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19th Archival Day 2009,
                          9.-11. nov.2009
                            Trieste, Italy




dr. Tomislav Rozman, Head of ICT solutions engineering
                                          LANCom d.o.o. Slovenija
The problem
The project: Analysis of safe storage
requirements and design
◦ Project team
◦ Methodology
Results
◦ Technical design of safe storage (building, information
  technology)
◦ Processes, Standards, Roles
◦ Resource (time, €, people) estimation to build such
  storage


          Keywords: Digital documents, safe storage, research, consortium,
                                        computer infrastructure, standards
Organizations are nowadays producing more
digital documents than ever
Organizations must store their digital
documents to ensure their business
continuity and to comply with the national
and international laws
Only 8% of organizations can survive data-
loss disaster
Digital storage center is much more than IT
equipment!
The study, which goal was to create a
comprehensive view on digital documentation
storage factors and needs
Requirements for:
◦ physical building, information and
  telecommunication infrastructure, software,
  business processes, organization and standards
  (ZVDAGA-national law)
"Should we lease or build our own safe
storage center?"
A cooperation between 9 Slovenian companies
and it is based on real-world needs.
Clients (4):
◦ Industries: Metals and mining, Food processing,
  Construction, Services, Tourism
◦ Tasks: Provide requirements
◦ 200 GB-3 Tb / client (documents, pictures, records)
      GB-               documents, pictures, records)
Performers(5):
◦ Information technology and services companies
◦ Tasks: to analyse and choose technologies for safe
 storage center
Independent coordinator(1)
To prove, that:
◦ shared storage center for digital documents for
  multiple companies is cheaper than multiple
  storage centers for each company
To investigate:
◦ which parts of the storage center can be shared
To prepare:
◦ project documentation for EU financing
1. Requirements gathering for safe storage
center:
◦ Number of digital documents produced/month and
  their size
◦ Digital formats
◦ Interfaces and outputs of client’s information and
  documentation systems
◦ Importance of documents
◦ Archiving strategy and Timeline for storing digital
  documents
◦ Security policies for various types of documents
◦ Legal constraints
2. Design of (OBASHI methodology) safe
storage center:
◦   Safe building
◦   Physical servers
◦   Communication subsystem
◦   Data subsystem
◦   System software
◦   Applications
◦   Service and processes
◦   Organization
3. Analysis of suppliers of safe storage
components in SLO:
◦ Analaysis of IT suppliers capability
◦ A questionnaire based on ISO9126 (quality of
  information systems)
◦ Importance of questions(weights): average evaluated
  weight of 4 project performers
◦ Sample: 28 IT companies
◦ Groups of questions to determine companies’capability
  for safe storage centre:
   HelpDesk capability
   Backup & Disaster recovery capability
   E-archive capability
   Infrastructure
   Hardware
   System
A comprehensive study which contains:
◦ Vision, strategy, goals of the shared storage center
◦ Analysis of existing IT technology of 4 client
  companies
◦ Design of a safe storage center
◦ Analysis of 28 suppliers in Slo.
◦ Financial and resource evaluation of the project
◦ A consortium of 4 competing suppliers working on
  the same project
◦ Infrastructure, general:
   2 primary and 1 backup locations,
   separate seismic plates with low seismic activity (e.g. NE
   Slovenia and SW Slovenia )
   Fire, flood, earthquake, explosion, intrusion protection
   Access control system (biometric)
◦ Inner building: Lampretz safe cell
   Anti-static
   Anti-static, double floor
   Auto fire protection with inert gas sensors
                                   gas,
   Air conditioning, redundant (ASHRAE standard)
       conditioning,
     Temp. 20-25oC, humidity 40-55%, condensation at 17oC
   Power supply redundantd, separate phases
          supply,
   Racks for servers
Hardware:
◦ UPS
◦ Blade servers IBM or HP (e.g. 'HP Blade C-CLASS 8x with
        servers,
  FC/Ethernet switches).
◦ Data subsystem; SAN network:
    Redundant storage system (e.g. HP Storage EVA 4100).
    Robot tape library (e.g. HP library MSL 2xUltrium 960 SAN)
       software:
System software:
    Virtualization.
    Virtualization Microsoft Hyper-V, VMWare ESX ali ESXi, CITRIX-
    XEN.
    Operating systems
       Microsoft Windows 2008
       Linux - SLES, RH .
◦ Configuration of servers: High Availability-cluster system
                                 Availability-        sy
Communication subsystem
◦ Hierarhical LAN network with redundant core switches
  (CISCO)
◦ Separation of logical networks (for data, users and
  management)
◦ Optimization of transfer speeds between data centre
  and clients (CITRIX WAN Scaler system)
Communication providers
◦ At least 2 providers
◦ Leased line / optical line + redundant wireless
High availability cluster System:
Mandatory start-up processes for safe
storage center:
◦   Help Desk                                         User/
                                                    customer



◦   Security management                 klic
                                                           Identifikacija
                                                             problema       Belezenje in spremljanje
                                                                               poteka resevanja
                                                                 +
◦   Technical support                                                                 +
◦   Maintenance and management
                            Help desk
                            manager
                                        Resevanje
                                        problema                            Preusmeritev
                                                                            problema na
                                               +                               2.nivo
                                                                                 +

                            Help desk                                         Resevanje
                            personal                                        problema na 2.
                                                                                nivoju
                                                                                  +                    Help desk
                                                                                                       personal
                                                                                                       2.nd level
ZVDAGA – Safe storage of e-documents and e-archive
law
◦ Organization, infrastructure, process of acquiring and storage
  of documents in digital and paper type of form. Requirements
  for usage of documents as proof-of-evidence, national
  archives services, inspecions,…

ZEPEP – E-commerce and digital signature law
◦ E-commerce requirements for ICT, digital signature usage in
  legal processes

MoReq2 - Model Requirements for the management of
electronic records

Enotne tehnološke zahteve v1.0 [8] – Unified
technological requirements v1.0
Example

 Client organization        Critical –   Seriously limited   Limited work   Non-urgent
      event                interrupted     work process      process, not    services
                          work process                          critical


      priority                 1                2                 3             4

 Feedback response          15 min            45 min             1h            2h
       time

Remote Response time        30 min             1h                2h            4h

On-site response time         2h               2h                4h            8h

Time to repair (limited   Continuous           1d                2d            3d
   functionality)          retrying

 Time to repair – full    Continuous           3d                5d            5d
   functionalities         retrying
Basic services or clients
◦ Shared archiving
◦ Replicated data and document servers
◦ redundant company IS servers
Extended services for clients:
◦ Shared web hosting
◦ Shared email hosting
Wish-list services for the future:
◦   Shared   IT tools for project management ,
◦   Shared   web based document systems
◦   Shared   CRM systems
◦   Shared   grid/cloud computing platform
Economy:
◦ Shared physical infrastructure – lower operational costs
◦ Shared energy consumption – lower costs
◦ Shared human resource costs
◦ Optimized and 100% used IT equipment, if
◦ Lower costs in comparison with archiving of paper
  documents
◦ Shared services can be leaset to 3rd party companies
  and create revenue!
Ecology:
◦ Shared virtual host servers – lower energy consumption!
the results of the study can be directly used
by organizations, which do not already have
an archive for their digital documents

Te economy shows that it is cheaper to build
shared data center than buliding multiple
ones
Buy or rent? No difference for 5-year cost
simulation!
?!
[1] Rozman, T., Florjanič, M., Varkonji Šajn, M., Romih, J., Brumen, A., Vrankić, D., Kejžar, T., Krajnik, G., Sernec,
R., Perme, J., Hržič, R., Korošec, A., Jošt, K., Vindiš, M., Cizel, I., Planinšec, R., Mlakar, P., Tetičkovič, M.,
Samojlenko, D., Postavitev skupnega varnega prostora ter storitve arhiviranja dokumentov in zapisov, študija,
2009.
                                                                                   Answers,
[2] Klasinc, P. P., Safety and Security in Archives: Many Questions, and Even More Answers Atlanti, Review for
modern archival theory and practice, vol. 18, 2008.
                                                                           high-
[3] Mergen, M. F., Uhlig, V., Krieger, O., Xenidis, J., Virtualization for high-performance computing, ACM SIGOPS
Operating Systems Review, Volume 40 , Issue 2, April 2006.
[4] Vaughan-Nichols, S., J., Virtualization Sparks Security Concerns, Computer, vol. 41, no. 8, pp. 13-15, Aug.
2008.
[5] Zakon o varstvu dokumentarnega in arhivskega gradiva ter arhivih (ZVDAGA), Uradni list Republike Slovenije,
št. 30/2006.
[6] Zakon o elektronskem poslovanju in elektronskem podpisu (ZEPEP), Uradni list Republike Slovenije, št.
57/2000.
[7] Uredba o varstvu dokumentarnega in arhivskega gradiva, Uradni list Republike Slovenije, št. 86/2006.
                              v1.0,
[8] Enotne tehnološke zahteve v1.0 dokument Arhiva Republike Slovenije, objavljen 1.12.2006.
[9] Pravilnik o strokovni usposobljenosti uslužbencev javnopravnih oseb ter delavcev ponudnikov storitev, ki
                           gradivom,
delajo z dokumentarnim gradivom Uradni list Republike Slovenije, št. 132/2006.
[10] Model Requirements Specification for the Management of Electronic Records,spletni vir:
                                                                        Records
http://www.moreq2.eu, pridobljeno dne 1.7.2009.
[11] Hoffer, Jim. Backing Up Business - Industry Trend or Event, Health Management Technology, Jan 2001.
[12] OGC, ITIL – Information Infrastructure Library (Incident Management), spletni vir: http://www.best-
management-practice.com/gempdf/itSMF_An_Introductory_Overview_of_ITIL_V3.pdf, pridobljeno 1.7.2009.
[13] Wallis, P., Cloughley F., OBASHI, Wikipedia, The Free Encyclopedia,
http://en.wikipedia.org/w/index.php?title=OBASHI&oldid=285546814 pridobljeno 1.7.2009.

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A safe storage of digital documents in a shared safe location: a holistic perspective

  • 1. 19th Archival Day 2009, 9.-11. nov.2009 Trieste, Italy dr. Tomislav Rozman, Head of ICT solutions engineering LANCom d.o.o. Slovenija
  • 2. The problem The project: Analysis of safe storage requirements and design ◦ Project team ◦ Methodology Results ◦ Technical design of safe storage (building, information technology) ◦ Processes, Standards, Roles ◦ Resource (time, €, people) estimation to build such storage Keywords: Digital documents, safe storage, research, consortium, computer infrastructure, standards
  • 3. Organizations are nowadays producing more digital documents than ever Organizations must store their digital documents to ensure their business continuity and to comply with the national and international laws Only 8% of organizations can survive data- loss disaster Digital storage center is much more than IT equipment!
  • 4. The study, which goal was to create a comprehensive view on digital documentation storage factors and needs Requirements for: ◦ physical building, information and telecommunication infrastructure, software, business processes, organization and standards (ZVDAGA-national law) "Should we lease or build our own safe storage center?"
  • 5. A cooperation between 9 Slovenian companies and it is based on real-world needs. Clients (4): ◦ Industries: Metals and mining, Food processing, Construction, Services, Tourism ◦ Tasks: Provide requirements ◦ 200 GB-3 Tb / client (documents, pictures, records) GB- documents, pictures, records) Performers(5): ◦ Information technology and services companies ◦ Tasks: to analyse and choose technologies for safe storage center Independent coordinator(1)
  • 6. To prove, that: ◦ shared storage center for digital documents for multiple companies is cheaper than multiple storage centers for each company To investigate: ◦ which parts of the storage center can be shared To prepare: ◦ project documentation for EU financing
  • 7. 1. Requirements gathering for safe storage center: ◦ Number of digital documents produced/month and their size ◦ Digital formats ◦ Interfaces and outputs of client’s information and documentation systems ◦ Importance of documents ◦ Archiving strategy and Timeline for storing digital documents ◦ Security policies for various types of documents ◦ Legal constraints
  • 8. 2. Design of (OBASHI methodology) safe storage center: ◦ Safe building ◦ Physical servers ◦ Communication subsystem ◦ Data subsystem ◦ System software ◦ Applications ◦ Service and processes ◦ Organization
  • 9. 3. Analysis of suppliers of safe storage components in SLO: ◦ Analaysis of IT suppliers capability ◦ A questionnaire based on ISO9126 (quality of information systems) ◦ Importance of questions(weights): average evaluated weight of 4 project performers ◦ Sample: 28 IT companies ◦ Groups of questions to determine companies’capability for safe storage centre: HelpDesk capability Backup & Disaster recovery capability E-archive capability Infrastructure Hardware System
  • 10. A comprehensive study which contains: ◦ Vision, strategy, goals of the shared storage center ◦ Analysis of existing IT technology of 4 client companies ◦ Design of a safe storage center ◦ Analysis of 28 suppliers in Slo. ◦ Financial and resource evaluation of the project ◦ A consortium of 4 competing suppliers working on the same project
  • 11. ◦ Infrastructure, general: 2 primary and 1 backup locations, separate seismic plates with low seismic activity (e.g. NE Slovenia and SW Slovenia ) Fire, flood, earthquake, explosion, intrusion protection Access control system (biometric) ◦ Inner building: Lampretz safe cell Anti-static Anti-static, double floor Auto fire protection with inert gas sensors gas, Air conditioning, redundant (ASHRAE standard) conditioning, Temp. 20-25oC, humidity 40-55%, condensation at 17oC Power supply redundantd, separate phases supply, Racks for servers
  • 12. Hardware: ◦ UPS ◦ Blade servers IBM or HP (e.g. 'HP Blade C-CLASS 8x with servers, FC/Ethernet switches). ◦ Data subsystem; SAN network: Redundant storage system (e.g. HP Storage EVA 4100). Robot tape library (e.g. HP library MSL 2xUltrium 960 SAN) software: System software: Virtualization. Virtualization Microsoft Hyper-V, VMWare ESX ali ESXi, CITRIX- XEN. Operating systems Microsoft Windows 2008 Linux - SLES, RH . ◦ Configuration of servers: High Availability-cluster system Availability- sy
  • 13. Communication subsystem ◦ Hierarhical LAN network with redundant core switches (CISCO) ◦ Separation of logical networks (for data, users and management) ◦ Optimization of transfer speeds between data centre and clients (CITRIX WAN Scaler system) Communication providers ◦ At least 2 providers ◦ Leased line / optical line + redundant wireless
  • 15.
  • 16.
  • 17. Mandatory start-up processes for safe storage center: ◦ Help Desk User/ customer ◦ Security management klic Identifikacija problema Belezenje in spremljanje poteka resevanja + ◦ Technical support + ◦ Maintenance and management Help desk manager Resevanje problema Preusmeritev problema na + 2.nivo + Help desk Resevanje personal problema na 2. nivoju + Help desk personal 2.nd level
  • 18.
  • 19. ZVDAGA – Safe storage of e-documents and e-archive law ◦ Organization, infrastructure, process of acquiring and storage of documents in digital and paper type of form. Requirements for usage of documents as proof-of-evidence, national archives services, inspecions,… ZEPEP – E-commerce and digital signature law ◦ E-commerce requirements for ICT, digital signature usage in legal processes MoReq2 - Model Requirements for the management of electronic records Enotne tehnološke zahteve v1.0 [8] – Unified technological requirements v1.0
  • 20. Example Client organization Critical – Seriously limited Limited work Non-urgent event interrupted work process process, not services work process critical priority 1 2 3 4 Feedback response 15 min 45 min 1h 2h time Remote Response time 30 min 1h 2h 4h On-site response time 2h 2h 4h 8h Time to repair (limited Continuous 1d 2d 3d functionality) retrying Time to repair – full Continuous 3d 5d 5d functionalities retrying
  • 21. Basic services or clients ◦ Shared archiving ◦ Replicated data and document servers ◦ redundant company IS servers Extended services for clients: ◦ Shared web hosting ◦ Shared email hosting Wish-list services for the future: ◦ Shared IT tools for project management , ◦ Shared web based document systems ◦ Shared CRM systems ◦ Shared grid/cloud computing platform
  • 22. Economy: ◦ Shared physical infrastructure – lower operational costs ◦ Shared energy consumption – lower costs ◦ Shared human resource costs ◦ Optimized and 100% used IT equipment, if ◦ Lower costs in comparison with archiving of paper documents ◦ Shared services can be leaset to 3rd party companies and create revenue! Ecology: ◦ Shared virtual host servers – lower energy consumption!
  • 23. the results of the study can be directly used by organizations, which do not already have an archive for their digital documents Te economy shows that it is cheaper to build shared data center than buliding multiple ones Buy or rent? No difference for 5-year cost simulation!
  • 24. ?!
  • 25. [1] Rozman, T., Florjanič, M., Varkonji Šajn, M., Romih, J., Brumen, A., Vrankić, D., Kejžar, T., Krajnik, G., Sernec, R., Perme, J., Hržič, R., Korošec, A., Jošt, K., Vindiš, M., Cizel, I., Planinšec, R., Mlakar, P., Tetičkovič, M., Samojlenko, D., Postavitev skupnega varnega prostora ter storitve arhiviranja dokumentov in zapisov, študija, 2009. Answers, [2] Klasinc, P. P., Safety and Security in Archives: Many Questions, and Even More Answers Atlanti, Review for modern archival theory and practice, vol. 18, 2008. high- [3] Mergen, M. F., Uhlig, V., Krieger, O., Xenidis, J., Virtualization for high-performance computing, ACM SIGOPS Operating Systems Review, Volume 40 , Issue 2, April 2006. [4] Vaughan-Nichols, S., J., Virtualization Sparks Security Concerns, Computer, vol. 41, no. 8, pp. 13-15, Aug. 2008. [5] Zakon o varstvu dokumentarnega in arhivskega gradiva ter arhivih (ZVDAGA), Uradni list Republike Slovenije, št. 30/2006. [6] Zakon o elektronskem poslovanju in elektronskem podpisu (ZEPEP), Uradni list Republike Slovenije, št. 57/2000. [7] Uredba o varstvu dokumentarnega in arhivskega gradiva, Uradni list Republike Slovenije, št. 86/2006. v1.0, [8] Enotne tehnološke zahteve v1.0 dokument Arhiva Republike Slovenije, objavljen 1.12.2006. [9] Pravilnik o strokovni usposobljenosti uslužbencev javnopravnih oseb ter delavcev ponudnikov storitev, ki gradivom, delajo z dokumentarnim gradivom Uradni list Republike Slovenije, št. 132/2006. [10] Model Requirements Specification for the Management of Electronic Records,spletni vir: Records http://www.moreq2.eu, pridobljeno dne 1.7.2009. [11] Hoffer, Jim. Backing Up Business - Industry Trend or Event, Health Management Technology, Jan 2001. [12] OGC, ITIL – Information Infrastructure Library (Incident Management), spletni vir: http://www.best- management-practice.com/gempdf/itSMF_An_Introductory_Overview_of_ITIL_V3.pdf, pridobljeno 1.7.2009. [13] Wallis, P., Cloughley F., OBASHI, Wikipedia, The Free Encyclopedia, http://en.wikipedia.org/w/index.php?title=OBASHI&oldid=285546814 pridobljeno 1.7.2009.