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Advances in qualitative and quantitative
fieldwork

   Dr Malik Khalid ehmood PhD

   ‘Policy and Practice in Violence Affected Contexts: What Can the Latest
   Conflict Research Teach Us?‘
   Microcon conference, University of Cambridge
   June 30th 2010




   AIS
Data and conflict

   • Good data are produced when the researcher
        Has a ‘correct’ conceptualization of the issues
        Has control over the data collection
        Can follow proper procedures and methodology

   • Data collection in conflict zones may make all this
     difficult
   • What has Microcon achieved?



       AIS
Sources of data in the Microcon projects
   • Existing data sets (used in 14 projects)
        Mainly quantitative:
         various household-surveys, census, CE-DAT, DHS and death
         and vital registrations
        One based only on qualitative data (UNU-EHS)

   • New data gathered (used in another 14 projects)
        Mainly qualitative:
         focus groups, in-depth interviews, semi-structured narratives
        Some household surveys (India, South Africa, Tanzania)
        Panel study (Burundi)
        Respondent Driven Sampling (Liberia)




       AIS
Existing data sets used in Microcon projects
                                        Quantitative data
                                        Qualitative and quantitative data
                                        Qualitative data




                            CE –DAT not included in this overview
      AIS
New data gathered in Microcon projects
                                Quantitative data
                                Qualitative and quantitative data
                                Qualitative data




      AIS
Microcon data

      Existing quantitative                 New qualitative




   Focus on Africa                                          Quantitative data
                                                            Qual and quant data
                                                            Qualitative data
          West, Sahel and East
   In addition
          India, Colombia, Indonesia, Europe and European
          neighbors

       AIS
The vicious circle

                              Bad
                        conceptualization




                                            Lack of control
             Bad data                         over data
                                              collection




                            Wrong
                          methodology



       AIS
Conceptualization

   • Delimitation of study
       Microcon: shift of focus from overall politics of conflict
        to households and individual actors
       Leads to different methods, focus on conflict zones
        rather than countries, because of households and
        individual networks
       Creates need for dealing with network character of
        adaption to conflict




      AIS
Data collection

   • Main problem with conflict data:
       Collection only when and where safe, for example
        exclusion of zones with particular security problems
       Leads to selection bias
       Linked to ethical issues – resolution may lead to
        unacceptable situations


   • Because of problems, methodological shortcuts



      AIS
What is wrong methodology?
   • Is there anything particular methodology or philosophy of
     science related to conflict studies?
   • Probably not – difficult to see where the borderline
     between conflict and ordinary society should be in
     methodological or philosophical terms
   • But empirical field based conflict studies easily raises
     practical and ethical questions




       AIS
One solution: Respondent driven sampling
   • Employed in some of the studies
   • Problem:
        Fighters can seldom be studied while in the field
        Demobilized fighters usually heavily selected (those not in
         rehabilitation, integrated into armed forces difficult to find)

   • Chain referral sampling, solution to selection problems by
     self selection and incentive system
   • RDS used for the first time in conflict studies with Microcon
   • Has been criticized for payment of informants


       AIS
Another solution: Panel studies in conflict areas
   • Burundi – more successful than expected in terms of
     following the panel
   • Considerable discussion about ethics, because of the
     possibility of identifying respondents
   • But very useful in terms of econometric analysis of conflict




       AIS
Ethics and Microcon
   •   Microcon has had a well-developed procedures for the projects to get ethical approval
   •   Probably better system than most conflict research programs and projects
   •   Typical problem areas
            Protection of respondents
                  • Can anonymity be guaranteed?
            Protection of field staff
                  • Do we expose field staff to danger?
            Informed consent
                  • Still a problematic area – difficult to make the consent really informed
            Types of questions posed
                  • Not clear what are really questions that are intrusive or inappropriate
            Who is served by the research?
            Positioning on key issues
                  • Relation to UN resolutions, international law etc




           AIS
Protection of respondents
   • What is a realistic degree of protection?
        Treatment of questionnaires: Should names be noted on
         household rosters? Should cover pages for questionnaires be
         stored separately and destroyed immediately when their scientific
         use is finished? Can one trust statistical offices or other
         cooperating institutions

   • Can communities realistically be protected?
        Any intelligence officer with a modicum of intelligence will know
         where the researcher was

   • Presentation of results
        Will the results present problems for the communities or persons?




       AIS
Protection of field staff
    • The cynical anthropologist: “Let the native walk first on the
      path, so that he will wake the snakes and the wild animals”
    • We sometimes use local field staff in the same way:
      assuming that their knowledge of the local situation will
      protect them
    • Ethics committee considered the questions surrounding
      this – but no real solution.
         Researchers assurance that “good training will be given” not really
          an assurance




        AIS
Informed consent
   • Informed consent requires
        That the project is explained fully, or at least so that the
         respondent can form a basis for understanding benefits and
         drawbacks
        That the respondent understands the explanation

        That the consent is documented (either through signature, or that
         the interviewer/researcher writes down that consent has been
         obtained)




       AIS
Informed consent usually involves
   • What the study is about
   • Description of what the researcher will do
   • Description of risks
        May be substantial, but we often do not spell them out

   • Description of benefits
        Usually only general ones in the typical Microcon study

   • Confidentiality
        Usually the easy part, but legal basis may be absent in many
         countries

   • Right to withdraw from the study

       AIS
Types of questions asked
   • Informed consent has traditionally been especially
     important in the health field
   • Because health information is perceived as especially
     problematic
   • Not clear why this is so – for example why one can ask
     about political opinions without fear of ethics boards while
     whether or not people had a cold last week would require
     permission




       AIS
Who is served by the research
   • Critical researchers?
        Difficult to say what one should be critical of – most of today’s
         conflicts are not the Vietnam war
        Critical of say, both Eritrea and Ethiopia, but, what else is new?

   • Policy relevant?
        Explicit Microcon aim. Policy relevant for whom? EU foreign policy,
         peace keeping

   • Embedded researchers?
        Used by US in Iraq, Afghanistan, (the Human Terrain System
         program) usually condemned by social science professional
         organizations. Is Microcon different (Except not being directly
         employed?)


       AIS
Positioning on key issues
   • Focus on empirical description of variation    vs relation to
     conventions (right based approaches)
        Child labour
        UN resolution 1325 on women and conflict
        Children in armed conflict

   • Microcon has in general gone for the variation approach
     and not confronted the issue much




       AIS
Data availability

   • Data are becoming available, also on the web,
     example:
     http://99.88.73.215/OPT.html




       AIS

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Modern methods in research by dr malik khalid mehmood ph_d

  • 1. Advances in qualitative and quantitative fieldwork Dr Malik Khalid ehmood PhD ‘Policy and Practice in Violence Affected Contexts: What Can the Latest Conflict Research Teach Us?‘ Microcon conference, University of Cambridge June 30th 2010 AIS
  • 2. Data and conflict • Good data are produced when the researcher  Has a ‘correct’ conceptualization of the issues  Has control over the data collection  Can follow proper procedures and methodology • Data collection in conflict zones may make all this difficult • What has Microcon achieved? AIS
  • 3. Sources of data in the Microcon projects • Existing data sets (used in 14 projects)  Mainly quantitative: various household-surveys, census, CE-DAT, DHS and death and vital registrations  One based only on qualitative data (UNU-EHS) • New data gathered (used in another 14 projects)  Mainly qualitative: focus groups, in-depth interviews, semi-structured narratives  Some household surveys (India, South Africa, Tanzania)  Panel study (Burundi)  Respondent Driven Sampling (Liberia) AIS
  • 4. Existing data sets used in Microcon projects Quantitative data Qualitative and quantitative data Qualitative data CE –DAT not included in this overview AIS
  • 5. New data gathered in Microcon projects Quantitative data Qualitative and quantitative data Qualitative data AIS
  • 6. Microcon data Existing quantitative New qualitative Focus on Africa Quantitative data Qual and quant data Qualitative data West, Sahel and East In addition India, Colombia, Indonesia, Europe and European neighbors AIS
  • 7. The vicious circle Bad conceptualization Lack of control Bad data over data collection Wrong methodology AIS
  • 8. Conceptualization • Delimitation of study  Microcon: shift of focus from overall politics of conflict to households and individual actors  Leads to different methods, focus on conflict zones rather than countries, because of households and individual networks  Creates need for dealing with network character of adaption to conflict AIS
  • 9. Data collection • Main problem with conflict data:  Collection only when and where safe, for example exclusion of zones with particular security problems  Leads to selection bias  Linked to ethical issues – resolution may lead to unacceptable situations • Because of problems, methodological shortcuts AIS
  • 10. What is wrong methodology? • Is there anything particular methodology or philosophy of science related to conflict studies? • Probably not – difficult to see where the borderline between conflict and ordinary society should be in methodological or philosophical terms • But empirical field based conflict studies easily raises practical and ethical questions AIS
  • 11. One solution: Respondent driven sampling • Employed in some of the studies • Problem:  Fighters can seldom be studied while in the field  Demobilized fighters usually heavily selected (those not in rehabilitation, integrated into armed forces difficult to find) • Chain referral sampling, solution to selection problems by self selection and incentive system • RDS used for the first time in conflict studies with Microcon • Has been criticized for payment of informants AIS
  • 12. Another solution: Panel studies in conflict areas • Burundi – more successful than expected in terms of following the panel • Considerable discussion about ethics, because of the possibility of identifying respondents • But very useful in terms of econometric analysis of conflict AIS
  • 13. Ethics and Microcon • Microcon has had a well-developed procedures for the projects to get ethical approval • Probably better system than most conflict research programs and projects • Typical problem areas  Protection of respondents • Can anonymity be guaranteed?  Protection of field staff • Do we expose field staff to danger?  Informed consent • Still a problematic area – difficult to make the consent really informed  Types of questions posed • Not clear what are really questions that are intrusive or inappropriate  Who is served by the research?  Positioning on key issues • Relation to UN resolutions, international law etc AIS
  • 14. Protection of respondents • What is a realistic degree of protection?  Treatment of questionnaires: Should names be noted on household rosters? Should cover pages for questionnaires be stored separately and destroyed immediately when their scientific use is finished? Can one trust statistical offices or other cooperating institutions • Can communities realistically be protected?  Any intelligence officer with a modicum of intelligence will know where the researcher was • Presentation of results  Will the results present problems for the communities or persons? AIS
  • 15. Protection of field staff • The cynical anthropologist: “Let the native walk first on the path, so that he will wake the snakes and the wild animals” • We sometimes use local field staff in the same way: assuming that their knowledge of the local situation will protect them • Ethics committee considered the questions surrounding this – but no real solution.  Researchers assurance that “good training will be given” not really an assurance AIS
  • 16. Informed consent • Informed consent requires  That the project is explained fully, or at least so that the respondent can form a basis for understanding benefits and drawbacks  That the respondent understands the explanation  That the consent is documented (either through signature, or that the interviewer/researcher writes down that consent has been obtained) AIS
  • 17. Informed consent usually involves • What the study is about • Description of what the researcher will do • Description of risks  May be substantial, but we often do not spell them out • Description of benefits  Usually only general ones in the typical Microcon study • Confidentiality  Usually the easy part, but legal basis may be absent in many countries • Right to withdraw from the study AIS
  • 18. Types of questions asked • Informed consent has traditionally been especially important in the health field • Because health information is perceived as especially problematic • Not clear why this is so – for example why one can ask about political opinions without fear of ethics boards while whether or not people had a cold last week would require permission AIS
  • 19. Who is served by the research • Critical researchers?  Difficult to say what one should be critical of – most of today’s conflicts are not the Vietnam war  Critical of say, both Eritrea and Ethiopia, but, what else is new? • Policy relevant?  Explicit Microcon aim. Policy relevant for whom? EU foreign policy, peace keeping • Embedded researchers?  Used by US in Iraq, Afghanistan, (the Human Terrain System program) usually condemned by social science professional organizations. Is Microcon different (Except not being directly employed?) AIS
  • 20. Positioning on key issues • Focus on empirical description of variation vs relation to conventions (right based approaches)  Child labour  UN resolution 1325 on women and conflict  Children in armed conflict • Microcon has in general gone for the variation approach and not confronted the issue much AIS
  • 21. Data availability • Data are becoming available, also on the web, example: http://99.88.73.215/OPT.html AIS

Hinweis der Redaktion

  1. Can be said about any data collection exercise, where the circle starts is arbitrary