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A large scale comparison of the position of
countries in international collaboration and
mobility according to their scientific
capacities
STI 2017, 6-8 September, Paris, France
Zaida Chinchilla-Rodríguez, Lili Miao, Dakota Murray, Nicolás Robinson-
García, Rodrigo Costas and Cassidy R. Sugimoto
Research Agenda
What is the Relationship between collaboration
and mobility?
How does this relate to a nation’s scientific and
economic capacity?
STI Conference 2017 2
Dimensions of Connectivity
STI Conference 2017 3
Mobility…serves to both
strengthen the scientific
capacity of the countries
and benefit the scientific
careers of individual
researchers (OECD 2008)
Dimensions of Connectivity
STI Conference 2017 4
International collaboration
plays an important role in
fostering high-quality
knowledge production (Royal
Society 2011)
Mobility…serves to both
strengthen the scientific
capacity of the countries
and benefit the scientific
careers of individual
researchers (OECD 2008)
Dimensions of Connectivity
STI Conference 2017 5
International collaboration
plays an important role in
fostering high-quality
knowledge production (Royal
Society 2011)
Mobility…serves to both
strengthen the scientific
capacity of the countries
and benefit the scientific
careers of individual
researchers (OECD 2008)
…mobility has been advocated as key to
increasing the efficiency and effectiveness
of research (Van Noorden, 2012: Scellato
et al. 2015)
Many Institutions Believe
International partnerships are
important
Such partnerships improve science
STI Conference 2017 6
International Partnership
• Traditionally, large-scale analyses have
examined only collaboration or mobility
STI Conference 2017 7
Well-studied “elite” countries
STI Conference 2017 8
Understudied Periphery
STI Conference 2017 9
Moving away from the elite
• To understand the
global system of
science, we must move
away from the “elite”
and towards a new
comprehensive analysis
of international
scientific partnership
STI Conference 2017 10
Our Goal
Introduce new indicators and approaches
STI Conference 2017 11
Our Goal
Introduce new indicators and approaches
Demonstrate how they can help to understand
global system of science
STI Conference 2017 12
ESTABLISH A TERMINOLOGY
STI Conference 2017 13
International Partnerships
Collaboration
Co-Affiliation
Migration
STI Conference 2017 14
Collaboration
STI Conference 2017 15
Example: this paper!
STI Conference 2017 16
Other forms of mobility
STI Conference 2017 17
International co-affiliation
Holding more than one affiliation in two
countries during a period of study
STI Conference 2017 18
t0
STI Conference 2017 19
t1
STI Conference 2017 20
Linked by co-affiliation
STI Conference 2017 21
International Migration
More permanent movements between
affiliations in 2 or more countries
STI Conference 2017 22
t0
STI Conference 2017 23
t1
STI Conference 2017 24
t2
STI Conference 2017 25
Linked by migration
STI Conference 2017 26
Scientific Mobility
both co-affiliation and migration
STI Conference 2017 27
For a more thorough treatment
• Careers & Mobility (2)
• Thursday 7 Sept. 11:30 – 13:00 – Session 222 –
Room 2
• Unveiling the multiple faces of mobility: Towards
a taxonomy of scientific mobility types based on
bibliometric data
• Nicolas Robinson-Garcia, Cassidy R. Sugimoto, Dakota Murray, Alfredo Yegros-Yegros, Vincent Larivière and
Rodrigo Costas.
STI Conference 2017 28
COUNTRY-LEVEL CLASSIFICATIONS
STI Conference 2017 29
Scientific capacity of nations
• Scientific Capacity is
the ability to use
specialized knowledge
and exploit it to
conduct research,
(Wagner et al 2001).
• Investment,
infrastructure, and
output
STI Conference 2017 30
Income level
STI Conference 2017 31(World Bank, 2016)
Research Questions
• What is the relationship between the
international mobility and collaboration of a
country?
• What is the relationship between the number of
collaborative and mobility links between
countries?
• To what extent do these relationships vary by the
scientific and economic capacity of the country?
STI Conference 2017 32
DATA
STI Conference 2017 33
Web of Science
STI Conference 2017 34
2008 – 2015
Web of Science
STI Conference 2017 35
2008 – 2015
First publication in 2008 – 2015
Web of Science
STI Conference 2017 36
2008 – 2015
First publication in 2008 – 2015
Disambiguation
Caron and van Eck (2014)
John Smith
STI Conference 2017 37
Disambiguation
Caron and van Eck (2014)
WoS includes emails
during starting 2008
John Smith
STI Conference 2017 38
Final Dataset
STI Conference 2017 39
3,251,797
Final Dataset
STI Conference 2017
3,251,797 14,097,939
Final Dataset
STI Conference 2017 41
3,251,797 14,097,939 213 Countries
METHODS AND RESULTS
Lili Miao
STI Conference 2017 42
Total number of publications
STI Conference 2017 43
+8
Number of international publications
STI Conference 2017 44
+3+1
Total number of active researchers
STI Conference 2017 45
+5
Number of mobile researchers
STI Conference 2017 46
+1+2
Percentage of international
collaboration
STI Conference 2017 47STI Conference 2017 47
#international pubs
#all pubs
Percentage of mobile researchers
linked to other counties
STI Conference 2017 48
#mobile researchers
#all researchers
Number of countries linked in
collaboration
STI Conference 2017 49
+1+1
Number of countries linked in mobility
STI Conference 2017 50
+1+1
An overview of collaboration and mobility patterns
Results (I)
Correlation between percent of mobile authors and percent of internationally co-authored
publications for (a) all countries, (c) more prolific countries and (d) less prolific countries
Size matters. Strong size-dependence relationship
Correlation between percent of mobile authors and percent of internationally co-authored
publications for (a) all countries, (c) more prolific countries and (d) less prolific countries
Size matters. Strong size-dependence relationship
Correlation between percent of mobile authors and percent of internationally co-authored
publications for (a) all countries, and (b) number of countries with which a country has established
mobility links by the number of countries with which that country has collaboration co-authored
publications
Higher collaboration shares reach the fewer number of countries
Mean average of mobile authors and
international publications by group.
The smaller the country, the more dependence on connectivity
Scientific relationships are highly resource-dependent
Mean average of mobile authors and
international publications by group.
The smaller the country, the more dependence on connectivity
Scientific relationships are highly resource-dependent
Mean average of countries with mobile
authors and international publications by
group.
Mobile researchers in
advanced countries
reach 68 % of
collaborative partners,
whereas in lagging
countries, they hardly
reach 29%
The number of countries with mobility is fe
wer than collaborative partners
Distributions of mobility and international collaboration by group.
Partnerships, preferences, or possibilities?
Group-specific analysis according to their scientific
and technological capacities
Results (II)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically advanced countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically advanced countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically advanced countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically advanced countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically advanced countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically developing countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically developing countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically developing countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically developing countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
Percentages (left) and number of countries (right) in international mobility and in
collaboration among the scientifically lagging countries
Legend: The central axes show the mean average of percentages and number of countries in
each group. The colours refer to the income level: (green: high, blue: upper-middle, orange:
low-middle and red: low)
SUMMARY
Dakota Murray
STI Conference 2017 70
Introduced indicators
STI Conference 2017 71STI Conference 2017
Collaboration related to mobility
STI Conference 2017 72
But not the same
STI Conference 2017 73
Partnership preferences
STI Conference 2017 74
Heterogeneity of the “global brain”
STI Conference 2017 75
IMPLICATIONS
STI Conference 2017 76
≠
STI Conference 2017 77STI Conference 2017 77
Not all partnerships are equal
Deviance from assumptions
STI Conference 2017 78
Heterogeneity
STI Conference 2017 79
Many perspectives needed
STI Conference 2017 80
Revisiting classifications
STI Conference 2017 81
LIMITATIONS AND FUTURE WORK
STI Conference 2017 82
Heterogeneity
• Preliminary, large-scale
analysis
• No consideration of
disciplinary context
• Size-dependent
indicators
STI Conference 2017 83
Causality
• Mobility ≠ Collaboration, but
they are related
• does mobility cause
collaboration, or vice versa?
• Are the people who are mobile
the same people who are
collaborating?
STI Conference 2017 84
Future Approaches
STI Conference 2017 85
Future Approaches
Network analysis
STI Conference 2017 86
Future Approaches
Network analysis
Time dimension
STI Conference 2017 87
Future Approaches
Network analysis
Time dimension
Diverse Indicators
STI Conference 2017 88
Future Approaches
Network analysis
Time dimension
Diverse Indicators
Mobility Flows
STI Conference 2017 89
Future Approaches
Network analysis
Time dimension
Diverse Indicators
Mobility Flows
Size-independent
indicators
• Affinity Indices
STI Conference 2017 90
Acknowledgements
• Zaida Chinchilla-Rodríguez, Nicolás Robinson-
García, Rodrigo Costas and Cassidy R.
Sugimoto
• CWTS for insights and data
• STI 2017 Paris
STI Conference 2017 91
STI 2017, 6-8 September, Paris, France
A large-scale comparison of the position of
countries in international collaboration and
mobility according to their scientific
capacities
Thanks for your attention!
Questions?

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A large scale comparison of the position of countries in international collaboration and mobility according to their scientific capacities

  • 1. A large scale comparison of the position of countries in international collaboration and mobility according to their scientific capacities STI 2017, 6-8 September, Paris, France Zaida Chinchilla-Rodríguez, Lili Miao, Dakota Murray, Nicolás Robinson- García, Rodrigo Costas and Cassidy R. Sugimoto
  • 2. Research Agenda What is the Relationship between collaboration and mobility? How does this relate to a nation’s scientific and economic capacity? STI Conference 2017 2
  • 3. Dimensions of Connectivity STI Conference 2017 3 Mobility…serves to both strengthen the scientific capacity of the countries and benefit the scientific careers of individual researchers (OECD 2008)
  • 4. Dimensions of Connectivity STI Conference 2017 4 International collaboration plays an important role in fostering high-quality knowledge production (Royal Society 2011) Mobility…serves to both strengthen the scientific capacity of the countries and benefit the scientific careers of individual researchers (OECD 2008)
  • 5. Dimensions of Connectivity STI Conference 2017 5 International collaboration plays an important role in fostering high-quality knowledge production (Royal Society 2011) Mobility…serves to both strengthen the scientific capacity of the countries and benefit the scientific careers of individual researchers (OECD 2008) …mobility has been advocated as key to increasing the efficiency and effectiveness of research (Van Noorden, 2012: Scellato et al. 2015)
  • 6. Many Institutions Believe International partnerships are important Such partnerships improve science STI Conference 2017 6
  • 7. International Partnership • Traditionally, large-scale analyses have examined only collaboration or mobility STI Conference 2017 7
  • 10. Moving away from the elite • To understand the global system of science, we must move away from the “elite” and towards a new comprehensive analysis of international scientific partnership STI Conference 2017 10
  • 11. Our Goal Introduce new indicators and approaches STI Conference 2017 11
  • 12. Our Goal Introduce new indicators and approaches Demonstrate how they can help to understand global system of science STI Conference 2017 12
  • 13. ESTABLISH A TERMINOLOGY STI Conference 2017 13
  • 16. Example: this paper! STI Conference 2017 16
  • 17. Other forms of mobility STI Conference 2017 17
  • 18. International co-affiliation Holding more than one affiliation in two countries during a period of study STI Conference 2017 18
  • 21. Linked by co-affiliation STI Conference 2017 21
  • 22. International Migration More permanent movements between affiliations in 2 or more countries STI Conference 2017 22
  • 26. Linked by migration STI Conference 2017 26
  • 27. Scientific Mobility both co-affiliation and migration STI Conference 2017 27
  • 28. For a more thorough treatment • Careers & Mobility (2) • Thursday 7 Sept. 11:30 – 13:00 – Session 222 – Room 2 • Unveiling the multiple faces of mobility: Towards a taxonomy of scientific mobility types based on bibliometric data • Nicolas Robinson-Garcia, Cassidy R. Sugimoto, Dakota Murray, Alfredo Yegros-Yegros, Vincent Larivière and Rodrigo Costas. STI Conference 2017 28
  • 30. Scientific capacity of nations • Scientific Capacity is the ability to use specialized knowledge and exploit it to conduct research, (Wagner et al 2001). • Investment, infrastructure, and output STI Conference 2017 30
  • 31. Income level STI Conference 2017 31(World Bank, 2016)
  • 32. Research Questions • What is the relationship between the international mobility and collaboration of a country? • What is the relationship between the number of collaborative and mobility links between countries? • To what extent do these relationships vary by the scientific and economic capacity of the country? STI Conference 2017 32
  • 34. Web of Science STI Conference 2017 34 2008 – 2015
  • 35. Web of Science STI Conference 2017 35 2008 – 2015 First publication in 2008 – 2015
  • 36. Web of Science STI Conference 2017 36 2008 – 2015 First publication in 2008 – 2015
  • 37. Disambiguation Caron and van Eck (2014) John Smith STI Conference 2017 37
  • 38. Disambiguation Caron and van Eck (2014) WoS includes emails during starting 2008 John Smith STI Conference 2017 38
  • 39. Final Dataset STI Conference 2017 39 3,251,797
  • 40. Final Dataset STI Conference 2017 3,251,797 14,097,939
  • 41. Final Dataset STI Conference 2017 41 3,251,797 14,097,939 213 Countries
  • 42. METHODS AND RESULTS Lili Miao STI Conference 2017 42
  • 43. Total number of publications STI Conference 2017 43 +8
  • 44. Number of international publications STI Conference 2017 44 +3+1
  • 45. Total number of active researchers STI Conference 2017 45 +5
  • 46. Number of mobile researchers STI Conference 2017 46 +1+2
  • 47. Percentage of international collaboration STI Conference 2017 47STI Conference 2017 47 #international pubs #all pubs
  • 48. Percentage of mobile researchers linked to other counties STI Conference 2017 48 #mobile researchers #all researchers
  • 49. Number of countries linked in collaboration STI Conference 2017 49 +1+1
  • 50. Number of countries linked in mobility STI Conference 2017 50 +1+1
  • 51. An overview of collaboration and mobility patterns Results (I)
  • 52. Correlation between percent of mobile authors and percent of internationally co-authored publications for (a) all countries, (c) more prolific countries and (d) less prolific countries Size matters. Strong size-dependence relationship
  • 53. Correlation between percent of mobile authors and percent of internationally co-authored publications for (a) all countries, (c) more prolific countries and (d) less prolific countries Size matters. Strong size-dependence relationship
  • 54. Correlation between percent of mobile authors and percent of internationally co-authored publications for (a) all countries, and (b) number of countries with which a country has established mobility links by the number of countries with which that country has collaboration co-authored publications Higher collaboration shares reach the fewer number of countries
  • 55. Mean average of mobile authors and international publications by group. The smaller the country, the more dependence on connectivity Scientific relationships are highly resource-dependent
  • 56. Mean average of mobile authors and international publications by group. The smaller the country, the more dependence on connectivity Scientific relationships are highly resource-dependent
  • 57. Mean average of countries with mobile authors and international publications by group. Mobile researchers in advanced countries reach 68 % of collaborative partners, whereas in lagging countries, they hardly reach 29% The number of countries with mobility is fe wer than collaborative partners
  • 58. Distributions of mobility and international collaboration by group. Partnerships, preferences, or possibilities?
  • 59. Group-specific analysis according to their scientific and technological capacities Results (II)
  • 60. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically advanced countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 61. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically advanced countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 62. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically advanced countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 63. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically advanced countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 64. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically advanced countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 65. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically developing countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 66. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically developing countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 67. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically developing countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 68. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically developing countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 69. Percentages (left) and number of countries (right) in international mobility and in collaboration among the scientifically lagging countries Legend: The central axes show the mean average of percentages and number of countries in each group. The colours refer to the income level: (green: high, blue: upper-middle, orange: low-middle and red: low)
  • 71. Introduced indicators STI Conference 2017 71STI Conference 2017
  • 72. Collaboration related to mobility STI Conference 2017 72
  • 73. But not the same STI Conference 2017 73
  • 75. Heterogeneity of the “global brain” STI Conference 2017 75
  • 77. ≠ STI Conference 2017 77STI Conference 2017 77 Not all partnerships are equal
  • 78. Deviance from assumptions STI Conference 2017 78
  • 80. Many perspectives needed STI Conference 2017 80
  • 82. LIMITATIONS AND FUTURE WORK STI Conference 2017 82
  • 83. Heterogeneity • Preliminary, large-scale analysis • No consideration of disciplinary context • Size-dependent indicators STI Conference 2017 83
  • 84. Causality • Mobility ≠ Collaboration, but they are related • does mobility cause collaboration, or vice versa? • Are the people who are mobile the same people who are collaborating? STI Conference 2017 84
  • 87. Future Approaches Network analysis Time dimension STI Conference 2017 87
  • 88. Future Approaches Network analysis Time dimension Diverse Indicators STI Conference 2017 88
  • 89. Future Approaches Network analysis Time dimension Diverse Indicators Mobility Flows STI Conference 2017 89
  • 90. Future Approaches Network analysis Time dimension Diverse Indicators Mobility Flows Size-independent indicators • Affinity Indices STI Conference 2017 90
  • 91. Acknowledgements • Zaida Chinchilla-Rodríguez, Nicolás Robinson- García, Rodrigo Costas and Cassidy R. Sugimoto • CWTS for insights and data • STI 2017 Paris STI Conference 2017 91
  • 92. STI 2017, 6-8 September, Paris, France A large-scale comparison of the position of countries in international collaboration and mobility according to their scientific capacities Thanks for your attention! Questions?