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Building Resilience in Haiti:
             Equity, Information, Growth, and Sustainability


                             Frantz Verella


                          September 30, 2010




Verella ()                     Building Resilience      September 30, 2010   1 / 36
Plan




   Cities, Complexity and Resilience
   Equity, Information, Growth and Sustainability




       Verella ()             Building Resilience   September 30, 2010   2 / 36
A Mathematical Metaphor




   Picture a dynamical system with multiple equilibria
   Earthquake propelled us outside the basin of attraction of the status
   quo
   A sensitive path between chaos and status quo leads to a better
   equilibrium




      Verella ()              Building Resilience        September 30, 2010   3 / 36
A Mathematical Metaphor




   Picture a dynamical system with multiple equilibria
   Earthquake propelled us outside the basin of attraction of the status
   quo
   A sensitive path between chaos and status quo leads to a better
   equilibrium
   reconstruction must solve this mammoth optimal control problem




      Verella ()              Building Resilience        September 30, 2010   3 / 36
Outline

1   Introduction

2   Perspectives

3   Cities, Complexity, and Resilience
      Cities
      Complexity
      Resilience

4   Urban/Regional Planning
      Equity
      Information
      Growth
      Sustainability


         Verella ()              Building Resilience   September 30, 2010   4 / 36
Community Resilience



In 2009, the National Academies held a panel on the Applications of Social
Network Analysis for Building Community Disaster Resilience.
Dr. Fran Norris of Dartmouth Medical School outlined:
    Social Capital
    Community Competence
    Economic Development
    and Robust Communication Infrastructures
as key ingredients for Community Resilience.




       Verella ()              Building Resilience      September 30, 2010   5 / 36
Community Resilience in Haiti




      Verella ()        Building Resilience   September 30, 2010   6 / 36
Community Resilience in Haiti


   A population on the edge of survival forced to exhaust the scarce
   resources of the environment without much regard to their renewal
   Urban concentrations exhausting the land and paralyzing local
   initiatives
        Port-au-Prince hosted nearly 73, 400 inhabitants per square mile (2007)
        843 per square mile in Haiti (2009)
        GDP 733 dollars per year
        counting the metropolitan area: 50 percent of the population living on
        1.37 percent of the land
   Persistent social inequalities that drain the chances of fulfillment of
   most of the population



      Verella ()                Building Resilience         September 30, 2010   7 / 36
Vulnerable Communities: Hurricanes and Floods




      Verella ()       Building Resilience   September 30, 2010   8 / 36
Vulnerable Communities: Jan 12th Earthquake




      Verella ()       Building Resilience   September 30, 2010   9 / 36
Outline

1   Introduction

2   Perspectives

3   Cities, Complexity, and Resilience
      Cities
      Complexity
      Resilience

4   Urban/Regional Planning
      Equity
      Information
      Growth
      Sustainability


         Verella ()              Building Resilience   September 30, 2010   10 / 36
Perspectives on Reconstruction




      Verella ()        Building Resilience   September 30, 2010   11 / 36
Perspectives on Reconstruction



   Cities are Complex Systems/Organisms




      Verella ()           Building Resilience   September 30, 2010   11 / 36
Perspectives on Reconstruction



   Cities are Complex Systems/Organisms
   There is an urgent need for a sophisticated understanding and
   implementation of urban and regional planning




      Verella ()             Building Resilience     September 30, 2010   11 / 36
Perspectives on Reconstruction



   Cities are Complex Systems/Organisms
   There is an urgent need for a sophisticated understanding and
   implementation of urban and regional planning
   A resilient reconstruction must be animated by the same principles
   that guide preparedeness and mitigation of risk
        Equity
        Information
        Growth
        Sustainability




      Verella ()             Building Resilience      September 30, 2010   11 / 36
Outline

1   Introduction

2   Perspectives

3   Cities, Complexity, and Resilience
      Cities
      Complexity
      Resilience

4   Urban/Regional Planning
      Equity
      Information
      Growth
      Sustainability


         Verella ()              Building Resilience   September 30, 2010   12 / 36
Port-au-Prince, Complexity and Resilience




      Verella ()        Building Resilience   September 30, 2010   13 / 36
Port-au-Prince, Complexity and Resilience




    Adaptation: a significant proportion of the population moves out of
    the affected areas



       Verella ()             Building Resilience     September 30, 2010   13 / 36
Port-au-Prince, Complexity and Resilience




    Adaptation: a significant proportion of the population moves out of
    the affected areas
    Interaction: the network of this movement is not only based on
    geographical distance
       Verella ()             Building Resilience     September 30, 2010   13 / 36
Port-au-Prince
in Haiti’s social, economic, political landscape
    assembly manufacturing as the single industry growth plan
    uncontrolled urbanization and rural flight
    increase in food imports undermining the agricultural production




       Verella ()             Building Resilience      September 30, 2010   14 / 36
Port-au-Prince
in Haiti’s social, economic, political landscape
    assembly manufacturing as the single industry growth plan
    uncontrolled urbanization and rural flight
    increase in food imports undermining the agricultural production
    Port-au-Prince becomes an undeserving metropolis




       Verella ()             Building Resilience      September 30, 2010   14 / 36
Port-au-Prince
in Haiti’s social, economic, political landscape
    assembly manufacturing as the single industry growth plan
    uncontrolled urbanization and rural flight
    increase in food imports undermining the agricultural production
    Port-au-Prince becomes an undeserving metropolis
    Adaptive, Complex and Chaotic . . .




       Verella ()             Building Resilience      September 30, 2010   14 / 36
Lessons from American Cities



In 1961, Jane Jacobs published The Death and Life of Great American
Cities, one of the most influencial volumes on urban planning. A critique
of modernist planning, Jacobs:
    argues against artificial separation of land use as residential,
    commercial, and industrial
    favors a mixed, redundant and local approach to land/resource
    allocation
Vibrant cities are made of interacting neighborhoods and communities that
are multifaceted, multipurpose, and whose functionalities are redundant.




       Verella ()               Building Resilience       September 30, 2010   15 / 36
Complex Systems


In The Architecture of Complexity (1962), Herbert Simon wrote that:
    Roughly, by a complex system I mean one made up of a large
    number of parts that interact in a nonsimple way. In such
    systems, the whole is more than the sum of the parts, [. . . ] ,
    given the properties of the parts and the laws of their interaction,
    it is not a trivial matter to infer the properties of the whole.”


    The study of complex systems originated in non-equilibrium statistical
    physics
    Recently social scientists have become increasingly interested in
    complex systems



       Verella ()               Building Resilience       September 30, 2010   16 / 36
Cities and Complexity


Michael Batty, in Cities and Complexity (2005), advocates a generative
understanding of cities via computational models. Considering cities as
complex systems, he brings to urban planning:
    tools: Agent-based Modeling, Cellular Automata
    concepts: self-organization, criticality, complex networks, spatial
    epidemics, emergence
    methods: mean-field approximation, simulation
of complexity science.
The processes that animate a city are the macroscopic outcomes of the
micromotives and microbehaviors of the city’s inhabitants.




       Verella ()               Building Resilience       September 30, 2010   17 / 36
Resilience




    Resilience is property of a material that absorbs energy when deformed
    elastically; and releases this energy when it regains its shape.
    In The Resilient City (2005), Vale and Campanella, suggest that
    major modern cities are resilient as they are routinely able to rebound
    from disaster.




       Verella ()              Building Resilience      September 30, 2010   18 / 36
Three Noteworthy Axiom of Resilience




   Resilience Benefits from the Inertia of Prior Investment
   Disasters Reveal the Resilience of Governments
   Resilience Entails More than Rebuilding




      Verella ()              Building Resilience     September 30, 2010   19 / 36
Tangshan, China




   July 28th 1976, the city of Tangshan is hit by a magnitude 7.8
   earthquake
   over 250 thousand people killed, in a city of about one million.




      Verella ()              Building Resilience      September 30, 2010   20 / 36
Tangshan, China




   July 28th 1976, the city of Tangshan is hit by a magnitude 7.8
   earthquake
   over 250 thousand people killed, in a city of about one million.
   The city was rebuilt within a decade, by Chinese officials.
   In 2008, Tangshan’s population was over seven million,
   with a GDP per capita of 6, 817 dollars.




      Verella ()              Building Resilience      September 30, 2010   20 / 36
Grand Goˆve and Ravine du Sud
        a



Unmitigated Risk to Natural Disaster




       Verella ()             Building Resilience   September 30, 2010   21 / 36
Outline

1   Introduction

2   Perspectives

3   Cities, Complexity, and Resilience
      Cities
      Complexity
      Resilience

4   Urban/Regional Planning
      Equity
      Information
      Growth
      Sustainability


         Verella ()              Building Resilience   September 30, 2010   22 / 36
Elements of a Course of Action


   Regional and Urban Planning
   Agriculture and Environmental Conservation
   Decentralized and Robust Economic Growth




      Verella ()            Building Resilience   September 30, 2010   23 / 36
Equity




   Education
   Health Care
   Access to Credit
   Access to Markets
   Mobility




         Verella ()    Building Resilience   September 30, 2010   24 / 36
Mobility




      Verella ()   Building Resilience   September 30, 2010   25 / 36
Information




   Education
   Energy
   Layered and Dense Communication Infrastructures




      Verella ()            Building Resilience      September 30, 2010   26 / 36
The NGO Network




     Verella ()   Building Resilience   September 30, 2010   27 / 36
Growth




   Access to Credit and Markets
   Mobility
   Low Transaction Cost




      Verella ()            Building Resilience   September 30, 2010   28 / 36
Growth =⇒ Decentralization




     Verella ()      Building Resilience   September 30, 2010   29 / 36
Growth =⇒ Decentralization




     Verella ()      Building Resilience   September 30, 2010   30 / 36
Growth =⇒ Decentralization




     Verella ()      Building Resilience   September 30, 2010   31 / 36
Sustainability




    Agriculture and Environmental Conservation
    Regional and Urban Planning




      Verella ()             Building Resilience   September 30, 2010   32 / 36
Sustainable Agriculture




      Verella ()          Building Resilience   September 30, 2010   33 / 36
Conservation




      Verella ()   Building Resilience   September 30, 2010   34 / 36
Ecological Tourism




      Verella ()     Building Resilience   September 30, 2010   35 / 36
Closing Remark




   Cities, Complexity, and Resilience
   Urban/Regional Planning
   Reconstruction is an issue of colossal importance




      Verella ()              Building Resilience      September 30, 2010   36 / 36
Closing Remark




   Cities, Complexity, and Resilience
   Urban/Regional Planning
   Reconstruction is an issue of colossal importance
   In the aftermath of the second world war, the major issue of debate in
   Berlin, Nagasaki and Hiroshima was not:




      Verella ()              Building Resilience      September 30, 2010   36 / 36
Closing Remark




   Cities, Complexity, and Resilience
   Urban/Regional Planning
   Reconstruction is an issue of colossal importance
   In the aftermath of the second world war, the major issue of debate in
   Berlin, Nagasaki and Hiroshima was not:election




      Verella ()              Building Resilience      September 30, 2010   36 / 36

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Prezantasyon

  • 1. Building Resilience in Haiti: Equity, Information, Growth, and Sustainability Frantz Verella September 30, 2010 Verella () Building Resilience September 30, 2010 1 / 36
  • 2. Plan Cities, Complexity and Resilience Equity, Information, Growth and Sustainability Verella () Building Resilience September 30, 2010 2 / 36
  • 3. A Mathematical Metaphor Picture a dynamical system with multiple equilibria Earthquake propelled us outside the basin of attraction of the status quo A sensitive path between chaos and status quo leads to a better equilibrium Verella () Building Resilience September 30, 2010 3 / 36
  • 4. A Mathematical Metaphor Picture a dynamical system with multiple equilibria Earthquake propelled us outside the basin of attraction of the status quo A sensitive path between chaos and status quo leads to a better equilibrium reconstruction must solve this mammoth optimal control problem Verella () Building Resilience September 30, 2010 3 / 36
  • 5. Outline 1 Introduction 2 Perspectives 3 Cities, Complexity, and Resilience Cities Complexity Resilience 4 Urban/Regional Planning Equity Information Growth Sustainability Verella () Building Resilience September 30, 2010 4 / 36
  • 6. Community Resilience In 2009, the National Academies held a panel on the Applications of Social Network Analysis for Building Community Disaster Resilience. Dr. Fran Norris of Dartmouth Medical School outlined: Social Capital Community Competence Economic Development and Robust Communication Infrastructures as key ingredients for Community Resilience. Verella () Building Resilience September 30, 2010 5 / 36
  • 7. Community Resilience in Haiti Verella () Building Resilience September 30, 2010 6 / 36
  • 8. Community Resilience in Haiti A population on the edge of survival forced to exhaust the scarce resources of the environment without much regard to their renewal Urban concentrations exhausting the land and paralyzing local initiatives Port-au-Prince hosted nearly 73, 400 inhabitants per square mile (2007) 843 per square mile in Haiti (2009) GDP 733 dollars per year counting the metropolitan area: 50 percent of the population living on 1.37 percent of the land Persistent social inequalities that drain the chances of fulfillment of most of the population Verella () Building Resilience September 30, 2010 7 / 36
  • 9. Vulnerable Communities: Hurricanes and Floods Verella () Building Resilience September 30, 2010 8 / 36
  • 10. Vulnerable Communities: Jan 12th Earthquake Verella () Building Resilience September 30, 2010 9 / 36
  • 11. Outline 1 Introduction 2 Perspectives 3 Cities, Complexity, and Resilience Cities Complexity Resilience 4 Urban/Regional Planning Equity Information Growth Sustainability Verella () Building Resilience September 30, 2010 10 / 36
  • 12. Perspectives on Reconstruction Verella () Building Resilience September 30, 2010 11 / 36
  • 13. Perspectives on Reconstruction Cities are Complex Systems/Organisms Verella () Building Resilience September 30, 2010 11 / 36
  • 14. Perspectives on Reconstruction Cities are Complex Systems/Organisms There is an urgent need for a sophisticated understanding and implementation of urban and regional planning Verella () Building Resilience September 30, 2010 11 / 36
  • 15. Perspectives on Reconstruction Cities are Complex Systems/Organisms There is an urgent need for a sophisticated understanding and implementation of urban and regional planning A resilient reconstruction must be animated by the same principles that guide preparedeness and mitigation of risk Equity Information Growth Sustainability Verella () Building Resilience September 30, 2010 11 / 36
  • 16. Outline 1 Introduction 2 Perspectives 3 Cities, Complexity, and Resilience Cities Complexity Resilience 4 Urban/Regional Planning Equity Information Growth Sustainability Verella () Building Resilience September 30, 2010 12 / 36
  • 17. Port-au-Prince, Complexity and Resilience Verella () Building Resilience September 30, 2010 13 / 36
  • 18. Port-au-Prince, Complexity and Resilience Adaptation: a significant proportion of the population moves out of the affected areas Verella () Building Resilience September 30, 2010 13 / 36
  • 19. Port-au-Prince, Complexity and Resilience Adaptation: a significant proportion of the population moves out of the affected areas Interaction: the network of this movement is not only based on geographical distance Verella () Building Resilience September 30, 2010 13 / 36
  • 20. Port-au-Prince in Haiti’s social, economic, political landscape assembly manufacturing as the single industry growth plan uncontrolled urbanization and rural flight increase in food imports undermining the agricultural production Verella () Building Resilience September 30, 2010 14 / 36
  • 21. Port-au-Prince in Haiti’s social, economic, political landscape assembly manufacturing as the single industry growth plan uncontrolled urbanization and rural flight increase in food imports undermining the agricultural production Port-au-Prince becomes an undeserving metropolis Verella () Building Resilience September 30, 2010 14 / 36
  • 22. Port-au-Prince in Haiti’s social, economic, political landscape assembly manufacturing as the single industry growth plan uncontrolled urbanization and rural flight increase in food imports undermining the agricultural production Port-au-Prince becomes an undeserving metropolis Adaptive, Complex and Chaotic . . . Verella () Building Resilience September 30, 2010 14 / 36
  • 23. Lessons from American Cities In 1961, Jane Jacobs published The Death and Life of Great American Cities, one of the most influencial volumes on urban planning. A critique of modernist planning, Jacobs: argues against artificial separation of land use as residential, commercial, and industrial favors a mixed, redundant and local approach to land/resource allocation Vibrant cities are made of interacting neighborhoods and communities that are multifaceted, multipurpose, and whose functionalities are redundant. Verella () Building Resilience September 30, 2010 15 / 36
  • 24. Complex Systems In The Architecture of Complexity (1962), Herbert Simon wrote that: Roughly, by a complex system I mean one made up of a large number of parts that interact in a nonsimple way. In such systems, the whole is more than the sum of the parts, [. . . ] , given the properties of the parts and the laws of their interaction, it is not a trivial matter to infer the properties of the whole.” The study of complex systems originated in non-equilibrium statistical physics Recently social scientists have become increasingly interested in complex systems Verella () Building Resilience September 30, 2010 16 / 36
  • 25. Cities and Complexity Michael Batty, in Cities and Complexity (2005), advocates a generative understanding of cities via computational models. Considering cities as complex systems, he brings to urban planning: tools: Agent-based Modeling, Cellular Automata concepts: self-organization, criticality, complex networks, spatial epidemics, emergence methods: mean-field approximation, simulation of complexity science. The processes that animate a city are the macroscopic outcomes of the micromotives and microbehaviors of the city’s inhabitants. Verella () Building Resilience September 30, 2010 17 / 36
  • 26. Resilience Resilience is property of a material that absorbs energy when deformed elastically; and releases this energy when it regains its shape. In The Resilient City (2005), Vale and Campanella, suggest that major modern cities are resilient as they are routinely able to rebound from disaster. Verella () Building Resilience September 30, 2010 18 / 36
  • 27. Three Noteworthy Axiom of Resilience Resilience Benefits from the Inertia of Prior Investment Disasters Reveal the Resilience of Governments Resilience Entails More than Rebuilding Verella () Building Resilience September 30, 2010 19 / 36
  • 28. Tangshan, China July 28th 1976, the city of Tangshan is hit by a magnitude 7.8 earthquake over 250 thousand people killed, in a city of about one million. Verella () Building Resilience September 30, 2010 20 / 36
  • 29. Tangshan, China July 28th 1976, the city of Tangshan is hit by a magnitude 7.8 earthquake over 250 thousand people killed, in a city of about one million. The city was rebuilt within a decade, by Chinese officials. In 2008, Tangshan’s population was over seven million, with a GDP per capita of 6, 817 dollars. Verella () Building Resilience September 30, 2010 20 / 36
  • 30. Grand Goˆve and Ravine du Sud a Unmitigated Risk to Natural Disaster Verella () Building Resilience September 30, 2010 21 / 36
  • 31. Outline 1 Introduction 2 Perspectives 3 Cities, Complexity, and Resilience Cities Complexity Resilience 4 Urban/Regional Planning Equity Information Growth Sustainability Verella () Building Resilience September 30, 2010 22 / 36
  • 32. Elements of a Course of Action Regional and Urban Planning Agriculture and Environmental Conservation Decentralized and Robust Economic Growth Verella () Building Resilience September 30, 2010 23 / 36
  • 33. Equity Education Health Care Access to Credit Access to Markets Mobility Verella () Building Resilience September 30, 2010 24 / 36
  • 34. Mobility Verella () Building Resilience September 30, 2010 25 / 36
  • 35. Information Education Energy Layered and Dense Communication Infrastructures Verella () Building Resilience September 30, 2010 26 / 36
  • 36. The NGO Network Verella () Building Resilience September 30, 2010 27 / 36
  • 37. Growth Access to Credit and Markets Mobility Low Transaction Cost Verella () Building Resilience September 30, 2010 28 / 36
  • 38. Growth =⇒ Decentralization Verella () Building Resilience September 30, 2010 29 / 36
  • 39. Growth =⇒ Decentralization Verella () Building Resilience September 30, 2010 30 / 36
  • 40. Growth =⇒ Decentralization Verella () Building Resilience September 30, 2010 31 / 36
  • 41. Sustainability Agriculture and Environmental Conservation Regional and Urban Planning Verella () Building Resilience September 30, 2010 32 / 36
  • 42. Sustainable Agriculture Verella () Building Resilience September 30, 2010 33 / 36
  • 43. Conservation Verella () Building Resilience September 30, 2010 34 / 36
  • 44. Ecological Tourism Verella () Building Resilience September 30, 2010 35 / 36
  • 45. Closing Remark Cities, Complexity, and Resilience Urban/Regional Planning Reconstruction is an issue of colossal importance Verella () Building Resilience September 30, 2010 36 / 36
  • 46. Closing Remark Cities, Complexity, and Resilience Urban/Regional Planning Reconstruction is an issue of colossal importance In the aftermath of the second world war, the major issue of debate in Berlin, Nagasaki and Hiroshima was not: Verella () Building Resilience September 30, 2010 36 / 36
  • 47. Closing Remark Cities, Complexity, and Resilience Urban/Regional Planning Reconstruction is an issue of colossal importance In the aftermath of the second world war, the major issue of debate in Berlin, Nagasaki and Hiroshima was not:election Verella () Building Resilience September 30, 2010 36 / 36