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THE PERFORMANCE OF MASONRY
  BUILDINGS IN THE 2010/2011
      EARTHQUAKE SWARM
          Jason Ingham


         University of Auckland
The performance of masonry buildings in
      the Christchurch earthquake




                Jason Ingham
          The University of Auckland
Contributors


Dmytro Dizhur        Lisa Moon            Charlotte Knox    Hossein Derekhshan       Najif Ismail
 Auckland, NZ     Adelaide, Australia      Auckland, NZ        Aurecon, NZ          Auckland, NZ




 Jocelyn Dickie      Ilaria Senaldi        Jose Centeno        Joao Leite            Will Cyrier
Calgary, Canada      Pavia, Italy       Vancouver, Canada     Minho, Portugal    Washington State, USA
History of masonry
construction in New Zealand
Early Construction Practice
        Before 1830




                         1833

              1860       1880
Early Christchurch
    Both stone and clay brick masonry




Victorian Christchurch in 1885 (Coxhead 1885)   Christchurch’s first ‘skyscraper’, photo
                                                circa 1910 (Brittenden Collection 1910)
1931 Hawke’s Bay earthquake
  (256 deaths, 525 aftershocks in 14 days, M7.8)




Hastings Street, Napier, circa 1914 (Alexander    View down Hastings Street, Napier after the
              Turnbull Library).                 1931 earthquake (Alexander Turnbull Library).
1931 Hawke’s Bay earthquake
                  (earthquake followed by fire)




Looking over Napier at the buildings ruined by   Ruins of the Napier Anglican Cathedral
the 1931 earthquake and the fires (Alexander       after the 1931 Napier earthquake
              Turnbull Library).                     (Alexander Turnbull Library).
Slow steady loss of heritage unreinforced
          masonry buildings, post-1930




Alexander Turnbull Library           Alexander Turnbull Library


                             Wellington, 1950
Concrete Masonry Construction flourishes,
              1960-1990




           1965 Warren Townhouse
1975 Dawn of Capacity Design




• Ductility
• Confinement
• Plastic hinges
Concrete masonry construction today
Clay brick masonry veneer on timber
   frame, residential construction
Number of earthquake prone URM
buildings in different regions of NZ




    Estimated %NBS of URM buildings in Provinces throughout New Zealand
Tectonic setting
New Zealand’s tectonic setting


              Japan
                                      California

               Taiwan



                                                   Chile
                        New Zealand
No known faults
4 September 2010
Earthquake statistics
• Date: 04.09.2010 4:35 am (NZ Standard
  time)
• Magnitude: Mw 7.1
• Focal depth: 10 km
• Maximum Intensity: MMI 8
• No direct fatalities (one heart attack)
• 1 major casualty due to falling chimney

• Largest earthquake on record to occur
  within 40 km of major city and cause no
  fatalities

                                            Credit: GeoNet
Fault trace
• Numerous places where offset could be
  measured – right lateral up to about 3 m,
  with variable vertical throw (mostly < 1 m).




                                 Credit: GNS
Out-of-plane URM wall failure
       162 URM buildings > 10% damage
Parapet failures
22 February 2011
22 February 2011
• David Biggs overnighted in Grand Chancellor
  hotel
• Jason flew from Nelson arriving 7.30 am, bags
  checked on to Wellington
• Interviewed by Canterbury TV at 11.00 am
• Ken Elwood (Vancouver) in audience
• 84 attendees at afternoon seminar
• Earthquake struck at 12.51 pm
22 February, 1pm. M6.3
Sept & Oct 2010


Earthquake Swarm
                   Nov & Dec 2010




                   Jan & Feb (15th) 2011




                   Feb 22nd – Mar 28, 2011
Evacuating the city centre
 (arrived in Chch at 7.30 am, scheduled to depart at 7.30 pm)
Comparison
Comparisons
Year   Event            Country   Magnitude   Duration   Depth   Time    Deaths
                                               (sec)      (km)
1931   Napier           NZ           7.9        150       20     10.47    256
1989   Loma Prieta      USA          6.9        17        18     17.54     63
1994   Northridge       USA          6.7        15        19     4.31      33
2001   Nisqualle        USA          6.8        10        52     10.54     0
2007   Gisborne         NZ           6.8         7        44     20.55     0
2009   L’Aquila         Italy        6.3        10        10     3.32     308
2010   Port-au-Prince   Haiti        7.0        35        13     16.53   316,000
2010   Maule            Chile        8.8        180       35     3.34     562
2010   Darfield         NZ           7.1        10        10     4.35      0
2011   Christchurch     NZ           6.3         7         5     12.51    181
2011   Tohoku           Japan        9.0      120-180     32     14.46   25,000
Transect
Command centre   Day 5       Cathedral

                 Day 4

                         During earthquake
Transect
• Designed to sample on a pre-determined
  route
• Used for sampling biological species
• Deficiencies
  – Dependent on route, and route was intentionally
    selected to survey large stock of URM buildings
  – Level 1 sampling, building condition judged
    exclusively by appearance of street frontage
  – Data is subjective
URM = 52%

Of URM, 48% red

Red URM = 24.8%

Some buildings worse
than appear from street
front

Say about 1 in 3 red
overall




Thanks to Quincy Ma,
Liam Wotherspoon,
Rick Henry
Benefits
• Immediately of interest to Christchurch City
  Council
• Requested by the Historic Places Trust
• Used to provide accurate information to
  media
• Used in response to a request to identify a
  suite of ‘indicator buildings’
Inspections and indicator
        buildings
Indicator buildings
• If these buildings exhibit damage then others
  of this class need to be inspected also
• URM: Soft enough (damaged) so that it did
  not take shock of comparable intensity to
  cause further damage
• Other forms: Exhibiting measurable damage
  that can be easily monitored
Concrete buildings
Building Performance (final death toll 181)




                                         The Press,
                                        12/03/2011
Canterbury
Television Building
    Following 2010 event,
       engineer’s report
   recommended repair of
superficial damage but declared
          building safe.
CTV building
Pyne Gould Corporation Building
                     (1963-1964)




PGC after 2010 event; before 2011 event   PGC after 2011 event (Brian Neller)
             (Weng Y Kam)
PGC Building
David was one of the last paying customers!

                                Grand Chancellor Hotel
                                • 1980s construction
                                • Constructed in 2 stages
                                • Core wall up to 7th storey
                                • Perimeter moment frame
                                   above
                                • South face dropped 600mm
                                   to 900mm due to failure of
                                   wall at ground level and
                                   columns at 7th storey
RC Structural Wall Buildings
                                  Overall differential settlement of
                                  around 300 mm




Lightly confined boundary zones
Clay brick masonry
Area surveyed
Other locations being inspected
                       1000+ clay brick masonry
                       500+ concrete masonry
                       100+ stone masonry
                       250+ churches

                       Perhaps 25% of all
                       heritage masonry
                       buildings in New Zealand
Is this what we should expect for
    an earthquake this intense?
                                 (1:10,000 years or 1:3.65 million days!)
                                                        CENTRAL CITY AND NZS1170 SPECTRA
                                                           CLASS D DEEP OR SOFT SOIL
                                                           Larger Horizontal Components

                       1.8



                       1.6
                                                                                                     NZS1170 2500-yr Class D

                       1.4


Demand                 1.2
                                                                                                     NZS1170 500-yr Class D Deep or
                                                                                                     Soft Soil


                                                                                                     CHHC_MaxH_FEB
                        1
           SA(T) (g)




                       0.8                                                                           CCCC_MaxH_FEB


                       0.6
                                                                                                     CBGS_MaxH_FEB

                       0.4

Capacity                                                                                             REHS_MaxH_FEB

                       0.2

                                                                                                     GM_Larger_FEB
                        0
                             0    0.5   1   1.5   2       2.5       3   3.5      4         4.5   5
                                                      Period T(s)
Is this what we should expect?
• Yes. URM buildings consistently collapse in
  large earthquakes
• The NZ URM building stock is analogous to
  that of other European colonies. Past failures
  elsewhere have relevance to NZ
• Unretrofitted URM buildings loaded to about
  6 times their calculated capacity
• Why did they not all completely collapse?
Short duration of ground shaking
(Less than 10 seconds of string ground shaking on both occasions)


                  0.30
Acceleration(g)




                                                                           N64E
                  0.15
                     0
                  -0.15    4 Sept 2010
                  -0.30
                       0          10     20     30      40            50      60
                                              Time(s)




                                                        22 Feb 2011
Duration of shaking
Implications for elsewhere in NZ?
• The URM building stock throughout NZ is
  remarkably homogeneous
• The same outcome can be expected
  anywhere in NZ after a large earthquake
1. Do nothing
2. Seismic improvement
3. Demolition
Von Sierakowski and Co. Building




[1906]                                         [2010]
The Von Sierakowski Building, Corner Tuam and Columbo Street (1906). The factory
was erected in 1906 and was the largest wireworks factory in the Colonies.
Von Sierakowski and Co. Building




[1906]                                         [September 2010]
The September Darfield earthquake of 2010 caused out-of-plane wall failure and loss
of the parapet.
Von Sierakowski and Co. Building




[1906]                                         [February 2011]
The September Darfield earthquake of 2010 caused out-of-plane wall failure and loss
of the parapet.
The Christchurch Cathedral




[1888]                                        [February 2011]
The Cathedral was designed by the Englishman G.G. Scott and work began on it in
1863. The tower and spire, paid for by the Rhodes family, are complete in the
photograph but were damaged multiple times by earthquakes in 1881, 1888 which
brought down part of the top section, and again in 1901.
Poor quality of mortar




                       Many tested samples 1.0-1.5 MPa
Τ=C+µN                 compression strength
Large vertical accelerations,
       short duration


                                              Τ=c+µN

                                              If c = 0 and
                                              N=0?
      Vertical accelerations high frequency
Poor quality of diaphragm timber
Diaphragm Extraction and Testing




Establish the properties of actual heritage diaphragms with true timber species and aged
nail connections. Test both roof and floor diaphragms
Awnings/canopies and anchorage failures




                            Failures observed at both
                            ends of braces
Pier failures




Diagonal pier failure reasonably well understood
Spandrel failure over arched windows requires more attention
Spandrel failures
Pounding damage




Widespread examples of pounding damage
Pounding damage
Out-of-plane failures




Diaphragm flexibility responsible for failure
Note the anchorages into roof diaphragm
Mixed Mode failure
(In-plane, Out-of-plane, corner effects)
Multiple events, multiple intensities,
multiple directions – fragility functions
Look for cavity construction,
No header bricks
Vulnerability of cavity construction




Documenting damage
Identifying prevalence of failure modes
Fragility functions
Performance of retrofit technologies
Repair vs demolish scenarios
Performance of seismic
       retrofits
Steel strong backs generally performed well
Steel Frames
Shotcrete
Textile Reinforced Mortar
Floor Diaphragm Retrofits
Unsuccessful Parapet Strengthening
  Wall has detached from struts
Unsuccessful Parapet Strengthening
  (require protection at corners)
Failure of epoxy bonded connections
Churches
Timber frame with
 masonry veneer
      (18)                                 Reinforced concrete
                    Timber construction
                                            or steel structure
                           (16)
                                                   (20)

                                          URM stone
                                            (22)



    URM brick                                  Approximately 250
      (24)                                         churches
Damage to rubble masonry        Damage to brick masonry       Damage to a gable in St
construction in Holy Trinity    in St Luke’s church (1859),   James church (1926),
church (1872), Avonside         Christchurch                  Riccarton


      Plaster         Brick      Unrein. (?) concrete                Stone



          10              220                 170                   230
           St James Church (1926), Riccarton; wall composition
Basilica
Documenting damage

System identification
Damage detection
Performance in aftershocks
Stone masonry
• Characterisation
• Remediation
  techniques
Performance of stone masonry
         buildings




                   Excellent success of horizontal
                   and vertical post-tensioning
Success of wall-diaphragm anchorage plates
Reinforced concrete masonry
Reinforced Concrete
 Masonry Buildings
RCM Cavity construction
Rollerston Courts   Cambridge Courts
Damage to 1 and 2 Story RCM Structures
Damage to 1 and 2 Story RCM Structures
              4; 3%   1; 1%



                                  None or Non-Visible
                                  Minor
                        61; 47%   Severe
            63; 49%               Failure
Residential, commercial
Conclusions
• URM – why was there not more collapses (because of low
  duration)?
• Massive loss of architectural heritage “Christchurch now
  has no earthquake-prone buildings”
• Clear lesson for all of NZ regarding earthquake prone
  buildings. Improve or remove
• Better knowledge of URM and diaphragm materials
• Proven success of a number of retrofit technologies
• Good data on seismic performance macros URM building
  stock and of churches
• RCM failures mostly attributable to poor grouting and
  rebar detailing
As the recovery begins ...
• Futility is appearing, public lack of confidence
• Insurance companies saying that they will not
  insure a strengthened URM building

• Used to be 1/3rd of 0.22. Now 2/3rd of 0.30
  (strengthening requirement is now 3 times what
  it was a year ago)
• “Knock them all down – its too hard to make
  them safe”
“Is it acceptable that 2 New Zealand cities have been destroyed
              by earthquakes in the past 80 years?”
                 Nigel Priestley at the PCEE conference

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Ingham keynote

  • 1. THE PERFORMANCE OF MASONRY BUILDINGS IN THE 2010/2011 EARTHQUAKE SWARM Jason Ingham University of Auckland
  • 2. The performance of masonry buildings in the Christchurch earthquake Jason Ingham The University of Auckland
  • 3. Contributors Dmytro Dizhur Lisa Moon Charlotte Knox Hossein Derekhshan Najif Ismail Auckland, NZ Adelaide, Australia Auckland, NZ Aurecon, NZ Auckland, NZ Jocelyn Dickie Ilaria Senaldi Jose Centeno Joao Leite Will Cyrier Calgary, Canada Pavia, Italy Vancouver, Canada Minho, Portugal Washington State, USA
  • 5. Early Construction Practice Before 1830 1833 1860 1880
  • 6. Early Christchurch Both stone and clay brick masonry Victorian Christchurch in 1885 (Coxhead 1885) Christchurch’s first ‘skyscraper’, photo circa 1910 (Brittenden Collection 1910)
  • 7. 1931 Hawke’s Bay earthquake (256 deaths, 525 aftershocks in 14 days, M7.8) Hastings Street, Napier, circa 1914 (Alexander View down Hastings Street, Napier after the Turnbull Library). 1931 earthquake (Alexander Turnbull Library).
  • 8. 1931 Hawke’s Bay earthquake (earthquake followed by fire) Looking over Napier at the buildings ruined by Ruins of the Napier Anglican Cathedral the 1931 earthquake and the fires (Alexander after the 1931 Napier earthquake Turnbull Library). (Alexander Turnbull Library).
  • 9. Slow steady loss of heritage unreinforced masonry buildings, post-1930 Alexander Turnbull Library Alexander Turnbull Library Wellington, 1950
  • 10. Concrete Masonry Construction flourishes, 1960-1990 1965 Warren Townhouse
  • 11. 1975 Dawn of Capacity Design • Ductility • Confinement • Plastic hinges
  • 13. Clay brick masonry veneer on timber frame, residential construction
  • 14. Number of earthquake prone URM buildings in different regions of NZ Estimated %NBS of URM buildings in Provinces throughout New Zealand
  • 16. New Zealand’s tectonic setting Japan California Taiwan Chile New Zealand
  • 19. Earthquake statistics • Date: 04.09.2010 4:35 am (NZ Standard time) • Magnitude: Mw 7.1 • Focal depth: 10 km • Maximum Intensity: MMI 8 • No direct fatalities (one heart attack) • 1 major casualty due to falling chimney • Largest earthquake on record to occur within 40 km of major city and cause no fatalities Credit: GeoNet
  • 20. Fault trace • Numerous places where offset could be measured – right lateral up to about 3 m, with variable vertical throw (mostly < 1 m). Credit: GNS
  • 21. Out-of-plane URM wall failure 162 URM buildings > 10% damage
  • 24. 22 February 2011 • David Biggs overnighted in Grand Chancellor hotel • Jason flew from Nelson arriving 7.30 am, bags checked on to Wellington • Interviewed by Canterbury TV at 11.00 am • Ken Elwood (Vancouver) in audience • 84 attendees at afternoon seminar • Earthquake struck at 12.51 pm
  • 26. Sept & Oct 2010 Earthquake Swarm Nov & Dec 2010 Jan & Feb (15th) 2011 Feb 22nd – Mar 28, 2011
  • 27. Evacuating the city centre (arrived in Chch at 7.30 am, scheduled to depart at 7.30 pm)
  • 28.
  • 29.
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  • 56. Comparisons Year Event Country Magnitude Duration Depth Time Deaths (sec) (km) 1931 Napier NZ 7.9 150 20 10.47 256 1989 Loma Prieta USA 6.9 17 18 17.54 63 1994 Northridge USA 6.7 15 19 4.31 33 2001 Nisqualle USA 6.8 10 52 10.54 0 2007 Gisborne NZ 6.8 7 44 20.55 0 2009 L’Aquila Italy 6.3 10 10 3.32 308 2010 Port-au-Prince Haiti 7.0 35 13 16.53 316,000 2010 Maule Chile 8.8 180 35 3.34 562 2010 Darfield NZ 7.1 10 10 4.35 0 2011 Christchurch NZ 6.3 7 5 12.51 181 2011 Tohoku Japan 9.0 120-180 32 14.46 25,000
  • 58. Command centre Day 5 Cathedral Day 4 During earthquake
  • 59.
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  • 144. Transect • Designed to sample on a pre-determined route • Used for sampling biological species • Deficiencies – Dependent on route, and route was intentionally selected to survey large stock of URM buildings – Level 1 sampling, building condition judged exclusively by appearance of street frontage – Data is subjective
  • 145. URM = 52% Of URM, 48% red Red URM = 24.8% Some buildings worse than appear from street front Say about 1 in 3 red overall Thanks to Quincy Ma, Liam Wotherspoon, Rick Henry
  • 146. Benefits • Immediately of interest to Christchurch City Council • Requested by the Historic Places Trust • Used to provide accurate information to media • Used in response to a request to identify a suite of ‘indicator buildings’
  • 148. Indicator buildings • If these buildings exhibit damage then others of this class need to be inspected also • URM: Soft enough (damaged) so that it did not take shock of comparable intensity to cause further damage • Other forms: Exhibiting measurable damage that can be easily monitored
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  • 158. Building Performance (final death toll 181) The Press, 12/03/2011
  • 159. Canterbury Television Building Following 2010 event, engineer’s report recommended repair of superficial damage but declared building safe.
  • 161. Pyne Gould Corporation Building (1963-1964) PGC after 2010 event; before 2011 event PGC after 2011 event (Brian Neller) (Weng Y Kam)
  • 163. David was one of the last paying customers! Grand Chancellor Hotel • 1980s construction • Constructed in 2 stages • Core wall up to 7th storey • Perimeter moment frame above • South face dropped 600mm to 900mm due to failure of wall at ground level and columns at 7th storey
  • 164. RC Structural Wall Buildings Overall differential settlement of around 300 mm Lightly confined boundary zones
  • 165.
  • 168. Other locations being inspected 1000+ clay brick masonry 500+ concrete masonry 100+ stone masonry 250+ churches Perhaps 25% of all heritage masonry buildings in New Zealand
  • 169. Is this what we should expect for an earthquake this intense? (1:10,000 years or 1:3.65 million days!) CENTRAL CITY AND NZS1170 SPECTRA CLASS D DEEP OR SOFT SOIL Larger Horizontal Components 1.8 1.6 NZS1170 2500-yr Class D 1.4 Demand 1.2 NZS1170 500-yr Class D Deep or Soft Soil CHHC_MaxH_FEB 1 SA(T) (g) 0.8 CCCC_MaxH_FEB 0.6 CBGS_MaxH_FEB 0.4 Capacity REHS_MaxH_FEB 0.2 GM_Larger_FEB 0 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 Period T(s)
  • 170. Is this what we should expect? • Yes. URM buildings consistently collapse in large earthquakes • The NZ URM building stock is analogous to that of other European colonies. Past failures elsewhere have relevance to NZ • Unretrofitted URM buildings loaded to about 6 times their calculated capacity • Why did they not all completely collapse?
  • 171. Short duration of ground shaking (Less than 10 seconds of string ground shaking on both occasions) 0.30 Acceleration(g) N64E 0.15 0 -0.15 4 Sept 2010 -0.30 0 10 20 30 40 50 60 Time(s) 22 Feb 2011
  • 173. Implications for elsewhere in NZ? • The URM building stock throughout NZ is remarkably homogeneous • The same outcome can be expected anywhere in NZ after a large earthquake 1. Do nothing 2. Seismic improvement 3. Demolition
  • 174. Von Sierakowski and Co. Building [1906] [2010] The Von Sierakowski Building, Corner Tuam and Columbo Street (1906). The factory was erected in 1906 and was the largest wireworks factory in the Colonies.
  • 175. Von Sierakowski and Co. Building [1906] [September 2010] The September Darfield earthquake of 2010 caused out-of-plane wall failure and loss of the parapet.
  • 176. Von Sierakowski and Co. Building [1906] [February 2011] The September Darfield earthquake of 2010 caused out-of-plane wall failure and loss of the parapet.
  • 177. The Christchurch Cathedral [1888] [February 2011] The Cathedral was designed by the Englishman G.G. Scott and work began on it in 1863. The tower and spire, paid for by the Rhodes family, are complete in the photograph but were damaged multiple times by earthquakes in 1881, 1888 which brought down part of the top section, and again in 1901.
  • 178. Poor quality of mortar Many tested samples 1.0-1.5 MPa Τ=C+µN compression strength
  • 179. Large vertical accelerations, short duration Τ=c+µN If c = 0 and N=0? Vertical accelerations high frequency
  • 180. Poor quality of diaphragm timber
  • 181. Diaphragm Extraction and Testing Establish the properties of actual heritage diaphragms with true timber species and aged nail connections. Test both roof and floor diaphragms
  • 182. Awnings/canopies and anchorage failures Failures observed at both ends of braces
  • 183. Pier failures Diagonal pier failure reasonably well understood Spandrel failure over arched windows requires more attention
  • 185. Pounding damage Widespread examples of pounding damage
  • 187. Out-of-plane failures Diaphragm flexibility responsible for failure Note the anchorages into roof diaphragm
  • 188. Mixed Mode failure (In-plane, Out-of-plane, corner effects)
  • 189. Multiple events, multiple intensities, multiple directions – fragility functions
  • 190. Look for cavity construction, No header bricks
  • 191. Vulnerability of cavity construction Documenting damage Identifying prevalence of failure modes Fragility functions Performance of retrofit technologies Repair vs demolish scenarios
  • 193. Steel strong backs generally performed well
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  • 199. Unsuccessful Parapet Strengthening Wall has detached from struts
  • 200. Unsuccessful Parapet Strengthening (require protection at corners)
  • 201. Failure of epoxy bonded connections
  • 203. Timber frame with masonry veneer (18) Reinforced concrete Timber construction or steel structure (16) (20) URM stone (22) URM brick Approximately 250 (24) churches
  • 204. Damage to rubble masonry Damage to brick masonry Damage to a gable in St construction in Holy Trinity in St Luke’s church (1859), James church (1926), church (1872), Avonside Christchurch Riccarton Plaster Brick Unrein. (?) concrete Stone 10 220 170 230 St James Church (1926), Riccarton; wall composition
  • 205. Basilica Documenting damage System identification Damage detection Performance in aftershocks
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  • 210. Performance of stone masonry buildings Excellent success of horizontal and vertical post-tensioning
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  • 212. Success of wall-diaphragm anchorage plates
  • 216. Rollerston Courts Cambridge Courts
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  • 223. Damage to 1 and 2 Story RCM Structures
  • 224. Damage to 1 and 2 Story RCM Structures 4; 3% 1; 1% None or Non-Visible Minor 61; 47% Severe 63; 49% Failure
  • 226. Conclusions • URM – why was there not more collapses (because of low duration)? • Massive loss of architectural heritage “Christchurch now has no earthquake-prone buildings” • Clear lesson for all of NZ regarding earthquake prone buildings. Improve or remove • Better knowledge of URM and diaphragm materials • Proven success of a number of retrofit technologies • Good data on seismic performance macros URM building stock and of churches • RCM failures mostly attributable to poor grouting and rebar detailing
  • 227. As the recovery begins ... • Futility is appearing, public lack of confidence • Insurance companies saying that they will not insure a strengthened URM building • Used to be 1/3rd of 0.22. Now 2/3rd of 0.30 (strengthening requirement is now 3 times what it was a year ago) • “Knock them all down – its too hard to make them safe”
  • 228. “Is it acceptable that 2 New Zealand cities have been destroyed by earthquakes in the past 80 years?” Nigel Priestley at the PCEE conference