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Efficiency & Welfare Reform
                   Glasgow, November 2010


© Simon Duffy. Rights Reserved. The author must be cited if images or slides are used
Whose efficiency in the
        ‘age’ of austerity

• Efficiency is political, not just technical
• Power encourages definitions which treat public
  services as ‘obvious goods’ that need to be
  delivered at the lowest cost.
• Tax payer is promised ‘efficiency’
• but ‘mainstream services’ are protected
• Negative impact often focuses on the most needy
Personalisation & Social Justice

• Personalisation was inspired by visions and values
  outside mainstream political theory
• Provides a capabilities approach that takes us
  beyond a limited focus on money - real wealth
• Provides a non-meritocratic and inclusive vision of
  social change - equal citizenship
• Offers principle of equity - sufficient for citizenship
To achieve citizenship takes real
The goal should be to support
Personalisation is a set of
approaches for achieving
3 examples of personalisation



  • Individual (or personal) budgets
  • Personalised transition
  • WomenCentre model
Costs vs Needs
                                (ranked by cost)

        70                                                                 £60,000



        60
                                                                           £50,000


        50
                                                                           £40,000

        40
Needs




                                                                           £30,000

        30

                                                                           £20,000
        20


                                                                           £10,000
        10



        0                                                                  £0
             1   11   21   31   41              51     61   71   81   91
                                       People

                                     Needs      Cost
Net Percentage Improvement

Health & well-being                  42%
   Time with people                    52%
      Quality of life                              75%
     Community life                         62%
   Choice & control                               71%
      Safe & secure           28%
    Personal dignity                        59%
Economic well-being            31%

                        0%   20%      40%    60%         80%
Place              Number   Change

6 Sites Phase I Report       60      -18%

17 Sites Phase II Report    128      -9%

 13 Sites IBSEN Report      203      -6%

      Northants              17     -18.7%

    City of London           10      -30%

    Worcestershire           73      -17%
90
                                                      Hertfordshire
                                                      Cambridgeshire
                                                      Worcestershire
67.5




 45




22.5




  0
       Person                Provider              User Trust

       NB Split budgets are counted against both control mechanisms
Wholly controlled by person
Split with LA
Wholly controlled by LA



                                  19%


                  40%




                                  41%




                                  Cambridgeshire data on
                              shared usage - total number
                                                       63
Explanatory hypotheses
   Data suggests we can exclude some
  hypotheses, therefore we can currently
                 assume:
• NOT because of lots of professional brokerage - there was
  very little and where most money was invested in brokerage
  progress was slowest

• NOT because of comprehensive assessments - there were
  none

• NOT because everybody used direct payments or employed
  their own staff - although c.50% did

• NOT because people had to unduly rely upon family and
  friends - this remained largely unchanged, but was better
  integrated with paid support
Possible explanatory hypotheses
•The ability to integrate paid support more carefully
 with unpaid support increases efficiency and allows
 people to focus paid support where it is really
 required.

•The ability to use funding flexibly allows people to
 identify more creative, individual and appropriate
 support at the right price

•Needs-led approach avoids the definition of need by
 available service and the inherent upward ratcheting
 up of costs.

•Expensive, crisis-led solutions can be avoided if
 people are equipped with information early enough
 to enable meaningful planning
Taxation



The right money...                         ...to the right person


                     Resource Allocation


    Targeted
                        System (RAS)

                                                 Accountability
                                                                    • The right money
  Wider Market
                     Supported Decision-
                           Making
                                                   Community
                                                                    • To the right person
 Family Support                                    Creativity       • Maximum choice and
                                                                     flexibility
                            Added
                            Value                                   • Minimum burdens and
                                                                     waste
                                                                    • Clear entitlements
                   Increased       Stronger         E!ective
     High
                   Economic       Families &        Welfare
 Satisfaction
                  Productivity   Communities        Reform
• DON’T stop people from knowing their
   budget or eroding their sense of
   entitlement

• DON’T let your RAS be driven by ‘care
   planning’

• DON’T make planning difficult or obscure
• DON’T limit support options for planning
• DON’T limit control options
• DON’T limit how people can use their
   money

IE - We could unintentionally undermine the development of the market either by
creating barriers to entry or weakening the ability of consumers to make their
own choices and shape the market through those choices
Current debates/
• Uncertainty about how to manage the RAS
• Uncertainty about flexibility and pooling
• Failure to utilise providers and ISFs
• £0.5 billion wasted on ‘implementation’
• The burdening of care management
• The failure to look hard at in-house
  services and block contracts
personalisation will work for
              people
• needing support in the community
• managing long-term health
    conditions
•   trying to rebuild their mental
    health
•   wanting to die at home
•   wanting more personalised
    education
•   trying to find work
•   wanting to avoid prison
education reform
• What is at the heart of learning and
  personal development?
• What are the other 26 pupils paying for?
• Schools as social networks for organising
  learning
• Home school networks
• Nationalise private education
• Rethinking the problem of inclusion
place-based approaches to
          complexity

• As needs become more complex so does the
  complexity of the response
• Service professions, departments, organisational
  boundaries lead to ‘privileged irresponsibility’
• The state struggles to recognise and support civil
  society responses
this means real poverty is


1. Despair - having no hope
2. Loneliness - having no friends or
   family
3. Exclusion - never being part of
   anything
4. Disadvantaged - feeling deskilled
5. Powerlessness - having no control
success will be dependent upon


•   ability to spot and support innovation
•   celebrate and own civil society responses
•   radically disinvest from current blocks
•   shifting authority and control to local leadership
•   new ‘constitutional framework’ with space for
    innovation
Conclusion: Change?

• Resistance is inevitable
• Timescales are uncertain
• Intentional organisation is required
• Success will be a ‘constitutional’ shift
  in power and control to citizens,
  families & communities
strategies
• smallness provokes less resistance
• powerful ideas can create powerful
  communities
• testing and evidence matter
• implementation
Contact Details
     Simon Duffy
     Centre for Welfare Reform
     The Quadrant,
     99 Parkway Avenue, Parkway Business Park
     Sheffield, S9 4WG
     T +44 114 251 1790
     M +44 7729 7729 41
     admin@centreforwelfarereform.org
     www.centreforwelfarereform.org
10




7.5


                                                                                                                          Hidden Voices:




                                                  Hidden Voices: Older People’s Experience of Abuse
                                                                                                      Older People’s Experience of Abuse
                                                                                                                  An analysis of calls to the Action on Elder Abuse helpline.
                                                                                                                 Written by Action on Elder Abuse and published by Help the Aged




 5




2.5




                                                     Help the Aged Action on Elder Abuse
 0
                 Relative Risk

      Home              Sheltered Housing   Action on Elder Abuse Data (2004)
      Hospital          Care Home

The regulation paradox - we regulate things
because they are unsafe, so people believe
they have become safe... ... but they are not

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(160) Presentation On Efficiency ( Glasgow, November 2010)

  • 1. Efficiency & Welfare Reform Glasgow, November 2010 © Simon Duffy. Rights Reserved. The author must be cited if images or slides are used
  • 2. Whose efficiency in the ‘age’ of austerity • Efficiency is political, not just technical • Power encourages definitions which treat public services as ‘obvious goods’ that need to be delivered at the lowest cost. • Tax payer is promised ‘efficiency’ • but ‘mainstream services’ are protected • Negative impact often focuses on the most needy
  • 3. Personalisation & Social Justice • Personalisation was inspired by visions and values outside mainstream political theory • Provides a capabilities approach that takes us beyond a limited focus on money - real wealth • Provides a non-meritocratic and inclusive vision of social change - equal citizenship • Offers principle of equity - sufficient for citizenship
  • 4.
  • 5.
  • 7. The goal should be to support
  • 8. Personalisation is a set of approaches for achieving
  • 9. 3 examples of personalisation • Individual (or personal) budgets • Personalised transition • WomenCentre model
  • 10.
  • 11.
  • 12.
  • 13.
  • 14.
  • 15.
  • 16.
  • 17.
  • 18. Costs vs Needs (ranked by cost) 70 £60,000 60 £50,000 50 £40,000 40 Needs £30,000 30 £20,000 20 £10,000 10 0 £0 1 11 21 31 41 51 61 71 81 91 People Needs Cost
  • 19. Net Percentage Improvement Health & well-being 42% Time with people 52% Quality of life 75% Community life 62% Choice & control 71% Safe & secure 28% Personal dignity 59% Economic well-being 31% 0% 20% 40% 60% 80%
  • 20. Place Number Change 6 Sites Phase I Report 60 -18% 17 Sites Phase II Report 128 -9% 13 Sites IBSEN Report 203 -6% Northants 17 -18.7% City of London 10 -30% Worcestershire 73 -17%
  • 21.
  • 22.
  • 23. 90 Hertfordshire Cambridgeshire Worcestershire 67.5 45 22.5 0 Person Provider User Trust NB Split budgets are counted against both control mechanisms
  • 24. Wholly controlled by person Split with LA Wholly controlled by LA 19% 40% 41% Cambridgeshire data on shared usage - total number 63
  • 25. Explanatory hypotheses Data suggests we can exclude some hypotheses, therefore we can currently assume: • NOT because of lots of professional brokerage - there was very little and where most money was invested in brokerage progress was slowest • NOT because of comprehensive assessments - there were none • NOT because everybody used direct payments or employed their own staff - although c.50% did • NOT because people had to unduly rely upon family and friends - this remained largely unchanged, but was better integrated with paid support
  • 26. Possible explanatory hypotheses •The ability to integrate paid support more carefully with unpaid support increases efficiency and allows people to focus paid support where it is really required. •The ability to use funding flexibly allows people to identify more creative, individual and appropriate support at the right price •Needs-led approach avoids the definition of need by available service and the inherent upward ratcheting up of costs. •Expensive, crisis-led solutions can be avoided if people are equipped with information early enough to enable meaningful planning
  • 27.
  • 28.
  • 29.
  • 30. Taxation The right money... ...to the right person Resource Allocation Targeted System (RAS) Accountability • The right money Wider Market Supported Decision- Making Community • To the right person Family Support Creativity • Maximum choice and flexibility Added Value • Minimum burdens and waste • Clear entitlements Increased Stronger E!ective High Economic Families & Welfare Satisfaction Productivity Communities Reform
  • 31. • DON’T stop people from knowing their budget or eroding their sense of entitlement • DON’T let your RAS be driven by ‘care planning’ • DON’T make planning difficult or obscure • DON’T limit support options for planning • DON’T limit control options • DON’T limit how people can use their money IE - We could unintentionally undermine the development of the market either by creating barriers to entry or weakening the ability of consumers to make their own choices and shape the market through those choices
  • 32. Current debates/ • Uncertainty about how to manage the RAS • Uncertainty about flexibility and pooling • Failure to utilise providers and ISFs • £0.5 billion wasted on ‘implementation’ • The burdening of care management • The failure to look hard at in-house services and block contracts
  • 33.
  • 34.
  • 35.
  • 36.
  • 37.
  • 38.
  • 39. personalisation will work for people • needing support in the community • managing long-term health conditions • trying to rebuild their mental health • wanting to die at home • wanting more personalised education • trying to find work • wanting to avoid prison
  • 40. education reform • What is at the heart of learning and personal development? • What are the other 26 pupils paying for? • Schools as social networks for organising learning • Home school networks • Nationalise private education • Rethinking the problem of inclusion
  • 41. place-based approaches to complexity • As needs become more complex so does the complexity of the response • Service professions, departments, organisational boundaries lead to ‘privileged irresponsibility’ • The state struggles to recognise and support civil society responses
  • 42.
  • 43.
  • 44.
  • 45. this means real poverty is 1. Despair - having no hope 2. Loneliness - having no friends or family 3. Exclusion - never being part of anything 4. Disadvantaged - feeling deskilled 5. Powerlessness - having no control
  • 46.
  • 47.
  • 48.
  • 49. success will be dependent upon • ability to spot and support innovation • celebrate and own civil society responses • radically disinvest from current blocks • shifting authority and control to local leadership • new ‘constitutional framework’ with space for innovation
  • 50. Conclusion: Change? • Resistance is inevitable • Timescales are uncertain • Intentional organisation is required • Success will be a ‘constitutional’ shift in power and control to citizens, families & communities
  • 51.
  • 52. strategies • smallness provokes less resistance • powerful ideas can create powerful communities • testing and evidence matter • implementation
  • 53. Contact Details Simon Duffy Centre for Welfare Reform The Quadrant, 99 Parkway Avenue, Parkway Business Park Sheffield, S9 4WG T +44 114 251 1790 M +44 7729 7729 41 admin@centreforwelfarereform.org www.centreforwelfarereform.org
  • 54. 10 7.5 Hidden Voices: Hidden Voices: Older People’s Experience of Abuse Older People’s Experience of Abuse An analysis of calls to the Action on Elder Abuse helpline. Written by Action on Elder Abuse and published by Help the Aged 5 2.5 Help the Aged Action on Elder Abuse 0 Relative Risk Home Sheltered Housing Action on Elder Abuse Data (2004) Hospital Care Home The regulation paradox - we regulate things because they are unsafe, so people believe they have become safe... ... but they are not

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