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Parametric and Non-parametric Statistical Test in
Clinical Trials
Dr. Vinod Pagidipalli
Pharm D
Clinical Data Analyst
1
Introduction
 Clinical Trail In short term-
- Creating a Methodology
- Conducting Experiment
- Collecting Data
- Correlating Reports
- Concluding Result
- Therefore in this process the conclusion of entire research depends on the Data Collected and Reports correlated.
- The Data collected are of 2 types they are –
- 1. Quantitative Data
- 2. Qualitative Data
- For Evaluating and Analysing the Data there are of 2 types of Statistical tests
- 1. Parametric Statistical Test
- 2. Non Parametric Statistical Test
2
Data Collected
 Quantitative data can be either continuous variables that one can measure (such as height, weight, or
blood pressure) or discrete variables (such as numbers of patients attained in OPD per day or numbers
attacks of asthma per child per month).
 Qualitative data tend to be categories; people are male or female, Indian or Bangladeshi, they have a
disease or are in good health and they are belonging to lower or middle or higher socio- economic
status.
 The Data collected might be – 1. Nominal – unordered scales
2. Ordinal – ordered scales
3. Interval
4. Rational
Parametric statistical tests are done when data follow the normal distribution. Parametric test are the most
powerful statistical test because they use all of the information in the numbers.
Non-parametric statistical test are used when the data don't follow a particular distribution but can be
ordered and sometimes are called distribution free test.
Parametric Statistical Test
or Categorical Data
Non - Parametric Statistical Test or
Continuous Data
3
1. Parametric statistical tests
1. Z – Test
2. Student T Test
3. ANOVA Test
4. ANCOVA Test
5. Pearson Correlation Test
2. Non - Parametric statistical tests
1. Chi- square Test
2. Fisher Extract Test
3. Binomial Test
4. McNemar Test
5. Cochran’s Test
3. Miscellaneous Tests
1. Tukey Multiple Comparison Test
2. Spearman Correlation Test
4
Z- Test
 A Z-test is a hypothesis test based on the Z-statistic, which follows the standard normal distribution
under the null hypothesis.
 This test is used when the outcome is continuous and the exposure, or predictor, is binary.
 We can use this test under the assuming for the sample size is greater than 30 , observations should be
independent from each other, one observation isn't related or doesn't affect another observations, data
should be followed normally distributed and data should be randomly selected from a population,
where each item has an equal chance of being selected.
 There are two type of test under Z-test as one sample Z-test and two sample Z-test.
 The one sample Z-test, which tests the mean of a normally distributed population with known variance.
 For example in clinical trials, if someone said they had found a new drug that cures cancer, some other
would want to be sure it was probably true. A hypothesis test will tell him if it's probably true, or
probably not true.
 The two sample Z-test used to determine whether two population means are different when the
variances are known and statistic is assumed to have a normal distribution.
 For example in clinical trials, suppose two flu drugs A and B, Drug A works on 41 people out of a sample
of 195, Drug B works on 351 people in a sample of 605. And to test the effect of two drugs equal or not.
5
Student T Test
 Student t-test, in statistics, a method of testing hypotheses about the mean of a small sample drawn from a
normally distributed population when the population standard deviation is unknown.
 We can use this test under the assuming for the sample size is lesser than 30 , observations should be
independent from each other, one observation isn't related or doesn't affect another observations, data
should be followed normally distributed and data should be randomly selected from a population, where
each item has an equal chance of being selected.
 There are two type of Student t-test under one sample and two sample.
 One sample student t-test is a statistical procedure used to examine the mean difference between the
sample and the known value of the population mean. It is used to determine if a mean response changes
under different experimental conditions.
 In other hand, two-sample t-test is used to compare the means of two independent populations, denoted μ1
and μ2 with standard deviation of the populations should be equal. This test has ubiquitous application in
the analysis of controlled clinical trials.
 For example in clinical trials, the comparison of mean decreases in diastolic blood pressure between two
groups of patients receiving different antihypertensive agents, or estimating pain relief from a new treatment
relative to that of a placebo based on subjective assessment of percent improvement in two parallel groups
6
ANOVA
 Analysis of variance (ANOVA) is used in statistics that splits the total variability found inside a data set into two
parts: systematic factors and random factors. The systematic factors have a statistical influence on the given data
set, but the random factors do not.
 Analysts use the ANOVA test to determine the result independent variables have on the dependent variable
amid a regression study.
 It is an extension of the two-sample t-test and Z-test. This test is also called the Fisher analysis of variance, used
to the analysis of variance between and within the groups whenever the groups are more than two.
 When we set the Type one error to be 0.05, and we have several of groups, each time we tested a mean against
another there would be a 0.05 probability of having a type one error rate.
 This would mean that with six T-tests we would have a 0.30 (.05×6) probability of having a type one error rate.
This is much higher than the desired 0.05.
 ANOVA creates a way to test several null hypothesis at the same time at the Type one error 0.05.
 We can use this test under the assuming, each group sample is drawn from a normally distributed population, all
populations have a common variance, all samples are drawn independently of each other, within each sample,
the observations are sampled randomly & independently of each other and factor effects are additive in nature.
 Example in clinical trials, ANOVA method might be appropriate for comparing mean responses among a
number of parallel-dose groups or among various strata based on patients‟ background information, such as
race, age group, or disease severity
7
Chi – Square Test
 The chi-square test of independency is used to the association between two independence categorical
variables. The idea behind this test is to compare the observed frequencies with the frequencies that would be
expected if the null hypothesis of no association/statistically independence were true.
 By assuming the variables are independent, we can also predict an expected frequency for each cell in the
contingency table.
 If the value of the test statistic for the chi-squared test of association is too large, it indicates a poor
agreement between the observed and expected frequencies and the null hypothesis of independence/no
association is rejected.
 For example in clinical trials, it will be used to test the association between adverse event and the treatment
used.
 The assumptions of chi-square test as independent random sampling, no more than 20% of the cells have an
expected frequency less than five, and no empty cells.
 If the chi-square test shows significant result, then we may be interested to see the degree or strength of
association among variables, but it fails to explain another situation where more than or equal to 20% of the
cells have an expected frequency less than five.
 In this case, the usual chi-square test is not valid. Then the Fisher Exact test will be used to test the association
among variables. This method also fails to give the strength of association among variables.
 The chi-square test of homogeneity is applied to a single categorical variable from two different populations. It
is used to determine whether frequency counts are distributed identically across different populations.
 We can use this test under the assuming for each population, the sampling method is simple random
sampling and sample data are displayed in a contingency table (Populations x Category levels), the expected
frequency count for each cell of the table is at least 5. For example, in multicenter clinical trials it will be used
to test differences among the centres for response of the particular drug(s).
8
Fischer Extract Test
 The Fisher's exact test is used in the approximation of the chi-squared and normal test for a 2 x 2 contingency
table, when cells have an expected frequency of five or less .
 The chi-square test assumes that each cells has an expected frequency of five or more, but the Fisher's exact
test has no such assumption and can be used regardless of how small the expected frequency is.
 For example in clinical trials, a study to compare two treatment regimes for controlling bleeding in
haemophiliacs undergoing surgery when cell frequency of 2 x 2 contingency table is five or less
Binomial Test
 It is used for testing whether a proportion from a single dichotomous variable is equal to a presumed
population value.
 Binomial test as an alternative to the z - test for population proportions. The assumptions for the test are that
a) the data are dichotomous,
b) observations should be independent from each other, and
c) the total number of observations in category A multiplied by the total number of observations (i.e. A + B) > 10,
and that the total number of observations in category B multiplied by the total number of observations > 10 (this
way we can use the normal approximation for the binomial test and calculate the z- score).
 In clinical trials, a common use of the binomial test is for estimating a response rate, p, using the number of
patients (X) who respond to an investigative treatment out of a total of n studied.
9
10

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Parmetric and non parametric statistical test in clinical trails

  • 1. Parametric and Non-parametric Statistical Test in Clinical Trials Dr. Vinod Pagidipalli Pharm D Clinical Data Analyst 1
  • 2. Introduction  Clinical Trail In short term- - Creating a Methodology - Conducting Experiment - Collecting Data - Correlating Reports - Concluding Result - Therefore in this process the conclusion of entire research depends on the Data Collected and Reports correlated. - The Data collected are of 2 types they are – - 1. Quantitative Data - 2. Qualitative Data - For Evaluating and Analysing the Data there are of 2 types of Statistical tests - 1. Parametric Statistical Test - 2. Non Parametric Statistical Test 2
  • 3. Data Collected  Quantitative data can be either continuous variables that one can measure (such as height, weight, or blood pressure) or discrete variables (such as numbers of patients attained in OPD per day or numbers attacks of asthma per child per month).  Qualitative data tend to be categories; people are male or female, Indian or Bangladeshi, they have a disease or are in good health and they are belonging to lower or middle or higher socio- economic status.  The Data collected might be – 1. Nominal – unordered scales 2. Ordinal – ordered scales 3. Interval 4. Rational Parametric statistical tests are done when data follow the normal distribution. Parametric test are the most powerful statistical test because they use all of the information in the numbers. Non-parametric statistical test are used when the data don't follow a particular distribution but can be ordered and sometimes are called distribution free test. Parametric Statistical Test or Categorical Data Non - Parametric Statistical Test or Continuous Data 3
  • 4. 1. Parametric statistical tests 1. Z – Test 2. Student T Test 3. ANOVA Test 4. ANCOVA Test 5. Pearson Correlation Test 2. Non - Parametric statistical tests 1. Chi- square Test 2. Fisher Extract Test 3. Binomial Test 4. McNemar Test 5. Cochran’s Test 3. Miscellaneous Tests 1. Tukey Multiple Comparison Test 2. Spearman Correlation Test 4
  • 5. Z- Test  A Z-test is a hypothesis test based on the Z-statistic, which follows the standard normal distribution under the null hypothesis.  This test is used when the outcome is continuous and the exposure, or predictor, is binary.  We can use this test under the assuming for the sample size is greater than 30 , observations should be independent from each other, one observation isn't related or doesn't affect another observations, data should be followed normally distributed and data should be randomly selected from a population, where each item has an equal chance of being selected.  There are two type of test under Z-test as one sample Z-test and two sample Z-test.  The one sample Z-test, which tests the mean of a normally distributed population with known variance.  For example in clinical trials, if someone said they had found a new drug that cures cancer, some other would want to be sure it was probably true. A hypothesis test will tell him if it's probably true, or probably not true.  The two sample Z-test used to determine whether two population means are different when the variances are known and statistic is assumed to have a normal distribution.  For example in clinical trials, suppose two flu drugs A and B, Drug A works on 41 people out of a sample of 195, Drug B works on 351 people in a sample of 605. And to test the effect of two drugs equal or not. 5
  • 6. Student T Test  Student t-test, in statistics, a method of testing hypotheses about the mean of a small sample drawn from a normally distributed population when the population standard deviation is unknown.  We can use this test under the assuming for the sample size is lesser than 30 , observations should be independent from each other, one observation isn't related or doesn't affect another observations, data should be followed normally distributed and data should be randomly selected from a population, where each item has an equal chance of being selected.  There are two type of Student t-test under one sample and two sample.  One sample student t-test is a statistical procedure used to examine the mean difference between the sample and the known value of the population mean. It is used to determine if a mean response changes under different experimental conditions.  In other hand, two-sample t-test is used to compare the means of two independent populations, denoted μ1 and μ2 with standard deviation of the populations should be equal. This test has ubiquitous application in the analysis of controlled clinical trials.  For example in clinical trials, the comparison of mean decreases in diastolic blood pressure between two groups of patients receiving different antihypertensive agents, or estimating pain relief from a new treatment relative to that of a placebo based on subjective assessment of percent improvement in two parallel groups 6
  • 7. ANOVA  Analysis of variance (ANOVA) is used in statistics that splits the total variability found inside a data set into two parts: systematic factors and random factors. The systematic factors have a statistical influence on the given data set, but the random factors do not.  Analysts use the ANOVA test to determine the result independent variables have on the dependent variable amid a regression study.  It is an extension of the two-sample t-test and Z-test. This test is also called the Fisher analysis of variance, used to the analysis of variance between and within the groups whenever the groups are more than two.  When we set the Type one error to be 0.05, and we have several of groups, each time we tested a mean against another there would be a 0.05 probability of having a type one error rate.  This would mean that with six T-tests we would have a 0.30 (.05×6) probability of having a type one error rate. This is much higher than the desired 0.05.  ANOVA creates a way to test several null hypothesis at the same time at the Type one error 0.05.  We can use this test under the assuming, each group sample is drawn from a normally distributed population, all populations have a common variance, all samples are drawn independently of each other, within each sample, the observations are sampled randomly & independently of each other and factor effects are additive in nature.  Example in clinical trials, ANOVA method might be appropriate for comparing mean responses among a number of parallel-dose groups or among various strata based on patients‟ background information, such as race, age group, or disease severity 7
  • 8. Chi – Square Test  The chi-square test of independency is used to the association between two independence categorical variables. The idea behind this test is to compare the observed frequencies with the frequencies that would be expected if the null hypothesis of no association/statistically independence were true.  By assuming the variables are independent, we can also predict an expected frequency for each cell in the contingency table.  If the value of the test statistic for the chi-squared test of association is too large, it indicates a poor agreement between the observed and expected frequencies and the null hypothesis of independence/no association is rejected.  For example in clinical trials, it will be used to test the association between adverse event and the treatment used.  The assumptions of chi-square test as independent random sampling, no more than 20% of the cells have an expected frequency less than five, and no empty cells.  If the chi-square test shows significant result, then we may be interested to see the degree or strength of association among variables, but it fails to explain another situation where more than or equal to 20% of the cells have an expected frequency less than five.  In this case, the usual chi-square test is not valid. Then the Fisher Exact test will be used to test the association among variables. This method also fails to give the strength of association among variables.  The chi-square test of homogeneity is applied to a single categorical variable from two different populations. It is used to determine whether frequency counts are distributed identically across different populations.  We can use this test under the assuming for each population, the sampling method is simple random sampling and sample data are displayed in a contingency table (Populations x Category levels), the expected frequency count for each cell of the table is at least 5. For example, in multicenter clinical trials it will be used to test differences among the centres for response of the particular drug(s). 8
  • 9. Fischer Extract Test  The Fisher's exact test is used in the approximation of the chi-squared and normal test for a 2 x 2 contingency table, when cells have an expected frequency of five or less .  The chi-square test assumes that each cells has an expected frequency of five or more, but the Fisher's exact test has no such assumption and can be used regardless of how small the expected frequency is.  For example in clinical trials, a study to compare two treatment regimes for controlling bleeding in haemophiliacs undergoing surgery when cell frequency of 2 x 2 contingency table is five or less Binomial Test  It is used for testing whether a proportion from a single dichotomous variable is equal to a presumed population value.  Binomial test as an alternative to the z - test for population proportions. The assumptions for the test are that a) the data are dichotomous, b) observations should be independent from each other, and c) the total number of observations in category A multiplied by the total number of observations (i.e. A + B) > 10, and that the total number of observations in category B multiplied by the total number of observations > 10 (this way we can use the normal approximation for the binomial test and calculate the z- score).  In clinical trials, a common use of the binomial test is for estimating a response rate, p, using the number of patients (X) who respond to an investigative treatment out of a total of n studied. 9
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