t)
CO2emisssions(Mt)
Other Emissions
Transport
Services
Residential
Industry
Hydrogen
Electricity
Agriculture
Upstream
Marginal CO2 price
Relationships between input and
output metrics
1. Impact of model changes within sectors on these
outputs
2. Impact of model changes between versions
Need to convert outputs in graphs into indices
Relationships between input and
output metrics
• Primary and final energy consumptions do not
greatly change between most versions.
• Large variations within some individual sectors.
• Weak links between number of changes to input data
and changes to outputs for most sectors.
• All types of model changes (topology, constraints,
parameters) strongly influence the outputs.
Conclusions from UK MARKAL
• UK MARKAL development has been influenced by the
interests of the UK government and the research projects
funding model development.
• Energy system costs tend to increase in subsequent model
versions.
• There is clear evidence of a strategy to balance model
complexity and accuracy over time.
• Model archaeology compels the modeller to perform a
systematic review of the model and the modelling process,
and can improve the transparency of research model studies.
Postscript: TIAM-UCL technologies
(early results)
Topology changes (technologies)
Version Year
Electricity Residential Industry Transport
+ – + – + – + –
v2012 2012 38% 0 0 0 0 0 21% 66%
v3.0.7 2013 23% -35% 2% -1% 3% -3% 30% -100%
v4.0.4 2015 37% -30% 1% -2% 3% -3% 237% -100%
v4.1.0 2016 31% -34% 2% -4% 3% -3% 42% -100%
Postscript: TIAM-UCL (early results)
Number of links, techs & comms
TIAM-UCL parameter changes
Thank you for
listening
http://link.springer.com/article/
10.1007/s10666-014-9417-
3/fulltext.html

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Model archaeology

  • 1. Model archaeology Paul E. Dodds UCL Energy Institute, University College London Presented at the 70th IEA ETSAP workshop, Madrid, on 17 November 2016
  • 2. Introduction • Energy system models have opaque structures – changes between model versions? – extent of changes described in research papers. • We wanted to develop a UK TIMES Model (UKTM). • Inform development of UKTM by reviewing development of UK MARKAL over several years. • Developed a formal methodology for this that we call “model archaeology”.
  • 3. Model archaeology • Quantitatively examine the balance and evolution of energy system models through the ex post analysis of both model inputs and outputs using a series of metrics. • These metrics help us to understand how models are developed and used and are a powerful tool for effectively targeting future model improvements.
  • 4. Input metrics 1. Model paradigm and equations 2. Spatial and temporal dimensions 3. Energy system structure (model topology) 4. Modelled system constraints 5. Parameter data
  • 5. Case study of UK MARKAL
  • 6. Model paradigm and equations • UK MARKAL always run using the ANSWER interface. • No changes to the underlying equations within the MARKAL source code. • Several UK MARKAL variants developed: – Hybrid macro research version. – Elastic energy service demands since v3.17. – Stochastic version to examine perfect foresight.
  • 7. Spatial and temporal dimensions Spatial dimensions: • Single region model in all production versions. • Spatial hydrogen research version: – nine UK demand regions, six supply points, and a set of 200 infrastructure development options for hydrogen pipelines. • Two-region model that includes Scotland and Rest-of-the-UK. Temporal dimensions: • Runs to 2070 in earlier versions and 2050 from v3.25 onwards. • 3 seasons and 2 intraday timeslides in production versions. • 4 seasons and 5 intra-day time-slices in a higher-resolution version.
  • 8. Energy system structure (model topology) 0 500 1000 1500 2000 2002 2004 2006 2008 2010 2012 Numberoflinks/techs,comms, demands Links Techs, comms, demands Techs, comms, demands excluding dummy techs
  • 9. Diverse technology statistics Sector Technologies Fraction from v2.1 in v3.26 Tech diversity/Mte CO2 emissions Tech diversity/TJ equivalent demandv2.1 v3.26 Resources 117 130 97% - - Electricity 94 140 81% 0.9 - Process 114 111 78% 2.8 - Residential 92 123 93% 1.4 66.3 Service 36 52 100% 2.8 53.3 Industry 98 93 94% 1.3 46.3 Transport 110 117 84% 1.0 65.2 Total 661 766 89% 1.5 57.5
  • 10. Change in the number of diverse technologies between model versions Version Year Electricity Process Residential Transport + – + – + – + – v2.7 2007 0% –0% 0% –0% 0% –0% 0% –0% v3.17 2008 40% –15% 17% –22% 37% –82% 19% –16% v3.22 2009 2% –2% 2% –1% 135% –4% 0% –0% v3.25 2010 10% –1% 3% –1% 0% –0% 4% –0% v3.26 2011 9% –1% 0% –0% 4% –0% 1% –2%
  • 11. Number of user constraints 0 20 40 60 80 100 120 2004 2006 2008 2010 2012 Constraints
  • 12. Number of constraint changes (additions + deletions) Constraints in v3.26 Total number of additions and deletions v2.7 v3.17 v3.22 v3.25 v3.26 Resource 3 0 0 0 0 0 Electricity 24 0 11 1 10 3 Process 3 0 2 0 3 0 Residential 23 0 13 14 4 0 Service 6 0 1 0 2 0 Industry 9 0 0 0 2 0 Transport 42 0 23 0 6 0 Total 110 0 50 15 27 3
  • 13. Parameter data 0% 5% 10% 15% 20% 25% 2.7 3.17 3.22 3.25 3.26 Parameterchanges Cost changes Flow changes Bound changes
  • 14. Technologies with parameter changes Total number of parameter changes v2.7 v3.17 v3.22 v3.25 v3.26 Resource 0% 34% 0% 23% 40% Electricity 18% 19% 32% 19% 39% Process 1% 6% 0% 5% 0% Residential 11% 27% 21% 4% 30% Service 56% 0% 0% 0% 0% Industry 0% 0% 1% 3% 0% Transport 0% 11% 0% 35% 25% Total 7% 15% 9% 15% 23%
  • 15. Overall technology changes by sector Sector Number of technologies Fraction of v2.1 techs subsequently changed Techs in v3.26 added or changed since v2.1v2.1 v3.26 Resources 117 130 51% 57% Electricity 134 177 75% 83% Process 123 122 15% 32% Residential 98 131 99% 99% Service 40 56 58% 71% Industry 133 128 3% 4% Transport 540 511 30% 45% Total 1185 1255 47% 55%
  • 16. Evolution of UK MARKAL We examined publications using the model: • Stage 1: Initial development • Stage 2: Experimentation and incremental improvement • Stage 3: Reflection • Stage 4: Maturity and reimagining
  • 17. Stage 1: initial development EWP 03 Energy Review EWP 07 CCC report -80% GHG legislation 2000 2008 MARKAL M-Macro M-ED RCUK, UK Government, CCC, Ofgem, NGOs UKERC Model type Funding Rapid simple structured model development Major 2 year UKERC programme; enhanced UK model with Macro extension Elastic demand model development with major CCC and UKERC scenarios 20092007 LCTP Stochastic model, Global TIMES model, UKTM variants TIAM-UCL, ETM-UCL, Scottish TIMES CCC Budgets 1-4 2005 2010- RCEP -60% CO2 target 2003 2012-14 Carbon plan M-Stochastic 2015 UKTM wholeSEM Carbon budget 5
  • 18. Stage 2: Experimentation and incremental improvement EWP 03 Energy Review EWP 07 CCC report -80% GHG legislation 2000 2008 MARKAL M-Macro M-ED RCUK, UK Government, CCC, Ofgem, NGOs UKERC Model type Funding Rapid simple structured model development Major 2 year UKERC programme; enhanced UK model with Macro extension Elastic demand model development with major CCC and UKERC scenarios 20092007 LCTP Stochastic model, Global TIMES model, UKTM variants TIAM-UCL, ETM-UCL, Scottish TIMES CCC Budgets 1-4 2005 2010- RCEP -60% CO2 target 2003 2012-14 Carbon plan M-Stochastic 2015 UKTM wholeSEM Carbon budget 5
  • 19. Stage 3: Reflection EWP 03 Energy Review EWP 07 CCC report -80% GHG legislation 2000 2008 MARKAL M-Macro M-ED RCUK, UK Government, CCC, Ofgem, NGOs UKERC Model type Funding Rapid simple structured model development Major 2 year UKERC programme; enhanced UK model with Macro extension Elastic demand model development with major CCC and UKERC scenarios 20092007 LCTP Stochastic model, Global TIMES model, UKTM variants TIAM-UCL, ETM-UCL, Scottish TIMES CCC Budgets 1-4 2005 2010- RCEP -60% CO2 target 2003 2012-14 Carbon plan M-Stochastic 2015 UKTM wholeSEM Carbon budget 5
  • 20. Stage 4: Maturity and reimagining EWP 03 Energy Review EWP 07 CCC report -80% GHG legislation 2000 2008 MARKAL M-Macro M-ED RCUK, UK Government, CCC, Ofgem, NGOs UKERC Model type Funding Rapid simple structured model development Major 2 year UKERC programme; enhanced UK model with Macro extension Elastic demand model development with major CCC and UKERC scenarios 20092007 LCTP Stochastic model, Global TIMES model, UKTM variants TIAM-UCL, ETM-UCL, Scottish TIMES CCC Budgets 1-4 2005 2010- RCEP -60% CO2 target 2003 2012-14 Carbon plan M-Stochastic 2015 UKTM wholeSEM Carbon budget 5
  • 21. Output metrics • Test each model with the same two/three scenarios: – Reference scenario with no emission cuts – 80% reduction in CO2 emissions in 2050 – 80% reduction in CO2 emissions in 2050 with elastic demands, for model versions 3.xx with this capability
  • 22. Primary energy consumption in 2050 0 2,000 4,000 6,000 8,000 10,000 12,000 14,000 2.1 2.7 3.17 3.22 3.25 3.26 2.1 2.7 3.17 3.22 3.25 3.26 Primaryenergyconsumption(PJ) No CO2 constraint With CO2 constraint Imported electricity Nuclear electricity Coal Refined oil Oil Natural Gas Biomass and waste Renewable electricity
  • 23. Final energy consumption in 2050 0 1,000 2,000 3,000 4,000 5,000 6,000 7,000 2.1 2.7 3.17 3.22 3.25 3.26 2.1 2.7 3.17 3.22 3.25 3.26 Finalenergyconsumption(PJ) No CO2 constraint With CO2 constraint Non-energy use Transport Services Residential Industry Agriculture
  • 24. Electricity generation in 2050 0 200 400 600 800 1,000 1,200 2.1 2.7 3.17 3.22 3.25 3.26 2.1 2.7 3.17 3.22 3.25 3.26 Electricitygeneration(TWh) No CO2 constraint With CO2 constraint Storage Imports Other Marine Wind Hydro Nuclear Gas CCS Gas Coal CCS Cofiring CCS Coal
  • 25. Consumption of biomass products in 2050 0 500 1,000 1,500 2,000 2,500 2.1 2.7 3.17 3.22 3.25 3.26 2.1 2.7 3.17 3.22 3.25 3.26 Bio-productsdestination(PJ) No CO2 constraint With CO2 constraint Transport Service Residential Industry Hydrogen Electricity Biomethane
  • 26. Transport fuel consumption in 2050 0 500 1,000 1,500 2,000 2,500 2.1 2.7 3.17 3.22 3.25 3.26 2.1 2.7 3.17 3.22 3.25 3.26 Transportfuelconsumption(TWh) No CO2 constraint With CO2 constraint Ethanol Bio-diesel Jet fuel Hydrogen Electricity Diesel Petrol
  • 27. Residential heat generation in 2050 0 500 1,000 1,500 2,000 2,500 2.1 2.7 3.17 3.22 3.25 3.26 2.1 2.7 3.17 3.22 3.25 3.26 Residentialheatgeneration(PJ) No CO2 constraint With CO2 constraint Solar Biomass Natural gas Heat Coal Electricity Oil
  • 28. CO2 emissions in 2050 -100 0 100 200 300 400 -50 0 50 100 150 200 2.1 2.7 3.17 3.22 3.25 3.26 MarginalcostofCO2(£/t) CO2emisssions(Mt) Other Emissions Transport Services Residential Industry Hydrogen Electricity Agriculture Upstream Marginal CO2 price
  • 29. Relationships between input and output metrics 1. Impact of model changes within sectors on these outputs 2. Impact of model changes between versions Need to convert outputs in graphs into indices
  • 30. Relationships between input and output metrics • Primary and final energy consumptions do not greatly change between most versions. • Large variations within some individual sectors. • Weak links between number of changes to input data and changes to outputs for most sectors. • All types of model changes (topology, constraints, parameters) strongly influence the outputs.
  • 31. Conclusions from UK MARKAL • UK MARKAL development has been influenced by the interests of the UK government and the research projects funding model development. • Energy system costs tend to increase in subsequent model versions. • There is clear evidence of a strategy to balance model complexity and accuracy over time. • Model archaeology compels the modeller to perform a systematic review of the model and the modelling process, and can improve the transparency of research model studies.
  • 33. Topology changes (technologies) Version Year Electricity Residential Industry Transport + – + – + – + – v2012 2012 38% 0 0 0 0 0 21% 66% v3.0.7 2013 23% -35% 2% -1% 3% -3% 30% -100% v4.0.4 2015 37% -30% 1% -2% 3% -3% 237% -100% v4.1.0 2016 31% -34% 2% -4% 3% -3% 42% -100%
  • 34. Postscript: TIAM-UCL (early results) Number of links, techs & comms