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Capacity Building in a Pluralist World:
      A Transgovernance View
                  Louis Meuleman
                  16 October 2012

           The Capacity Development Labs
       15-17 October 2012, Bratislava, Slovakia
Content


1.The context of sustainable development
2.Capacity building in a pluralist and uncertain world




                    Louis Meuleman 16.10.2012            2
Why capacity builing? -> To help initiate and support (local)
development projects in a context of sustainable development




20 Years after Rio 1992, our                        Existing arrangements
societies are still unsustainable                   for collective decisions
  (climate change, resource                         fail to produce
  inefficiency, hunger, draughts, floods,           sustainable policies
  social inequality, economic instability)




                             Louis Meuleman 16.10.2012                         3
Why is governance so important? -> It is about how ideas can
be realised:

      Governance = a collection of normative insights on the
      organisation of influence, steering, power, and checks and
      balances in human societies

      Governance includes different styles of governing,
      characterised by hierarchical, network or market sets of
      values and norms
                       Hierarchical governance




        Network governance                       Market governance
                          Louis Meuleman 16.10.2012                  4
The context of sustainable development (1)

State - Non-state relations:
Classical view                           UN
                                                                  CSO
                                     National
                                      Govts.

 Media            Sci.            (Subnational
                                                                    Bus.
                                   Authorities)

          CSO                                                           Media
                               Local Authorities
   Sci.
                                                                                CSO

     Bus.                        Bus.                       CSO

                Media                                                   Bus.
                          CSO                Sci.


                                Louis Meuleman 16.10.2012                         5
The context of sustainable development

                       State - Non-state relations:
                       Classical view


                       -Top down
                       -Command and control
                       -Rules and regulations
                       -Subordinates

                       -> hierarchical governance




               Louis Meuleman 16.10.2012              6
The context of sustainable development


State - Non-state relations:                                     CSO
More realistic view


                                                                        Bus.
                               Media
                                                   CSO
                                                                 Bus.
                                          UN                                   Sci.

                       Sci.           National
                                       Govts.
                                    (Subnational
                                                                         Media
                                     Authorities)
Our societies are
-Complex                        Local Authorities             Sci.
-Pluralist               CSO
                                         Bus.         Media
Rio+20: LA + CSO + BUS become the key ‘change agents’
                               Louis Meuleman 16.10.2012                         7
The context of sustainable development

State - Non-state relations




 Conclusion:

 •There are massive differences in how state & non-state actors relate
 to each other
 •History, culture and traditions play an important role in shaping the
 differences
 -> ‘Best practices’ are rare, ‘good practices’ can be used
     as inspiration




                              Louis Meuleman 16.10.2012                   8
The context of sustainable development

Different problem types require different tools:




            “If you only have a
            hammer, you tend to
            see every problem
            as a nail”

            Abraham Maslow




                              Louis Meuleman 16.10.2012   9
The context of sustainable development

Different problem types require different tools:



                                  Crises, disasters
                            Hierarchical governance




                Network governance                  Market governance

 Complex, unstructured,                                      Routine issues,
 ‘Wicked’, multi-actor issues                                Non-sensitive issues


                                Louis Meuleman 16.10.2012                           10
The context of sustainable development

Different problem types require different tools:

Many sustainable development challenges are ‘wicked problems’ (Rittel/Webber 1973
They share a resistance to resolution


Examples: Poverty is
linked with education,
nutrition with poverty,
the economy with
nutrition, and so on.


Some problems are even ’super wicked problems’ (Levin et al. 2010)(e.g.
climate change), because:
• Time is running out.
• No central authority.
• Those seeking to solve the problem are also causing it.
• Policies discount the future irrationally.
                              Louis Meuleman 16.10.2012                   11
The context of sustainable development

Different problem types require different tools:
Roberts (2000) identified the following strategies to cope with wicked problems:

• Authoritative (hierarchical governance)
‘Tame’ wicked problems making a few people responsible: reduces problem
    complexity, as many competing points of view are eliminated at the start.
    Disadvantage: no appreciation of all the perspectives needed to tackle the
    problem.

• Competitive (market governance)
Put opposing view against each other. Advantage: different solutions can be
    weighed up against each other and the best one chosen. Disadvantage:
    creating a confrontational environment in which knowledge sharing is
    discouraged. -> no incentive to come up with the best possible solution.

• Collaborative (network governance)
Engage all stakeholders in order to find the best possible solution for all
    stakeholders. -> meetings & agreed common, approach. Time-consuming.


                               Louis Meuleman 16.10.2012                         12
The context of sustainable development

The cultural dimension


• Sustainable development = a vague and normative concept
• This leaves room for cultural diversity: SD can mean something
  different in different cultures and traditions -> compatibiity, not
  assimilation
• Cultural diversity should be both an objective (like biodiversity) and a
  means to achieve sustainable development
• Rio”is CBDR cultural diversity or protectionism?


More: Cultural diversity and sustainability governance
http://www.springerlink.com/content/n11um6819580144h/
                             Louis Meuleman 16.10.2012                   13
Capacity building in a pluralist & uncertain world

• Metagovernance = to design and
  manage suitable combinations of the
  three styles of governance: making them
  synergetic instead of undermining
                                                Christopoulos et al 2012:

                                                •Metagovernance is essential for
                                                sustainable development
                                                because of its coordination
                                                potential and its help to
                                                restructuring dysfunctional
                Meta-
                                                governance practices;
              governance

                                                •UNDP can become a strong
                                                initiator for metagovernance (e.g.
                                                providing venue & space)


                            Louis Meuleman 16.10.2012                        14
Capacity building in a pluralist & uncertain world

• Metagovernance requires a specic
  capacity:

 The metagovernor’s qualifications:                     ambition/drive to reflect on
                                                        what is the situational best
                                                        style mixture;
             Willingness                                learning attitude, reflexivity.

              Discretion                                using the discretionary space
                                                        up to its limits (Lipsky 1980)

              Capability                                capable of taking
                                                        multiple perspectives;
                                                        bird’s eye view:
                                                         ‘yellow’ in Graves 1965
                                                        - ‘S-5’ in Laske 2006



                            Louis Meuleman 16.10.2012                                     15
Capacity building in a pluralist & uncertain world


• Metagovernance requires to understand how our societies function
• Therefore we need to introduce knowledge from various social sciences
• Transgovernance is a ‘basket’ of 6 combined concepts/theories:




                         Louis Meuleman 16.10.2012                   16
Capacity building in a pluralist & uncertain world

Transgovernance implies, among others, that we are conscious:

a. Of the growing tensions between top-down and participatory forms of
     democracy, science and media (knowledge democracy)
b. That social systems (and ecosystems) are reflexive: as soon as you
     ‘touch’ them they change…
c.   That a pluralist world requires ‘and’ , not ‘or’ decisions (second
     modernity theory): add, not replace
d. That change does not come from the centers but from borders, where
     people are multiple included in networks (configurations)
e. That we need no one-size-fits-all governance, but metagovernance
f.   That ‘great transformations’ start from the bottom, mostly not from the
     top (‘niches/regimes/landscapes’)
                              Louis Meuleman 16.10.2012                   17
What kind of training needed?


1. Training in the use of tools for analysing the policy environment
 e.g. understanding governance styles and their normative assumptions,
 stakeholder analysis, strength analysis, argumentation analysis, interests
 analysis, network analysis

2. Training in the Mutual Gains negotiation method: type of collaboration
 - Look beyond the standpoints to find the real interests
 - Don’t simplify too soon – broadening the issue may result in better win-
   win package deals
   See e.g. training by Sustainability Challenge Foundation
   http://www.scfoundation.org/


3. Training in meta/transgovernance perspectives; invite also speakers
with a seldom-heard view (historians, cultural anthropologists,
organisational psychologists, behavioural economists (‘nudges’!) etc.)

                             Louis Meuleman 16.10.2012                        18
Recommendations


• Sustainable development is a must-do for the environment, for
  innovative business and for fair social conditions

• There is no contradition between SD and Development policy (or
  MDGs/SDGs

• Both should work on pluralist, tailor-made solutions; SD
  practitioners can learn from Development practitioners that the
  social dimension (neglected in SD/GE) is key to finding real
  solutions.

• Capacity building for SD is about learning to deal with complexity
  (but not everything is complex -> filtering out the simple
  solutions; transitions start small but also need a stimulating
  environment)
• Monit.&evaluation: from numbers+text to narratives+nummbers
  (annex)
                           Louis Meuleman 16.10.2012                   19
More information



Louis Meuleman (Ed.)(2012) Transgovernance: Advancing Sustainability
Governance
Open Access book, free downloadable at the publisher's website:
http://www.springer.com/social+sciences/political+science/book/978-3-642-
28008-5


See also the TransGov final report: Roeland J. in 't Veld
(2011) Transgovernance: The Quest for Governance of Sustainable
Development
Freed download at http://www.iass-
potsdam.de/sites/default/files/transgovernance_-_the_quest_-
_nov_2011.pdf

More publications: www.ps4sd.eu



                             Louis Meuleman 16.10.2012                      20
Thank you for your attention!

Capacity Building                               Louis Meuleman
in a Pluralist World:                           16 October 2012
A Transgovernance View          The Capacity Development Labs
                         15-17 October 2012, Bratislava, Slovakia

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Capacity building in a pluralist and uncertain world

  • 1. Capacity Building in a Pluralist World: A Transgovernance View Louis Meuleman 16 October 2012 The Capacity Development Labs 15-17 October 2012, Bratislava, Slovakia
  • 2. Content 1.The context of sustainable development 2.Capacity building in a pluralist and uncertain world Louis Meuleman 16.10.2012 2
  • 3. Why capacity builing? -> To help initiate and support (local) development projects in a context of sustainable development 20 Years after Rio 1992, our Existing arrangements societies are still unsustainable for collective decisions (climate change, resource fail to produce inefficiency, hunger, draughts, floods, sustainable policies social inequality, economic instability) Louis Meuleman 16.10.2012 3
  • 4. Why is governance so important? -> It is about how ideas can be realised: Governance = a collection of normative insights on the organisation of influence, steering, power, and checks and balances in human societies Governance includes different styles of governing, characterised by hierarchical, network or market sets of values and norms Hierarchical governance Network governance Market governance Louis Meuleman 16.10.2012 4
  • 5. The context of sustainable development (1) State - Non-state relations: Classical view UN CSO National Govts. Media Sci. (Subnational Bus. Authorities) CSO Media Local Authorities Sci. CSO Bus. Bus. CSO Media Bus. CSO Sci. Louis Meuleman 16.10.2012 5
  • 6. The context of sustainable development State - Non-state relations: Classical view -Top down -Command and control -Rules and regulations -Subordinates -> hierarchical governance Louis Meuleman 16.10.2012 6
  • 7. The context of sustainable development State - Non-state relations: CSO More realistic view Bus. Media CSO Bus. UN Sci. Sci. National Govts. (Subnational Media Authorities) Our societies are -Complex Local Authorities Sci. -Pluralist CSO Bus. Media Rio+20: LA + CSO + BUS become the key ‘change agents’ Louis Meuleman 16.10.2012 7
  • 8. The context of sustainable development State - Non-state relations Conclusion: •There are massive differences in how state & non-state actors relate to each other •History, culture and traditions play an important role in shaping the differences -> ‘Best practices’ are rare, ‘good practices’ can be used as inspiration Louis Meuleman 16.10.2012 8
  • 9. The context of sustainable development Different problem types require different tools: “If you only have a hammer, you tend to see every problem as a nail” Abraham Maslow Louis Meuleman 16.10.2012 9
  • 10. The context of sustainable development Different problem types require different tools: Crises, disasters Hierarchical governance Network governance Market governance Complex, unstructured, Routine issues, ‘Wicked’, multi-actor issues Non-sensitive issues Louis Meuleman 16.10.2012 10
  • 11. The context of sustainable development Different problem types require different tools: Many sustainable development challenges are ‘wicked problems’ (Rittel/Webber 1973 They share a resistance to resolution Examples: Poverty is linked with education, nutrition with poverty, the economy with nutrition, and so on. Some problems are even ’super wicked problems’ (Levin et al. 2010)(e.g. climate change), because: • Time is running out. • No central authority. • Those seeking to solve the problem are also causing it. • Policies discount the future irrationally. Louis Meuleman 16.10.2012 11
  • 12. The context of sustainable development Different problem types require different tools: Roberts (2000) identified the following strategies to cope with wicked problems: • Authoritative (hierarchical governance) ‘Tame’ wicked problems making a few people responsible: reduces problem complexity, as many competing points of view are eliminated at the start. Disadvantage: no appreciation of all the perspectives needed to tackle the problem. • Competitive (market governance) Put opposing view against each other. Advantage: different solutions can be weighed up against each other and the best one chosen. Disadvantage: creating a confrontational environment in which knowledge sharing is discouraged. -> no incentive to come up with the best possible solution. • Collaborative (network governance) Engage all stakeholders in order to find the best possible solution for all stakeholders. -> meetings & agreed common, approach. Time-consuming. Louis Meuleman 16.10.2012 12
  • 13. The context of sustainable development The cultural dimension • Sustainable development = a vague and normative concept • This leaves room for cultural diversity: SD can mean something different in different cultures and traditions -> compatibiity, not assimilation • Cultural diversity should be both an objective (like biodiversity) and a means to achieve sustainable development • Rio”is CBDR cultural diversity or protectionism? More: Cultural diversity and sustainability governance http://www.springerlink.com/content/n11um6819580144h/ Louis Meuleman 16.10.2012 13
  • 14. Capacity building in a pluralist & uncertain world • Metagovernance = to design and manage suitable combinations of the three styles of governance: making them synergetic instead of undermining Christopoulos et al 2012: •Metagovernance is essential for sustainable development because of its coordination potential and its help to restructuring dysfunctional Meta- governance practices; governance •UNDP can become a strong initiator for metagovernance (e.g. providing venue & space) Louis Meuleman 16.10.2012 14
  • 15. Capacity building in a pluralist & uncertain world • Metagovernance requires a specic capacity: The metagovernor’s qualifications: ambition/drive to reflect on what is the situational best style mixture; Willingness learning attitude, reflexivity. Discretion using the discretionary space up to its limits (Lipsky 1980) Capability capable of taking multiple perspectives; bird’s eye view: ‘yellow’ in Graves 1965 - ‘S-5’ in Laske 2006 Louis Meuleman 16.10.2012 15
  • 16. Capacity building in a pluralist & uncertain world • Metagovernance requires to understand how our societies function • Therefore we need to introduce knowledge from various social sciences • Transgovernance is a ‘basket’ of 6 combined concepts/theories: Louis Meuleman 16.10.2012 16
  • 17. Capacity building in a pluralist & uncertain world Transgovernance implies, among others, that we are conscious: a. Of the growing tensions between top-down and participatory forms of democracy, science and media (knowledge democracy) b. That social systems (and ecosystems) are reflexive: as soon as you ‘touch’ them they change… c. That a pluralist world requires ‘and’ , not ‘or’ decisions (second modernity theory): add, not replace d. That change does not come from the centers but from borders, where people are multiple included in networks (configurations) e. That we need no one-size-fits-all governance, but metagovernance f. That ‘great transformations’ start from the bottom, mostly not from the top (‘niches/regimes/landscapes’) Louis Meuleman 16.10.2012 17
  • 18. What kind of training needed? 1. Training in the use of tools for analysing the policy environment e.g. understanding governance styles and their normative assumptions, stakeholder analysis, strength analysis, argumentation analysis, interests analysis, network analysis 2. Training in the Mutual Gains negotiation method: type of collaboration - Look beyond the standpoints to find the real interests - Don’t simplify too soon – broadening the issue may result in better win- win package deals See e.g. training by Sustainability Challenge Foundation http://www.scfoundation.org/ 3. Training in meta/transgovernance perspectives; invite also speakers with a seldom-heard view (historians, cultural anthropologists, organisational psychologists, behavioural economists (‘nudges’!) etc.) Louis Meuleman 16.10.2012 18
  • 19. Recommendations • Sustainable development is a must-do for the environment, for innovative business and for fair social conditions • There is no contradition between SD and Development policy (or MDGs/SDGs • Both should work on pluralist, tailor-made solutions; SD practitioners can learn from Development practitioners that the social dimension (neglected in SD/GE) is key to finding real solutions. • Capacity building for SD is about learning to deal with complexity (but not everything is complex -> filtering out the simple solutions; transitions start small but also need a stimulating environment) • Monit.&evaluation: from numbers+text to narratives+nummbers (annex) Louis Meuleman 16.10.2012 19
  • 20. More information Louis Meuleman (Ed.)(2012) Transgovernance: Advancing Sustainability Governance Open Access book, free downloadable at the publisher's website: http://www.springer.com/social+sciences/political+science/book/978-3-642- 28008-5 See also the TransGov final report: Roeland J. in 't Veld (2011) Transgovernance: The Quest for Governance of Sustainable Development Freed download at http://www.iass- potsdam.de/sites/default/files/transgovernance_-_the_quest_- _nov_2011.pdf More publications: www.ps4sd.eu Louis Meuleman 16.10.2012 20
  • 21. Thank you for your attention! Capacity Building Louis Meuleman in a Pluralist World: 16 October 2012 A Transgovernance View The Capacity Development Labs 15-17 October 2012, Bratislava, Slovakia