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Functions and Mechanisms in
Structural-Modelling Explanations

             Federica Russo
            Philosophy, Kent

               Joint work with
    Michel Mouchart and Guillaume Wunsch
Overview
Structural-Modelling Explanations
   The methodology
   The recursive decomposition

Explanation and Mechanisms
   Why mechanisms explain
   Social mechanisms and recursive decompositions

Functions and Mechanisms
   Role-functions and isolated descriptions
   Functional architectures
   Functions in S-M explanations
STRUCTURAL-MODELLING
EXPLANATIONS
Why do people drink?
Balts drink because it relieves stress
British drink to socialise
Mediterranean drink to accompany a lavish meal
…
Self-rated health in the Baltic countries, 1994-99
A step-wise methodology
                                                         Identify the
1. Formulate the causal hypothesis                   research question;
                                                         conceptual
                                                          variables;
2. Build the statistical model                          indicators; …



3. Test the model                  Conditional independence
                                    properties; invariance;
                                         exogeneity; …

4. Check congruence of results with background
   knowledge
                                 Do results make sense? Do they
                                    feed further research? …
What are the causes of self-rated health
            in the Baltic countries in the ‘90s?

Take the joint probability distribution + Make assumptions

  P(Education, Locus of Control, Physical Health, …, Self-Rated Health)
                           P(X1, X1, X3, …Y)


      perform a recursive decomposition of the type
                 P(Y)= P(X1) P(X3) P(X2|X3) … P(Y|X2, X3)
Read as:
  Self-Rated Health depends on Education; on Locus of Control through
  Psychological distress; on Alcohol Consumption which also depends on
  Physical Health; …

                                                                          7
Here, explanation is mechanistic explanation

Mechanistic explanation is successful insofar as
it spells out the functioning of the mechanism

Spelling out the functioning of the mechanism means
identifying the causes, their actions, and their effects

Yes indeed, we’re more epistemic than ontic.
Social mechanisms
                may be decomposed
According to analytical sociologists, Little, Russo, ...
social mechanisms:

   A plausible account of how change in social processes
   is brought about through sequences
   of cause and effect relations

   That is … a recursive decomposition
Different mechanisms may explain
a same phenomenon
   Different causes for a same effect


We can’t represent all mechanisms
by a recursive decomposition
   Photosynthesis, for instance?


Not all models are explanatory
   Better projections are based on associations
The function-ing of the mechanism
          does the explanatory job.


Causal variables are included because of their
         function in the mechanism.
FUNCTIONS AND MECHANISMS
Functions and functions
The function of the mechanism
  Role-function (Cummins)
  Isolated description (Craver)


The function of the components of the mechanism
  Role-function
Functions in functional architectures

1. Observe properties of a social system

2. Infer the functional structure

3. Work out the causal mechanism (based on 2)

4. Confirm 2 based on 3
Functional
   architecture




Empirical research




Causal mechanism
Functions in S-M explanations
Functions are role-functions
   For the mechanism and for its components


Functions help build the conceptual model
   They are the theoretical underpinnings of the causal variables


Causes are no less important than functions
   Or, find the threshold between generality and specificity
To sum up



                One way to                        S-M
 The social                       S-M
                   do it:                    explanations
sciences aim                  explanations
                structural-                     operate
 to explain                      model
                modelling                      functional
phenomena                     mechanisms
               explanations                  individuation
Functions in S-M explanations
           are the
  theoretical underpinnings
  of causes in a mechanism
Selected references
Craver C. (2001). Role functions, mechanisms and hierarchy. Philosophy of Science, 68(1).
Cummins R. (1975), Functional analysis. Journal of Philosophy, 72.
Demeulenaere P. (ed) (2011). Analytical sociology and social mechanisms. CUP.
Franck R. (ed.) (2002). The explanatory power of models, Kluwer.
      C. and Wunsch G.(2010). Self-rated Health in the Baltic Countries, 1994-
   1999, European Journal of Population, 26(4).
Little D. (2011), Causal mechanisms in the social realm. in P. Illari, F. Russo, and J. Williamson
     (eds), Causality in the sciences. OUP.
McKay Illari P. and Williamson J. (2011). Function and organization: comparing the
  mechanisms of protein synthesis and natural selection. Studies in History and Philosophy
  of Biological and Biomedical Sciences.
Mouchart M. and Russo F. (2011), Causal explanation: recursive decompositions and
  mechanisms, in P.Illari, F. Russo, and J. Williamson (eds), Causality in the sciences. OUP
Mouchart M., Russo F. and Wunsch G. (2010), Inferring Causal Relations by Modelling
  Structures, Statistica.
Russo F. (2009), Causality and causal modelling in the social sciences: Measuring variations.
   Springer.

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Functions and Mechanisms in S-M Explanations

  • 1. Functions and Mechanisms in Structural-Modelling Explanations Federica Russo Philosophy, Kent Joint work with Michel Mouchart and Guillaume Wunsch
  • 2. Overview Structural-Modelling Explanations The methodology The recursive decomposition Explanation and Mechanisms Why mechanisms explain Social mechanisms and recursive decompositions Functions and Mechanisms Role-functions and isolated descriptions Functional architectures Functions in S-M explanations
  • 4. Why do people drink? Balts drink because it relieves stress British drink to socialise Mediterranean drink to accompany a lavish meal …
  • 5. Self-rated health in the Baltic countries, 1994-99
  • 6. A step-wise methodology Identify the 1. Formulate the causal hypothesis research question; conceptual variables; 2. Build the statistical model indicators; … 3. Test the model Conditional independence properties; invariance; exogeneity; … 4. Check congruence of results with background knowledge Do results make sense? Do they feed further research? …
  • 7. What are the causes of self-rated health in the Baltic countries in the ‘90s? Take the joint probability distribution + Make assumptions P(Education, Locus of Control, Physical Health, …, Self-Rated Health) P(X1, X1, X3, …Y) perform a recursive decomposition of the type P(Y)= P(X1) P(X3) P(X2|X3) … P(Y|X2, X3) Read as: Self-Rated Health depends on Education; on Locus of Control through Psychological distress; on Alcohol Consumption which also depends on Physical Health; … 7
  • 8.
  • 9. Here, explanation is mechanistic explanation Mechanistic explanation is successful insofar as it spells out the functioning of the mechanism Spelling out the functioning of the mechanism means identifying the causes, their actions, and their effects Yes indeed, we’re more epistemic than ontic.
  • 10. Social mechanisms may be decomposed According to analytical sociologists, Little, Russo, ... social mechanisms: A plausible account of how change in social processes is brought about through sequences of cause and effect relations That is … a recursive decomposition
  • 11. Different mechanisms may explain a same phenomenon Different causes for a same effect We can’t represent all mechanisms by a recursive decomposition Photosynthesis, for instance? Not all models are explanatory Better projections are based on associations
  • 12. The function-ing of the mechanism does the explanatory job. Causal variables are included because of their function in the mechanism.
  • 14. Functions and functions The function of the mechanism Role-function (Cummins) Isolated description (Craver) The function of the components of the mechanism Role-function
  • 15. Functions in functional architectures 1. Observe properties of a social system 2. Infer the functional structure 3. Work out the causal mechanism (based on 2) 4. Confirm 2 based on 3
  • 16. Functional architecture Empirical research Causal mechanism
  • 17. Functions in S-M explanations Functions are role-functions For the mechanism and for its components Functions help build the conceptual model They are the theoretical underpinnings of the causal variables Causes are no less important than functions Or, find the threshold between generality and specificity
  • 18. To sum up One way to S-M The social S-M do it: explanations sciences aim explanations structural- operate to explain model modelling functional phenomena mechanisms explanations individuation
  • 19. Functions in S-M explanations are the theoretical underpinnings of causes in a mechanism
  • 20. Selected references Craver C. (2001). Role functions, mechanisms and hierarchy. Philosophy of Science, 68(1). Cummins R. (1975), Functional analysis. Journal of Philosophy, 72. Demeulenaere P. (ed) (2011). Analytical sociology and social mechanisms. CUP. Franck R. (ed.) (2002). The explanatory power of models, Kluwer. C. and Wunsch G.(2010). Self-rated Health in the Baltic Countries, 1994- 1999, European Journal of Population, 26(4). Little D. (2011), Causal mechanisms in the social realm. in P. Illari, F. Russo, and J. Williamson (eds), Causality in the sciences. OUP. McKay Illari P. and Williamson J. (2011). Function and organization: comparing the mechanisms of protein synthesis and natural selection. Studies in History and Philosophy of Biological and Biomedical Sciences. Mouchart M. and Russo F. (2011), Causal explanation: recursive decompositions and mechanisms, in P.Illari, F. Russo, and J. Williamson (eds), Causality in the sciences. OUP Mouchart M., Russo F. and Wunsch G. (2010), Inferring Causal Relations by Modelling Structures, Statistica. Russo F. (2009), Causality and causal modelling in the social sciences: Measuring variations. Springer.