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Amorphous Solid Dispersions:
Application Of Spray Drying
Formulations For Discovery
Toxicology Studies


Mengwei Hu, James Ormes and Jiang Chang
Merck & Co.
Presentation Outline

• Challenges in Discovery toxicology formulation
  development
• General concept of spray dried amorphous solid
  dispersions
• Integration of spray drying technology in Discovery space
• Case studies of applications of amorphous solid dispersion
  for Discovery toxicology studies
• Summary
• Acknowledgement


                                                               2
Challenges In Discovery Toxicology Formulation
 Development

• Requirement of higher oral exposure (except for oncology
  programs) to ensure safety margin:
   – Exposures can be limited by
      • Compound specific properties:
          – Solubility                   can be significantly improved
          – Dissolution rate             by formulation strategies
          – Permeability
          – GI tract stability
          – First pass effect
      • Formulation specific properties:
          – Maximum feasible dose: limited by feasible concentration,
            dosing volume and daily allowed amount of excipients
          – Release rate

                                                                         3
Challenges In Discovery Toxicology Formulation
  Development (continued)

• Prefer solution/suspension formulation
   – Easiness for dosing especially for rodent species
   – Easiness for body weight adjustment
   – Besides bioperformance, need to address:
       • Dosability:
            – uniformity, viscosity and syringability
       • Stability:
            – Physical stability: polymorphism, disproportionation, particle size
              distribution, pH shift, agglomeration and gelling
            – Chemical stability: chemical degradation (hydrolysis, oxidation,
              compatibility with excipients and photostability)




                                                                                    4
Challenges In Discovery Toxicology Formulation
Development (continued)
• Narrower choices of excipients
    – To ensure clear read out of toxicity caused by API.
    – Excipients with similar toxicity concern as the API have to be avoided.
    – Wider choices for short term study. However, line of sight for long term
      toxicology study is critical.
    – Full knowledge of species specific toxicity of excipients is essential.
    – Maximum daily allowed amount of excipients has to be established.
    – Concern specific to the therapeutic area:
        • Example: using lipid based formulations for lipid modifying agents

• Short development time for toxicology formulations
• Limited availability of API



                                                                                 5
Toxicology Formulation Strategies

• Solubilization
   –   Ionization by pH adjustment
   –   Salt
   –   Cosolvent
   –   Surfactant
   –   Complexation
   –   Lipid based formulation
• Increase dissolution rate through particle size reduction
   – Micronization
   – Nanoparticle
• Improve solubility by converting API to amorphous state and
  maintaining it at amorphous state (amorphous solid
  dispersion)
   – Hot melt extrusion or melt quenching techniques
   – Spray drying


                                                                6
Spray Drying Process
    Atomization                Spray
       Gas                                              Hot
                              Solution                                Credit: Galen Shi


Processing Gas                                          Cool                    Evaporation
                                                                                 of Solvent
                                                               Spray
                                                               Droplet



                                            Heat in

  Hotter
  region
                    Cooler
                    region                                         Spray Dried Drug/Polymer
  • Mix up liquid feed containing drug, polymer, and optional surfactants in a solution or suspension.
  • Atomize liquid feed to generate desired droplet formation
  • Dry droplets (fast drying rate) to generate amorphous, solid particles (from solution)
  • Collect product from processing gas stream (e.g cyclone & bag filter)
                                                                                                         7
How Spray Dried Amorphous Solid Enhances Drug
     Exposure



                     Free Energy                 Solvated Drug   G
                                            G

                                                                      Amorphous Drug



                              Crystalline Drug


• Amorphous state has higher free-energy No crystal lattice to break 
 Higher Thermodynamic Solubility
• Fine particle size  Large surface area  Improved Kinetic Dissolution


Amorphous solid dispersion is particularly useful for
compounds with high crystal lattice energy
                                                                                       8
Polymer Excipients in Spray Drying



             Free Energy                                             Amorphous Drug
                             Amorphous Drug
                               w/Polymer                             Better Solubility
                                                                      Low Stability
                              Better Solubility   Crystalline Drug
                              Better Stability
                                                   Poor Solubility         Patrick Marsac with permission
                                                      Stable


•Polymers stabilize the
amorphous state of the drug.
•Enhance super-saturation of
the drug upon dissolution by
preventing nucleation.


                           Dina Zhang with permission



                                                                                                            9
Integrate Amorphous Solid Dispersion in the Drug
 Discovery Process
Challenges:
• Aggressive timeline requires fast turn-around
    – Rely on high throughput screening and platform approaches

• API supply limitations at various stages of Discovery space
    – Scaled down process for batch preparation, characterization and
      analysis

• Cross-functional collaboration is required
    – High throughput screening
    – Formulation preparation
    – Characterization and analysis
    – Troubleshooting
    – Scale up


                                                                        10
Screening For Solvents and Polymers

• Solvent Selection is based on solubility (> 10 mg/mL) and compatibility
     • Acetone, MeOH, EtOH, IPA, t-BuOH, EtOAc, IPOAc, Toluene, HOAc,
       MEK, THF, DCM plus mixing with H2O (up to 25%)
• Polymer Selection
     • Solvent casting screening in 96-well plate
     • Polymers: HPMCAS (LF, MF, HF), HPMCP (HP-55), PVP-PVAc(Kollidone
       VA64) PVP (Kollidone 90F), Eugragit (L100) and etc.
     • Surfactants (optional) to further enhance solubility
     • A small amount of film is formed and characterized by microscopy and
       PXRD
     • Kinetic solubility of dispersed film in FaSSIF


     Shanbhag, A. et. al.,International Journal of Pharmaceutics, 351, 209-218 (2008)
     Moser, J. D. et. al.. American Pharmaceutical Review, Sep/Oct, 2008


                                                                                        11
Scaled Down Process

•ProCepT Microspray Drying
 system provides capabilities of                          Feed Solution


 small batch size to                        Drying
                                             Gas
 accommodate limitation of                   Inlet
                                               +
 compound availability in                   Heater

 Discovery space:
                                                           Drying
    Batch   size: 0.25 – 4000 mL                         Chamber

    Particle size range: 2- 75 microns
    Processing yield: ~85% for 25 mg of
     product
                                             Cyclone
                                           + Collection   Connecting
                                              Vessel        Tube

   Information provided by ProCepT


                                                                          12
Characterization of Spray-Dried Amorphous Solid
Dispersion

• Physical characterization: mDSC, PXRD and TGA
• Chemical characterization: assay and impurity
  profile
• Solid state stability
• In-use stability in suspending vehicle
• Redisperse study in SGF and FaSSIF
• Maximum feasible concentration determination
• Confirm exposure enhancement by
  pharmacokinetic studies



                                                  13
Platform Vehicle and Vehicle Selection

• Platform vehicle:
       Suspending agent + Acidifying agent + Wetting agent

• Key Considerations:
   – Visual wetting, stirability/suspendability/syringability, at low and high
     dose (MFC)
   – Physically and chemically stable for at least 4 hours
   – Well-dispersed and uniform suspension
   – Maximum feasible concentration
   – Acidifying agent prevents API released from the pH sensitive polymer to
     ensure in-use physical stability
   – Low amount of surfactant is added as a wetting agent but may promote
     solubilization/dissolution of the API and hence may promote
     crystallization.

                                                                                 14
Limitations of Spray Dried Amorphous Solid
  Dispersion Formulation


• Solubility and compatibility in organic solvents

• Drug loading limitations (Maximum Feasible Concentration
  concerns)

• Complexity of workflow in fast-paced Discovery space

• Additional work of scaling up for GLP toxicology studies




                                                             15
Case Study #1: Using Spray Dried Amorphous Solid
      Dispersion Of Compound A For Discovery Toxicology Studies

                                                                   Rodent PK
                                                16.00
Challenge: Identify a formulation                                  PEG/Tw een (200 mpk)
                                                                   20% TPGS (200 mpk)
strategy to provide exposure                                       Nanoformulation (100 mpk)
                                                                   Spray Dried Amorphous (100 mpk)
despite the poor solubility                     12.00

(<0.001 mg/mL in SGF and
FaSSIF).                                         8.00
                                                                Spray dried
                                                                amorphous solid

                                                AUC
                                                                dispersion
In rodents the spray dried                                      formulation
amorphous solid dispersion                       4.00

formulation significantly improve
exposure relative to alternative                 0.00
formulation strategies.                                 0   4      8           12              16    20   24


                                                                        Time (hr)
J. Ormes, J. Chang, D. Leung, E. Kwong, F. Li

                                                                                                               16
Case Study #2: Using Solid Dispersion Formulation to
  Enhance Oral Exposure and Resolve Polymorphism Issues

• Challenges:
 1. The compound exhibited polymorphism with numerous crystalline
 phases (>20) identified and physical phase instability in the
 conventional formulation

 2. The compound exhibited a >30x decrease in solubility from
 amorphous phase upon identification of a high melting crystalline
 form (decline from > 0.600 ug/mL to 0.017 ug/mL).

 3. Discovery toxicology formulation had to be developed within two
 weeks to meet program timeline



    M. Hu, J. Ormes, J. Chang, E. Kwong, A. Bak, C. Alleyne, S. Lohani
                                                                         17
Case Study #2: Using Solid Dispersion Formulation to
Enhance Oral Exposure and Resolve Polymorphism Issues

 • Spray Dried formulation provided a physically stable
   formulation which overcame solubility concerns to provide
   sufficient exposure for discovery toxicology studies without
   timeline delay.

                      Cmax              AUC(0-x)   Exposure    Physical Stability
  PK 100 mpk in Rat          Tmax (h)
                      (μM)              (μMh)      Multiple     (in vehicle)
    Conventional
    Formulation
                      48        2         611        127x          unstable
      (partially
    solubilization)
  Nanosuspension
                      21.5      2         254        53x           unstable
     (wet milling)
  Amorphous Solid
    Dispersion        43.8     2.3        686        143x           stable
    (spray drying)




                                                                                    18
Summary


• Spray dried amorphous solid dispersion is a powerful tool for enhancing
  bioavailability and providing stable amorphous platform formulations in
  Discovery:

  – Spray Drying enables compounds with poor solubility to achieve
    sufficient oral exposures

  – Spray dried amorphous solid dispersion also simplifies formulation
    strategy for compounds displaying complex polymorphism.

• By utilizing solvent casting screening, scaled down process and platform
  approach, spray-dried amorphous solid dispersion becomes a feasible
  formulation strategy in Discovery when API is limited and timeline is
  short.


                                                                             19
Acknowledgement

Dennis Leung      Justin Moser
Fangbiao Li       Mike Lowinger
Candice Alleyne   Caroline McGregor
Sachin Lohani     Dina Zhang
Vincent Tong      Elise Miller
Lina Liu          Davida Krueger
Timothy Rhodes    Elizabeth Kwong
Patrick Marsac    Allen Templeton
Annette Bak       Michael Kress

                                      20

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Amorphous Solid Dispersions: Application Of Spray Drying Formulations For Discovery Toxicology Studies

  • 1. Amorphous Solid Dispersions: Application Of Spray Drying Formulations For Discovery Toxicology Studies Mengwei Hu, James Ormes and Jiang Chang Merck & Co.
  • 2. Presentation Outline • Challenges in Discovery toxicology formulation development • General concept of spray dried amorphous solid dispersions • Integration of spray drying technology in Discovery space • Case studies of applications of amorphous solid dispersion for Discovery toxicology studies • Summary • Acknowledgement 2
  • 3. Challenges In Discovery Toxicology Formulation Development • Requirement of higher oral exposure (except for oncology programs) to ensure safety margin: – Exposures can be limited by • Compound specific properties: – Solubility can be significantly improved – Dissolution rate by formulation strategies – Permeability – GI tract stability – First pass effect • Formulation specific properties: – Maximum feasible dose: limited by feasible concentration, dosing volume and daily allowed amount of excipients – Release rate 3
  • 4. Challenges In Discovery Toxicology Formulation Development (continued) • Prefer solution/suspension formulation – Easiness for dosing especially for rodent species – Easiness for body weight adjustment – Besides bioperformance, need to address: • Dosability: – uniformity, viscosity and syringability • Stability: – Physical stability: polymorphism, disproportionation, particle size distribution, pH shift, agglomeration and gelling – Chemical stability: chemical degradation (hydrolysis, oxidation, compatibility with excipients and photostability) 4
  • 5. Challenges In Discovery Toxicology Formulation Development (continued) • Narrower choices of excipients – To ensure clear read out of toxicity caused by API. – Excipients with similar toxicity concern as the API have to be avoided. – Wider choices for short term study. However, line of sight for long term toxicology study is critical. – Full knowledge of species specific toxicity of excipients is essential. – Maximum daily allowed amount of excipients has to be established. – Concern specific to the therapeutic area: • Example: using lipid based formulations for lipid modifying agents • Short development time for toxicology formulations • Limited availability of API 5
  • 6. Toxicology Formulation Strategies • Solubilization – Ionization by pH adjustment – Salt – Cosolvent – Surfactant – Complexation – Lipid based formulation • Increase dissolution rate through particle size reduction – Micronization – Nanoparticle • Improve solubility by converting API to amorphous state and maintaining it at amorphous state (amorphous solid dispersion) – Hot melt extrusion or melt quenching techniques – Spray drying 6
  • 7. Spray Drying Process Atomization Spray Gas Hot Solution Credit: Galen Shi Processing Gas Cool Evaporation of Solvent Spray Droplet Heat in Hotter region Cooler region Spray Dried Drug/Polymer • Mix up liquid feed containing drug, polymer, and optional surfactants in a solution or suspension. • Atomize liquid feed to generate desired droplet formation • Dry droplets (fast drying rate) to generate amorphous, solid particles (from solution) • Collect product from processing gas stream (e.g cyclone & bag filter) 7
  • 8. How Spray Dried Amorphous Solid Enhances Drug Exposure Free Energy Solvated Drug G G Amorphous Drug Crystalline Drug • Amorphous state has higher free-energy No crystal lattice to break  Higher Thermodynamic Solubility • Fine particle size  Large surface area  Improved Kinetic Dissolution Amorphous solid dispersion is particularly useful for compounds with high crystal lattice energy 8
  • 9. Polymer Excipients in Spray Drying Free Energy Amorphous Drug Amorphous Drug w/Polymer Better Solubility Low Stability Better Solubility Crystalline Drug Better Stability Poor Solubility Patrick Marsac with permission Stable •Polymers stabilize the amorphous state of the drug. •Enhance super-saturation of the drug upon dissolution by preventing nucleation. Dina Zhang with permission 9
  • 10. Integrate Amorphous Solid Dispersion in the Drug Discovery Process Challenges: • Aggressive timeline requires fast turn-around – Rely on high throughput screening and platform approaches • API supply limitations at various stages of Discovery space – Scaled down process for batch preparation, characterization and analysis • Cross-functional collaboration is required – High throughput screening – Formulation preparation – Characterization and analysis – Troubleshooting – Scale up 10
  • 11. Screening For Solvents and Polymers • Solvent Selection is based on solubility (> 10 mg/mL) and compatibility • Acetone, MeOH, EtOH, IPA, t-BuOH, EtOAc, IPOAc, Toluene, HOAc, MEK, THF, DCM plus mixing with H2O (up to 25%) • Polymer Selection • Solvent casting screening in 96-well plate • Polymers: HPMCAS (LF, MF, HF), HPMCP (HP-55), PVP-PVAc(Kollidone VA64) PVP (Kollidone 90F), Eugragit (L100) and etc. • Surfactants (optional) to further enhance solubility • A small amount of film is formed and characterized by microscopy and PXRD • Kinetic solubility of dispersed film in FaSSIF Shanbhag, A. et. al.,International Journal of Pharmaceutics, 351, 209-218 (2008) Moser, J. D. et. al.. American Pharmaceutical Review, Sep/Oct, 2008 11
  • 12. Scaled Down Process •ProCepT Microspray Drying system provides capabilities of Feed Solution small batch size to Drying Gas accommodate limitation of Inlet + compound availability in Heater Discovery space: Drying  Batch size: 0.25 – 4000 mL Chamber  Particle size range: 2- 75 microns  Processing yield: ~85% for 25 mg of product Cyclone + Collection Connecting Vessel Tube Information provided by ProCepT 12
  • 13. Characterization of Spray-Dried Amorphous Solid Dispersion • Physical characterization: mDSC, PXRD and TGA • Chemical characterization: assay and impurity profile • Solid state stability • In-use stability in suspending vehicle • Redisperse study in SGF and FaSSIF • Maximum feasible concentration determination • Confirm exposure enhancement by pharmacokinetic studies 13
  • 14. Platform Vehicle and Vehicle Selection • Platform vehicle: Suspending agent + Acidifying agent + Wetting agent • Key Considerations: – Visual wetting, stirability/suspendability/syringability, at low and high dose (MFC) – Physically and chemically stable for at least 4 hours – Well-dispersed and uniform suspension – Maximum feasible concentration – Acidifying agent prevents API released from the pH sensitive polymer to ensure in-use physical stability – Low amount of surfactant is added as a wetting agent but may promote solubilization/dissolution of the API and hence may promote crystallization. 14
  • 15. Limitations of Spray Dried Amorphous Solid Dispersion Formulation • Solubility and compatibility in organic solvents • Drug loading limitations (Maximum Feasible Concentration concerns) • Complexity of workflow in fast-paced Discovery space • Additional work of scaling up for GLP toxicology studies 15
  • 16. Case Study #1: Using Spray Dried Amorphous Solid Dispersion Of Compound A For Discovery Toxicology Studies Rodent PK 16.00 Challenge: Identify a formulation PEG/Tw een (200 mpk) 20% TPGS (200 mpk) strategy to provide exposure Nanoformulation (100 mpk) Spray Dried Amorphous (100 mpk) despite the poor solubility 12.00 (<0.001 mg/mL in SGF and FaSSIF). 8.00 Spray dried amorphous solid AUC dispersion In rodents the spray dried formulation amorphous solid dispersion 4.00 formulation significantly improve exposure relative to alternative 0.00 formulation strategies. 0 4 8 12 16 20 24 Time (hr) J. Ormes, J. Chang, D. Leung, E. Kwong, F. Li 16
  • 17. Case Study #2: Using Solid Dispersion Formulation to Enhance Oral Exposure and Resolve Polymorphism Issues • Challenges: 1. The compound exhibited polymorphism with numerous crystalline phases (>20) identified and physical phase instability in the conventional formulation 2. The compound exhibited a >30x decrease in solubility from amorphous phase upon identification of a high melting crystalline form (decline from > 0.600 ug/mL to 0.017 ug/mL). 3. Discovery toxicology formulation had to be developed within two weeks to meet program timeline M. Hu, J. Ormes, J. Chang, E. Kwong, A. Bak, C. Alleyne, S. Lohani 17
  • 18. Case Study #2: Using Solid Dispersion Formulation to Enhance Oral Exposure and Resolve Polymorphism Issues • Spray Dried formulation provided a physically stable formulation which overcame solubility concerns to provide sufficient exposure for discovery toxicology studies without timeline delay. Cmax AUC(0-x) Exposure Physical Stability PK 100 mpk in Rat Tmax (h) (μM) (μMh) Multiple (in vehicle) Conventional Formulation 48 2 611 127x unstable (partially solubilization) Nanosuspension 21.5 2 254 53x unstable (wet milling) Amorphous Solid Dispersion 43.8 2.3 686 143x stable (spray drying) 18
  • 19. Summary • Spray dried amorphous solid dispersion is a powerful tool for enhancing bioavailability and providing stable amorphous platform formulations in Discovery: – Spray Drying enables compounds with poor solubility to achieve sufficient oral exposures – Spray dried amorphous solid dispersion also simplifies formulation strategy for compounds displaying complex polymorphism. • By utilizing solvent casting screening, scaled down process and platform approach, spray-dried amorphous solid dispersion becomes a feasible formulation strategy in Discovery when API is limited and timeline is short. 19
  • 20. Acknowledgement Dennis Leung Justin Moser Fangbiao Li Mike Lowinger Candice Alleyne Caroline McGregor Sachin Lohani Dina Zhang Vincent Tong Elise Miller Lina Liu Davida Krueger Timothy Rhodes Elizabeth Kwong Patrick Marsac Allen Templeton Annette Bak Michael Kress 20